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Livermore
Livermore
ZHEN

Alps Advisors Inc

SEC CIK
0001376113
Latest filing
Jul 29, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
1,040
+10 vs. Q2 2022
Portfolio value
$10.6B
+$283.9M (+2.8%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Alps Advisors Inc in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ETEnergy Transfer LPCOM UT LTD PTN57,960,402$639.3M6.0%−276,020−0.5%ReducedHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP13,172,783$625.8M5.9%+185,862+1.4%AddedHistory
MPLXMPLX LPCOM UNIT REP LTD20,280,148$608.6M5.8%+58,358+0.3%AddedHistory
EPDEnterprise Products Partners L.P.Stock25,476,870$605.8M5.7%+361,532+1.4%AddedHistory
WESWestern Midstream Partners, LPCOM UNIT LP INT23,682,021$595.8M5.6%−493,368−2.0%ReducedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN56,137,512$590.6M5.6%−1,980,018−3.4%ReducedHistory
DCPDCP Midstream, LPCOM UT LTD PTN12,889,879$484.3M4.6%−314,591−2.4%ReducedHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD46,313,918$411.7M3.9%−1,391,539−2.9%ReducedHistory
CQPCheniere Energy Partners, L.P.COM UNIT6,235,105$332.7M3.1%+336,906+5.7%AddedHistory
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER10,169,458$282.4M2.7%−253,576−2.4%ReducedHistory
SHLXShell Midstream Partners, L.P.UNIT LTD INT17,710,623$280.0M2.6%−442,680−2.4%ReducedHistory
NSNuStar Energy L.P.UNIT COM14,208,464$191.8M1.8%−356,202−2.4%ReducedHistory
HESMHess Midstream LPCL A SHS6,202,117$158.3M1.5%−1,386,806−18.3%ReducedHistory
GELGenesis Energy LPUNIT LTD PARTN15,556,349$143.1M1.4%−395,637−2.5%ReducedHistory
CCJCameco CorpStock5,177,285$137.3M1.3%−607,162−10.5%ReducedHistory
HEPHolly Energy Partners LPCOM UT LTD PTN6,523,765$107.1M1.0%−166,668−2.5%ReducedHistory
Vanguard Total Bond Market ETF921937835ETF1,135,847$81.0M0.8%−19,210−1.7%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF426,732$76.6M0.7%−19,385−4.3%Reduced–
DKLDelek Logistics Partners, LPCOM UNT RP INT1,253,434$63.9M0.6%+1,253,434NewHistory
MSFTMicrosoft CorpStock223,237$52.0M0.5%+12,567+6.0%AddedHistory
iShares Core S&P 500 ETF464287200ETF135,743$48.7M0.5%−5,120−3.6%Reduced–
NEMNEWMONT CorpStock1,151,946$48.4M0.5%+339,354+41.8%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF1,320,275$48.0M0.5%+42,210+3.3%Added–
Schwab Fundamental International Equity ETF808524755ETF1,878,605$47.2M0.4%+58,505+3.2%Added–
DNNDenison Mines Corp.COM35,985,014$42.8M0.4%+6,069,242+20.3%AddedHistory
UUUUEnergy Fuels IncCOM NEW6,964,822$42.6M0.4%+1,814,634+35.2%AddedHistory
FSLRFirst Solar, Inc.Stock318,976$42.2M0.4%−151,409−32.2%ReducedHistory
UECUranium Energy CorpCOM11,685,827$40.9M0.4%+1,062,133+10.0%AddedHistory
RIVNRivian Automotive, Inc.Stock1,220,594$40.2M0.4%+101,883+9.1%AddedHistory
TSLATesla, Inc.Stock151,094$40.1M0.4%00.0%UnchangedConverted for a 3-for-1 splitHistory
CSCOCisco Systems, Inc.Stock992,224$39.7M0.4%+14,630+1.5%AddedHistory
ENPHEnphase Energy, Inc.Stock142,834$39.6M0.4%−29,140−16.9%ReducedHistory
NXENexGen Energy Ltd.COM10,795,544$39.6M0.4%+1,905,176+21.4%AddedHistory
VZVerizon Communications IncStock979,074$37.2M0.4%−202,936−17.2%ReducedHistory
LCIDLucid Group, Inc.COM2,582,174$36.1M0.3%+773,147+42.7%AddedHistory
LTHMLivent Corp.COM1,172,549$35.9M0.3%+136,649+13.2%AddedHistory
KMIKinder Morgan, Inc.Stock2,159,196$35.9M0.3%+116,129+5.7%AddedHistory
ABBVAbbVie Inc.Stock260,060$34.9M0.3%+13,421+5.4%AddedHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN481,306$34.8M0.3%+28,952+6.4%AddedHistory
RUNSunrun Inc.COM1,246,292$34.4M0.3%−14,879−1.2%ReducedHistory
HDHome Depot, Inc.Stock122,858$33.9M0.3%+20,832+20.4%AddedHistory
WMBWilliams Companies, Inc.COM1,151,589$33.0M0.3%+41,042+3.7%AddedHistory
AAPLApple Inc.Stock237,282$32.8M0.3%−4,900−2.0%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF263,990$32.6M0.3%−3,120−1.2%Reduced–
OKEONEOK IncCOM634,939$32.5M0.3%+28,468+4.7%AddedHistory
JNJJohnson & JohnsonStock197,671$32.3M0.3%−60,450−23.4%ReducedHistory
BMYBristol Myers Squibb CoStock453,027$32.2M0.3%+86,213+23.5%AddedHistory
PLUGPlug Power IncStock1,513,104$31.8M0.3%−373,745−19.8%ReducedHistory
AMGNAmgen IncStock136,642$30.8M0.3%−31,007−18.5%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF137,016$30.0M0.3%−4,835−3.4%Reduced–
PFEPfizer IncStock649,765$28.4M0.3%+35,730+5.8%AddedHistory
LMTLockheed Martin CorpStock72,912$28.2M0.3%−44,966−38.1%ReducedHistory
TAT&T Inc.Stock1,784,908$27.4M0.3%+489,240+37.8%AddedHistory
MRKMerck & Co., Inc.Stock315,218$27.1M0.3%+93,903+42.4%AddedHistory
SPGIS&P Global Inc.Stock88,184$26.9M0.3%+59,658+209.1%AddedHistory
MMM3M CoStock243,283$26.9M0.3%−38,953−13.8%ReducedHistory
PMPhilip Morris International Inc.Stock322,185$26.7M0.3%−32,374−9.1%ReducedHistory
XOMExxonMobil Holdings CorpCOM301,001$26.3M0.2%+5,236+1.8%AddedHistory
GILDGilead Sciences, Inc.Stock420,237$25.9M0.2%−110,237−20.8%ReducedHistory
SNASnap-on IncCOM126,166$25.4M0.2%−10,934−8.0%ReducedHistory
MRSHMarsh & McLennan Companies, Inc.Stock169,922$25.4M0.2%+141,584+499.6%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF349,361$25.2M0.2%+87,026+33.2%Added–
State Street Health Care Select Sector SPDR ETF81369Y209ETF205,472$24.9M0.2%+44,720+27.8%Added–
IPGInterpublic Group of Companies, Inc.COM969,579$24.8M0.2%+593+0.1%AddedHistory
CHPTChargePoint Holdings, Inc.COM CL A1,680,400$24.8M0.2%+33,255+2.0%AddedHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF367,138$24.5M0.2%+87,137+31.1%Added–
State Street Materials Select Sector SPDR ETF81369Y100ETF359,223$24.4M0.2%+101,973+39.6%Added–
CMICummins IncStock119,736$24.4M0.2%−11,799−9.0%ReducedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF293,548$24.3M0.2%+68,223+30.3%Added–
ORAOrmat Technologies, Inc.COM281,753$24.3M0.2%−9,020−3.1%ReducedHistory
HPEHewlett Packard Enterprise CoCOM2,024,413$24.3M0.2%+76,235+3.9%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF203,465$24.2M0.2%+48,788+31.5%Added–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF502,253$24.1M0.2%+144,284+40.3%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF792,128$24.0M0.2%+168,937+27.1%Added–
MOAltria Group, Inc.Stock594,427$24.0M0.2%−42,956−6.7%ReducedHistory
INTCIntel CorpStock930,816$24.0M0.2%+136,181+17.1%AddedHistory
TROWPrice T Rowe Group IncStock228,368$24.0M0.2%+175,542+332.3%AddedHistory
IBMInternational Business Machines CorpStock199,760$23.7M0.2%+7,747+4.0%AddedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF165,804$23.6M0.2%+24,212+17.1%Added–
VLOValero Energy CorpStock220,568$23.6M0.2%+42,697+24.0%AddedHistory
CAHCardinal Health IncStock353,008$23.5M0.2%−114,440−24.5%ReducedHistory
TXNTexas Instruments IncStock151,938$23.5M0.2%+36,137+31.2%AddedHistory
CAGConagra Brands Inc.Stock717,827$23.4M0.2%−49,442−6.4%ReducedHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF649,009$23.4M0.2%+155,623+31.5%Added–
HBANHuntington Bancshares IncCOM1,767,426$23.3M0.2%−239,837−11.9%ReducedHistory
HIIHuntington Ingalls Industries, Inc.COM104,851$23.2M0.2%−13,014−11.0%ReducedHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF351,657$23.0M0.2%+54,549+18.4%Added–
PFGPrincipal Financial Group IncCOM319,229$23.0M0.2%−57,477−15.3%ReducedHistory
KHCKraft Heinz CoStock676,679$22.6M0.2%+9,351+1.4%AddedHistory
TFCTruist Financial CorpCOM515,637$22.5M0.2%−28,179−5.2%ReducedHistory
LYBLyondellBasell Industries N.V.SHS - A -294,043$22.1M0.2%+50,414+20.7%AddedHistory
OMCOmnicom Group Inc.COM350,406$22.1M0.2%−21,447−5.8%ReducedHistory
FEFirstenergy CorpCOM594,355$22.0M0.2%−21,118−3.4%ReducedHistory
DOWDow Inc.Stock495,080$21.7M0.2%+85,223+20.8%AddedHistory
WHRWhirlpool CorpStock160,739$21.7M0.2%−2,642−1.6%ReducedHistory
PRUPrudential Financial IncStock251,912$21.6M0.2%−2,119−0.8%ReducedHistory
AMCRAmcor plcORD2,007,474$21.5M0.2%+49,009+2.5%AddedHistory
WBAWalgreens Boots Alliance, Inc.COM680,787$21.4M0.2%+79,157+13.2%AddedHistory
SOSouthern CoStock310,257$21.1M0.2%−36,120−10.4%ReducedHistory
PNWPinnacle West Capital CorpCOM325,316$21.0M0.2%−26,212−7.5%ReducedHistory

Sold out since Q2 2022 (182)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 182 by value last quarter.

Positions of Alps Advisors Inc sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
ALLAllstate CorpStock40,016$5.07M<0.1%History
BGBunge Global SACOM44,239$4.01M<0.1%History
CBOECboe Global Markets, Inc.COM28,374$3.21M<0.1%History
SWXSouthwest Gas Holdings, Inc.COM32,029$2.79M<0.1%History
GLBEGlobal-E Online Ltd.SHS130,845$2.64M<0.1%History
PPLIPeople IncCOM NEW32,980$2.50M<0.1%History
TTCToro CoCOM32,992$2.50M<0.1%History
APPSDigital Turbine, Inc.COM NEW129,677$2.27M<0.1%History
Ironsource LtdM5R75Y101CL A ORD SHS937,293$2.23M<0.1%–
SAFTSafety Insurance Group IncCOM20,318$1.97M<0.1%History
CDKCDK Global, Inc.COM35,799$1.96M<0.1%History
AONAon plcCL A6,952$1.88M<0.1%History
CHDChurch & Dwight Co IncCOM20,214$1.87M<0.1%History
HRLHormel Foods CorpCOM38,496$1.82M<0.1%History
Liberty Media Corp531229409COM A SIRIUSXM49,100$1.77M<0.1%–
SYKStryker CorpStock8,701$1.73M<0.1%History
CLXClorox CoStock11,833$1.67M<0.1%History
UWMCUWM Holdings CorpCOM CL A398,418$1.41M<0.1%History
HYZNHyzon Motors Inc.COMMON STOCK467,433$1.37M<0.1%History
AZTAAzenta, Inc.COM18,391$1.33M<0.1%History
RNGRingCentral, Inc.CL A25,232$1.32M<0.1%History
ROKRockwell Automation, IncStock6,309$1.26M<0.1%History
MCYMercury General CorpCOM27,799$1.23M<0.1%History
BRCBrady CorpCL A24,916$1.18M<0.1%History
CRNCCerence Inc.COM46,434$1.17M<0.1%History
COUPCoupa Software IncCOM20,254$1.16M<0.1%History
BDXBecton Dickinson & CoStock4,661$1.15M<0.1%History
TECHBIO-TECHNE CorpCOM3,191$1.11M<0.1%History
STNEStoneCo Ltd.COM135,231$1.04M<0.1%History
EBAYeBay IncCOM23,728$989.0K<0.1%History
BAXBaxter International IncStock15,159$974.0K<0.1%History
RTLRRattler Midstream LPCOM UNITS70,120$957.0K<0.1%History
PMTPennyMac Mortgage Investment TrustCOM59,422$822.0K<0.1%History
GHCGraham Holdings CoCOM CL B1,441$817.0K<0.1%History
SMPStandard Motor Products, Inc.Stock16,488$742.0K<0.1%History
LPLALPL Financial Holdings Inc.COM3,750$692.0K<0.1%History
CINFCincinnati Financial CorpCOM4,592$546.0K<0.1%History
PIIPolaris Inc.Stock5,492$545.0K<0.1%History
Macquarie Infrastructure Cor55608B105COM137,746$539.0K<0.1%–
ACCAmerican Campus Communities IncCOM8,123$524.0K<0.1%History
FMCFMC CorpCOM NEW4,804$514.0K<0.1%History
OSKOshkosh CorpCOM6,261$514.0K<0.1%History
GOLFAcushnet Holdings Corp.COM12,167$507.0K<0.1%History
WMKWeis Markets IncCOM6,599$492.0K<0.1%History
CFGCitizens Financial Group IncCOM13,703$489.0K<0.1%History
BRBroadridge Financial Solutions, Inc.Stock3,344$477.0K<0.1%History
FLNGFlex LNG Ltd.SHS16,692$457.0K<0.1%History
SRSpire IncCOM6,009$447.0K<0.1%History
OGSONE Gas, Inc.COM5,389$438.0K<0.1%History
MGPIMGP Ingredients IncCOM4,352$436.0K<0.1%History
BABoeing CoStock3,137$429.0K<0.1%History
MNSTMonster Beverage CorpCOM4,599$426.0K<0.1%History
MTGMgic Investment CorpCOM33,542$423.0K<0.1%History
SAFMSanderson Farms IncCOM1,933$417.0K<0.1%History
BANFBancfirst CorpCOM4,301$412.0K<0.1%History
MGEEMge Energy IncCOM5,274$410.0K<0.1%History
KKellanovaStock5,631$402.0K<0.1%History
VEEVVeeva Systems IncStock1,984$393.0K<0.1%History
AZOAutoZone IncCOM183$393.0K<0.1%History
CTLTCatalent, Inc.COM3,593$385.0K<0.1%History
KNSLKinsale Capital Group, Inc.Stock1,593$366.0K<0.1%History
HEHawaiian Electric Industries IncCOM8,948$366.0K<0.1%History
AWRAmerican States Water CoCOM4,449$363.0K<0.1%History
GEFGreif, IncCL A5,810$362.0K<0.1%History
BWXTBWX Technologies, Inc.COM6,557$361.0K<0.1%History
UNFUnifirst CorpCOM2,069$356.0K<0.1%History
NJRNew Jersey Resources CorpStock7,860$350.0K<0.1%History
MDCSekisui House U.S., Inc.COM10,806$349.0K<0.1%History
ALSNAllison Transmission Holdings IncStock9,027$347.0K<0.1%History
CMSCMS Energy CorpCOM5,137$347.0K<0.1%History
CORTCorcept Therapeutics IncCOM14,486$344.0K<0.1%History
ASOAcademy Sports & Outdoors, Inc.COM9,644$343.0K<0.1%History
MATMattel IncCOM15,242$340.0K<0.1%History
BBWBuild-A-Bear Workshop IncCOM20,497$337.0K<0.1%History
EGRXEagle Pharmaceuticals, Inc.COM7,535$335.0K<0.1%History
ANAutonation, Inc.COM2,993$334.0K<0.1%History
IMKTAIngles Markets IncCL A3,835$333.0K<0.1%History
CACCCredit Acceptance CorpCOM701$332.0K<0.1%History
BPOPPopular, Inc.COM NEW4,301$331.0K<0.1%History
MSBMesabi TrustCTF BEN INT13,480$331.0K<0.1%History
SKXSkechers USA IncCL A9,295$331.0K<0.1%History
TMDXTransMedics Group, Inc.COM10,472$329.0K<0.1%History
IBOCInternational Bancshares CorpCOM8,151$327.0K<0.1%History
GOLDGold.com, Inc.COM10,106$326.0K<0.1%History
BANRBanner CorpCOM NEW5,775$325.0K<0.1%History
BKHBlack Hills CorpCOM4,448$324.0K<0.1%History
FFICFlushing Financial CorpCOM14,964$318.0K<0.1%History
ALEAllete IncCOM NEW5,396$317.0K<0.1%History
GDDYGoDaddy Inc.CL A4,538$316.0K<0.1%History
SLMSLM CorpCOM19,810$316.0K<0.1%History
MOVMovado Group IncCOM10,221$316.0K<0.1%History
PIPRPiper Sandler CompaniesCOM2,781$315.0K<0.1%History
BIOBio-Rad Laboratories, Inc.CL A630$312.0K<0.1%History
BYByline Bancorp, Inc.COM13,040$310.0K<0.1%History
EWEdwards Lifesciences CorpStock3,248$309.0K<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM523$309.0K<0.1%History
THOThor Industries IncCOM4,117$308.0K<0.1%History
IPARInterparfums IncCOM4,209$308.0K<0.1%History
HSICHenry Schein IncCOM4,001$307.0K<0.1%History
PHParker-Hannifin CorpStock1,239$305.0K<0.1%History