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Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
3,042
+149 vs. Q3 2023
Portfolio value
$42.2B
+$4.88B (+13.1%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of Mariner, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
TMCTMC the metals Co Inc.COM152,181$167.4K<0.1%00.0%UnchangedHistory
TALOTalos Energy Inc.COM11,796$167.9K<0.1%−4,175−26.1%ReducedHistory
BITBlackRock Multi-Sector Income TrustCOM11,250$168.8K<0.1%−1,500−11.8%ReducedHistory
AIPArteris, Inc.COM28,713$169.1K<0.1%+2,015+7.5%AddedHistory
TTITetra Technologies IncCOM37,438$169.2K<0.1%+37,438NewHistory
FRGEForge Global Holdings, Inc.COM49,525$169.9K<0.1%+49,525NewHistory
ARCOArcos Dorados Holdings Inc.SHS CLASS -A -13,417$170.3K<0.1%+1,961+17.1%AddedHistory
ARLOArlo Technologies, Inc.COM17,913$170.5K<0.1%−456−2.5%ReducedHistory
CXWCoreCivic, Inc.COM11,792$171.3K<0.1%+11,792NewHistory
MITKMitek Systems IncCOM NEW13,169$171.7K<0.1%+13,169NewHistory
DNBDun & Bradstreet Holdings, Inc.COM14,761$172.7K<0.1%−37,016−71.5%ReducedHistory
ISDPGIM High Yield Bond Fund, Inc.COM14,055$173.2K<0.1%−527−3.6%ReducedHistory
NCZVirtus Convertible & Income Fund IICOM58,514$174.4K<0.1%−1,405−2.3%ReducedHistory
WDIWestern Asset Diversified Income Fund (WDI)COM SHS BEN INT12,368$174.4K<0.1%+1,558+14.4%AddedHistory
IASIntegral Ad Science Holding Corp.COM12,170$175.1K<0.1%+12,170NewHistory
TFSLTFS Financial CORPCOM11,935$175.3K<0.1%−3,440−22.4%ReducedHistory
NCVVirtus Convertible & Income FundCOM52,148$175.7K<0.1%+6,789+15.0%AddedHistory
VanEck ETF Trust92189F429PREFERRED SECURT10,263$176.3K<0.1%−7,792−43.2%Reduced–
LTHLife Time Group Holdings, Inc.COMMON STOCK11,791$177.8K<0.1%+11,791NewHistory
BANDBandwidth Inc.COM CL A12,342$178.6K<0.1%+738+6.4%AddedHistory
AQNAlgonquin Power & Utilities Corp.COM28,277$178.7K<0.1%−30,489−51.9%ReducedHistory
SHOSunstone Hotel Investors, Inc.COM16,667$178.8K<0.1%+1,571+10.4%AddedHistory
WSRWhitestone REITCOM14,570$179.1K<0.1%+2,683+22.6%AddedHistory
BGSB&G Foods, Inc.COM17,264$181.3K<0.1%+3,446+24.9%AddedHistory
UNITUniti Group Inc.COM31,404$181.5K<0.1%+74+0.2%AddedHistory
VIAVViavi Solutions Inc.COM18,030$181.6K<0.1%+1,850+11.4%AddedHistory
LUMNLumen Technologies, Inc.Stock99,239$181.6K<0.1%−6,426−6.1%ReducedHistory
PTLOPortillo's Inc.COM CL A11,432$182.1K<0.1%+11,432NewHistory
ROIVRoivant Sciences Ltd.SHS16,247$182.5K<0.1%+16,247NewHistory
BBDCBarings BDC, Inc.COM21,278$182.6K<0.1%−24,617−53.6%ReducedHistory
CDECoeur Mining, Inc.COM NEW56,086$182.8K<0.1%+56,086NewHistory
XHRXenia Hotels & Resorts, Inc.COM13,466$183.4K<0.1%+1,947+16.9%AddedHistory
Copel-ADR20441B605ADR22,134$187.7K<0.1%+1,863+9.2%Added–
CEVEaton Vance California Municipal Income TrustSH BEN INT18,212$188.3K<0.1%+18,212NewHistory
CTOSCustom Truck One Source, Inc.COM CL A30,775$190.2K<0.1%+7,622+32.9%AddedHistory
DANDANA IncCOM13,025$190.3K<0.1%−8,062−38.2%ReducedHistory
PEBPebblebrook Hotel TrustCOM11,911$190.3K<0.1%−4,632−28.0%ReducedHistory
MYIBlackRock Muniyield Quality Fund III, Inc.COM16,408$191.0K<0.1%−2,722−14.2%ReducedHistory
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX11,566$193.0K<0.1%−1,113−8.8%Reduced–
CAAPCorporacion America Airports S.A.COM12,029$193.2K<0.1%+12,029NewHistory
DEIDouglas Emmett IncCOM13,342$193.5K<0.1%−9,592−41.8%ReducedHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A12,143$193.7K<0.1%−717−5.6%ReducedHistory
OPENOpendoor Technologies Inc.COM43,450$194.7K<0.1%−10,347−19.2%ReducedHistory
HAFCHanmi Financial CorpCOM NEW10,038$194.7K<0.1%+10,038NewHistory
VCVInvesco California Value Municipal Income TrustCOM20,000$196.0K<0.1%−22,243−52.7%ReducedHistory
AUGXAugmedix, Inc.COM33,944$198.6K<0.1%+7,000+26.0%AddedHistory
MMUWestern Asset Managed Municipals Fund Inc.COM19,526$198.6K<0.1%+5,791+42.2%AddedHistory
PRIMPrimoris Services CorpStock6,026$200.2K<0.1%+6,026NewHistory
AFBAlliancebernstein National Municipal Income FundCOM18,488$200.4K<0.1%−1,257−6.4%ReducedHistory
JOBYJoby Aviation, Inc.COMMON STOCK30,163$200.6K<0.1%+30,163NewHistory
GILGildan Activewear Inc.Stock6,073$200.8K<0.1%+6,073NewHistory
STSensata Technologies Holding plcSHS5,350$201.0K<0.1%−2,224−29.4%ReducedHistory
First Tr Exchange-Traded Alp33735B108COM SHS1,929$201.5K<0.1%+1,929New–
MNTKMontauk Renewables, Inc.COM22,646$201.8K<0.1%−2,903−11.4%ReducedHistory
VMEOVimeo, Inc.COMMON STOCK51,637$202.4K<0.1%−982−1.9%ReducedHistory
APPFAppfolio IncCOM CL A1,175$203.6K<0.1%+1,175NewHistory
PLPlanet Labs PBCCOM CL A82,479$203.7K<0.1%+54,825+198.3%AddedHistory
DRVNDriven Brands Holdings Inc.COM14,294$203.8K<0.1%+14,294NewHistory
Flexshares Tr33939L407MORNSTAR UPSTR4,985$204.1K<0.1%−18,141−78.4%Reduced–
HCMHUTCHMED (China) LtdSPONSORED ADS11,278$204.2K<0.1%+1,229+12.2%AddedHistory
ZTOZTO Express (Cayman) Inc.SPONSORED ADS A9,602$204.3K<0.1%−23,380−70.9%ReducedHistory
UTZUtz Brands, Inc.COM CL A12,591$204.5K<0.1%−4,538−26.5%ReducedHistory
ALKSAlkermes plc.SHS7,374$204.6K<0.1%−11,321−60.6%ReducedHistory
TCOMTrip.com Group LtdADS5,692$205.0K<0.1%−678−10.6%ReducedHistory
CLVTClarivate PLCORD SHS22,174$205.3K<0.1%−46,532−67.7%ReducedHistory
MKSIMKS IncCOM1,998$205.6K<0.1%−1,114−35.8%ReducedHistory
ASPNAspen Aerogels IncCOM13,031$205.6K<0.1%−1,905−12.8%ReducedHistory
iShares Ibonds Dec 2027 Term Muni Bond ETF46435U283ETF8,125$206.5K<0.1%+8,125New–
PDIPIMCO Dynamic Income FundSHS11,504$206.5K<0.1%−29,545−72.0%ReducedHistory
DFINDonnelley Financial Solutions, Inc.COM3,312$206.7K<0.1%+3,312NewHistory
OIAInvesco Municipal Income Opportunities TrustCOM32,558$206.7K<0.1%+32,558NewHistory
iShares Ibonds Dec 2028 Term Muni Bond ETF46435U325ETF8,089$207.0K<0.1%+8,089New–
LITELumentum Holdings Inc.COM3,950$207.1K<0.1%−636−13.9%ReducedHistory
SKYWSkywest IncCOM3,968$207.1K<0.1%+3,968NewHistory
SHAKShake Shack Inc.CL A2,795$207.2K<0.1%+2,795NewHistory
LAWCS Disco, Inc.COM27,298$207.2K<0.1%+27,298NewHistory
BEAMBeam Therapeutics Inc.COM7,626$207.6K<0.1%+7,626NewHistory
KOSKosmos Energy Ltd.COM30,961$207.7K<0.1%−2,135−6.5%ReducedHistory
EFCEllington Financial Inc.COM16,346$207.8K<0.1%−928−5.4%ReducedHistory
LBAILakeland Bancorp IncCOM14,054$207.9K<0.1%−643−4.4%ReducedHistory
Barnes Group Inc067806109COM6,246$208.0K<0.1%+6,246New–
FPFFirst Trust Intermediate Duration Preferred & Income FundCOM12,761$208.1K<0.1%−91−0.7%ReducedHistory
UNFIUnited Natural Foods IncCOM12,827$208.2K<0.1%+12,827NewHistory
VCYTVeracyte, Inc.COM7,571$208.3K<0.1%+7,571NewHistory
Fidelity Covington Trust316092709MSCI INDL INDX3,403$208.4K<0.1%−2,877−45.8%Reduced–
LOBLive Oak Bancshares, Inc.COM4,590$208.8K<0.1%+4,590NewHistory
UAAUnder Armour, Inc.Stock23,779$208.9K<0.1%+23,779NewHistory
UPBDUpbound Group, Inc.COM6,154$209.1K<0.1%+6,154NewHistory
iShares Ibonds Dec 2029 Term Muni Bond ETF46436E163ETF8,173$209.2K<0.1%+8,173New–
First Tr Ftse Epra / Nareit33736N101COM4,842$209.2K<0.1%+4,842New–
BZHBeazer Homes USA IncCOM NEW6,196$209.4K<0.1%+6,196NewHistory
GFIGold Fields LtdSPONSORED ADR14,522$210.0K<0.1%+205+1.4%AddedHistory
Invesco Exchange Traded FD T46137Y401ZACKS MID CAP2,240$210.1K<0.1%+2,240New–
PFSIPennyMac Financial Services, Inc.COM2,382$210.5K<0.1%+2,382NewHistory
ETF Ser Solutions26922A297US VEGAN CLIMA4,899$211.1K<0.1%+4,899New–
PTGXProtagonist Therapeutics, IncCOM9,254$212.2K<0.1%−5,288−36.4%ReducedHistory
HIOWestern Asset High Income Opportunity Fund Inc.COM55,037$212.4K<0.1%+237+0.4%AddedHistory
VanEck ETF Trust92189F387SHRT HGH YLD MUN9,600$212.4K<0.1%00.0%Unchanged–
AWIArmstrong World Industries IncCOM2,165$212.9K<0.1%+2,165NewHistory
WSFSWSFS Financial CorpCOM4,636$212.9K<0.1%+4,636NewHistory

Sold out since Q3 2023 (205)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 205 by value last quarter.

Positions of Mariner, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
iShares Tr46434VAX8IBONDS DEC23 ETF1,027,813$26.1M0.1%–
ATVIActivision Blizzard, Inc.COM210,195$19.7M0.1%History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB734,107$15.6M<0.1%–
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER395,299$11.6M<0.1%History
iShares Tr46436E882IBONDS 23 TRM TS280,012$6.95M<0.1%–
PIMCO ETF Tr72201R627SR LN ACTIVE ETF134,556$6.77M<0.1%–
Innovator ETFs Trust45782C433US EQTY BUFR FEB122,253$4.07M<0.1%–
iShares Tr46435G318IBONDS DEC2023158,517$4.05M<0.1%–
VMWVmware LLCCL A COM22,243$3.70M<0.1%History
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY113,187$2.66M<0.1%–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF63,659$2.44M<0.1%–
SGENSeagen Inc.COM8,822$1.87M<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS15,781$1.83M<0.1%History
Lattice Strategies Tr518416508HARTFORD MLT SML48,362$1.74M<0.1%–
WisdomTree Tr97717X578EM EX ST-OWNED56,461$1.51M<0.1%–
ORTXOrchard Therapeutics plcSPON ADS NEW192,250$1.49M<0.1%History
KRONKronos Bio, Inc.COM917,436$1.19M<0.1%History
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT53,659$1.17M<0.1%History
Nextera Energy Inc65339F713UNIT 09/01/202530,825$1.17M<0.1%–
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY50,110$1.13M<0.1%–
ZYMEZymeworks Inc.COM162,550$1.03M<0.1%History
First Tr Exchange-Traded FD33738R886DORSEY WRIGHT51,458$913.0K<0.1%–
J P Morgan Exchange Traded F46654Q773JPMORGAM LTD DUR16,312$814.0K<0.1%–
Invesco Exchng Trad SLF Inde46139W502INVT GRD DEFSV34,327$804.5K<0.1%–
TWNKHostess Brands, Inc.CL A23,826$793.6K<0.1%History
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI29,928$749.0K<0.1%–
Invesco Actively Managed Exc46090A804TOTAL RETURN16,725$746.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J536BULSHS 2024 MUNI28,961$714.0K<0.1%–
Innovator ETFs Trust45782C870US EQT PWR BUF17,132$577.0K<0.1%–
Invesco Exchange Traded FD T46137V217S&P MDCP400 PR13,547$530.9K<0.1%–
Vanguard Wellington FD921935706US QUALITY4,286$481.4K<0.1%–
VRTVVeritiv CorpCOM2,797$472.5K<0.1%History
CVGWCalavo Growers IncCOM18,158$458.1K<0.1%History
FOXFFox Factory Holding CorpCOM4,491$445.0K<0.1%History
SPDR Index Shs FDS78463X863ST DOW INTL ETF18,016$428.4K<0.1%–
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM23,721$421.3K<0.1%History
APOGApogee Enterprises, Inc.COM8,697$409.5K<0.1%History
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY11,288$408.6K<0.1%–
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM52,092$398.0K<0.1%History
First Tr Exchange-Traded FD33734X853INTL EQUITY OPP10,117$388.7K<0.1%–
ETDEthan Allen Interiors IncCOM12,587$376.4K<0.1%History
SRCLStericycle IncCOM7,612$340.3K<0.1%History
NATINational Instruments CorpCOM5,700$339.8K<0.1%History
WNS Hldgs Ltd92932M101SPON ADR4,963$339.8K<0.1%–
AMRCAmeresco, Inc.CL A8,787$338.8K<0.1%History
Nuveen PFD & Incm Securties67072C105COM54,873$338.6K<0.1%–
WisdomTree Tr97717Y691CLOUD COMPUTNG10,843$321.3K<0.1%–
SPDR Index Shs FDS78463X871ST INTL CAP ETF10,807$315.0K<0.1%–
MPVBarings Participation InvestorsSH BEN INT22,352$300.2K<0.1%History
SPDR Ser Tr78464A110FACTST INV ETF2,424$299.9K<0.1%–
MFICMidCap Financial Investment CorpCOM NEW21,412$294.0K<0.1%History
CRNCCerence Inc.COM14,376$292.8K<0.1%History
MRTXMirati Therapeutics, Inc.COM6,480$282.3K<0.1%History
TRNTrinity Industries IncCOM11,486$279.7K<0.1%History
MCIBarings Corporate InvestorsCOM17,447$278.1K<0.1%History
EVBGEverbridge, Inc.COM12,368$277.3K<0.1%History
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY12,278$276.0K<0.1%–
SKYChampion Homes, Inc.Stock4,225$269.2K<0.1%History
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS2,636$266.4K<0.1%–
VanEck Vectors ETF Tr92189H870ENERGY INCOME4,025$261.9K<0.1%–
Flexshares Tr33939L795STOXX GLOBR INF5,240$253.8K<0.1%–
UANCVR Partners, LPCOM3,043$251.4K<0.1%History
Franklin Templeton ETF Tr35473P819FTSE CHINA14,671$250.7K<0.1%–
NSPInsperity, Inc.COM2,558$249.7K<0.1%History
NHINational Health Investors IncCOM4,802$246.6K<0.1%History
HTHTH World Group LtdSPONSORED ADS6,228$245.6K<0.1%History
EHCEncompass Health CorpCOM3,636$244.2K<0.1%History
EOSEaton Vance Enhanced Equity Income Fund IICOM14,209$244.1K<0.1%History
iShares Tr46429B671MSCI CHINA ETF5,557$240.6K<0.1%–
PGENPrecigen, Inc.COM168,224$239.1K<0.1%History
iShares Tr464287184CHINA LG-CAP ETF8,940$237.2K<0.1%–
Victory Portfolios II92647N782VCSHS US 500 ENH4,023$237.0K<0.1%–
NEWRNew Relic, Inc.COM2,767$236.9K<0.1%History
SJTSan Juan Basin Royalty TrustUNIT BEN INT34,099$236.3K<0.1%History
ARGOArgo Group International Holdings, Inc.COM7,917$236.2K<0.1%History
CAMTCamtek LtdORD3,751$233.5K<0.1%History
Abcam PLC000380204ADS10,206$231.0K<0.1%–
New York Life Invts Active E45409F843MACK MU INSD ETF10,037$229.3K<0.1%–
ETOEaton Vance Tax-Advantaged Global Dividend Opportunities FundCOM10,634$227.0K<0.1%History
VSTOVista Outdoor Inc.COM6,757$223.8K<0.1%History
PMXPIMCO Municipal Income Fund IIICOM34,000$220.0K<0.1%History
ATRCAtriCure, Inc.COM4,966$217.5K<0.1%History
CWHCamping World Holdings, Inc.CL A10,642$217.2K<0.1%History
VanEck ETF Trust92189H300JP MRGAN EM LOC9,011$215.1K<0.1%–
PSNParsons CorpCOM3,926$213.4K<0.1%History
MATMattel IncCOM9,671$213.1K<0.1%History
TDCTeradata CorpStock4,710$212.0K<0.1%History
ALSNAllison Transmission Holdings IncStock3,583$211.6K<0.1%History
HAEHaemonetics CorpCOM2,357$211.1K<0.1%History
CIRCircor International IncCOM3,726$207.7K<0.1%History
CPRICapri Holdings LtdSHS3,904$205.4K<0.1%History
First Tr Exchng Traded FD VI33740F730FT VEST US EQT6,031$204.3K<0.1%–
HPIJohn Hancock Preferred Income FundSH BEN INT13,892$202.4K<0.1%History
THSTreeHouse Foods, Inc.COM4,633$201.9K<0.1%History
T Rowe Price Exchange-Traded87283Q867CAP APPRECIATION8,125$201.6K<0.1%–
CRCCalifornia Resources CorpCOM STOCK3,596$201.4K<0.1%History
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF4,210$201.2K<0.1%–
EPCEdgewell Personal Care CoCOM5,427$200.6K<0.1%History
Direxion Shares ETF Trust25460E869DAILY 500 1X ETF13,342$198.0K<0.1%–
First Tr Exchange-Traded FD33735T109COMMON SHS16,803$183.0K<0.1%–