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Livermore
Livermore
ZHEN

Alps Advisors Inc

SEC CIK
0001376113
Latest filing
Jul 29, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
1,019
−21 vs. Q3 2022
Portfolio value
$11.2B
+$641.6M (+6.1%) vs. Q3 2022
Filed
Feb 14, 2023
SEC
Holdings of Alps Advisors Inc in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
WESWestern Midstream Partners, LPCOM UNIT LP INT25,442,166$683.1M6.1%+1,760,145+7.4%AddedHistory
MPLXMPLX LPCOM UNIT REP LTD20,674,484$679.0M6.1%+394,336+1.9%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN56,873,619$675.1M6.0%−1,086,783−1.9%ReducedHistory
EPDEnterprise Products Partners L.P.Stock27,987,437$675.1M6.0%+2,510,567+9.9%AddedHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP13,177,276$661.6M5.9%+4,4930.0%AddedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN55,337,101$650.8M5.8%−800,411−1.4%ReducedHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD47,883,103$589.0M5.3%+1,569,185+3.4%AddedHistory
DCPDCP Midstream, LPCOM UT LTD PTN13,458,511$522.1M4.7%+568,632+4.4%AddedHistory
CQPCheniere Energy Partners, L.P.COM UNIT7,199,141$409.4M3.7%+964,036+15.5%AddedHistory
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER12,335,027$323.1M2.9%+2,165,569+21.3%AddedHistory
NSNuStar Energy L.P.UNIT COM14,852,307$237.6M2.1%+643,843+4.5%AddedHistory
HESMHess Midstream LPCL A SHS6,476,097$193.8M1.7%+273,980+4.4%AddedHistory
GELGenesis Energy LPUNIT LTD PARTN16,265,444$166.1M1.5%+709,095+4.6%AddedHistory
HEPHolly Energy Partners LPCOM UT LTD PTN6,821,862$123.6M1.1%+298,097+4.6%AddedHistory
CCJCameco CorpStock5,056,888$114.6M1.0%−120,397−2.3%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF442,432$84.6M0.8%+15,700+3.7%Added–
Vanguard Total Bond Market ETF921937835ETF1,155,642$83.0M0.7%+19,795+1.7%Added–
DKLDelek Logistics Partners, LPCOM UNT RP INT1,310,280$59.3M0.5%+56,846+4.5%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF1,293,800$54.3M0.5%−26,475−2.0%Reduced–
Schwab Fundamental International Equity ETF808524755ETF1,859,320$54.1M0.5%−19,285−1.0%Reduced–
iShares Core S&P 500 ETF464287200ETF138,958$53.4M0.5%+3,215+2.4%Added–
NEMNEWMONT CorpStock1,079,038$50.9M0.5%−72,908−6.3%ReducedHistory
MSFTMicrosoft CorpStock199,820$47.9M0.4%−23,417−10.5%ReducedHistory
NXENexGen Energy Ltd.COM10,521,878$46.6M0.4%−273,666−2.5%ReducedHistory
UECUranium Energy CorpCOM11,409,843$44.3M0.4%−275,984−2.4%ReducedHistory
UUUUEnergy Fuels IncCOM NEW6,800,520$42.2M0.4%−164,302−2.4%ReducedHistory
VZVerizon Communications IncStock1,046,796$41.2M0.4%+67,722+6.9%AddedHistory
OKEONEOK IncCOM622,382$40.9M0.4%−12,557−2.0%ReducedHistory
UPSUnited Parcel Service IncStock234,451$40.8M0.4%+136,019+138.2%AddedHistory
KMIKinder Morgan, Inc.Stock2,249,652$40.7M0.4%+90,456+4.2%AddedHistory
DNNDenison Mines Corp.COM35,150,980$40.4M0.4%−834,034−2.3%ReducedHistory
WMBWilliams Companies, Inc.COM1,182,712$38.9M0.3%+31,123+2.7%AddedHistory
ABBVAbbVie Inc.Stock234,036$37.8M0.3%−26,024−10.0%ReducedHistory
HDHome Depot, Inc.Stock117,214$37.0M0.3%−5,644−4.6%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF257,665$36.2M0.3%−6,325−2.4%Reduced–
JNJJohnson & JohnsonStock186,532$33.0M0.3%−11,139−5.6%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF135,386$32.7M0.3%−1,630−1.2%Reduced–
MRKMerck & Co., Inc.Stock294,736$32.7M0.3%−20,482−6.5%ReducedHistory
FSLRFirst Solar, Inc.Stock217,420$32.6M0.3%−101,556−31.8%ReducedHistory
PFEPfizer IncStock617,177$31.6M0.3%−32,588−5.0%ReducedHistory
PMPhilip Morris International Inc.Stock310,816$31.5M0.3%−11,369−3.5%ReducedHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN441,855$31.0M0.3%−39,451−8.2%ReducedHistory
TAT&T Inc.Stock1,637,416$30.1M0.3%−147,492−8.3%ReducedHistory
IPGInterpublic Group of Companies, Inc.COM902,413$30.1M0.3%−67,166−6.9%ReducedHistory
OGNOrganon & Co.Stock1,051,347$29.4M0.3%+943,047+870.8%AddedHistory
MMM3M CoStock240,621$28.9M0.3%−2,662−1.1%ReducedHistory
SNASnap-on IncCOM125,048$28.6M0.3%−1,118−0.9%ReducedHistory
AAPLApple Inc.Stock219,587$28.5M0.3%−17,695−7.5%ReducedHistory
DUKDuke Energy CORPStock276,189$28.4M0.3%+245,481+799.4%AddedHistory
ENPHEnphase Energy, Inc.Stock106,956$28.3M0.3%−35,878−25.1%ReducedHistory
SPGIS&P Global Inc.Stock84,005$28.1M0.3%−4,179−4.7%ReducedHistory
GILDGilead Sciences, Inc.Stock326,579$28.0M0.3%−93,658−22.3%ReducedHistory
FASTFastenal CoStock584,873$27.7M0.2%+486,156+492.5%AddedHistory
PLUGPlug Power IncStock2,235,251$27.7M0.2%+722,147+47.7%AddedHistory
MDTMedtronic plcStock354,175$27.5M0.2%+318,789+900.9%AddedHistory
INTCIntel CorpStock1,027,569$27.2M0.2%+96,753+10.4%AddedHistory
OMCOmnicom Group Inc.COM332,854$27.2M0.2%−17,552−5.0%ReducedHistory
PSXPhillips 66Stock260,561$27.1M0.2%+256,880+6,978.5%AddedHistory
DVNDevon Energy CorpStock439,582$27.0M0.2%+419,493+2,088.2%AddedHistory
ALBAlbemarle CorpStock124,308$27.0M0.2%+124,308NewHistory
MRSHMarsh & McLennan Companies, Inc.Stock162,074$26.8M0.2%−7,848−4.6%ReducedHistory
MOAltria Group, Inc.Stock586,601$26.8M0.2%−7,826−1.3%ReducedHistory
KMBKimberly Clark CorpStock196,613$26.7M0.2%+184,222+1,486.7%AddedHistory
DDominion Energy, IncStock431,989$26.5M0.2%+431,989NewHistory
RUNSunrun Inc.COM1,099,199$26.4M0.2%−147,093−11.8%ReducedHistory
SOSouthern CoStock368,345$26.3M0.2%+58,088+18.7%AddedHistory
HASHasbro, Inc.COM427,196$26.1M0.2%+120,319+39.2%AddedHistory
TFCTruist Financial CorpCOM605,017$26.0M0.2%+89,380+17.3%AddedHistory
VTRSViatris IncStock2,335,588$26.0M0.2%+2,335,588NewHistory
WHRWhirlpool CorpStock182,568$25.8M0.2%+21,829+13.6%AddedHistory
LYBLyondellBasell Industries N.V.SHS - A -310,077$25.7M0.2%+16,034+5.5%AddedHistory
CCitigroup IncStock568,332$25.7M0.2%+560,132+6,830.9%AddedHistory
KHCKraft Heinz CoStock630,360$25.7M0.2%−46,319−6.8%ReducedHistory
DOWDow Inc.Stock508,141$25.6M0.2%+13,061+2.6%AddedHistory
IBMInternational Business Machines CorpStock179,556$25.3M0.2%−20,204−10.1%ReducedHistory
GLWCorning IncCOM789,170$25.2M0.2%+761,596+2,762.0%AddedHistory
PNWPinnacle West Capital CorpCOM330,529$25.1M0.2%+5,213+1.6%AddedHistory
BBYBest Buy Co IncStock312,050$25.0M0.2%−15,859−4.8%ReducedHistory
BENFranklin Templeton IncCOM946,850$25.0M0.2%+11,597+1.2%AddedHistory
PRUPrudential Financial IncStock249,937$24.9M0.2%−1,975−0.8%ReducedHistory
HPQHP IncStock921,165$24.8M0.2%+891,051+2,958.9%AddedHistory
STXSeagate Technology Holdings plcORD SHS469,533$24.7M0.2%+105,856+29.1%AddedHistory
VFCV F CorpStock892,829$24.7M0.2%+323,832+56.9%AddedHistory
NWLNewell Brands Inc.Stock1,873,394$24.5M0.2%+514,816+37.9%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF279,614$24.5M0.2%−69,747−20.0%Reduced–
IPInternational Paper CoCOM705,701$24.4M0.2%+106,506+17.8%AddedHistory
LNCLincoln National CorpCOM795,224$24.4M0.2%+795,224NewHistory
EIXEdison InternationalStock382,657$24.3M0.2%+25,612+7.2%AddedHistory
AMCRAmcor plcORD2,035,417$24.2M0.2%+27,943+1.4%AddedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF699,937$23.9M0.2%−92,191−11.6%Reduced–
SWKStanley Black & Decker, Inc.COM317,787$23.9M0.2%+317,787NewHistory
TROWPrice T Rowe Group IncStock217,716$23.7M0.2%−10,652−4.7%ReducedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF174,039$23.6M0.2%−31,433−15.3%Reduced–
State Street Industrial Select Sector SPDR ETF81369Y704ETF240,447$23.6M0.2%−53,101−18.1%Reduced–
State Street Utilities Select Sector SPDR ETF81369Y886ETF334,675$23.6M0.2%−16,982−4.8%Reduced–
TXNTexas Instruments IncStock142,699$23.6M0.2%−9,239−6.1%ReducedHistory
State Street Communication Services Select Sector SPDR ETF81369Y852ETF490,907$23.6M0.2%−11,346−2.3%Reduced–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF315,095$23.5M0.2%−52,043−14.2%Reduced–
ORAOrmat Technologies, Inc.COM270,292$23.4M0.2%−11,461−4.1%ReducedHistory
TSLATesla, Inc.Stock189,010$23.3M0.2%+37,916+25.1%AddedHistory

Sold out since Q3 2022 (98)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Alps Advisors Inc sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
SHLXShell Midstream Partners, L.P.UNIT LTD INT17,710,623$280.0M2.6%History
CAHCardinal Health IncStock353,008$23.5M0.2%History
CAGConagra Brands Inc.Stock717,827$23.4M0.2%History
HIIHuntington Ingalls Industries, Inc.COM104,851$23.2M0.2%History
FEFirstenergy CorpCOM594,355$22.0M0.2%History
PPLPPL CorpCOM826,527$21.0M0.2%History
LFGArchaea Energy Inc.COM CL A527,158$9.49M0.1%History
KRTXKaruna Therapeutics, Inc.COM18,271$4.11M<0.1%History
IONSIonis Pharmaceuticals IncCOM77,480$3.43M<0.1%History
ASNDAscendis Pharma A/SSPONSORED ADR30,416$3.14M<0.1%History
CTXSCitrix Systems IncCOM30,100$3.13M<0.1%History
CRSPCRISPR Therapeutics AGNAMEN AKT42,581$2.78M<0.1%History
IEAInfrastructure & Energy Alternatives, Inc.COM192,027$2.60M<0.1%History
GBTGlobal Blood Therapeutics, Inc.COM36,829$2.51M<0.1%History
NTLAIntellia Therapeutics, Inc.COM41,521$2.32M<0.1%History
ChemoCentryx, Inc.16383L106COM38,984$2.01M<0.1%–
PTCTPTC Therapeutics, Inc.COM39,030$1.96M<0.1%History
FOLDAmicus Therapeutics, Inc.COM153,069$1.60M<0.1%History
AVLRAvalara, Inc.COM17,246$1.58M<0.1%History
HLHecla Mining CoCOM358,656$1.41M<0.1%History
ZENZendesk, Inc.COM18,218$1.39M<0.1%History
BAMBrookfield Asset Management Ltd.CL A LTD VT SH30,399$1.24M<0.1%History
AMTXAemetis, IncCOM NEW194,078$1.19M<0.1%History
FATEFate Therapeutics IncCOM52,950$1.19M<0.1%History
ABMDAbiomed IncCOM4,618$1.13M<0.1%History
TWTRTwitter, Inc.COM22,305$978.0K<0.1%History
IRWDIronwood Pharmaceuticals IncCOM CL A83,628$866.0K<0.1%History
VLTAVolta Inc.COM CL A705,575$854.0K<0.1%History
ALLOAllogene Therapeutics, Inc.COM78,536$848.0K<0.1%History
IOVAIovance Biotherapeutics, Inc.COM86,118$825.0K<0.1%History
LGNDLigand Pharmaceuticals IncCOM NEW9,239$796.0K<0.1%History
LBRDKLiberty Broadband CorpCOM SER C10,350$764.0K<0.1%History
STORStore Capital LLCCOM18,816$590.0K<0.1%History
FMTXForma Therapeutics Holdings, Inc.SHS26,147$522.0K<0.1%History
ERASErasca, Inc.COM66,663$520.0K<0.1%History
AXIAYAXIA Energia S.A.SPONSORED ADR64,258$516.0K<0.1%History
ASRSoutheast Airport GroupSPON ADR SER B2,584$507.0K<0.1%History
TXTernium S.A.SPONSORED ADS17,789$487.0K<0.1%History
QUREuniQure N.V.SHS25,499$478.0K<0.1%History
ADCAgree Realty CorpCOM6,978$472.0K<0.1%History
VICIVici Properties Inc.COM15,477$462.0K<0.1%History
NNNNNN REIT, Inc.REIT11,541$460.0K<0.1%History
EDITEditas Medicine, Inc.COM37,504$459.0K<0.1%History
NUVLNuvalent, Inc.COM23,509$457.0K<0.1%History
ORealty Income CorpREIT7,811$455.0K<0.1%History
VMRKVivmark ResidentialSH BEN INT6,758$454.0K<0.1%History
UDRUDR, Inc.COM10,875$454.0K<0.1%History
TKCTurkcell Iletisim Hizmetleri A SSPON ADR NEW170,862$454.0K<0.1%History
EPRTEssential Properties Realty Trust, Inc.COM23,196$451.0K<0.1%History
DEAEasterly Government Properties, Inc.COM28,546$450.0K<0.1%History
AVBAvalonbay Communities IncCOM2,433$448.0K<0.1%History
NHINational Health Investors IncCOM7,886$446.0K<0.1%History
LTCLTC Properties IncREIT11,779$441.0K<0.1%History
MCRBSeres Therapeutics, Inc.COM67,770$435.0K<0.1%History
ENICEnel Chile S.A.SPONSORED ADR313,479$433.0K<0.1%History
VRDNViridian Therapeutics, Inc.COM20,848$428.0K<0.1%History
WPCW. P. Carey Inc.COM6,051$422.0K<0.1%History
DREDuke Realty CorpCOM NEW8,586$414.0K<0.1%History
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT73,489$404.0K<0.1%History
BCYCBicycle Therapeutics PLCSPONSORED ADS16,186$376.0K<0.1%History
TILInstil Bio, Inc.COM70,827$343.0K<0.1%History
CGEMCullinan Therapeutics, Inc.COM24,941$320.0K<0.1%History
IDYAIDEAYA Biosciences, Inc.COM21,409$319.0K<0.1%History
ACETAdicet Bio, Inc.COM21,883$311.0K<0.1%History
CLRContinental Resources, IncCOM4,546$304.0K<0.1%History
PMVPPMV Pharmaceuticals, Inc.COM24,898$296.0K<0.1%History
WMSAdvanced Drainage Systems, Inc.COM2,345$292.0K<0.1%History
MNRLMNRL Sub Inc.CL A COM11,495$284.0K<0.1%History
TCOMTrip.com Group LtdADS10,294$281.0K<0.1%History
RPTXRepare Therapeutics Inc.COM22,934$278.0K<0.1%History
SICPSilvergate Capital CorpCL A3,552$268.0K<0.1%History
GNRCGenerac Holdings Inc.Stock1,488$265.0K<0.1%History
RLYBRallybio CorpCOM17,576$254.0K<0.1%History
AMRNAmarin Corp PLCSPONS ADR NEW220,005$240.0K<0.1%History
CCCCC4 Therapeutics, Inc.COM STK26,696$234.0K<0.1%History
ORGOOrganogenesis Holdings Inc.COM71,410$231.0K<0.1%History
DALDelta Air Lines, Inc.COM NEW7,680$216.0K<0.1%History
ARCTArcturus Therapeutics Holdings Inc.COM14,481$215.0K<0.1%History
CNTACentessa Pharmaceuticals plcSPONSORED ADS51,503$207.0K<0.1%History
KALVKalVista Pharmaceuticals, Inc.COM13,433$195.0K<0.1%History
ADCTADC Therapeutics SASHS38,571$186.0K<0.1%History
IVVDInvivyd, Inc.COM59,405$186.0K<0.1%History
MDXGMimedx Group, Inc.COM62,007$178.0K<0.1%History
TNGXTango Therapeutics, Inc.COM48,071$174.0K<0.1%History
MLTXMoonLake ImmunotherapeuticsCLASS A ORD20,144$160.0K<0.1%History
HSTHost Hotels & Resorts, Inc.COM10,019$159.0K<0.1%History
VXRTVaxart, Inc.COM NEW69,043$151.0K<0.1%History
FDMT4D Molecular Therapeutics, Inc.COM17,663$142.0K<0.1%History
LIANYLianBioSPONSORED ADS58,490$116.0K<0.1%History
RIGLRigel Pharmaceuticals IncCOM NEW94,343$111.0K<0.1%History
AUTLAutolus Therapeutics plcSPON ADS49,657$106.0K<0.1%History
KRONKronos Bio, Inc.COM31,034$104.0K<0.1%History
VBIVVBI Vaccines Inc/BCCOM NEW140,981$100.0K<0.1%History
ADAPYAdaptimmune Therapeutics PLCSPONDS ADR88,339$95.0K<0.1%History
ICVXIcosavax, Inc.COM21,821$69.0K<0.1%History
JNCEJounce Therapeutics, Inc.COM28,212$66.0K<0.1%History
EPIXESSA Pharma Inc.COM NEW24,052$44.0K<0.1%History
SWVLSwvl Holdings CorpCLASS A COM18,825$16.0K<0.1%History