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Alps Advisors Inc

SEC CIK
0001376113
Latest filing
Jul 29, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 9, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
888
−18 vs. Q3 2021
Portfolio value
$8.89B
−$1.49B (−14.4%) vs. Q3 2021
Filed
Feb 9, 2022
SEC
Holdings of Alps Advisors Inc in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
WESWestern Midstream Partners, LPCOM UNIT LP INT24,295,766$541.1M6.1%−377,567−1.5%ReducedHistory
EPDEnterprise Products Partners L.P.Stock23,889,193$524.6M5.9%−2,659,279−10.0%ReducedHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP11,064,905$513.9M5.8%+657,431+6.3%AddedHistory
MPLXMPLX LPCOM UNIT REP LTD17,153,426$507.6M5.7%−417,804−2.4%ReducedHistory
PAAPlains All American Pipeline LPUNIT LTD PARTN52,505,872$490.4M5.5%+880,660+1.7%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN58,239,837$479.3M5.4%+4,108,420+7.6%AddedHistory
PSXPPhillips 66 Partners LPCOM UNIT REP INT9,364,267$337.8M3.8%+318,217+3.5%AddedHistory
DCPDCP Midstream, LPCOM UT LTD PTN11,603,538$318.9M3.6%+391,216+3.5%AddedHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD43,392,248$299.0M3.4%+1,606,488+3.8%AddedHistory
CQPCheniere Energy Partners, L.P.COM UNIT5,308,781$224.2M2.5%+178,340+3.5%AddedHistory
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER7,518,269$207.4M2.3%+255,497+3.5%AddedHistory
NSNuStar Energy L.P.UNIT COM12,872,499$204.4M2.3%+442,571+3.6%AddedHistory
SHLXShell Midstream Partners, L.P.UNIT LTD INT16,129,311$185.8M2.1%+548,412+3.5%AddedHistory
GELGenesis Energy LPUNIT LTD PARTN14,185,423$151.9M1.7%+482,182+3.5%AddedHistory
Vanguard Total Bond Market ETF921937835ETF1,231,553$104.4M1.2%+3,775+0.3%Added–
HEPHolly Energy Partners LPCOM UT LTD PTN5,947,463$98.1M1.1%+202,307+3.5%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF380,662$91.9M1.0%−11,780−3.0%Reduced–
iShares Core S&P 500 ETF464287200ETF144,541$68.9M0.8%−5,620−3.7%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF1,223,759$62.5M0.7%+26,310+2.2%Added–
NEMNEWMONT CorpStock933,642$57.9M0.7%+484,310+107.8%AddedHistory
Schwab Fundamental International Equity ETF808524755ETF1,652,588$53.7M0.6%+44,215+2.7%Added–
TSLATesla, Inc.Stock47,741$50.5M0.6%−20,903−30.5%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF169,211$47.9M0.5%−4,170−2.4%Reduced–
XIFRXPLR Infrastructure, LPCOM UNIT PART IN543,901$45.9M0.5%−48,418−8.2%ReducedHistory
FSLRFirst Solar, Inc.Stock493,505$43.0M0.5%−41,238−7.7%ReducedHistory
HASIHA Sustainable Infrastructure Capital, Inc.COM754,822$40.1M0.5%+32,771+4.5%AddedHistory
RUNSunrun Inc.COM1,152,046$39.5M0.4%+98,993+9.4%AddedHistory
ENPHEnphase Energy, Inc.Stock215,445$39.4M0.4%−66,037−23.5%ReducedHistory
PLUGPlug Power IncStock1,375,599$38.8M0.4%−441,106−24.3%ReducedHistory
CHPTChargePoint Holdings, Inc.COM CL A2,014,565$38.4M0.4%+415,057+25.9%AddedHistory
ORAOrmat Technologies, Inc.COM408,653$32.4M0.4%−14,678−3.5%ReducedHistory
KMIKinder Morgan, Inc.Stock2,001,980$31.8M0.4%−11,251−0.6%ReducedHistory
ABBVAbbVie Inc.Stock230,132$31.2M0.4%−4,807−2.0%ReducedHistory
WMBWilliams Companies, Inc.COM1,178,784$30.7M0.3%−69,628−5.6%ReducedHistory
ITRIItron, Inc.COM445,538$30.5M0.3%−7,945−1.8%ReducedHistory
CSCOCisco Systems, Inc.Stock472,993$30.0M0.3%−1,370,777−74.3%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF202,290$29.8M0.3%−3,075−1.5%Reduced–
BMYBristol Myers Squibb CoStock474,459$29.6M0.3%+474,459NewHistory
OKEONEOK IncCOM502,658$29.5M0.3%−81,144−13.9%ReducedHistory
IBMInternational Business Machines CorpStock217,540$29.1M0.3%+48,940+29.0%AddedHistory
MOAltria Group, Inc.Stock612,529$29.0M0.3%+148,441+32.0%AddedHistory
INTCIntel CorpStock543,979$28.0M0.3%+89,440+19.7%AddedHistory
CWENClearway Energy, Inc.CL C763,229$27.5M0.3%−911−0.1%ReducedHistory
HPEHewlett Packard Enterprise CoCOM1,739,503$27.4M0.3%+124,532+7.7%AddedHistory
XOMExxonMobil Holdings CorpCOM447,663$27.4M0.3%+19,447+4.5%AddedHistory
BLDPBallard Power Systems Inc.COM2,153,346$27.0M0.3%−73,647−3.3%ReducedHistory
TAT&T Inc.Stock1,073,942$26.4M0.3%+169,305+18.7%AddedHistory
MMM3M CoStock148,566$26.4M0.3%+8,051+5.7%AddedHistory
VZVerizon Communications IncStock497,802$25.9M0.3%+27,411+5.8%AddedHistory
PPLPPL CorpCOM838,317$25.2M0.3%+25,652+3.2%AddedHistory
PMPhilip Morris International Inc.Stock263,108$25.0M0.3%+34,505+15.1%AddedHistory
CAGConagra Brands Inc.Stock728,184$24.9M0.3%+728,184NewHistory
WBAWalgreens Boots Alliance, Inc.COM475,602$24.8M0.3%+8,345+1.8%AddedHistory
AMGNAmgen IncStock110,215$24.8M0.3%+110,215NewHistory
PNWPinnacle West Capital CorpCOM350,675$24.8M0.3%+350,675NewHistory
CAHCardinal Health IncStock479,341$24.7M0.3%+41,968+9.6%AddedHistory
OMCOmnicom Group Inc.COM336,636$24.7M0.3%+9,297+2.8%AddedHistory
VLOValero Energy CorpStock328,064$24.6M0.3%−36,469−10.0%ReducedHistory
KHCKraft Heinz CoStock683,790$24.5M0.3%+47,653+7.5%AddedHistory
SOSouthern CoStock357,141$24.5M0.3%+8,221+2.4%AddedHistory
DOWDow Inc.Stock431,279$24.5M0.3%+42,725+11.0%AddedHistory
GILDGilead Sciences, Inc.Stock336,082$24.4M0.3%−444−0.1%ReducedHistory
FEFirstenergy CorpCOM586,655$24.4M0.3%−26,399−4.3%ReducedHistory
STEMStem, Inc.CL A1,277,010$24.2M0.3%+86,883+7.3%AddedHistory
IPGInterpublic Group of Companies, Inc.COM644,947$24.2M0.3%−4,079−0.6%ReducedHistory
LYBLyondellBasell Industries N.V.SHS - A -261,569$24.1M0.3%+10,864+4.3%AddedHistory
LMTLockheed Martin CorpStock67,716$24.1M0.3%−4,391−6.1%ReducedHistory
AMCRAmcor plcORD2,003,712$24.1M0.3%+125,211+6.7%AddedHistory
LUMNLumen Technologies, Inc.Stock1,916,159$24.0M0.3%−15,090−0.8%ReducedHistory
PRUPrudential Financial IncStock220,812$23.9M0.3%−6,467−2.8%ReducedHistory
HASHasbro, Inc.COM234,337$23.9M0.3%−5,115−2.1%ReducedHistory
IPInternational Paper CoCOM506,484$23.8M0.3%+110,490+27.9%AddedHistory
WUWestern Union COStock1,327,459$23.7M0.3%+231,922+21.2%AddedHistory
EIXEdison InternationalStock346,593$23.7M0.3%−50,827−12.8%ReducedHistory
CMICummins IncStock108,164$23.6M0.3%+106,597+6,802.6%AddedHistory
PBCTPeople's United Financial, Inc.COM1,317,639$23.5M0.3%−128,037−8.9%ReducedHistory
HBANHuntington Bancshares IncCOM1,522,141$23.5M0.3%+16,353+1.1%AddedHistory
SNASnap-on IncCOM108,611$23.4M0.3%+106,929+6,357.3%AddedHistory
PFGPrincipal Financial Group IncCOM322,870$23.4M0.3%+322,870NewHistory
HIIHuntington Ingalls Industries, Inc.COM124,971$23.3M0.3%+8,379+7.2%AddedHistory
LEGLeggett & Platt IncStock563,883$23.2M0.3%+61,080+12.1%AddedHistory
SHLSShoals Technologies Group, Inc.CL A944,553$23.0M0.3%−30,447−3.1%ReducedHistory
BENFranklin Templeton IncCOM682,615$22.9M0.3%+682,615NewHistory
NWLNewell Brands Inc.Stock1,040,892$22.7M0.3%+112,592+12.1%AddedHistory
VFCV F CorpStock305,910$22.4M0.3%+305,910NewHistory
AMRCAmeresco, Inc.CL A273,411$22.3M0.3%−4,537−1.6%ReducedHistory
NOVASunnova Energy International Inc.COM796,540$22.2M0.3%+33,292+4.4%AddedHistory
HBIHanesbrands Inc.COM1,324,394$22.1M0.2%+76,220+6.1%AddedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF100,371$20.5M0.2%−202−0.2%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF116,759$20.3M0.2%−2,337−2.0%Reduced–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF391,641$20.3M0.2%−3,608−0.9%Reduced–
State Street Materials Select Sector SPDR ETF81369Y100ETF223,609$20.3M0.2%−4,067−1.8%Reduced–
State Street Industrial Select Sector SPDR ETF81369Y704ETF191,347$20.2M0.2%+6,787+3.7%Added–
Vanguard Short-Term Bond ETF921937827ETF249,292$20.1M0.2%−3,580−1.4%Reduced–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF260,660$20.1M0.2%+1,169+0.5%Added–
State Street Utilities Select Sector SPDR ETF81369Y886ETF279,983$20.0M0.2%+1,111+0.4%Added–
State Street Health Care Select Sector SPDR ETF81369Y209ETF142,123$20.0M0.2%+2,899+2.1%Added–
State Street Energy Select Sector SPDR ETF81369Y506ETF360,523$20.0M0.2%−14,935−4.0%Reduced–
State Street Communication Services Select Sector SPDR ETF81369Y852ETF256,297$19.9M0.2%+33,575+15.1%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF507,946$19.8M0.2%+15,199+3.1%Added–

Sold out since Q3 2021 (125)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 125 by value last quarter.

Positions of Alps Advisors Inc sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
BRK.ABerkshire Hathaway IncCL A1,045$429.9M4.1%History
BRK.BBerkshire Hathaway IncStock485,000$132.4M1.3%History
YUMYum Brands IncStock858,000$104.9M1.0%History
Enable Midstream Partners, LP292480100COM UNIT RP IN11,276,404$91.6M0.9%–
UTFCohen & Steers Infrastructure Fund IncCOM2,114,058$57.3M0.6%History
CMAComerica IncCOM317,475$25.6M0.2%History
KKellanovaStock368,371$23.5M0.2%History
JNPRJuniper Networks IncCOM830,422$22.9M0.2%History
STXSeagate Technology Holdings plcORD SHS275,264$22.7M0.2%History
EBAYeBay IncCOM325,000$22.6M0.2%History
GDGeneral Dynamics CorpStock114,579$22.5M0.2%History
UNMUnum GroupStock895,900$22.5M0.2%History
CVACovanta Holding CorpCOM1,110,308$22.3M0.2%History
DDominion Energy, IncStock298,829$21.8M0.2%History
VTRVentas, Inc.REIT383,200$21.2M0.2%History
SJMJ M SMUCKER CoStock130,000$15.6M0.2%History
BGSB&G Foods, Inc.COM330,000$9.86M0.1%History
UTGReaves Utility Income FundCOM SH BEN INT294,933$9.66M0.1%History
LEGNLegend Biotech CorpSPONSORED ADS177,274$8.96M0.1%History
VIRVir Biotechnology, Inc.COM160,089$6.97M0.1%History
TGTXTG Therapeutics, Inc.COM175,064$5.83M0.1%History
ARNAArena Pharmaceuticals IncCOM NEW74,855$4.46M<0.1%History
APLSApellis Pharmaceuticals, Inc.COM106,632$3.52M<0.1%History
AUPHAurinia Pharmaceuticals Inc.COM157,076$3.48M<0.1%History
QNCXQuince Therapeutics, Inc.COM36,384$3.33M<0.1%History
VCELVericel CorpCOM57,152$2.79M<0.1%History
AMPAmeriprise Financial IncCOM8,307$2.19M<0.1%History
BEEMBeam GlobalCOM75,856$2.08M<0.1%History
ROLRollins IncCOM57,623$2.04M<0.1%History
GBTGlobal Blood Therapeutics, Inc.COM76,497$1.95M<0.1%History
Morphosys AG617760202SPONSORED ADS165,509$1.95M<0.1%–
DRNADicerna Pharmaceuticals IncCOM95,276$1.92M<0.1%History
KDMNKadmon Holdings, Inc.COM212,448$1.85M<0.1%History
INOInovio Pharmaceuticals, Inc.COM NEW257,828$1.85M<0.1%History
NWSNews CorpCL B74,186$1.72M<0.1%History
PGRProgressive CorpStock18,873$1.71M<0.1%History
ZYMEZymeworks Inc.COM56,851$1.65M<0.1%History
PLDPrologis, Inc.REIT13,059$1.64M<0.1%History
MDGLMadrigal Pharmaceuticals, Inc.COM20,338$1.62M<0.1%History
SGMOQSangamo Therapeutics, IncCOM178,133$1.60M<0.1%History
SBUXStarbucks CorpStock14,460$1.59M<0.1%History
BLUEbluebird bio, Inc.COM82,831$1.58M<0.1%History
CVLTCommvault Systems IncCOM18,305$1.38M<0.1%History
VMEOVimeo, Inc.COMMON STOCK33,650$988.0K<0.1%History
ADAPYAdaptimmune Therapeutics PLCSPONDS ADR190,550$985.0K<0.1%History
CUBECubeSmartREIT20,175$978.0K<0.1%History
KNSAKiniksa Pharmaceuticals International, plcCOM CL A83,983$957.0K<0.1%History
SVCService Properties TrustCOM SH BEN INT67,690$759.0K<0.1%History
CIOCity Office REIT, Inc.COM42,275$755.0K<0.1%History
FSPFranklin Street Properties CorpCOM160,869$746.0K<0.1%History
MIRMMirum Pharmaceuticals, Inc.COM37,401$745.0K<0.1%History
Monmouth Real Estate Investment Corp609720107CL A38,939$726.0K<0.1%–
BFSSaul Centers, Inc.COM16,407$723.0K<0.1%History
MGTXMeiraGTx Holdings plcCOM54,308$716.0K<0.1%History
OLPOne Liberty Properties IncCOM23,479$716.0K<0.1%History
OPIOffice Properties Income TrustCOM SHS BEN INT28,242$715.0K<0.1%History
PLYMPlymouth Industrial REIT, Inc.COM31,245$711.0K<0.1%History
MACMacerich CoCOM42,475$710.0K<0.1%History
ELMEElme CommunitiesSH BEN INT28,707$710.0K<0.1%History
BRTBRT Apartments Corp.COM36,536$704.0K<0.1%History
CLPRClipper Realty Inc.COM86,677$702.0K<0.1%History
GTHXG1 Therapeutics, Inc.COM51,899$696.0K<0.1%History
RTLNecessity Retail REIT, Inc.COM CLASS A86,415$695.0K<0.1%History
Healthpeak Properties, Inc.71943U104COM39,256$692.0K<0.1%–
VSTMVerastem, Inc.COM221,547$682.0K<0.1%History
DGDollar General CorpCOM3,207$680.0K<0.1%History
CoreSite Realty Corp21870Q105COM4,842$671.0K<0.1%–
NSANational Storage Affiliates TrustCOM SHS BEN IN12,391$654.0K<0.1%History
CMRXChimerix IncCOM105,711$654.0K<0.1%History
ACIUAC Immune SASHS89,040$597.0K<0.1%History
RNACCartesian Therapeutics, Inc.COM141,050$587.0K<0.1%History
BLKBlackRock, Inc.COM698$585.0K<0.1%History
BAPCredicorp LtdCOM5,020$557.0K<0.1%History
KOFCoca Cola Femsa SAB de CVSPONS ADS REP9,283$522.0K<0.1%History
RDYDr Reddys Laboratories LtdADR7,972$519.0K<0.1%History
ELVElevance Health, Inc.Stock1,348$503.0K<0.1%History
BSBRBanco Santander (Brasil) S.A.ADS REP 1 UNIT74,968$490.0K<0.1%History
Enel Americas S A29274F104SPONSORED ADR83,730$490.0K<0.1%–
Vedanta Limited92242Y100SPONSORED ADR31,700$484.0K<0.1%–
MTEMMolecular Templates, Inc.COM68,813$462.0K<0.1%History
Qad Inc74727D306CL A5,085$444.0K<0.1%–
MDTMedtronic plcStock3,458$433.0K<0.1%History
GOGOGogo Inc.COM24,483$424.0K<0.1%History
PACBPacific Biosciences of California, Inc.COM16,557$423.0K<0.1%History
ESPREsperion Therapeutics, Inc.COM34,653$418.0K<0.1%History
STAAStaar Surgical CoCOM PAR $0.013,063$394.0K<0.1%History
FTHFaeth Therapeutics, Inc.COM37,484$394.0K<0.1%History
Bancorpsouth BK Tupelo Miss05971J102COM12,807$381.0K<0.1%–
Paramount Global92556H206CL B9,347$369.0K<0.1%–
RDNTRadNet, Inc.COM12,513$367.0K<0.1%History
PBYIPuma Biotechnology, Inc.COM49,974$350.0K<0.1%History
ORTXOrchard Therapeutics plcADS147,894$340.0K<0.1%History
SYRSSyros Pharmaceuticals, Inc.COM75,904$339.0K<0.1%History
SAHSonic Automotive IncCL A6,419$337.0K<0.1%History
KNKnowles CorpCOM17,653$331.0K<0.1%History
VICRVicor CorpCOM2,351$315.0K<0.1%History
NYTNew York Times CoCL A6,331$312.0K<0.1%History
KRROKorro Bio, Inc.COM42,176$298.0K<0.1%History
BF.ABrown Forman CorpCL A4,692$294.0K<0.1%History
NEONeogenomics IncCOM NEW5,954$287.0K<0.1%History