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Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
2,893
+66 vs. Q2 2023
Portfolio value
$37.3B
−$139.4M (−0.4%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Mariner, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
FNFFidelity National Financial, Inc.COM SHS13,838$571.5K<0.1%−710−4.9%ReducedHistory
First Tr Exch Traded FD III33739N108MANAGD MUN ETF11,703$572.0K<0.1%−626−5.1%Reduced–
NWGNatWest Group plcSPONS ADR98,242$572.8K<0.1%+1,885+2.0%AddedHistory
iShares Tr464288521CRE U S REIT ETF12,173$574.3K<0.1%+3,942+47.9%Added–
EVREvercore Inc.CLASS A4,180$576.3K<0.1%+250+6.4%AddedHistory
Invesco Exch Traded FD Tr II46138E727RAFI EMRGNG MRKT32,362$576.7K<0.1%−1,376−4.1%Reduced–
RNGRingCentral, Inc.CL A19,462$577.0K<0.1%+576+3.0%AddedHistory
Innovator ETFs Trust45782C870US EQT PWR BUF17,132$577.0K<0.1%+17,132New–
HSTHost Hotels & Resorts, Inc.COM36,001$578.5K<0.1%−3,828−9.6%ReducedHistory
Lattice Strategies Tr518416102HARTFORD MLT ETF22,584$579.0K<0.1%−24,655−52.2%Reduced–
FTSFortis Inc.COM15,275$580.3K<0.1%+900+6.3%AddedHistory
POWIPower Integrations IncCOM7,606$580.4K<0.1%−251−3.2%ReducedHistory
AESAES CorpStock38,208$580.8K<0.1%−1,347−3.4%ReducedHistory
First Tr Exchange-Traded Alp33737M102MID CP GR ALPH9,570$580.9K<0.1%−102−1.1%Reduced–
UFPIUfp Industries IncCOM5,674$581.0K<0.1%+331+6.2%AddedHistory
NMIHNMI Holdings, Inc.COM21,478$581.8K<0.1%+166+0.8%AddedHistory
BFAMBright Horizons Family Solutions Inc.COM7,145$582.0K<0.1%+57+0.8%AddedHistory
UIUbiquiti Inc.COM4,009$582.5K<0.1%+8+0.2%AddedHistory
MNSOMINISO Group Holding LtdSPONSORED ADS22,494$582.6K<0.1%−371−1.6%ReducedHistory
FORMFormfactor IncCOM16,678$582.7K<0.1%−24,885−59.9%ReducedHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF11,895$583.7K<0.1%+1,423+13.6%Added–
DTDynatrace, Inc.Stock12,591$588.4K<0.1%+1,076+9.3%AddedHistory
State Street SPDR S&P Regional Banking ETF78464A698ETF14,116$589.6K<0.1%−3,238−18.7%Reduced–
ENVEnvestnet, Inc.COM13,405$590.2K<0.1%−262−1.9%ReducedHistory
Victory Portfolios II92647N527CORE BD ETF13,252$590.3K<0.1%+6,424+94.1%Added–
CIVICivitas Resources, Inc.EQUITY US CM7,301$590.5K<0.1%+1,494+25.7%AddedHistory
OCOwens CorningStock4,335$591.4K<0.1%+179+4.3%AddedHistory
RTORentokil Initial PLCSPONSORED ADR15,979$592.0K<0.1%+650+4.2%AddedHistory
CFRCullen/Frost Bankers, Inc.COM6,514$594.2K<0.1%+66+1.0%AddedHistory
NRGNRG Energy, Inc.Stock15,447$595.0K<0.1%−1,770−10.3%ReducedHistory
CTLTCatalent, Inc.COM13,079$595.5K<0.1%+2,073+18.8%AddedHistory
SWXSouthwest Gas Holdings, Inc.COM9,860$595.6K<0.1%+504+5.4%AddedHistory
FWONKLiberty Media CorpCOM LBTY ONE S C9,568$596.1K<0.1%−379−3.8%ReducedHistory
CUBECubeSmartREIT15,637$596.2K<0.1%+38+0.2%AddedHistory
WTFCWintrust Financial CorpCOM7,904$596.7K<0.1%−1,963−19.9%ReducedHistory
GNWGenworth Financial IncCOM SHS101,947$597.1K<0.1%−1,180−1.1%ReducedHistory
iShares Inc464286392MSCI WORLD ETF4,974$597.8K<0.1%+1,319+36.1%Added–
RMBSRambus IncCOM10,723$598.2K<0.1%+548+5.4%AddedHistory
RYAAYRyanair Holdings PLCSPONSORED ADR6,156$598.4K<0.1%+765+14.2%AddedHistory
MTNVail Resorts IncCOM2,697$598.5K<0.1%−95−3.4%ReducedHistory
TRUTransUnionCOM8,342$598.9K<0.1%+403+5.1%AddedHistory
Managed Portfolio Series56167N753ECOFIN GBL WATER15,787$600.5K<0.1%00.0%Unchanged–
ROCKGibraltar Industries, Inc.COM8,940$603.5K<0.1%−581−6.1%ReducedHistory
SMGScotts Miracle-Gro CoStock11,700$604.6K<0.1%+371+3.3%AddedHistory
First Tr Exchng Traded FD VI33740U786FT VEST U.S18,393$604.9K<0.1%−590−3.1%Reduced–
GNRCGenerac Holdings Inc.Stock5,566$606.5K<0.1%+822+17.3%AddedHistory
RDNRadian Group IncCOM24,220$608.2K<0.1%+515+2.2%AddedHistory
State Street SPDR S&P Homebuilders ETF78464A888ETF7,943$608.2K<0.1%+1,835+30.0%Added–
FLNGFlex LNG Ltd.SHS20,174$608.4K<0.1%−312−1.5%ReducedHistory
HASHasbro, Inc.COM9,199$608.4K<0.1%+1,129+14.0%AddedHistory
iShares Inc464286293ASIA/PAC DIV ETF18,989$608.5K<0.1%−56−0.3%Reduced–
TRPTC Energy CorpCOM17,700$609.1K<0.1%−349−1.9%ReducedHistory
iShares Tr464287374NORTH AMERN NAT14,651$609.3K<0.1%+53+0.4%Added–
RIGTransocean Ltd.REGISTERED SHS74,272$609.8K<0.1%+17,944+31.9%AddedHistory
KEXKirby CorpCOM7,369$610.2K<0.1%+488+7.1%AddedHistory
SPDR Ser Tr78464A532S&P TRANSN ETF8,147$610.4K<0.1%00.0%Unchanged–
First Tr MLP & Energy Incom33739B104COM77,531$613.3K<0.1%00.0%Unchanged–
iShares Inc464286608MSCI EURZONE ETF14,549$614.6K<0.1%+3,049+26.5%Added–
Davis Fundamental ETF Tr23908L207SELECT US EQTY19,478$615.0K<0.1%−2,160−10.0%Reduced–
RXRXRecursion Pharmaceuticals, Inc.CL A80,455$615.5K<0.1%−50,575−38.6%ReducedHistory
NEOGNeogen CorpCOM33,266$616.8K<0.1%+3,204+10.7%AddedHistory
WSMWilliams Sonoma IncCOM3,970$617.0K<0.1%−12−0.3%ReducedHistory
ERIEErie Indemnity CoCL A2,104$618.2K<0.1%+16+0.8%AddedHistory
RGENRepligen CorpCOM3,892$618.9K<0.1%−611−13.6%ReducedHistory
QDELQuidelOrtho CorpCOM8,505$621.2K<0.1%+797+10.3%AddedHistory
EPRTEssential Properties Realty Trust, Inc.COM28,772$622.3K<0.1%+6,191+27.4%AddedHistory
Vanguard Energy ETF92204A306ETF4,914$622.8K<0.1%+49+1.0%Added–
BRXBrixmor Property Group Inc.COM29,996$623.3K<0.1%+3,187+11.9%AddedHistory
iShares Tr46434V274INTL EQTY FACTOR24,146$624.2K<0.1%+1,634+7.3%Added–
LYVLive Nation Entertainment, Inc.COM7,520$624.5K<0.1%+1,243+19.8%AddedHistory
ARK ETF Tr00214Q203AUTNMUS TECHNLGY11,912$624.9K<0.1%+20.0%Added–
SPDR Series Trust78464A789ST STR SP INS14,722$626.0K<0.1%−103−0.7%Reduced–
MAXMediaAlpha, Inc.CL A76,060$628.3K<0.1%+62,210+449.2%AddedHistory
WENWendy's CoStock30,790$628.4K<0.1%+1,742+6.0%AddedHistory
Vanguard Scottsdale FDS92206C813LG-TERM COR BD8,793$629.8K<0.1%−176−2.0%Reduced–
SAIASaia IncCOM1,580$629.9K<0.1%+116+7.9%AddedHistory
AWRAmerican States Water CoCOM8,010$630.2K<0.1%+1,122+16.3%AddedHistory
JNPRJuniper Networks IncCOM22,700$630.8K<0.1%+641+2.9%AddedHistory
WTMWhite Mountains Insurance Group LtdCOM422$631.2K<0.1%+79+23.0%AddedHistory
REGRegency Centers CorpCOM10,652$633.1K<0.1%+3,004+39.3%AddedHistory
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE10,508$634.0K<0.1%+10,508New–
First Tr Exchng Traded FD VI33740F425FT VEST U.S21,029$634.0K<0.1%+21,029New–
CCCCCC Intelligent Solutions Holdings Inc.COM47,516$634.3K<0.1%+34,145+255.4%AddedHistory
NOKNokia CorpSPONSORED ADR170,073$636.1K<0.1%+4,663+2.8%AddedHistory
FLRFluor CorpStock17,475$641.3K<0.1%+4,362+33.3%AddedHistory
CNHCNH Industrial N.V.SHS53,018$641.5K<0.1%+3,052+6.1%AddedHistory
NWSNews CorpCL B30,808$643.0K<0.1%+4,597+17.5%AddedHistory
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE12,642$643.0K<0.1%+30.0%Added–
FCNFti Consulting, IncCOM3,606$643.3K<0.1%−1,281−26.2%ReducedHistory
QSRRestaurant Brands International Inc.COM9,669$644.1K<0.1%−1,278−11.7%ReducedHistory
WINGWingstop Inc.COM3,583$644.3K<0.1%−29−0.8%ReducedHistory
iShares Tr464288703MRNING SM CP ETF12,457$645.0K<0.1%+449+3.7%Added–
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF9,676$647.1K<0.1%+1,149+13.5%Added–
SPDR Series Trust78468R556SP O&G EXPL PRO4,378$647.5K<0.1%+4,378New–
ADCAgree Realty CorpCOM11,730$648.0K<0.1%+340+3.0%AddedHistory
iShares Tr46435U135CYBERSECURITY16,869$649.6K<0.1%+7,244+75.3%Added–
iShares Inc46434G822MSCI JAPAN ETF10,801$651.2K<0.1%+2,356+27.9%Added–
HIWHighwoods Properties, Inc.COM31,614$651.6K<0.1%−729−2.3%ReducedHistory
ICUIIcu Medical IncCOM5,476$651.7K<0.1%+3,442+169.2%AddedHistory
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF9,973$653.5K<0.1%−33,086−76.8%Reduced–

Sold out since Q2 2023 (182)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 182 by value last quarter.

Positions of Mariner, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP192,789$12.0M<0.1%History
Global X FDS37954Y772LNTY THMTC ETF112,031$3.11M<0.1%–
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK36,600$2.42M<0.1%–
First Tr Exchange-Traded FD33734X184UTILITIES ALPH75,371$2.40M<0.1%–
Franklin Templeton ETF Tr35473P645FRANKLIN FTSE78,606$1.90M<0.1%–
BWBBridgewater Bancshares IncCOM127,454$1.26M<0.1%History
PIMCO ETF Tr72201R866INTER MUN BD ACT21,655$1.12M<0.1%–
Legg Mason ETF Invt52468L505FRANKLIN INTL LW38,501$1.05M<0.1%–
SPDR Series Trust78468R523ST STR BL 12 ETF10,224$1.02M<0.1%–
iShares Tr464288786U.S. INSRNCE ETF11,507$1.01M<0.1%–
Mogo Inc60800C109COM1,445,102$985.7K<0.1%–
MASIMasimo CorpCOM5,790$952.7K<0.1%History
VETVermilion Energy Inc.COM73,748$918.1K<0.1%History
VanEck ETF Trust92189F437FALLEN ANGEL HG32,317$897.1K<0.1%–
TRTNTriton International LtdCL A10,388$864.9K<0.1%History
BKIBlack Knight, Inc.COM13,840$826.6K<0.1%History
PDCEPDC Energy, Inc.COM11,388$810.1K<0.1%History
LSILife Storage, Inc.COM5,516$733.4K<0.1%History
Schwab Charles Family FD808515530AMT TAX FREE MNY719,824$719.8K<0.1%–
Pacer Trendpilot 100 ETF69374H303ETF10,756$668.0K<0.1%–
OTMOOtonomo Technologies Ltd.ORDINARY SHARES1,598,813$639.5K<0.1%History
ARNCArconic CorpCOM20,973$620.4K<0.1%History
GHGuardant Health, Inc.COM16,987$608.3K<0.1%History
VanEck ETF Trust92189F791JUNIOR GOLD MINE15,801$564.0K<0.1%–
Innovator ETFs Trust45782C417US EQTY PWR BUF17,692$545.0K<0.1%–
Flexshares Tr33939L696STOX US ESG SLCT4,987$539.0K<0.1%–
WisdomTree Tr97717X511YIELD ENHANCD US12,458$537.0K<0.1%–
TGTXTG Therapeutics, Inc.COM21,100$524.0K<0.1%History
WisdomTree Tr97717W877GLB HIGH DIV FD10,709$498.0K<0.1%–
iShares U.S. Regional Banks ETF464288778ETF14,455$489.0K<0.1%–
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF10,001$471.0K<0.1%–
MTZMastec IncCOM3,599$424.6K<0.1%History
iShares Tr46435G672CORE INTL AGGR8,273$407.8K<0.1%–
NEXNextier Oilfield Solutions Inc.COM42,488$379.8K<0.1%History
Etfis Ser Tr I26923G707VIRTUS NEWFLEET17,175$378.0K<0.1%–
First Tr Exchng Traded FD VI33740F680FT VEST US EQT10,705$366.2K<0.1%–
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG13,194$346.0K<0.1%–
SPDR Index Shs FDS78470E205MSCI EMR MKT ETF11,419$346.0K<0.1%–
VanEck ETF Trust92189F528VANECK SHRT MUNI20,517$345.0K<0.1%–
RVTRoyce Small-Cap Trust, Inc.COM24,763$341.7K<0.1%History
WOLFWolfspeed, Inc.Stock5,759$320.1K<0.1%History
Liberty Media Corp Del531229607COM C SIRIUSXM9,747$319.0K<0.1%–
Invesco Exchange Traded FD T46137V662PHARMACEUTICALS4,173$315.5K<0.1%–
iShares U S ETF Tr46431W648U.S. TECH INDEPD5,699$314.0K<0.1%–
THRYThryv Holdings, Inc.COM NEW12,599$309.9K<0.1%History
MCYMercury General CorpCOM10,121$306.4K<0.1%History
ALGTAllegiant Travel COCOM2,425$306.2K<0.1%History
RADIRadius Global Infrastructure, Inc.COM CL A19,999$298.0K<0.1%History
ProShares Tr74347B680S&P MDCP 400 DIV4,231$297.3K<0.1%–
MYPSPLAYSTUDIOS, Inc.CLASS A COM59,621$292.7K<0.1%History
LMNDLemonade, Inc.Stock17,215$290.1K<0.1%History
REYNReynolds Consumer Products Inc.COM10,170$287.3K<0.1%History
Capital Grp Fixed Incm ETF T14020Y409SHORT DURATION11,415$287.0K<0.1%–
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG10,125$285.0K<0.1%–
GOODGladstone Commercial CorpCOM22,726$281.1K<0.1%History
LPXLouisiana-Pacific CorpCOM3,735$280.0K<0.1%History
Barnes Group Inc067806109COM6,631$279.7K<0.1%–
AAAUGoldman Sachs Physical Gold ETFUNIT14,301$272.2K<0.1%History
FCFSFirstCash Holdings, Inc.COM2,911$271.7K<0.1%History
Flexshares Tr33939L506IBOXX 3R TARGT11,530$271.0K<0.1%–
SQMChemical & Mining Co of Chile IncSPON ADR SER B3,731$271.0K<0.1%History
FWRDForward Air CorpCOM2,537$269.2K<0.1%History
FOCSFocus Financial Partners Inc.COM CL A5,046$265.0K<0.1%History
SLIStandard Lithium Ltd.COM57,950$261.0K<0.1%History
BMEBlackRock Health Sciences TrustCOM6,332$257.3K<0.1%History
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS11,676$255.1K<0.1%History
SRSpire IncCOM4,004$254.0K<0.1%History
INFIInfinity Pharmaceuticals, Inc.COM1,195,000$252.0K<0.1%History
SYNHSyneos Health, Inc.CL A5,968$251.5K<0.1%History
UTGReaves Utility Income FundCOM SH BEN INT9,118$250.0K<0.1%History
AJRDAerojet Rocketdyne Holdings, Inc.COM4,479$245.8K<0.1%History
MUCBlackRock Muniholdings California Quality Fund, Inc.CEF22,162$240.0K<0.1%History
AUTLAutolus Therapeutics plcSPON ADS101,000$240.0K<0.1%History
AVNTAvient CorpCOM5,862$239.7K<0.1%History
BOXBox IncCL A8,136$239.0K<0.1%History
DOCNDigitalOcean Holdings, Inc.COM5,925$237.8K<0.1%History
UVVUniversal CorpCOM4,738$236.6K<0.1%History
First Tr Exchng Traded FD VI33740F615FT VEST US EQT7,251$234.1K<0.1%–
CXTCrane NXT, Co.COM4,134$233.3K<0.1%History
NVSTEnvista Holdings CorpCOM6,892$233.2K<0.1%History
iShares Tr46434V696CORE MSCI PAC4,030$231.4K<0.1%–
ALGAlamo Group IncCOM1,258$231.3K<0.1%History
BLFYBlue Foundry BancorpCOM22,745$230.0K<0.1%History
CABOCable One, Inc.COM346$227.6K<0.1%History
FHIFederated Hermes, Inc.CL B6,168$221.1K<0.1%History
AUAngloGold Ashanti PLCSPONSORED ADR10,450$220.4K<0.1%History
VanEck ETF Trust92189H201INTRMDT MUNI ETF4,753$219.0K<0.1%–
ONTFON24 Inc.COM26,952$218.9K<0.1%History
STRSitio Royalties Corp.CLASS A COM8,301$218.1K<0.1%History
ROGRogers CorpCOM1,341$217.1K<0.1%History
NTBBank of N.T. Butterfield & Son LtdSHS NEW7,934$217.1K<0.1%History
Fidelity Covington Trust316092618ENHA HIGH YI ETF4,645$216.1K<0.1%–
CHWYChewy, Inc.CL A5,469$215.8K<0.1%History
MGEEMge Energy IncCOM2,712$214.6K<0.1%History
NOTVInotiv, Inc.COM44,650$213.0K<0.1%History
Fidelity MSCI Utilities Index ETF316092865ETF5,027$212.5K<0.1%–
Exchange Traded Concepts Tr301505749VSPR US LC ETF8,639$212.5K<0.1%–
DBX ETF Tr233051432XTRACK USD HIGH6,143$211.9K<0.1%–
SHAKShake Shack Inc.CL A2,719$211.3K<0.1%History
First Tr Exchng Traded FD VI33740F623FT VEST US EQT5,679$211.2K<0.1%–