Mariner, LLC

SEC CIK: 0001373442
Latest filing: Aug 13, 2026

SEC filings (opens in a new tab)

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Positions: 2,893; +66 vs. Q2 2023
Portfolio value: $37.3B; −$139.4M (−0.4%) vs. Q2 2023
Filed: Nov 13, 2023; SEC

Holdings of Mariner, LLC in Q3 2023
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
AAPLApple Inc.	Stock	11,864,280	$2.03B	5.4%	+237,606+2.0%	Added	History
iShares Core S&P 500 ETF464287200	ETF	3,721,762	$1.60B	4.3%	+167,411+4.7%	Added	–
MSFTMicrosoft Corp	Stock	3,229,615	$1.02B	2.7%	+94,437+3.0%	Added	History
Vanguard Ftse Developed Markets ETF921943858	ETF	22,751,467	$994.7M	2.7%	+1,408,947+6.6%	Added	–
TSLATesla, Inc.	Stock	2,342,981	$586.3M	1.6%	+156,933+7.2%	Added	History
iShares Core S&P Mid-Cap ETF464287507	ETF	2,171,959	$541.6M	1.5%	+109,562+5.3%	Added	–
SPYSPDR S&P 500 ETF Trust	ETF	1,244,244	$531.9M	1.4%	−22,152−1.7%	Reduced	History
NVDANVIDIA Corp	Stock	1,076,799	$468.4M	1.3%	+34,769+3.3%	Added	History
AMZNAmazon Com Inc	Stock	3,606,044	$458.4M	1.2%	+263,833+7.9%	Added	History
iShares Core MSCI Eafe ETF46432F842	ETF	7,050,188	$453.7M	1.2%	−859,611−10.9%	Reduced	–
Vanguard Morningstar Value ETF922908744	ETF	3,278,387	$452.2M	1.2%	+74,454+2.3%	Added	–
iShares Core U.S. Aggregate Bond ETF464287226	ETF	4,736,397	$445.4M	1.2%	+397,211+9.2%	Added	–
GOOGLAlphabet Inc.	Stock	3,149,937	$412.2M	1.1%	+119,631+3.9%	Added	History
Vanguard Ftse Emerging Markets ETF922042858	ETF	9,800,518	$384.3M	1.0%	+463,917+5.0%	Added	–
Vanguard Morningstar Growth ETF922908736	ETF	1,326,180	$361.1M	1.0%	+64,368+5.1%	Added	–
PGProcter & Gamble Co	Stock	2,298,257	$335.2M	0.9%	+144,970+6.7%	Added	History
APOApollo Global Management, Inc.	COM	3,648,342	$327.5M	0.9%	+9,962+0.3%	Added	History
BRK.BBerkshire Hathaway Inc	Stock	926,496	$324.6M	0.9%	+11,636+1.3%	Added	History
Vanguard Morningstar Total Stock Market ETF922908769	ETF	1,441,066	$306.1M	0.8%	+25,606+1.8%	Added	–
LLYEli Lilly & Co	Stock	525,302	$282.2M	0.8%	+22,293+4.4%	Added	History
JPMJPMorgan Chase & Co	Stock	1,944,612	$282.0M	0.8%	+6,257+0.3%	Added	History
AVGOBroadcom Inc.	Stock	327,215	$271.8M	0.7%	+22,304+7.3%	Added	History
iShares S&P 500 Growth ETF464287309	ETF	3,850,007	$263.4M	0.7%	+18,016+0.5%	Added	–
Schwab U.S. Large-Cap Growth ETF808524300	ETF	3,618,518	$263.1M	0.7%	+104,433+3.0%	Added	–
iShares MSCI Eafe ETF464287465	ETF	3,438,156	$237.0M	0.6%	+3,821+0.1%	Added	–
Invesco QQQ Trust Series I46090E103	ETF	660,798	$236.7M	0.6%	+27,335+4.3%	Added	–
UNHUnitedHealth Group Inc	Stock	468,297	$236.1M	0.6%	+11,805+2.6%	Added	History
JNJJohnson & Johnson	Stock	1,489,263	$232.0M	0.6%	+43,003+3.0%	Added	History
Vanguard S&P 500 ETF922908363	ETF	583,642	$229.2M	0.6%	−37,027−6.0%	Reduced	–
HDHome Depot, Inc.	Stock	744,021	$224.8M	0.6%	+27,024+3.8%	Added	History
CVXChevron Corp	Stock	1,287,194	$217.0M	0.6%	+61,614+5.0%	Added	History
Vanguard Dividend Appreciation ETF921908844	ETF	1,328,559	$206.4M	0.6%	+33,866+2.6%	Added	–
Vanguard Morningstar Mid-Cap ETF922908629	ETF	967,384	$201.4M	0.5%	+117,813+13.9%	Added	–
COSTCostco Wholesale Corp	Stock	353,223	$199.6M	0.5%	+15,953+4.7%	Added	History
AMGNAmgen Inc	Stock	738,087	$198.4M	0.5%	+109,078+17.3%	Added	History
iShares Core MSCI Emerging Markets ETF46434G103	ETF	3,928,502	$187.0M	0.5%	+397,232+11.2%	Added	–
Schwab U.S. Large-Cap ETF808524201	ETF	3,688,509	$186.6M	0.5%	+144,440+4.1%	Added	–
Vanguard Morningstar Small-Cap ETF922908751	ETF	984,526	$186.1M	0.5%	+46,376+4.9%	Added	–
VVisa Inc.	Stock	804,524	$185.0M	0.5%	+38,277+5.0%	Added	History
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679	ETF	1,661,058	$183.5M	0.5%	−40,324−2.4%	Reduced	–
MAMastercard Inc	Stock	450,259	$178.3M	0.5%	+21,575+5.0%	Added	History
iShares Core S&P Small Cap ETF464287804	ETF	1,871,555	$176.5M	0.5%	+17,219+0.9%	Added	–
iShares S&P 500 Value ETF464287408	ETF	1,092,632	$168.1M	0.5%	+16,831+1.6%	Added	–
GOOGAlphabet Inc.	Stock	1,271,410	$167.6M	0.4%	+27,666+2.2%	Added	History
MCDMcDonalds Corp	Stock	633,156	$166.8M	0.4%	+18,310+3.0%	Added	History
MRKMerck & Co., Inc.	Stock	1,595,509	$164.3M	0.4%	+59,234+3.9%	Added	History
WMTWalmart Inc.	Stock	1,025,106	$163.9M	0.4%	+28,337+2.8%	Added	History
Schwab International Equity ETF808524805	ETF	4,825,646	$163.9M	0.4%	−206,801−4.1%	Reduced	–
iShares Tr46434V613	CORE UNIVRSL USD	3,723,151	$162.8M	0.4%	+538,729+16.9%	Added	–
DHRDanaher Corp	Stock	640,975	$159.0M	0.4%	+47,430+8.0%	Added	History
TMOThermo Fisher Scientific Inc.	Stock	309,441	$156.6M	0.4%	+14,862+5.0%	Added	History
ADBEAdobe Inc.	Stock	306,753	$156.4M	0.4%	+6,366+2.1%	Added	History
Schwab U.S. Large-Cap Value ETF808524409	ETF	2,418,265	$155.9M	0.4%	+73,399+3.1%	Added	–
Schwab US Dividend Equity ETF808524797	ETF	2,179,771	$154.2M	0.4%	+79,108+3.8%	Added	–
PEPPepsiCo Inc	Stock	892,984	$151.3M	0.4%	+31,463+3.7%	Added	History
Vanguard Real Estate ETF922908553	ETF	1,946,412	$147.3M	0.4%	+8,571+0.4%	Added	–
XOMExxonMobil Holdings Corp	COM	1,235,086	$145.2M	0.4%	+4,614+0.4%	Added	History
iShares Tr464288414	NATIONAL MUN ETF	1,408,274	$144.4M	0.4%	+66,004+4.9%	Added	–
iShares Tr464288661	3 7 YR TREAS BD	1,274,046	$144.2M	0.4%	+75,718+6.3%	Added	–
iShares Russell 1000 Growth ETF464287614	ETF	541,502	$144.0M	0.4%	+12,697+2.4%	Added	–
NOWServiceNow, Inc.	Stock	255,426	$142.8M	0.4%	+19,761+8.4%	Added	History
ABBVAbbVie Inc.	Stock	944,049	$140.7M	0.4%	+45,294+5.0%	Added	History
iShares Tr46434V100	0-5YR INVT GR CP	2,853,704	$137.0M	0.4%	+60,278+2.2%	Added	–
iShares Russell 2000 ETF464287655	ETF	763,812	$135.0M	0.4%	+37,219+5.1%	Added	–
UPSUnited Parcel Service Inc	Stock	848,469	$132.3M	0.4%	+56,601+7.1%	Added	History
NEENextera Energy Inc	Stock	2,232,983	$127.9M	0.3%	+246,080+12.4%	Added	History
Vanguard Mun BD FDS922907746	TAX EXEMPT BD	2,597,673	$124.9M	0.3%	+135,766+5.5%	Added	–
NKENIKE, Inc.	Stock	1,288,761	$123.2M	0.3%	+108,924+9.2%	Added	History
iShares Core MSCI Total International Stock ETF46432F834	ETF	2,032,896	$122.0M	0.3%	−56,155−2.7%	Reduced	–
iShares Tr464287622	RUS 1000 ETF	508,071	$119.4M	0.3%	+26,698+5.5%	Added	–
METAMeta Platforms, Inc.	Stock	388,131	$116.5M	0.3%	+21,594+5.9%	Added	History
TMUST-Mobile US, Inc.	Stock	812,766	$113.8M	0.3%	+56,847+7.5%	Added	History
ABTAbbott Laboratories	Stock	1,157,958	$112.1M	0.3%	−15,204−1.3%	Reduced	History
SYKStryker Corp	Stock	407,864	$111.5M	0.3%	−2,053−0.5%	Reduced	History
PRUPrudential Financial Inc	Stock	1,172,081	$111.2M	0.3%	+61,624+5.5%	Added	History
iShares Tr464287150	CORE S&P TTL STK	1,176,910	$110.9M	0.3%	−169,314−12.6%	Reduced	–
SBUXStarbucks Corp	Stock	1,201,410	$109.7M	0.3%	+18,997+1.6%	Added	History
State Street SPDR Portfolio S&P 500 ETF78464A854	ETF	2,142,388	$107.7M	0.3%	−28,667−1.3%	Reduced	–
iShares Core Dividend Growth ETF46434V621	ETF	2,138,321	$105.9M	0.3%	−59,195−2.7%	Reduced	–
iShares MSCI USA Min Vol Factor ETF46429B697	ETF	1,396,866	$101.1M	0.3%	−57,811−4.0%	Reduced	–
TXNTexas Instruments Inc	Stock	617,142	$98.1M	0.3%	+16,504+2.7%	Added	History
BMYBristol Myers Squibb Co	Stock	1,682,927	$97.7M	0.3%	−135,646−7.5%	Reduced	History
TJXTJX Companies Inc	Stock	1,095,856	$97.4M	0.3%	+18,887+1.8%	Added	History
CSCOCisco Systems, Inc.	Stock	1,800,551	$96.8M	0.3%	+27,294+1.5%	Added	History
CMCSAComcast Corp	Stock	2,150,623	$95.4M	0.3%	+287,230+15.4%	Added	History
LOWLowes Companies Inc	Stock	454,805	$94.5M	0.3%	+4,990+1.1%	Added	History
State Street SPDR Portfolio S&P 500 Value ETF78464A508	ETF	2,256,376	$93.1M	0.2%	−40,423−1.8%	Reduced	–
iShares Tr464288687	PFD AND INCM SEC	3,086,164	$93.0M	0.2%	+104,282+3.5%	Added	–
Vanguard Total Bond Market ETF921937835	ETF	1,307,991	$91.3M	0.2%	+121,688+10.3%	Added	–
ENPHEnphase Energy, Inc.	Stock	751,248	$90.3M	0.2%	+143,340+23.6%	Added	History
State Street Technology Select Sector SPDR ETF81369Y803	ETF	545,348	$89.4M	0.2%	+27,623+5.3%	Added	–
UNPUnion Pacific Corp	Stock	439,005	$89.4M	0.2%	−59,633−12.0%	Reduced	History
DUKDuke Energy CORP	Stock	994,784	$87.8M	0.2%	+47,815+5.0%	Added	History
PSXPhillips 66	Stock	722,309	$86.8M	0.2%	+49,575+7.4%	Added	History
iShares Russell 1000 Value ETF464287598	ETF	571,125	$86.7M	0.2%	−41,231−6.7%	Reduced	–
Dimensional U.S. Core Equity 2 ETF25434V708	ETF	3,188,996	$83.6M	0.2%	+119,251+3.9%	Added	–
ETNEaton Corp plc	Stock	372,421	$79.4M	0.2%	+5,038+1.4%	Added	History
NDAQNasdaq, Inc.	COM	1,626,738	$79.0M	0.2%	+165,373+11.3%	Added	History
iShares Tr464288158	SHRT NAT MUN ETF	758,004	$78.0M	0.2%	−10,002−1.3%	Reduced	–
MRSHMarsh & McLennan Companies, Inc.	Stock	409,301	$77.9M	0.2%	+9,076+2.3%	Added	History

Sold out since Q2 2023 (182)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 182 by value last quarter.

Positions of Mariner, LLC sold out since Q2 2023
Security	Class	Shares in Q2 2023	Value in Q2 2023	% of portfolio in Q2 2023	History
MMPMagellan Midstream Partners, L.P.	COM UNIT RP LP	192,789	$12.0M	<0.1%	History
Global X FDS37954Y772	LNTY THMTC ETF	112,031	$3.11M	<0.1%	–
KKR and Co Inc 6 McOnv PFD C48251W401	CONVERTIBLE PREFERRED STOCK	36,600	$2.42M	<0.1%	–
First Tr Exchange-Traded FD33734X184	UTILITIES ALPH	75,371	$2.40M	<0.1%	–
Franklin Templeton ETF Tr35473P645	FRANKLIN FTSE	78,606	$1.90M	<0.1%	–
BWBBridgewater Bancshares Inc	COM	127,454	$1.26M	<0.1%	History
PIMCO ETF Tr72201R866	INTER MUN BD ACT	21,655	$1.12M	<0.1%	–
Legg Mason ETF Invt52468L505	FRANKLIN INTL LW	38,501	$1.05M	<0.1%	–
SPDR Series Trust78468R523	ST STR BL 12 ETF	10,224	$1.02M	<0.1%	–
iShares Tr464288786	U.S. INSRNCE ETF	11,507	$1.01M	<0.1%	–
Mogo Inc60800C109	COM	1,445,102	$985.7K	<0.1%	–
MASIMasimo Corp	COM	5,790	$952.7K	<0.1%	History
VETVermilion Energy Inc.	COM	73,748	$918.1K	<0.1%	History
VanEck ETF Trust92189F437	FALLEN ANGEL HG	32,317	$897.1K	<0.1%	–
TRTNTriton International Ltd	CL A	10,388	$864.9K	<0.1%	History
BKIBlack Knight, Inc.	COM	13,840	$826.6K	<0.1%	History
PDCEPDC Energy, Inc.	COM	11,388	$810.1K	<0.1%	History
LSILife Storage, Inc.	COM	5,516	$733.4K	<0.1%	History
Schwab Charles Family FD808515530	AMT TAX FREE MNY	719,824	$719.8K	<0.1%	–
Pacer Trendpilot 100 ETF69374H303	ETF	10,756	$668.0K	<0.1%	–
OTMOOtonomo Technologies Ltd.	ORDINARY SHARES	1,598,813	$639.5K	<0.1%	History
ARNCArconic Corp	COM	20,973	$620.4K	<0.1%	History
GHGuardant Health, Inc.	COM	16,987	$608.3K	<0.1%	History
VanEck ETF Trust92189F791	JUNIOR GOLD MINE	15,801	$564.0K	<0.1%	–
Innovator ETFs Trust45782C417	US EQTY PWR BUF	17,692	$545.0K	<0.1%	–
Flexshares Tr33939L696	STOX US ESG SLCT	4,987	$539.0K	<0.1%	–
WisdomTree Tr97717X511	YIELD ENHANCD US	12,458	$537.0K	<0.1%	–
TGTXTG Therapeutics, Inc.	COM	21,100	$524.0K	<0.1%	History
WisdomTree Tr97717W877	GLB HIGH DIV FD	10,709	$498.0K	<0.1%	–
iShares U.S. Regional Banks ETF464288778	ETF	14,455	$489.0K	<0.1%	–
First Tr Exch Traded FD III33739P301	MUNI HI INCM ETF	10,001	$471.0K	<0.1%	–
MTZMastec Inc	COM	3,599	$424.6K	<0.1%	History
iShares Tr46435G672	CORE INTL AGGR	8,273	$407.8K	<0.1%	–
NEXNextier Oilfield Solutions Inc.	COM	42,488	$379.8K	<0.1%	History
Etfis Ser Tr I26923G707	VIRTUS NEWFLEET	17,175	$378.0K	<0.1%	–
First Tr Exchng Traded FD VI33740F680	FT VEST US EQT	10,705	$366.2K	<0.1%	–
First Tr Exchange-Traded FD33738R852	NASDQ FOD BVRG	13,194	$346.0K	<0.1%	–
SPDR Index Shs FDS78470E205	MSCI EMR MKT ETF	11,419	$346.0K	<0.1%	–
VanEck ETF Trust92189F528	VANECK SHRT MUNI	20,517	$345.0K	<0.1%	–
RVTRoyce Small-Cap Trust, Inc.	COM	24,763	$341.7K	<0.1%	History
WOLFWolfspeed, Inc.	Stock	5,759	$320.1K	<0.1%	History
Liberty Media Corp Del531229607	COM C SIRIUSXM	9,747	$319.0K	<0.1%	–
Invesco Exchange Traded FD T46137V662	PHARMACEUTICALS	4,173	$315.5K	<0.1%	–
iShares U S ETF Tr46431W648	U.S. TECH INDEPD	5,699	$314.0K	<0.1%	–
THRYThryv Holdings, Inc.	COM NEW	12,599	$309.9K	<0.1%	History
MCYMercury General Corp	COM	10,121	$306.4K	<0.1%	History
ALGTAllegiant Travel CO	COM	2,425	$306.2K	<0.1%	History
RADIRadius Global Infrastructure, Inc.	COM CL A	19,999	$298.0K	<0.1%	History
ProShares Tr74347B680	S&P MDCP 400 DIV	4,231	$297.3K	<0.1%	–
MYPSPLAYSTUDIOS, Inc.	CLASS A COM	59,621	$292.7K	<0.1%	History
LMNDLemonade, Inc.	Stock	17,215	$290.1K	<0.1%	History
REYNReynolds Consumer Products Inc.	COM	10,170	$287.3K	<0.1%	History
Capital Grp Fixed Incm ETF T14020Y409	SHORT DURATION	11,415	$287.0K	<0.1%	–
First Tr Exchange Trad FD VI33740Y101	ALT ABSLT STRG	10,125	$285.0K	<0.1%	–
GOODGladstone Commercial Corp	COM	22,726	$281.1K	<0.1%	History
LPXLouisiana-Pacific Corp	COM	3,735	$280.0K	<0.1%	History
Barnes Group Inc067806109	COM	6,631	$279.7K	<0.1%	–
AAAUGoldman Sachs Physical Gold ETF	UNIT	14,301	$272.2K	<0.1%	History
FCFSFirstCash Holdings, Inc.	COM	2,911	$271.7K	<0.1%	History
Flexshares Tr33939L506	IBOXX 3R TARGT	11,530	$271.0K	<0.1%	–
SQMChemical & Mining Co of Chile Inc	SPON ADR SER B	3,731	$271.0K	<0.1%	History
FWRDForward Air Corp	COM	2,537	$269.2K	<0.1%	History
FOCSFocus Financial Partners Inc.	COM CL A	5,046	$265.0K	<0.1%	History
SLIStandard Lithium Ltd.	COM	57,950	$261.0K	<0.1%	History
BMEBlackRock Health Sciences Trust	COM	6,332	$257.3K	<0.1%	History
SIVRabrdn Silver ETF Trust	PHYSCL SILVR SHS	11,676	$255.1K	<0.1%	History
SRSpire Inc	COM	4,004	$254.0K	<0.1%	History
INFIInfinity Pharmaceuticals, Inc.	COM	1,195,000	$252.0K	<0.1%	History
SYNHSyneos Health, Inc.	CL A	5,968	$251.5K	<0.1%	History
UTGReaves Utility Income Fund	COM SH BEN INT	9,118	$250.0K	<0.1%	History
AJRDAerojet Rocketdyne Holdings, Inc.	COM	4,479	$245.8K	<0.1%	History
MUCBlackRock Muniholdings California Quality Fund, Inc.	CEF	22,162	$240.0K	<0.1%	History
AUTLAutolus Therapeutics plc	SPON ADS	101,000	$240.0K	<0.1%	History
AVNTAvient Corp	COM	5,862	$239.7K	<0.1%	History
BOXBox Inc	CL A	8,136	$239.0K	<0.1%	History
DOCNDigitalOcean Holdings, Inc.	COM	5,925	$237.8K	<0.1%	History
UVVUniversal Corp	COM	4,738	$236.6K	<0.1%	History
First Tr Exchng Traded FD VI33740F615	FT VEST US EQT	7,251	$234.1K	<0.1%	–
CXTCrane NXT, Co.	COM	4,134	$233.3K	<0.1%	History
NVSTEnvista Holdings Corp	COM	6,892	$233.2K	<0.1%	History
iShares Tr46434V696	CORE MSCI PAC	4,030	$231.4K	<0.1%	–
ALGAlamo Group Inc	COM	1,258	$231.3K	<0.1%	History
BLFYBlue Foundry Bancorp	COM	22,745	$230.0K	<0.1%	History
CABOCable One, Inc.	COM	346	$227.6K	<0.1%	History
FHIFederated Hermes, Inc.	CL B	6,168	$221.1K	<0.1%	History
AUAngloGold Ashanti PLC	SPONSORED ADR	10,450	$220.4K	<0.1%	History
VanEck ETF Trust92189H201	INTRMDT MUNI ETF	4,753	$219.0K	<0.1%	–
ONTFON24 Inc.	COM	26,952	$218.9K	<0.1%	History
STRSitio Royalties Corp.	CLASS A COM	8,301	$218.1K	<0.1%	History
ROGRogers Corp	COM	1,341	$217.1K	<0.1%	History
NTBBank of N.T. Butterfield & Son Ltd	SHS NEW	7,934	$217.1K	<0.1%	History
Fidelity Covington Trust316092618	ENHA HIGH YI ETF	4,645	$216.1K	<0.1%	–
CHWYChewy, Inc.	CL A	5,469	$215.8K	<0.1%	History
MGEEMge Energy Inc	COM	2,712	$214.6K	<0.1%	History
NOTVInotiv, Inc.	COM	44,650	$213.0K	<0.1%	History
Fidelity MSCI Utilities Index ETF316092865	ETF	5,027	$212.5K	<0.1%	–
Exchange Traded Concepts Tr301505749	VSPR US LC ETF	8,639	$212.5K	<0.1%	–
DBX ETF Tr233051432	XTRACK USD HIGH	6,143	$211.9K	<0.1%	–
SHAKShake Shack Inc.	CL A	2,719	$211.3K	<0.1%	History
First Tr Exchng Traded FD VI33740F623	FT VEST US EQT	5,679	$211.2K	<0.1%	–