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Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 11, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
2,827
+48 vs. Q1 2023
Portfolio value
$37.4B
+$3.01B (+8.7%) vs. Q1 2023
Filed
Aug 11, 2023
SEC
Holdings of Mariner, LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
NBISNebius Group N.V.Stock14,832$00.0%−577−3.7%ReducedHistory
FFAIFaraday Future Intelligent Electric Inc.COM11,322$2.26K<0.1%+11,322NewHistory
MMATMeta Materials Inc.COM13,713$2.95K<0.1%−3,153−18.7%ReducedHistory
UFABUnique Fabricating, Inc.COM16,562$3.41K<0.1%00.0%UnchangedHistory
CENNCenntro Inc.ORD SHS15,383$4.45K<0.1%00.0%UnchangedHistory
OGIOrganigram Global Inc.COM11,838$4.62K<0.1%−2,902−19.7%ReducedHistory
Beachbody Company, Inc.073463101COM CL A11,788$4.93K<0.1%00.0%Unchanged–
VAPOVapotherm IncCOM12,147$5.41K<0.1%+12,147NewHistory
INOInovio Pharmaceuticals, Inc.COM NEW13,374$6.05K<0.1%+90+0.7%AddedHistory
ACBAurora Cannabis IncCOM11,532$6.17K<0.1%+1,022+9.7%AddedHistory
ASXCAsensus Surgical, Inc.COM13,085$6.61K<0.1%−7−0.1%ReducedHistory
FTKFlotek Industries IncCOM10,000$7.34K<0.1%00.0%UnchangedHistory
Affimed N VN01045108COM12,282$7.35K<0.1%−2,350−16.1%Reduced–
Cybin Ord23256X100COM21,272$8.04K<0.1%00.0%Unchanged–
BNGOBionano Genomics, Inc.COM14,869$9.07K<0.1%+14,869NewHistory
STLNStarling Oncology, Inc.COM16,911$9.30K<0.1%+16,911NewHistory
TRXTRX GOLD CorpCOM24,680$10.9K<0.1%00.0%UnchangedHistory
QVCGAOld QVC Group, Inc.COM SER A11,443$11.3K<0.1%−1,638−12.5%ReducedHistory
FXLVF45 Training Holdings Inc.COM23,805$11.9K<0.1%+23,805NewHistory
PetIQ, Inc.71639TAB2NOTE 4.000% 6/013,000$11.9K<0.1%00.0%Unchanged–
Taboola.com Ltd.M8744T114*W EXP 06/29/20229,899$12.0K<0.1%00.0%Unchanged–
SENSSenseonics Holdings, Inc.COM16,061$12.3K<0.1%−3,314−17.1%ReducedHistory
JVACoffee Holding Co IncCOM10,000$13.9K<0.1%00.0%UnchangedHistory
GOEVCanoo Inc.COM CL A29,182$14.0K<0.1%+15,302+110.2%AddedHistory
NXTPNextPlay Technologies Inc.COM NEW12,199$14.3K<0.1%00.0%UnchangedHistory
Lumiradx LimitedG5709L109SHS30,000$14.4K<0.1%00.0%Unchanged–
KAMAN Corp483548AF0NOTE 3.250% 5/015,000$14.5K<0.1%00.0%Unchanged–
NKLANikola CorpCOM10,733$14.5K<0.1%−8,033−42.8%ReducedHistory
Polymet MNG Corp731916409COM NEW18,693$14.8K<0.1%+5,718+44.1%Added–
Prospect Cap Corp74348TAT9NOTE 6.375% 3/015,000$14.8K<0.1%00.0%Unchanged–
CGCCanopy Growth CorpCOM37,271$15.2K<0.1%+7,638+25.8%AddedHistory
DSSDSS, Inc.COM42,310$15.2K<0.1%+42,310NewHistory
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/118,000$15.3K<0.1%00.0%Unchanged–
LTCHLatch, Inc.COM11,102$15.4K<0.1%+346+3.2%AddedHistory
GALTGalectin Therapeutics IncCOM NEW10,800$15.6K<0.1%00.0%UnchangedHistory
AMRNAmarin Corp PLCSPONS ADR NEW13,459$15.9K<0.1%+1,998+17.4%AddedHistory
OPTNOptiNose, Inc.COM13,085$16.1K<0.1%+235+1.8%AddedHistory
Spirit Airls Inc848577AB8NOTE 1.000% 5/120,000$16.1K<0.1%00.0%Unchanged–
VRMVroom, Inc.COM11,563$16.7K<0.1%+11,563NewHistory
PGENPrecigen, Inc.COM14,633$16.7K<0.1%+14,633NewHistory
TUPTupperware Brands CorpCOM21,122$16.9K<0.1%−2,186−9.4%ReducedHistory
PFIEProfire Energy IncCOM13,750$16.9K<0.1%−27,500−66.7%ReducedHistory
Stride, Inc.86333MAA6NOTE 1.125% 9/018,000$17.3K<0.1%00.0%Unchanged–
QTTBQ32 Bio Inc.COM19,833$17.6K<0.1%−77−0.4%ReducedHistory
VWEVintage Wine Estates, Inc.COM21,202$18.1K<0.1%−6,036−22.2%ReducedHistory
Erytech Pharma29604W108SPONSORED ADR23,904$18.4K<0.1%00.0%Unchanged–
ATAIAtai Beckley N.V.SHS11,388$19.0K<0.1%−2,780−19.6%ReducedHistory
FEMYFemasys IncCOM37,476$19.1K<0.1%00.0%UnchangedHistory
AEVAAeva Technologies, Inc.COM15,367$19.2K<0.1%+609+4.1%AddedHistory
AMRSAmyris, Inc.COM NEW18,700$19.3K<0.1%−4,796−20.4%ReducedHistory
FRBKRepublic First Bancorp IncCOM21,622$19.5K<0.1%+2,326+12.1%AddedHistory
GSATGlobalstar, Inc.COM18,700$19.8K<0.1%+4,929+35.8%AddedHistory
Parsons Corp70202LAB8NOTE 0.250% 8/118,000$20.5K<0.1%00.0%Unchanged–
FUBOFuboTV Inc.COM10,207$21.2K<0.1%−17,349−63.0%ReducedHistory
InterDigital, Inc.45867GAB7NOTE 2.000% 6/018,000$21.5K<0.1%00.0%Unchanged–
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/120,000$21.9K<0.1%00.0%Unchanged–
OPKOpko Health, Inc.COM10,108$21.9K<0.1%+10,108NewHistory
SPRUSpruce Power Holding CorpCOM CL A27,418$22.3K<0.1%−4,100−13.0%ReducedHistory
TSPHTuSimple Holdings Inc.CL A13,977$23.2K<0.1%+13,977NewHistory
AXDXAccelerate Diagnostics, IncCOM29,065$23.5K<0.1%00.0%UnchangedHistory
REIRing Energy, Inc.COM14,375$24.6K<0.1%+1,711+13.5%AddedHistory
DNNDenison Mines Corp.COM20,053$25.0K<0.1%+21+0.1%AddedHistory
INSGInseego Corp.COM39,348$25.3K<0.1%−3,278−7.7%ReducedHistory
DRTTFDirtt Environmental Solutions LtdCOM95,228$25.7K<0.1%00.0%UnchangedHistory
IAGIamgold CorpCOM10,097$26.5K<0.1%+10,097NewHistory
Granite PT Mtg Tr Inc38741LAC1NOTE 6.375%10/030,000$29.0K<0.1%00.0%Unchanged–
CRONCronos Group Inc.COM14,921$29.4K<0.1%+301+2.1%AddedHistory
PRQRProQR Therapeutics N.V.SHS EURO18,334$29.7K<0.1%00.0%UnchangedHistory
New Gold Inc Cda644535106COM27,591$29.7K<0.1%+14,457+110.1%Added–
Apollo Coml Real Est Fin Inc03762UAC9NOTE 5.375%10/130,000$29.7K<0.1%00.0%Unchanged–
TIGRUP Fintech Holding LtdSPONSORED ADS10,410$29.7K<0.1%+10,410NewHistory
POWWOutdoor Holding CoCOM14,304$30.5K<0.1%−416−2.8%ReducedHistory
DNMRDanimer Scientific, Inc.COM CL A12,839$30.6K<0.1%+1,577+14.0%AddedHistory
ESPREsperion Therapeutics, Inc.COM21,989$30.6K<0.1%+21,989NewHistory
GWHESS Tech, Inc.CL SHS21,136$31.1K<0.1%+11,105+110.7%AddedHistory
DMDesktop Metal, Inc.COM CL A18,031$31.9K<0.1%−1,002−5.3%ReducedHistory
REREATRenew Inc.SPONSORED ADS10,998$32.1K<0.1%−6,563−37.4%ReducedHistory
Northern Genesis Acquisition Corp.536221104NORTHERN GENESIS ACQUISITION CORP.17,891$33.1K<0.1%+17,891New–
GEVOGevo, Inc.COM PAR22,024$33.5K<0.1%+3,983+22.1%AddedHistory
MAGNMagnera CorpCOM11,439$34.5K<0.1%−6,439−36.0%ReducedHistory
TGBTrekor Metals LtdCOM24,416$34.6K<0.1%−3,371−12.1%ReducedHistory
Lilium N VN52586109CLASS A ORD SHS21,084$35.7K<0.1%+21,084New–
KPTIKaryopharm Therapeutics Inc.COM19,984$35.8K<0.1%−8,072−28.8%ReducedHistory
CORRCorEnergy Infrastructure Trust, Inc.COM NEW32,920$36.9K<0.1%−66,243−66.8%ReducedHistory
ENICEnel Chile S.A.SPONSORED ADR11,115$37.0K<0.1%−1,208−9.8%ReducedHistory
DRTSWAlpha Tau Medical Ltd.*W EXP 03/07/20293,888$37.1K<0.1%00.0%UnchangedHistory
OPFIOppFi Inc.COM CL A18,361$37.5K<0.1%+6,423+53.8%AddedHistory
NRGVEnergy Vault Holdings, Inc.COM13,876$37.9K<0.1%−2,646−16.0%ReducedHistory
TLSTelos CorpCOM14,843$38.0K<0.1%+1,165+8.5%AddedHistory
SLDPSolid Power, Inc.CLASS A COM15,159$38.5K<0.1%+15,159NewHistory
WKHSWorkhorse Group Inc.COM NEW44,932$38.9K<0.1%+23,605+110.7%AddedHistory
CVMCel Sci CorpCOM PAR NEW16,240$39.1K<0.1%+16,240NewHistory
WEWeWork Inc.CL A156,074$39.9K<0.1%+141,527+972.9%AddedHistory
CGENCompugen LtdORD35,260$39.9K<0.1%+3,435+10.8%AddedHistory
QUADQuad/Graphics, Inc.COM CL A10,955$41.2K<0.1%−32−0.3%ReducedHistory
CANOCano Health, Inc.COM CL A29,682$41.3K<0.1%−7,177−19.5%ReducedHistory
AMWLAmerican Well CorpCL A19,786$41.6K<0.1%−5,431−21.5%ReducedHistory
ACHRArcher Aviation Inc.Stock10,232$42.2K<0.1%+10,232NewHistory
Maiden Holdings, Ltd.G5753U112SHS20,100$42.2K<0.1%−2,700−11.8%Reduced–
Wayfair Inc.94419LAM3NOTE 0.625%10/050,000$42.6K<0.1%00.0%Unchanged–

Sold out since Q1 2023 (154)

Positions held at the end of Q1 2023 that are gone from this filing.

The largest 100 of 154 by value last quarter.

Positions of Mariner, LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
SPDR Ser Tr78464A813S&P 600 SML CAP429,200$36.1M0.1%–
AQUAEvoqua Water Technologies Corp.COM163,699$8.14M<0.1%History
Pacer FDS Tr69374H717LUNT LRG CP ALTR183,816$6.98M<0.1%–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF224,637$6.89M<0.1%–
TRIThomson Reuters CorpCOM NEW47,425$6.17M<0.1%History
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD203,654$5.68M<0.1%History
Invesco Exch Traded FD Tr II46138G102S&P SMLCP LOW107,828$4.57M<0.1%–
ABBNYABB LtdSPONSORED ADR100,033$3.43M<0.1%History
Exchange Traded Concepts Tru301505707ROBO GLB ETF56,260$3.08M<0.1%–
ProShares Tr74347B714SHORT QQQ NEW244,768$2.99M<0.1%–
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN36,616$2.95M<0.1%–
SSTISoundthinking, Inc.COM64,739$2.55M<0.1%History
First Tr Exchange-Traded FD33734X127ENERGY ALPHADX152,905$2.37M<0.1%–
iShares Inc464286871MSCI HONG KG ETF105,355$2.17M<0.1%–
DCPDCP Midstream, LPCOM UT LTD PTN49,859$2.08M<0.1%History
iShares Tr464288794US BR DEL SE ETF12,308$1.13M<0.1%–
Nextera Energy Inc65339F739UNIT 99/99/999920,800$1.02M<0.1%–
Invesco Exch Traded FD Tr II46138E388S&P 500 EX RAT20,564$974.0K<0.1%–
First Rep BK San Francisco C33616C100COM59,857$837.0K<0.1%–
iShares Tr46435U218ESG MSCI LEADR11,527$821.0K<0.1%–
TRIPTripAdvisor, Inc.COM40,039$795.0K<0.1%History
HTOH2O AmericaCOM9,465$721.0K<0.1%History
OSBCOld Second Bancorp IncCOM50,891$715.0K<0.1%History
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY73,179$678.0K<0.1%–
Invesco Exch Traded FD Tr II46138E453PURBTA MSCI SM19,769$654.0K<0.1%–
Dimensional ETF Trust25434V682EMER MARK SU ETF20,402$610.0K<0.1%–
EXDEaton Vance Tax-Managed Buy-Write Strategy FundCOM SH BEN INT53,235$513.0K<0.1%History
Shaw Communications Inc82028K200CL B CONV16,452$492.0K<0.1%–
CATYCathay General BancorpCOM13,347$460.0K<0.1%History
Pacer FDS Tr69374H766INDUSTRIAL RELET11,025$446.0K<0.1%–
First Tr Exchng Traded FD VI33740U703FT VEST DEEP ETF21,002$429.0K<0.1%–
LAZLazard, Inc.SHS A12,612$418.0K<0.1%History
OSHOak Street Health, Inc.COM10,272$397.0K<0.1%History
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT12,753$377.0K<0.1%–
SAHSonic Automotive IncCL A6,623$360.0K<0.1%History
iShares Tr464287812US CONSM STAPLES1,729$344.0K<0.1%–
iShares Tr464287127MORNINGSTR US EQ6,000$338.0K<0.1%–
BLBlackline, Inc.COM4,889$327.0K<0.1%History
CBRLCracker Barrel Old Country Store, IncCOM2,686$305.0K<0.1%History
U.S. Global Jets ETF26922A842ETF16,236$302.0K<0.1%–
TRTootsie Roll Industries IncCOM6,708$301.0K<0.1%History
KLICKulicke & Soffa Industries IncCOM5,690$300.0K<0.1%History
PTYPIMCO Corporate & Income Opportunity FundCOM23,745$296.0K<0.1%History
Industrias Bachoco SAB456463108SPON ADR B4,453$295.0K<0.1%–
HIEMiller/Howard High Income Equity FundCOM SHS BEN IN29,384$295.0K<0.1%History
First Tr Exchange-Traded FD33733E807NAT GAS ETF12,696$286.0K<0.1%–
SHYFShyft Group, Inc.COM12,239$278.0K<0.1%History
TDOCTeladoc Health, Inc.COM10,681$275.0K<0.1%History
Yamana Gold Inc98462Y100COM46,886$274.0K<0.1%–
SMARSmartsheet IncCOM CL A5,671$271.0K<0.1%History
PTACohen & Steers Tax-Advantaged Preferred Securities & Income FundCOM14,917$267.0K<0.1%History
BCMLBayCom CorpCOM15,579$266.0K<0.1%History
New York Life Investments Et45409B800MERGE ARBIT ETF8,183$259.0K<0.1%–
INDTIndus Realty Trust, Inc.COM3,867$256.0K<0.1%History
PDPagerDuty, Inc.COM7,282$254.0K<0.1%History
iShares Tr464287697U.S. UTILITS ETF3,018$253.0K<0.1%–
RGRSturm Ruger & Co IncStock4,364$251.0K<0.1%History
AYIAcuity Inc. (DE)Stock1,353$247.0K<0.1%History
Fidelity Covington Trust316092873MSCI COMMNTN SVC6,684$245.0K<0.1%–
DYDycom Industries IncCOM2,592$243.0K<0.1%History
RVNCRevance Therapeutics, Inc.COM7,513$242.0K<0.1%History
GABCGerman American Bancorp, Inc.Stock7,205$240.0K<0.1%History
PHRPhreesia, Inc.COM7,372$238.0K<0.1%History
HAINHain Celestial Group IncCOM13,755$236.0K<0.1%History
NGVTIngevity CorpCOM3,291$235.0K<0.1%History
BLKBBlackbaud IncCOM3,391$235.0K<0.1%History
PCTPureCycle Technologies, Inc.COM33,188$232.0K<0.1%History
NTSTNETSTREIT Corp.COM12,647$231.0K<0.1%History
BARGraniteShares Gold TrustSHS BEN INT11,772$230.0K<0.1%History
BRMKBroadmark Realty Capital Inc.COM49,039$230.0K<0.1%History
iShares Tr46435G243ESG AWRE 1 5 YR9,498$229.0K<0.1%–
IEPIcahn Enterprises L.P.DEPOSITARY UNIT4,428$229.0K<0.1%History
First Tr Exchange Traded FD33734X143HLTH CARE ALPH2,121$228.0K<0.1%–
PZZAPapa Johns International IncStock3,023$227.0K<0.1%History
CPRICapri Holdings LtdSHS4,841$227.0K<0.1%History
AVAVAeroVironment IncCOM2,426$222.0K<0.1%History
NWNNorthwest Natural Holding CoCOM4,543$216.0K<0.1%History
PLXSPlexus CorpCOM2,202$215.0K<0.1%History
Flexshares Tr33939L787GLB QLT R/E IDX4,043$214.0K<0.1%–
SYBTStock Yards Bancorp, Inc.COM3,872$214.0K<0.1%History
NEWRNew Relic, Inc.COM2,852$214.0K<0.1%History
LYFTLyft, Inc.CL A COM22,993$213.0K<0.1%History
WLKWestlake CorpCOM1,840$213.0K<0.1%History
ZDZiff Davis, Inc.COM2,731$213.0K<0.1%History
TENBTenable Holdings, Inc.COM4,440$210.0K<0.1%History
MLABMesa Laboratories IncCOM1,203$210.0K<0.1%History
BUSEFirst Busey CorpCOM NEW10,206$207.0K<0.1%History
RRyder System IncCOM2,322$206.0K<0.1%History
DAVAEndava plcADS3,071$205.0K<0.1%History
PARRPar Pacific Holdings, Inc.COM NEW6,982$204.0K<0.1%History
JWNNordstrom IncStock12,505$203.0K<0.1%History
DPGDuff & Phelps Utility & Infrastructure Fund Inc.COM15,200$203.0K<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF7,518$201.0K<0.1%–
BGSFBGSF, Inc.COM18,027$192.0K<0.1%History
PRAProassurance CorpCOM10,077$186.0K<0.1%History
UMHUmh Properties, Inc.COM12,353$183.0K<0.1%History
BGSB&G Foods, Inc.COM11,135$172.0K<0.1%History
PKEPark Aerospace CorpCOM12,385$166.0K<0.1%History
Direxion Shs ETF Tr25460G286TSLA BULL 1.5X12,315$158.0K<0.1%–
ARQQArqit Quantum Inc.ORDINARY SHARES109,885$153.0K<0.1%History