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Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
1,151
+162 vs. Q3 2021
Portfolio value
$23.6B
+$4.49B (+23.4%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Mariner, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
METMetlife IncStock122,916$7.68M<0.1%+1,284+1.1%AddedHistory
iShares Tr46434VBA7IBONDS DEC22 ETF307,777$7.74M<0.1%+37,138+13.7%Added–
STTState Street CorpCOM83,214$7.74M<0.1%+83,214NewHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF140,295$7.79M<0.1%+99,756+246.1%Added–
CARRCarrier Global CorpStock144,826$7.86M<0.1%+20,740+16.7%AddedHistory
Schwab U.S. REIT ETF808524847ETF150,147$7.91M<0.1%+64,645+75.6%Added–
GWWW.W. Grainger, Inc.Stock15,504$8.04M<0.1%+15,504NewHistory
iShares Tr464287515EXPANDED TECH20,271$8.06M<0.1%−199−1.0%Reduced–
NEMNEWMONT CorpStock130,547$8.10M<0.1%+103,246+378.2%AddedHistory
DOVDOVER CorpCOM44,726$8.12M<0.1%+44,726NewHistory
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF314,626$8.21M<0.1%+7,887+2.6%Added–
KMIKinder Morgan, Inc.Stock520,880$8.26M<0.1%+311,227+148.4%AddedHistory
iShares Tr46434V381FUTU EXPO TE ETF125,039$8.26M<0.1%+40,312+47.6%Added–
FSKFS KKR Capital CorpCOM394,746$8.27M<0.1%+27,170+7.4%AddedHistory
COFCapital One Financial CorpStock57,322$8.32M<0.1%+39,444+220.6%AddedHistory
ARK Innovation ETF00214Q104ETF88,516$8.37M<0.1%+71,293+413.9%Added–
SPDR Series Trust78468R622ST BLOO HIGH ETF77,290$8.39M<0.1%+62,546+424.2%Added–
PSAPublic StorageCOM22,476$8.42M<0.1%+22,476NewHistory
COPConocoPhillipsStock117,344$8.47M<0.1%+6,594+6.0%AddedHistory
ICEIntercontinental Exchange, Inc.Stock62,176$8.50M<0.1%−34,006−35.4%ReducedHistory
CCitigroup IncStock140,896$8.51M<0.1%+48,099+51.8%AddedHistory
AAgilent Technologies, Inc.COM53,682$8.57M<0.1%+2,820+5.5%AddedHistory
ISRGIntuitive Surgical IncCOM NEW24,091$8.66M<0.1%+24,091NewHistory
MCKMcKesson CorpStock34,972$8.69M<0.1%+34,972NewHistory
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW145,447$8.70M<0.1%+145,447New–
CASHPathward Financial, Inc.COM8,698,505$8.71M<0.1%+8,698,505NewHistory
MKCMcCormick & Co IncStock90,196$8.71M<0.1%+37,379+70.8%AddedHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP187,815$8.72M<0.1%+4,071+2.2%AddedHistory
GDGeneral Dynamics CorpStock42,036$8.76M<0.1%+18,580+79.2%AddedHistory
Innovator ETFs Trust45782C565US EQTY ULTRA BU300,949$8.89M<0.1%+300,949New–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG93,887$8.93M<0.1%−23,546−20.1%Reduced–
VCTRVictory Capital Holdings, Inc.COM CL A250,761$9.16M<0.1%+250,761NewHistory
DGDollar General CorpCOM38,953$9.19M<0.1%+17,419+80.9%AddedHistory
First Tr Exchange-Traded FD33733E872LUNT US FACTOR265,854$9.45M<0.1%+265,854New–
Vanguard Financials ETF92204A405ETF98,656$9.53M<0.1%+83,818+564.9%Added–
RSGRepublic Services, Inc.COM68,550$9.56M<0.1%+56,234+456.6%AddedHistory
DEODiageo PLCSPON ADR NEW43,517$9.58M<0.1%+22,809+110.1%AddedHistory
ELEstee Lauder Companies IncCL A26,063$9.65M<0.1%+1,102+4.4%AddedHistory
ETNEaton Corp plcStock56,147$9.70M<0.1%+8,366+17.5%AddedHistory
WYWeyerhaeuser CoCOM NEW236,230$9.73M<0.1%+169,911+256.2%AddedHistory
OKEONEOK IncCOM169,638$9.97M<0.1%−17,148−9.2%ReducedHistory
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF383,135$9.99M<0.1%−41,626−9.8%Reduced–
iShares Core High Dividend ETF46429B663ETF99,215$10.0M<0.1%−170.0%Reduced–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF49,190$10.1M<0.1%+27,256+124.3%Added–
CATCaterpillar IncStock49,151$10.2M<0.1%+5,748+13.2%AddedHistory
CERNCERNER CorpCOM109,672$10.2M<0.1%+26,800+32.3%AddedHistory
CLColgate Palmolive CoStock119,370$10.2M<0.1%+53,987+82.6%AddedHistory
iShares Tr464288802ESG OPTIMIZED96,426$10.2M<0.1%+2,236+2.4%Added–
ZZillow Group, Inc.CL C CAP STK160,937$10.3M<0.1%+31,997+24.8%AddedHistory
GEGeneral Electric CoStock109,014$10.3M<0.1%+30,304+38.5%AddedHistory
WECWec Energy Group, Inc.Stock107,319$10.4M<0.1%+1,449+1.4%AddedHistory
ONOn Semiconductor CorpStock154,616$10.5M<0.1%−65,109−29.6%ReducedHistory
HZNPHorizon Therapeutics Public Ltd CoSHS97,579$10.5M<0.1%+1,522+1.6%AddedHistory
AXPAmerican Express CoStock64,283$10.5M<0.1%+13,505+26.6%AddedHistory
CCICrown Castle Inc.REIT50,611$10.6M<0.1%+7,900+18.5%AddedHistory
iShares Tr46434V449MSCI INTL MOMENT278,239$10.6M<0.1%−16,745−5.7%Reduced–
SPDR Series Trust78464A284ST NUVE HIGH ETF176,650$10.6M<0.1%−7,509−4.1%Reduced–
CLXClorox CoStock60,936$10.6M<0.1%+6,120+11.2%AddedHistory
iShares Tr464288356CALIF MUN BD ETF172,342$10.7M<0.1%+4,361+2.6%Added–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF99,400$11.0M<0.1%−16,323−14.1%Reduced–
First Tr Exchng Traded FD VI33740U760VEST BUFFERED551,090$11.1M<0.1%+551,090New–
PGRProgressive CorpStock108,389$11.1M<0.1%+83,212+330.5%AddedHistory
CHDChurch & Dwight Co IncCOM110,421$11.3M<0.1%+94,782+606.1%AddedHistory
SPDR Series Trust78464A201ST STR SP600GRWO123,504$11.5M<0.1%+81,838+196.4%Added–
Vanguard Star FDS921909768VG TL INTL STK F182,197$11.6M<0.1%+12,218+7.2%Added–
ECLEcolab Inc.Stock49,825$11.7M<0.1%+1,925+4.0%AddedHistory
ULUnilever PLCSPON ADR NEW217,321$11.7M<0.1%+67,911+45.5%AddedHistory
AMDAdvanced Micro Devices IncStock81,283$11.7M<0.1%+14,884+22.4%AddedHistory
iShares Tr46434V456MSCI INTL QUALTY298,850$11.8M<0.1%−10,904−3.5%Reduced–
iShares Tr46435G326CORE MSCI INTL178,567$12.1M0.1%−24,393−12.0%Reduced–
iShares Tr464288273EAFE SML CP ETF165,059$12.1M0.1%+17,944+12.2%Added–
EMREmerson Electric CoStock130,242$12.1M0.1%+23,122+21.6%AddedHistory
LKQLKQ CorpCOM204,091$12.3M0.1%+53,463+35.5%AddedHistory
NVONovo Nordisk A SADR110,314$12.4M0.1%+40,563+58.2%AddedHistory
iShares Tr464288877EAFE VALUE ETF248,725$12.5M0.1%+46,298+22.9%Added–
JPMorgan Ultra-Short Income ETF46641Q837ETF249,645$12.6M0.1%+201,874+422.6%Added–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF246,484$12.8M0.1%+59,544+31.9%Added–
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF350,600$12.8M0.1%+2,945+0.8%Added–
Vanguard Malvern FDS922020805STRM INFPROIDX252,124$13.0M0.1%+171,932+214.4%Added–
WMBWilliams Companies, Inc.COM499,768$13.0M0.1%−72,702−12.7%ReducedHistory
JPMorgan Chase & Co46625H365ALERIAN ML ETN731,200$13.0M0.1%−76,300−9.4%Reduced–
CBChubb LtdStock67,643$13.1M0.1%−584−0.9%ReducedHistory
GSGoldman Sachs Group IncStock34,353$13.1M0.1%+13,721+66.5%AddedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF119,324$13.2M0.1%+6,021+5.3%Added–
NVSNovartis AGADR151,600$13.3M0.1%+24,750+19.5%AddedHistory
iShares Russell 2000 Growth ETF464287648ETF45,607$13.4M0.1%+2,670+6.2%Added–
iShares Tr4642874407-10 YR TRSY BD116,360$13.4M0.1%+116,360New–
Abacus FCF ETF Tr89628W302LEADERS ETF242,657$13.4M0.1%+242,657New–
LINLinde PLCSHS38,702$13.4M0.1%+25,021+182.9%AddedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF219,660$13.5M0.1%+108,170+97.0%Added–
NTRSNorthern Trust CorpCOM112,649$13.5M0.1%+2,446+2.2%AddedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF321,490$13.5M0.1%+16,933+5.6%Added–
Dimensional ETF Trust25434V401US EQUI MARK ETF263,826$13.6M0.1%+234,025+785.3%Added–
SPDR Series Trust78464A763ST STR SP DIV105,779$13.7M0.1%+6,511+6.6%Added–
MOAltria Group, Inc.Stock288,468$13.7M0.1%+31,474+12.2%AddedHistory
iShares Tr46429B655FLTG RATE NT ETF271,856$13.8M0.1%+163,142+150.1%Added–
TWLOTwilio IncCL A52,561$13.8M0.1%+3,513+7.2%AddedHistory
STESTERIS plcSHS USD57,131$13.9M0.1%+2,209+4.0%AddedHistory
CMECME Group Inc.COM60,888$13.9M0.1%+1,415+2.4%AddedHistory
iShares Tr464288513IBOXX HI YD ETF160,874$14.0M0.1%+117,150+267.9%Added–

Sold out since Q3 2021 (43)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Mariner, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
KSUKansas City SouthernCOM NEW70,396$19.1M0.1%History
DOCUDocuSign, Inc.Stock46,376$11.9M0.1%History
iShares Tr46434VBK5IBONDS DEC21 ETF248,944$6.16M<0.1%–
XECCimarex Energy CoCOM69,760$6.08M<0.1%History
ICUIIcu Medical IncCOM16,362$3.82M<0.1%History
iShares Tr46435G789IBONDS DEC2021122,080$3.12M<0.1%–
PIMCO ETF Tr72201R817INV GRD CRP BD19,765$2.25M<0.1%–
EAElectronic Arts Inc.COM15,308$2.18M<0.1%History
VIRTVirtu Financial, Inc.CL A78,363$1.91M<0.1%History
ProShares Tr74347R305PSHS ULTRA DOW3019,309$1.34M<0.1%–
VERVEREIT, Inc.COM25,141$1.14M<0.1%History
ALITAlight, Inc. / DelawareCOM CL A93,801$1.08M<0.1%History
RGLDRoyal Gold IncStock10,634$1.01M<0.1%History
GRWGGrowGeneration Corp.COM37,411$923.0K<0.1%History
WRBBerkley W R CorpCOM11,163$817.0K<0.1%History
Direxion Shs ETF Tr25460G831DAILY JR GLD MIN14,966$791.0K<0.1%–
EGHT8X8 IncCOM28,574$668.0K<0.1%History
MDLAMedallia, Inc.COM18,669$632.0K<0.1%History
BSCLBILI Social International, Inc.BULSHS 2021 CB25,097$529.0K<0.1%History
GABCGerman American Bancorp, Inc.Stock12,637$488.0K<0.1%History
PHGKoninklijke Philips NVNY REGIS SHS NEW10,138$451.0K<0.1%History
ECVTEcovyst Inc.COM38,347$447.0K<0.1%History
MDUMdu Resources Group IncStock13,923$413.0K<0.1%History
First Tr Sr Floating Rate 2033740K101COM SHS42,496$410.0K<0.1%–
VITLVital Farms, Inc.COM22,893$402.0K<0.1%History
DBX ETF Tr233051630XTRACK MSCI EAFE17,610$400.0K<0.1%–
iShares Tr46435G862MSCI UN KNGDOM16,715$383.0K<0.1%–
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR38,861$381.0K<0.1%History
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM47,214$378.0K<0.1%History
ATOSAtossa Therapeutics, Inc.COM115,861$378.0K<0.1%History
ETF Managers Tr26924G508ETFMG ALTR HRVST25,209$363.0K<0.1%–
ARMKAramarkCOM10,856$357.0K<0.1%History
TLRYTilray Brands, Inc.COM CL 231,329$354.0K<0.1%History
COCPCocrystal Pharma, Inc.COM300,055$315.0K<0.1%History
Alps ETF Tr00162Q718INTL SEC DV DOG10,160$278.0K<0.1%–
BDNBrandywine Realty TrustSH BEN INT NEW20,173$271.0K<0.1%History
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund11,522$265.0K<0.1%–
XRXXerox Holdings CorpCOM NEW12,987$262.0K<0.1%History
TELFYTelefonica S ASPONSORED ADR50,483$238.0K<0.1%History
Principal Exchange Traded FD74255Y888SPECTRUM PFD11,088$230.0K<0.1%–
Nuveen Tax-Advantaged Divid67073G105COM14,190$225.0K<0.1%–
FSRFisker Inc.CL A COM STK14,403$211.0K<0.1%History
CHICalamos Convertible Opportunities & Income FundSH BEN INT13,556$203.0K<0.1%History