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Livermore
Livermore
ZHEN

Alps Advisors Inc

SEC CIK
0001376113
Latest filing
Jul 29, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
906
+4 vs. Q2 2021
Portfolio value
$10.4B
−$928.9M (−8.2%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Alps Advisors Inc in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
FBRXForte Biosciences, Inc.COM17,045$50.0K<0.1%−748−4.2%ReducedHistory
NGLNGL Energy Partners LPCOM UNIT REPST53,694$127.0K<0.1%+5,314+11.0%AddedHistory
MRKRMarker Therapeutics, Inc.COM101,831$172.0K<0.1%−7,508−6.9%ReducedHistory
SPRBSpruce Biosciences, Inc.COM28,648$172.0K<0.1%−2,078−6.8%ReducedHistory
PBFXPBF Logistics LPUNIT LTD PTNR13,931$176.0K<0.1%+1,086+8.5%AddedHistory
SCSSteelcase IncCL A13,982$177.0K<0.1%−3,045−17.9%ReducedHistory
SVRASavara IncCOM143,400$198.0K<0.1%−6,284−4.2%ReducedHistory
QDELQuidelOrtho CorpCOM1,448$204.0K<0.1%−315−17.9%ReducedHistory
KNTKKinetik Holdings Inc.COM NEW CL A3,061$211.0K<0.1%−240−7.3%ReducedHistory
ITTItt Inc.COM2,466$212.0K<0.1%+2,466NewHistory
IRONDisc Medicine, Inc.COM52,833$213.0K<0.1%−3,870−6.8%ReducedHistory
OCFCOceanfirst Financial CorpCOM10,031$215.0K<0.1%−2,185−17.9%ReducedHistory
CACICACI International IncCL A833$218.0K<0.1%−180−17.8%ReducedHistory
WENWendy's CoStock10,228$222.0K<0.1%−2,230−17.9%ReducedHistory
LENLennar CorpCL A2,421$227.0K<0.1%−500−17.1%ReducedHistory
ABNBAirbnb, Inc.Stock1,360$228.0K<0.1%+1,360NewHistory
CVSACovista Inc.COM6,105$231.0K<0.1%−9,717−61.4%ReducedHistory
GEGeneral Electric CoStock2,248$232.0K<0.1%−490−17.9%ReducedConverted for a 1-for-8 splitHistory
EMNEastman Chemical CoStock2,398$242.0K<0.1%−523−17.9%ReducedHistory
TRUPTrupanion, Inc.COM3,115$242.0K<0.1%−680−17.9%ReducedHistory
PRGOPERRIGO Co plcSHS5,175$245.0K<0.1%−1,130−17.9%ReducedHistory
AXTAAxalta Coating Systems Ltd.COM8,435$246.0K<0.1%−1,840−17.9%ReducedHistory
CHGGChegg, IncCOM3,613$246.0K<0.1%−790−17.9%ReducedHistory
HUBBHubbell IncCOM1,379$249.0K<0.1%−300−17.9%ReducedHistory
CCLCarnival Corp Ltd.UNIT 99/99/99999,950$249.0K<0.1%+440+4.6%AddedHistory
AVEOAveo Pharmaceuticals, Inc.COM NEW42,124$260.0K<0.1%−3,130−6.9%ReducedHistory
ADVMAdverum Biotechnologies, Inc.COM120,266$261.0K<0.1%−8,726−6.8%ReducedHistory
CTRACoterra Energy Inc.Stock12,158$265.0K<0.1%−2,650−17.9%ReducedHistory
AIRCApartment Income REIT Corp.COM5,419$265.0K<0.1%−1,180−17.9%ReducedHistory
FMCFMC CorpCOM NEW2,947$270.0K<0.1%−3,766−56.1%ReducedHistory
IQVIQVIA Holdings Inc.Stock1,145$274.0K<0.1%00.0%UnchangedHistory
BP Midstream Partners LP0556EL109UNIT LTD PTNR20,808$276.0K<0.1%−24,972−54.5%Reduced–
EIGREiger BioPharmaceuticals, Inc.COM41,613$278.0K<0.1%−3,106−6.9%ReducedHistory
VYXNCR Voyix CorpCOM7,198$279.0K<0.1%−1,570−17.9%ReducedHistory
HLTHilton Worldwide Holdings Inc.COM2,150$284.0K<0.1%+2,150NewHistory
EXELExelixis, Inc.COM13,480$285.0K<0.1%−2,935−17.9%ReducedHistory
IMUXImmunic, Inc.COM32,167$285.0K<0.1%+3,526+12.3%AddedHistory
GMDAGamida Cell Ltd.SHS72,646$285.0K<0.1%−5,064−6.5%ReducedHistory
VMCVulcan Materials COCOM1,689$286.0K<0.1%−365−17.8%ReducedHistory
BKNGBooking Holdings Inc.Stock121$287.0K<0.1%+121NewHistory
NEONeogenomics IncCOM NEW5,954$287.0K<0.1%−1,300−17.9%ReducedHistory
KWKennedy-Wilson Holdings, Inc.COM13,735$287.0K<0.1%−2,995−17.9%ReducedHistory
BF.ABrown Forman CorpCL A4,692$294.0K<0.1%−1,025−17.9%ReducedHistory
HOPEHope Bancorp IncCOM20,464$296.0K<0.1%−4,460−17.9%ReducedHistory
KRROKorro Bio, Inc.COM42,176$298.0K<0.1%−2,892−6.4%ReducedHistory
DECKDeckers Outdoor CorpCOM832$300.0K<0.1%−169−16.9%ReducedHistory
BDSIBiodelivery Sciences International IncCOM83,752$302.0K<0.1%−6,219−6.9%ReducedHistory
SNPSSynopsys IncCOM1,018$305.0K<0.1%−1,498−59.5%ReducedHistory
KRNYKearny Financial Corp.COM24,590$306.0K<0.1%−31,916−56.5%ReducedHistory
FDXFedEx CorpStock1,424$312.0K<0.1%+124+9.5%AddedHistory
NYTNew York Times CoCL A6,331$312.0K<0.1%−1,380−17.9%ReducedHistory
DDSDillard's, Inc.CL A1,810$312.0K<0.1%+1,810NewHistory
ALLYAlly Financial Inc.Stock6,135$313.0K<0.1%+1,205+24.4%AddedHistory
CXWCoreCivic, Inc.COM35,189$313.0K<0.1%−7,665−17.9%ReducedHistory
ALPNAlpine Immune Sciences, Inc.COM29,304$313.0K<0.1%−2,194−7.0%ReducedHistory
AMKRAmkor Technology, Inc.COM12,621$315.0K<0.1%+12,621NewHistory
VICRVicor CorpCOM2,351$315.0K<0.1%−515−18.0%ReducedHistory
WATWaters CorpCOM887$317.0K<0.1%−370−29.4%ReducedHistory
MEDMedifast IncCOM1,658$319.0K<0.1%+312+23.2%AddedHistory
MTDMettler Toledo International IncCOM233$321.0K<0.1%−79−25.3%ReducedHistory
ASOAcademy Sports & Outdoors, Inc.COM8,022$321.0K<0.1%+8,022NewHistory
CRDFCardiff Oncology, Inc.COM48,473$323.0K<0.1%−986−2.0%ReducedHistory
TERTeradyne, IncStock2,971$324.0K<0.1%+80+2.8%AddedHistory
ICEIntercontinental Exchange, Inc.Stock2,818$324.0K<0.1%00.0%UnchangedHistory
TCSContainer Store Group, Inc.COM34,002$324.0K<0.1%+14,509+74.4%AddedHistory
SONOSonos IncCOM10,041$325.0K<0.1%+10,041NewHistory
CLFCleveland-Cliffs Inc.COM16,469$326.0K<0.1%+16,469NewHistory
MRNAModerna, Inc.Stock849$327.0K<0.1%+849NewHistory
TRMBTrimble Inc.COM3,980$327.0K<0.1%+3,980NewHistory
FICOFair Isaac CorpCOM827$329.0K<0.1%+121+17.1%AddedHistory
FCFFirst Commonwealth Financial CorpCOM24,125$329.0K<0.1%−5,255−17.9%ReducedHistory
ONTOOnto Innovation Inc.COM4,569$330.0K<0.1%+4,569NewHistory
BRKRBruker CorpCOM4,232$331.0K<0.1%+4,232NewHistory
KNKnowles CorpCOM17,653$331.0K<0.1%−3,845−17.9%ReducedHistory
OCOwens CorningStock3,885$332.0K<0.1%+3,885NewHistory
QCOMQualcomm IncStock2,575$332.0K<0.1%+38+1.5%AddedHistory
GTMZoomInfo Technologies Inc.Stock5,424$332.0K<0.1%+5,424NewHistory
AAgilent Technologies, Inc.COM2,108$332.0K<0.1%−649−23.5%ReducedHistory
POOLPool CorpCOM765$332.0K<0.1%−221−22.4%ReducedHistory
EXPEagle Materials IncCOM2,531$332.0K<0.1%−40−1.6%ReducedHistory
SKXSkechers USA IncCL A7,872$332.0K<0.1%+7,872NewHistory
DKSDick's Sporting Goods, Inc.Stock2,784$333.0K<0.1%−1,645−37.1%ReducedHistory
LPLALPL Financial Holdings Inc.COM2,125$333.0K<0.1%−30−1.4%ReducedHistory
OIO-I Glass, Inc.COM23,333$333.0K<0.1%−5,080−17.9%ReducedHistory
TELTE Connectivity plcREG SHS2,425$333.0K<0.1%+30+1.3%AddedHistory
AMATApplied Materials IncStock2,593$334.0K<0.1%−269−9.4%ReducedHistory
TBCHTurtle Beach CorpCOM NEW11,992$334.0K<0.1%+32+0.3%AddedHistory
KEYSKeysight Technologies, Inc.Stock2,040$335.0K<0.1%−426−17.3%ReducedHistory
SCCOSouthern Copper CorpStock5,981$336.0K<0.1%+1,386+30.2%AddedHistory
EFXEquifax IncCOM1,327$336.0K<0.1%−638−32.5%ReducedHistory
COLMColumbia Sportswear CoCOM3,509$336.0K<0.1%+3,509NewHistory
BGFVBig 5 Sporting Goods CorpCOM14,562$336.0K<0.1%+14,562NewHistory
SAHSonic Automotive IncCL A6,419$337.0K<0.1%−1,400−17.9%ReducedHistory
BIOBio-Rad Laboratories, Inc.CL A452$337.0K<0.1%−152−25.2%ReducedHistory
NUENucor CorpCOM3,422$337.0K<0.1%+3,422NewHistory
LMATLemaitre Vascular IncCOM6,339$337.0K<0.1%−1,206−16.0%ReducedHistory
NVDANVIDIA CorpStock1,634$338.0K<0.1%−918−36.0%ReducedConverted for a 4-for-1 splitHistory
ABTAbbott LaboratoriesStock2,860$338.0K<0.1%−3,170−52.6%ReducedHistory
TTCToro CoCOM3,472$338.0K<0.1%+191+5.8%AddedHistory
FBINFortune Brands Innovations, Inc.COM3,778$338.0K<0.1%−12−0.3%ReducedHistory

Sold out since Q2 2021 (162)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 162 by value last quarter.

Positions of Alps Advisors Inc sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
OLEDUniversal Display CorpCOM212,075$47.2M0.4%History
AYIAcuity Inc. (DE)Stock240,195$44.9M0.4%History
Vanguard Energy ETF92204A306ETF213,586$16.2M0.1%–
REXRex American Resources CorpCOM43,700$3.94M<0.1%History
WLDNWilldan Group, Inc.COM94,937$3.57M<0.1%History
SPOTSpotify Technology S.A.Stock9,060$2.50M<0.1%History
INFOIHS Markit Ltd.SHS20,888$2.35M<0.1%History
SUNWSunworks, Inc.COM NEW221,282$2.33M<0.1%History
GWREGuidewire Software, Inc.COM20,473$2.31M<0.1%History
GPGreenpower Motor Co Inc.COM NEW115,546$2.27M<0.1%History
PFPTProofpoint IncCOM12,911$2.24M<0.1%History
NUANNuance Communications, Inc.COM40,774$2.22M<0.1%History
CNSTConstellation Pharmaceuticals IncCOM63,109$2.13M<0.1%History
VVNTVivint Smart Home, Inc.COM CL A153,410$2.02M<0.1%History
BABAAlibaba Group Holding LtdADR8,150$1.85M<0.1%History
IEXIdex CorpCOM6,630$1.46M<0.1%History
FABCFabric.AI, Inc.COM271,137$1.32M<0.1%History
OESXOrion Energy Systems, Inc.COM214,528$1.23M<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM6,087$1.12M<0.1%History
Brookfield Ppty REIT Inc11282X103CL A42,290$799.0K<0.1%–
QTSQTS Realty Trust, Inc.COM CL A10,030$775.0K<0.1%History
ATVIActivision Blizzard, Inc.COM7,011$669.0K<0.1%History
SFMSprouts Farmers Market, Inc.COM23,895$594.0K<0.1%History
RILYBRC Group Holdings, Inc.COM5,954$450.0K<0.1%History
SEESealed Air CorpCOM7,512$445.0K<0.1%History
KSUKansas City SouthernCOM NEW1,543$437.0K<0.1%History
CUBICustomers Bancorp, Inc.COM11,038$430.0K<0.1%History
SLMSLM CorpCOM19,709$413.0K<0.1%History
WRIWeingarten Realty InvestorsSH BEN INT12,823$411.0K<0.1%History
SEMSelect Medical Holdings CorpCOM9,649$408.0K<0.1%History
HIBBHibbett IncCOM4,547$408.0K<0.1%History
OPYOppenheimer Holdings IncCL A NON VTG7,980$406.0K<0.1%History
NESRNational Energy Services Reunited Corp.SHS28,054$400.0K<0.1%History
GTNGray Media, IncCOM16,917$396.0K<0.1%History
MXIMMaxim Integrated Products IncCOM3,760$396.0K<0.1%History
TECHBIO-TECHNE CorpCOM873$393.0K<0.1%History
AZOAutoZone IncCOM262$391.0K<0.1%History
PTONPeloton Interactive, Inc.CL A COM3,141$390.0K<0.1%History
AAPAdvance Auto Parts IncCOM1,892$388.0K<0.1%History
HDHome Depot, Inc.Stock1,202$383.0K<0.1%History
FAFFirst American Financial CorpStock6,140$383.0K<0.1%History
ALLAllstate CorpStock2,928$382.0K<0.1%History
TWTradeweb Markets Inc.Stock4,523$382.0K<0.1%History
SMGScotts Miracle-Gro CoStock1,978$380.0K<0.1%History
DELLDell Technologies Inc.Stock3,808$380.0K<0.1%History
WMSAdvanced Drainage Systems, Inc.COM3,254$379.0K<0.1%History
BERYBerry Global Group, Inc.COM5,815$379.0K<0.1%History
IESCIES Holdings, Inc.COM7,299$375.0K<0.1%History
FHIFederated Hermes, Inc.CL B11,019$374.0K<0.1%History
COWNCowen Inc.CL A NEW9,123$374.0K<0.1%History
First Rep BK San Francisco C33616C100COM1,991$373.0K<0.1%–
TSCOTractor Supply CoCOM1,992$371.0K<0.1%History
FIXComfort Systems USA IncCOM4,660$367.0K<0.1%History
CERNCERNER CorpCOM4,698$367.0K<0.1%History
UTHRUnited Therapeutics CorpCOM2,035$365.0K<0.1%History
MYEMyers Industries IncCOM17,344$364.0K<0.1%History
BAHBooz Allen Hamilton Holding CorpCL A4,269$364.0K<0.1%History
KRKroger CoStock9,469$363.0K<0.1%History
TDYTeledyne Technologies IncCOM866$363.0K<0.1%History
IBPInstalled Building Products, Inc.COM2,970$363.0K<0.1%History
NUSNu Skin Enterprises, Inc.CL A6,412$363.0K<0.1%History
JJacobs Solutions Inc.COM2,723$363.0K<0.1%History
LDOSLeidos Holdings, Inc.COM3,583$362.0K<0.1%History
CRUSCirrus Logic, Inc.Stock4,243$361.0K<0.1%History
NDSNNordson CorpCOM1,645$361.0K<0.1%History
FCNFti Consulting, IncCOM2,625$359.0K<0.1%History
INFUInfuSystem Holdings, IncCOM17,242$358.0K<0.1%History
MASIMasimo CorpCOM1,475$358.0K<0.1%History
STCStewart Information Services CorpCOM6,304$357.0K<0.1%History
HONEHarborOne Bancorp, Inc.COM NEW24,922$357.0K<0.1%History
AEISAdvanced Energy Industries IncCOM3,155$356.0K<0.1%History
FTVFortive CorpStock5,070$354.0K<0.1%History
CTLTCatalent, Inc.COM3,277$354.0K<0.1%History
MLMMartin Marietta Materials IncCOM1,003$353.0K<0.1%History
PWRQuanta Services, Inc.COM3,887$352.0K<0.1%History
FLWS1 800 Flowers Com IncCL A11,048$352.0K<0.1%History
MASMasco CorpCOM5,957$351.0K<0.1%History
HLNEHamilton Lane INCCL A3,850$351.0K<0.1%History
BF.BBrown Forman CorpStock4,663$349.0K<0.1%History
MPCMarathon Petroleum CorpStock5,775$349.0K<0.1%History
MWAMueller Water Products, Inc.COM SER A24,175$349.0K<0.1%History
EGBNEagle Bancorp IncCOM6,217$349.0K<0.1%History
SPWHSportsman's Warehouse Holdings, Inc.COM19,641$349.0K<0.1%History
GISGeneral Mills IncStock5,712$348.0K<0.1%History
TTWOTake Two Interactive Software IncCOM1,960$347.0K<0.1%History
CHDChurch & Dwight Co IncCOM4,066$347.0K<0.1%History
BAXBaxter International IncStock4,296$346.0K<0.1%History
AVNWAviat Networks, Inc.COM NEW10,556$346.0K<0.1%History
ECOMChanneladvisor CorpCOM14,127$346.0K<0.1%History
STZConstellation Brands, Inc.Stock1,470$344.0K<0.1%History
PJTPJT Partners Inc.COM CL A4,804$343.0K<0.1%History
COHRCoherent Corp.COM4,724$343.0K<0.1%History
RPMRPM International IncCOM3,852$342.0K<0.1%History
WWayfair Inc.CL A1,078$340.0K<0.1%History
MKSIMKS IncCOM1,906$339.0K<0.1%History
SPBSpectrum Brands Holdings, Inc.COM3,991$339.0K<0.1%History
PRDOPerdoceo Education CorpCOM27,509$338.0K<0.1%History
GSBDGoldman Sachs BDC, Inc.SHS17,096$335.0K<0.1%History
BIGGQFormer BL Stores IncCOM5,079$335.0K<0.1%History
CICigna GroupStock1,403$333.0K<0.1%History