Alps Advisors Inc
- SEC CIK
- 0001376113
- Latest filing
- Jul 29, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 906
- +4 vs. Q2 2021
- Portfolio value
- $10.4B
- −$928.9M (−8.2%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| EPDEnterprise Products Partners L.P. | Stock | 26,548,472 | $574.5M | 5.5% | −1,626,549−5.8% | Reduced | History |
| PAAPlains All American Pipeline LP | UNIT LTD PARTN | 51,625,212 | $525.0M | 5.1% | +2,082,481+4.2% | Added | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 54,131,417 | $518.6M | 5.0% | −1,065,370−1.9% | Reduced | History |
| WESWestern Midstream Partners, LP | COM UNIT LP INT | 24,673,333 | $517.2M | 5.0% | −1,864,675−7.0% | Reduced | History |
| MPLXMPLX LP | COM UNIT REP LTD | 17,571,230 | $500.3M | 4.8% | −2,454,687−12.3% | Reduced | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 10,407,474 | $474.4M | 4.6% | −889,919−7.9% | Reduced | History |
| BRK.ABerkshire Hathaway Inc | CL A | 1,045 | $429.9M | 4.1% | 00.0% | Unchanged | History |
| PSXPPhillips 66 Partners LP | COM UNIT REP INT | 9,046,050 | $324.3M | 3.1% | −554,315−5.8% | Reduced | History |
| DCPDCP Midstream, LP | COM UT LTD PTN | 11,212,322 | $316.5M | 3.0% | −631,980−5.3% | Reduced | History |
| ENLCEnLink Midstream, LLC | COM UNIT REP LTD | 41,785,760 | $285.0M | 2.7% | +6,804,120+19.5% | Added | History |
| CQPCheniere Energy Partners, L.P. | COM UNIT | 5,130,441 | $208.7M | 2.0% | −296,094−5.5% | Reduced | History |
| CEQPCrestwood Equity Partners LP | UNIT LTD PARTNER | 7,262,772 | $206.1M | 2.0% | −396,543−5.2% | Reduced | History |
| NSNuStar Energy L.P. | UNIT COM | 12,429,928 | $195.6M | 1.9% | −694,980−5.3% | Reduced | History |
| SHLXShell Midstream Partners, L.P. | UNIT LTD INT | 15,580,899 | $183.4M | 1.8% | −870,815−5.3% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 1,033,835 | $169.2M | 1.6% | +655+0.1% | Added | History |
| GELGenesis Energy LP | UNIT LTD PARTN | 13,703,241 | $136.6M | 1.3% | −766,370−5.3% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 485,000 | $132.4M | 1.3% | −852−0.2% | Reduced | History |
| HEPHolly Energy Partners LP | COM UT LTD PTN | 5,745,156 | $105.3M | 1.0% | −321,723−5.3% | Reduced | History |
| YUMYum Brands Inc | Stock | 858,000 | $104.9M | 1.0% | 00.0% | Unchanged | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 1,227,778 | $104.9M | 1.0% | +28,499+2.4% | Added | – |
| CSCOCisco Systems, Inc. | Stock | 1,843,770 | $100.4M | 1.0% | −5470.0% | Reduced | History |
| Enable Midstream Partners, LP292480100 | COM UNIT RP IN | 11,276,404 | $91.6M | 0.9% | −628,455−5.3% | Reduced | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 392,442 | $87.1M | 0.8% | −14,583−3.6% | Reduced | – |
| PFEPfizer Inc | Stock | 1,941,844 | $83.5M | 0.8% | −120,317−5.8% | Reduced | History |
| WFCWells Fargo & Company | Stock | 1,432,550 | $66.5M | 0.6% | +7,550+0.5% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 150,161 | $64.7M | 0.6% | −9,905−6.2% | Reduced | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 1,197,449 | $60.5M | 0.6% | −15,173−1.3% | Reduced | – |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 2,114,058 | $57.3M | 0.6% | 00.0% | Unchanged | History |
| TSLATesla, Inc. | Stock | 68,644 | $53.2M | 0.5% | −6,909−9.1% | Reduced | History |
| Schwab Fundamental International Equity ETF808524755 | ETF | 1,608,373 | $52.8M | 0.5% | +45,092+2.9% | Added | – |
| FSLRFirst Solar, Inc. | Stock | 534,743 | $51.0M | 0.5% | −90,404−14.5% | Reduced | History |
| WMTWalmart Inc. | Stock | 352,262 | $49.1M | 0.5% | +415+0.1% | Added | History |
| PLUGPlug Power Inc | Stock | 1,816,705 | $46.4M | 0.4% | +335,255+22.6% | Added | History |
| RUNSunrun Inc. | COM | 1,053,053 | $46.3M | 0.4% | −67,382−6.0% | Reduced | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 173,381 | $45.6M | 0.4% | −1,254−0.7% | Reduced | – |
| XIFRXPLR Infrastructure, LP | COM UNIT PART IN | 592,319 | $44.6M | 0.4% | −31,186−5.0% | Reduced | History |
| ENPHEnphase Energy, Inc. | Stock | 281,482 | $42.2M | 0.4% | −61,037−17.8% | Reduced | History |
| HASIHA Sustainable Infrastructure Capital, Inc. | COM | 722,051 | $38.6M | 0.4% | +88,742+14.0% | Added | History |
| NRGNRG Energy, Inc. | Stock | 933,281 | $38.1M | 0.4% | +8,281+0.9% | Added | History |
| AXPAmerican Express Co | Stock | 227,163 | $38.1M | 0.4% | +3,348+1.5% | Added | History |
| ITRIItron, Inc. | COM | 453,483 | $34.3M | 0.3% | +61,029+15.6% | Added | History |
| OKEONEOK Inc | COM | 583,802 | $33.9M | 0.3% | −23,702−3.9% | Reduced | History |
| KMIKinder Morgan, Inc. | Stock | 2,013,231 | $33.7M | 0.3% | +124,512+6.6% | Added | History |
| TRVTravelers Companies, Inc. | Stock | 220,000 | $33.4M | 0.3% | 00.0% | Unchanged | History |
| WMBWilliams Companies, Inc. | COM | 1,248,412 | $32.4M | 0.3% | +44,035+3.7% | Added | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 1,599,508 | $32.0M | 0.3% | +371,592+30.3% | Added | History |
| BLDPBallard Power Systems Inc. | COM | 2,226,993 | $31.3M | 0.3% | +274,390+14.1% | Added | History |
| JNJJohnson & Johnson | Stock | 181,305 | $29.3M | 0.3% | −1,226−0.7% | Reduced | History |
| STEMStem, Inc. | CL A | 1,190,127 | $28.4M | 0.3% | +1,190,127 | New | History |
| CFCF Industries Holdings, Inc. | COM | 506,685 | $28.3M | 0.3% | +39,706+8.5% | Added | History |
| ORAOrmat Technologies, Inc. | COM | 423,331 | $28.2M | 0.3% | +52,592+14.2% | Added | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 205,365 | $27.8M | 0.3% | −6,203−2.9% | Reduced | – |
| SHLSShoals Technologies Group, Inc. | CL A | 975,000 | $27.2M | 0.3% | +247,331+34.0% | Added | History |
| MRKMerck & Co., Inc. | Stock | 343,051 | $25.8M | 0.2% | −20,855−5.7% | Reduced | History |
| VLOValero Energy Corp | Stock | 364,533 | $25.7M | 0.2% | +55,437+17.9% | Added | History |
| CMAComerica Inc | COM | 317,475 | $25.6M | 0.2% | −22,975−6.7% | Reduced | History |
| VZVerizon Communications Inc | Stock | 470,391 | $25.4M | 0.2% | −7,650−1.6% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 234,939 | $25.3M | 0.2% | +4,183+1.8% | Added | History |
| PBCTPeople's United Financial, Inc. | COM | 1,445,676 | $25.3M | 0.2% | +71,783+5.2% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 428,216 | $25.2M | 0.2% | +24,105+6.0% | Added | History |
| NOVASunnova Energy International Inc. | COM | 763,248 | $25.1M | 0.2% | +90,461+13.4% | Added | History |
| LMTLockheed Martin Corp | Stock | 72,107 | $24.9M | 0.2% | +806+1.1% | Added | History |
| MMM3M Co | Stock | 140,515 | $24.6M | 0.2% | +952+0.7% | Added | History |
| TAT&T Inc. | Stock | 904,637 | $24.4M | 0.2% | −6,750−0.7% | Reduced | History |
| NEMNEWMONT Corp | Stock | 449,332 | $24.4M | 0.2% | −47,260−9.5% | Reduced | History |
| INTCIntel Corp | Stock | 454,539 | $24.2M | 0.2% | −7,680−1.7% | Reduced | History |
| GPCGenuine Parts Co | Stock | 198,157 | $24.0M | 0.2% | +3,410+1.8% | Added | History |
| LUMNLumen Technologies, Inc. | Stock | 1,931,249 | $23.9M | 0.2% | +262,700+15.7% | Added | History |
| PRUPrudential Financial Inc | Stock | 227,279 | $23.9M | 0.2% | −14,035−5.8% | Reduced | History |
| IPGInterpublic Group of Companies, Inc. | COM | 649,026 | $23.8M | 0.2% | −86,591−11.8% | Reduced | History |
| OMCOmnicom Group Inc. | COM | 327,339 | $23.7M | 0.2% | +27,544+9.2% | Added | History |
| KKellanova | Stock | 368,371 | $23.5M | 0.2% | −22,864−5.8% | Reduced | History |
| LYBLyondellBasell Industries N.V. | SHS - A - | 250,705 | $23.5M | 0.2% | +21,065+9.2% | Added | History |
| GILDGilead Sciences, Inc. | Stock | 336,526 | $23.5M | 0.2% | −28,825−7.9% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 168,600 | $23.4M | 0.2% | +2,585+1.6% | Added | History |
| KHCKraft Heinz Co | Stock | 636,137 | $23.4M | 0.2% | +57,495+9.9% | Added | History |
| HBANHuntington Bancshares Inc | COM | 1,505,788 | $23.3M | 0.2% | −230,774−13.3% | Reduced | History |
| REGIRenewable Energy Group, Inc. | COM NEW | 461,868 | $23.2M | 0.2% | +78,720+20.5% | Added | History |
| CWENClearway Energy, Inc. | CL C | 764,140 | $23.1M | 0.2% | +94,581+14.1% | Added | History |
| HPEHewlett Packard Enterprise Co | COM | 1,614,971 | $23.0M | 0.2% | +33,559+2.1% | Added | History |
| JNPRJuniper Networks Inc | COM | 830,422 | $22.9M | 0.2% | −45,978−5.2% | Reduced | History |
| STXSeagate Technology Holdings plc | ORD SHS | 275,264 | $22.7M | 0.2% | +15,643+6.0% | Added | History |
| PPLPPL Corp | COM | 812,665 | $22.7M | 0.2% | −88,367−9.8% | Reduced | History |
| EBAYeBay Inc | COM | 325,000 | $22.6M | 0.2% | −5,907−1.8% | Reduced | History |
| LEGLeggett & Platt Inc | Stock | 502,803 | $22.5M | 0.2% | +37,547+8.1% | Added | History |
| HIIHuntington Ingalls Industries, Inc. | COM | 116,592 | $22.5M | 0.2% | +1,168+1.0% | Added | History |
| GDGeneral Dynamics Corp | Stock | 114,579 | $22.5M | 0.2% | −16,605−12.7% | Reduced | History |
| UNMUnum Group | Stock | 895,900 | $22.5M | 0.2% | +70,112+8.5% | Added | History |
| DOWDow Inc. | Stock | 388,554 | $22.4M | 0.2% | +19,107+5.2% | Added | History |
| CVACovanta Holding Corp | COM | 1,110,308 | $22.3M | 0.2% | +137,829+14.2% | Added | History |
| WUWestern Union CO | Stock | 1,095,537 | $22.2M | 0.2% | +88,375+8.8% | Added | History |
| IPInternational Paper Co | COM | 395,994 | $22.1M | 0.2% | +1,232+0.3% | Added | History |
| EMREmerson Electric Co | Stock | 234,553 | $22.1M | 0.2% | −28,227−10.7% | Reduced | History |
| EIXEdison International | Stock | 397,420 | $22.0M | 0.2% | −36,008−8.3% | Reduced | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 467,257 | $22.0M | 0.2% | +12,999+2.9% | Added | History |
| ARRYArray Technologies, Inc. | COM SHS | 1,186,468 | $22.0M | 0.2% | +153,990+14.9% | Added | History |
| FEFirstenergy Corp | COM | 613,054 | $21.8M | 0.2% | −35,174−5.4% | Reduced | History |
| DDominion Energy, Inc | Stock | 298,829 | $21.8M | 0.2% | −26,102−8.0% | Reduced | History |
| AMCRAmcor plc | ORD | 1,878,501 | $21.8M | 0.2% | −174,414−8.5% | Reduced | History |
| PMPhilip Morris International Inc. | Stock | 228,603 | $21.7M | 0.2% | −31,161−12.0% | Reduced | History |
Sold out since Q2 2021 (162)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 162 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| OLEDUniversal Display Corp | COM | 212,075 | $47.2M | 0.4% | History |
| AYIAcuity Inc. (DE) | Stock | 240,195 | $44.9M | 0.4% | History |
| Vanguard Energy ETF92204A306 | ETF | 213,586 | $16.2M | 0.1% | – |
| REXRex American Resources Corp | COM | 43,700 | $3.94M | <0.1% | History |
| WLDNWilldan Group, Inc. | COM | 94,937 | $3.57M | <0.1% | History |
| SPOTSpotify Technology S.A. | Stock | 9,060 | $2.50M | <0.1% | History |
| INFOIHS Markit Ltd. | SHS | 20,888 | $2.35M | <0.1% | History |
| SUNWSunworks, Inc. | COM NEW | 221,282 | $2.33M | <0.1% | History |
| GWREGuidewire Software, Inc. | COM | 20,473 | $2.31M | <0.1% | History |
| GPGreenpower Motor Co Inc. | COM NEW | 115,546 | $2.27M | <0.1% | History |
| PFPTProofpoint Inc | COM | 12,911 | $2.24M | <0.1% | History |
| NUANNuance Communications, Inc. | COM | 40,774 | $2.22M | <0.1% | History |
| CNSTConstellation Pharmaceuticals Inc | COM | 63,109 | $2.13M | <0.1% | History |
| VVNTVivint Smart Home, Inc. | COM CL A | 153,410 | $2.02M | <0.1% | History |
| BABAAlibaba Group Holding Ltd | ADR | 8,150 | $1.85M | <0.1% | History |
| IEXIdex Corp | COM | 6,630 | $1.46M | <0.1% | History |
| FABCFabric.AI, Inc. | COM | 271,137 | $1.32M | <0.1% | History |
| OESXOrion Energy Systems, Inc. | COM | 214,528 | $1.23M | <0.1% | History |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 6,087 | $1.12M | <0.1% | History |
| Brookfield Ppty REIT Inc11282X103 | CL A | 42,290 | $799.0K | <0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 10,030 | $775.0K | <0.1% | History |
| ATVIActivision Blizzard, Inc. | COM | 7,011 | $669.0K | <0.1% | History |
| SFMSprouts Farmers Market, Inc. | COM | 23,895 | $594.0K | <0.1% | History |
| RILYBRC Group Holdings, Inc. | COM | 5,954 | $450.0K | <0.1% | History |
| SEESealed Air Corp | COM | 7,512 | $445.0K | <0.1% | History |
| KSUKansas City Southern | COM NEW | 1,543 | $437.0K | <0.1% | History |
| CUBICustomers Bancorp, Inc. | COM | 11,038 | $430.0K | <0.1% | History |
| SLMSLM Corp | COM | 19,709 | $413.0K | <0.1% | History |
| WRIWeingarten Realty Investors | SH BEN INT | 12,823 | $411.0K | <0.1% | History |
| SEMSelect Medical Holdings Corp | COM | 9,649 | $408.0K | <0.1% | History |
| HIBBHibbett Inc | COM | 4,547 | $408.0K | <0.1% | History |
| OPYOppenheimer Holdings Inc | CL A NON VTG | 7,980 | $406.0K | <0.1% | History |
| NESRNational Energy Services Reunited Corp. | SHS | 28,054 | $400.0K | <0.1% | History |
| GTNGray Media, Inc | COM | 16,917 | $396.0K | <0.1% | History |
| MXIMMaxim Integrated Products Inc | COM | 3,760 | $396.0K | <0.1% | History |
| TECHBIO-TECHNE Corp | COM | 873 | $393.0K | <0.1% | History |
| AZOAutoZone Inc | COM | 262 | $391.0K | <0.1% | History |
| PTONPeloton Interactive, Inc. | CL A COM | 3,141 | $390.0K | <0.1% | History |
| AAPAdvance Auto Parts Inc | COM | 1,892 | $388.0K | <0.1% | History |
| HDHome Depot, Inc. | Stock | 1,202 | $383.0K | <0.1% | History |
| FAFFirst American Financial Corp | Stock | 6,140 | $383.0K | <0.1% | History |
| ALLAllstate Corp | Stock | 2,928 | $382.0K | <0.1% | History |
| TWTradeweb Markets Inc. | Stock | 4,523 | $382.0K | <0.1% | History |
| SMGScotts Miracle-Gro Co | Stock | 1,978 | $380.0K | <0.1% | History |
| DELLDell Technologies Inc. | Stock | 3,808 | $380.0K | <0.1% | History |
| WMSAdvanced Drainage Systems, Inc. | COM | 3,254 | $379.0K | <0.1% | History |
| BERYBerry Global Group, Inc. | COM | 5,815 | $379.0K | <0.1% | History |
| IESCIES Holdings, Inc. | COM | 7,299 | $375.0K | <0.1% | History |
| FHIFederated Hermes, Inc. | CL B | 11,019 | $374.0K | <0.1% | History |
| COWNCowen Inc. | CL A NEW | 9,123 | $374.0K | <0.1% | History |
| First Rep BK San Francisco C33616C100 | COM | 1,991 | $373.0K | <0.1% | – |
| TSCOTractor Supply Co | COM | 1,992 | $371.0K | <0.1% | History |
| FIXComfort Systems USA Inc | COM | 4,660 | $367.0K | <0.1% | History |
| CERNCERNER Corp | COM | 4,698 | $367.0K | <0.1% | History |
| UTHRUnited Therapeutics Corp | COM | 2,035 | $365.0K | <0.1% | History |
| MYEMyers Industries Inc | COM | 17,344 | $364.0K | <0.1% | History |
| BAHBooz Allen Hamilton Holding Corp | CL A | 4,269 | $364.0K | <0.1% | History |
| KRKroger Co | Stock | 9,469 | $363.0K | <0.1% | History |
| TDYTeledyne Technologies Inc | COM | 866 | $363.0K | <0.1% | History |
| IBPInstalled Building Products, Inc. | COM | 2,970 | $363.0K | <0.1% | History |
| NUSNu Skin Enterprises, Inc. | CL A | 6,412 | $363.0K | <0.1% | History |
| JJacobs Solutions Inc. | COM | 2,723 | $363.0K | <0.1% | History |
| LDOSLeidos Holdings, Inc. | COM | 3,583 | $362.0K | <0.1% | History |
| CRUSCirrus Logic, Inc. | Stock | 4,243 | $361.0K | <0.1% | History |
| NDSNNordson Corp | COM | 1,645 | $361.0K | <0.1% | History |
| FCNFti Consulting, Inc | COM | 2,625 | $359.0K | <0.1% | History |
| INFUInfuSystem Holdings, Inc | COM | 17,242 | $358.0K | <0.1% | History |
| MASIMasimo Corp | COM | 1,475 | $358.0K | <0.1% | History |
| STCStewart Information Services Corp | COM | 6,304 | $357.0K | <0.1% | History |
| HONEHarborOne Bancorp, Inc. | COM NEW | 24,922 | $357.0K | <0.1% | History |
| AEISAdvanced Energy Industries Inc | COM | 3,155 | $356.0K | <0.1% | History |
| FTVFortive Corp | Stock | 5,070 | $354.0K | <0.1% | History |
| CTLTCatalent, Inc. | COM | 3,277 | $354.0K | <0.1% | History |
| MLMMartin Marietta Materials Inc | COM | 1,003 | $353.0K | <0.1% | History |
| PWRQuanta Services, Inc. | COM | 3,887 | $352.0K | <0.1% | History |
| FLWS1 800 Flowers Com Inc | CL A | 11,048 | $352.0K | <0.1% | History |
| MASMasco Corp | COM | 5,957 | $351.0K | <0.1% | History |
| HLNEHamilton Lane INC | CL A | 3,850 | $351.0K | <0.1% | History |
| BF.BBrown Forman Corp | Stock | 4,663 | $349.0K | <0.1% | History |
| MPCMarathon Petroleum Corp | Stock | 5,775 | $349.0K | <0.1% | History |
| MWAMueller Water Products, Inc. | COM SER A | 24,175 | $349.0K | <0.1% | History |
| EGBNEagle Bancorp Inc | COM | 6,217 | $349.0K | <0.1% | History |
| SPWHSportsman's Warehouse Holdings, Inc. | COM | 19,641 | $349.0K | <0.1% | History |
| GISGeneral Mills Inc | Stock | 5,712 | $348.0K | <0.1% | History |
| TTWOTake Two Interactive Software Inc | COM | 1,960 | $347.0K | <0.1% | History |
| CHDChurch & Dwight Co Inc | COM | 4,066 | $347.0K | <0.1% | History |
| BAXBaxter International Inc | Stock | 4,296 | $346.0K | <0.1% | History |
| AVNWAviat Networks, Inc. | COM NEW | 10,556 | $346.0K | <0.1% | History |
| ECOMChanneladvisor Corp | COM | 14,127 | $346.0K | <0.1% | History |
| STZConstellation Brands, Inc. | Stock | 1,470 | $344.0K | <0.1% | History |
| PJTPJT Partners Inc. | COM CL A | 4,804 | $343.0K | <0.1% | History |
| COHRCoherent Corp. | COM | 4,724 | $343.0K | <0.1% | History |
| RPMRPM International Inc | COM | 3,852 | $342.0K | <0.1% | History |
| WWayfair Inc. | CL A | 1,078 | $340.0K | <0.1% | History |
| MKSIMKS Inc | COM | 1,906 | $339.0K | <0.1% | History |
| SPBSpectrum Brands Holdings, Inc. | COM | 3,991 | $339.0K | <0.1% | History |
| PRDOPerdoceo Education Corp | COM | 27,509 | $338.0K | <0.1% | History |
| GSBDGoldman Sachs BDC, Inc. | SHS | 17,096 | $335.0K | <0.1% | History |
| BIGGQFormer BL Stores Inc | COM | 5,079 | $335.0K | <0.1% | History |
| CICigna Group | Stock | 1,403 | $333.0K | <0.1% | History |