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Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
989
+78 vs. Q2 2021
Portfolio value
$19.2B
+$3.04B (+18.9%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Mariner, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P 500 ETF464287200ETF2,647,417$1.14B6.0%+225,378+9.3%Added–
AAPLApple Inc.Stock4,265,523$603.6M3.2%+378,659+9.7%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF11,944,085$603.1M3.1%+6,008,037+101.2%Added–
MSFTMicrosoft CorpStock1,597,805$450.5M2.4%+164,213+11.5%AddedHistory
iShares Core MSCI Eafe ETF46432F842ETF4,506,180$334.6M1.7%+853,034+23.4%Added–
iShares Core S&P Mid-Cap ETF464287507ETF1,261,042$331.7M1.7%+191,243+17.9%Added–
Vanguard Morningstar Value ETF922908744ETF2,199,766$297.8M1.6%+392,414+21.7%Added–
SPYSPDR S&P 500 ETF TrustETF687,393$295.0M1.5%+51,491+8.1%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF5,435,037$271.8M1.4%+3,907,353+255.8%Added–
iShares MSCI Eafe ETF464287465ETF3,468,857$270.6M1.4%+298,540+9.4%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF2,266,031$260.2M1.4%+182,899+8.8%Added–
Schwab U.S. Large-Cap Growth ETF808524300ETF1,592,263$235.8M1.2%−34,536−2.1%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF1,049,413$233.0M1.2%+638,682+155.5%Added–
Vanguard Morningstar Growth ETF922908736ETF731,330$212.2M1.1%+145,926+24.9%Added–
Vanguard S&P 500 ETF922908363ETF535,692$211.3M1.1%+449,113+518.7%Added–
AMZNAmazon Com IncStock61,909$203.4M1.1%+4,616+8.1%AddedHistory
Schwab U.S. Large-Cap ETF808524201ETF1,952,812$203.2M1.1%+22,975+1.2%Added–
iShares S&P 500 Growth ETF464287309ETF2,747,395$203.1M1.1%+943,390+52.3%Added–
PGProcter & Gamble CoStock1,345,696$188.1M1.0%+94,410+7.5%AddedHistory
JPMJPMorgan Chase & CoStock962,778$157.6M0.8%+90,934+10.4%AddedHistory
Vanguard Real Estate ETF922908553ETF1,496,276$152.3M0.8%+339,606+29.4%Added–
iShares Russell 2000 ETF464287655ETF685,063$149.9M0.8%+53,604+8.5%Added–
HDHome Depot, Inc.Stock398,755$130.9M0.7%+18,925+5.0%AddedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF1,930,981$130.3M0.7%+30,366+1.6%Added–
JNJJohnson & JohnsonStock806,436$130.2M0.7%+63,258+8.5%AddedHistory
UNHUnitedHealth Group IncStock333,061$130.1M0.7%+17,419+5.5%AddedHistory
iShares Core MSCI Total International Stock ETF46432F834ETF1,824,357$129.5M0.7%+81,137+4.7%Added–
NVDANVIDIA CorpStock619,157$128.3M0.7%+66,401+12.0%AddedConverted for a 4-for-1 splitHistory
iShares Core S&P Small Cap ETF464287804ETF1,144,612$125.0M0.7%+299,414+35.4%Added–
Vanguard Dividend Appreciation ETF921908844ETF808,996$124.3M0.6%+96,439+13.5%Added–
VVisa Inc.Stock538,265$119.9M0.6%−5,722−1.1%ReducedHistory
iShares S&P 500 Value ETF464287408ETF814,255$118.4M0.6%+396,402+94.9%Added–
iShares MSCI USA Min Vol Factor ETF46429B697ETF1,535,552$112.9M0.6%−27,695−1.8%Reduced–
CRMSalesforce, Inc.Stock408,234$110.7M0.6%+32,140+8.5%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF390,300$107.0M0.6%+59,529+18.0%Added–
Schwab International Equity ETF808524805ETF2,760,021$106.8M0.6%+151,985+5.8%Added–
VZVerizon Communications IncStock1,967,695$106.3M0.6%+242,075+14.0%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF450,567$98.5M0.5%+63,085+16.3%Added–
iShares Tr464288414NATIONAL MUN ETF828,555$96.3M0.5%+347,801+72.3%Added–
DISWalt Disney CoStock556,488$94.1M0.5%+52,785+10.5%AddedHistory
MRKMerck & Co., Inc.Stock1,244,999$93.5M0.5%+127,400+11.4%AddedHistory
COSTCostco Wholesale CorpStock204,497$91.9M0.5%+13,769+7.2%AddedHistory
SYKStryker CorpStock345,545$91.1M0.5%+30,010+9.5%AddedHistory
MCDMcDonalds CorpStock364,665$87.9M0.5%+511+0.1%AddedHistory
SBUXStarbucks CorpStock790,067$87.2M0.5%+22,059+2.9%AddedHistory
FFIVF5, Inc.Stock435,607$86.6M0.5%−10,100−2.3%ReducedHistory
LLYEli Lilly & CoStock371,644$85.9M0.4%+20,152+5.7%AddedHistory
TMOThermo Fisher Scientific Inc.Stock148,351$84.8M0.4%+8,781+6.3%AddedHistory
GOOGLAlphabet Inc.Stock31,579$84.4M0.4%+3,189+11.2%AddedHistory
TSLATesla, Inc.Stock108,269$84.0M0.4%+5,848+5.7%AddedHistory
TGTTarget CorpStock365,842$83.7M0.4%+16,479+4.7%AddedHistory
iShares Tr46432F859CORE 1 5 YR USD1,610,684$82.3M0.4%+92,515+6.1%Added–
Schwab US Dividend Equity ETF808524797ETF1,097,364$81.5M0.4%+85,081+8.4%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF1,313,474$81.1M0.4%+667,754+103.4%Added–
PEPPepsiCo IncStock536,062$80.6M0.4%+33,705+6.7%AddedHistory
ABTAbbott LaboratoriesStock681,859$80.5M0.4%+55,328+8.8%AddedHistory
WMTWalmart Inc.Stock575,997$80.3M0.4%+54,530+10.5%AddedHistory
BRK.BBerkshire Hathaway IncStock290,748$79.4M0.4%+11,056+4.0%AddedHistory
BACBank of America CorpStock1,861,313$79.0M0.4%−20,482−1.1%ReducedHistory
LOWLowes Companies IncStock388,398$78.8M0.4%+3,918+1.0%AddedHistory
DHRDanaher CorpStock254,463$77.5M0.4%+15,952+6.7%AddedHistory
Invesco QQQ Trust Series I46090E103ETF211,187$75.6M0.4%+40,857+24.0%Added–
iShares Tr464287150CORE S&P TTL STK763,299$75.1M0.4%+401,257+110.8%Added–
MAMastercard IncStock215,329$74.9M0.4%−9,354−4.2%ReducedHistory
NKENIKE, Inc.Stock507,550$73.7M0.4%+29,672+6.2%AddedHistory
Vanguard Admiral FDS Inc921932844MIDCP 400 VAL458,097$72.9M0.4%−5,510−1.2%Reduced–
GOOGAlphabet Inc.Stock27,246$72.6M0.4%+437+1.6%AddedHistory
CVXChevron CorpStock715,141$72.6M0.4%+32,812+4.8%AddedHistory
QCOMQualcomm IncStock555,129$71.6M0.4%+16,741+3.1%AddedHistory
iShares Russell 1000 Value ETF464287598ETF455,947$71.4M0.4%+78,647+20.8%Added–
Vanguard Admiral FDS Inc921932869MIDCP 400 GRTH358,957$70.7M0.4%−4,747−1.3%Reduced–
Schwab US Aggregate Bond ETF808524839ETF1,289,762$70.0M0.4%+11,656+0.9%Added–
iShares Tr464288687PFD AND INCM SEC1,780,921$69.1M0.4%+415,185+30.4%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF706,238$66.7M0.3%+644,625+1,046.2%Added–
NEENextera Energy IncStock848,774$66.6M0.3%+107,230+14.5%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF1,319,347$66.3M0.3%+48,515+3.8%Added–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS1,061,938$65.2M0.3%+1,061,938New–
MRSHMarsh & McLennan Companies, Inc.Stock429,392$65.0M0.3%+16,925+4.1%AddedHistory
MCHPMicrochip Technology IncStock423,443$65.0M0.3%−62,549−12.9%ReducedHistory
UNPUnion Pacific CorpStock331,522$65.0M0.3%+43,783+15.2%AddedHistory
MMM3M CoStock364,706$64.0M0.3%+12,860+3.7%AddedHistory
TXNTexas Instruments IncStock325,636$62.6M0.3%+19,162+6.3%AddedHistory
Schwab U.S. Small-Cap ETF808524607ETF623,677$62.4M0.3%+62,584+11.2%Added–
LHXL3HARRIS Technologies, Inc.Stock274,243$60.4M0.3%+12,475+4.8%AddedHistory
iShares Tr464287234MSCI EMG MKT ETF1,152,665$58.1M0.3%+71,024+6.6%Added–
AVGOBroadcom Inc.Stock117,839$57.1M0.3%+10,716+10.0%AddedHistory
UPSUnited Parcel Service IncStock311,231$56.7M0.3%+33,759+12.2%AddedHistory
GLDSPDR Gold TrustETF340,978$56.0M0.3%+4,374+1.3%AddedHistory
METAMeta Platforms, Inc.Stock164,579$55.9M0.3%+21,428+15.0%AddedHistory
DUKDuke Energy CORPStock565,030$55.1M0.3%+319,680+130.3%AddedHistory
CVSCVS Health CorpStock648,865$55.1M0.3%+38,238+6.3%AddedHistory
PNCPNC Financial Services Group, Inc.Stock281,373$55.0M0.3%+24,859+9.7%AddedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF308,672$54.2M0.3%+10,499+3.5%Added–
ITWIllinois Tool Works IncStock261,416$54.0M0.3%+5,517+2.2%AddedHistory
iShares Tr464288158SHRT NAT MUN ETF498,468$53.6M0.3%+288,958+137.9%Added–
FITBFifth Third BancorpCOM1,261,370$53.5M0.3%+64,998+5.4%AddedHistory
Vanguard Morningstar Small-Cap Value ETF922908611ETF315,202$53.4M0.3%+116,620+58.7%Added–
ALBAlbemarle CorpStock243,481$53.3M0.3%−8,802−3.5%ReducedHistory
NDAQNasdaq, Inc.COM275,386$53.2M0.3%+22,327+8.8%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF221,314$52.4M0.3%+46,403+26.5%Added–

Sold out since Q2 2021 (43)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Mariner, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Lydall Inc550819106COM45,821$2.77M<0.1%–
MRNAModerna, Inc.Stock11,176$2.63M<0.1%History
WALWestern Alliance BancorporationCOM18,446$1.71M<0.1%History
EXRExtra Space Storage Inc.COM10,347$1.70M<0.1%History
VMRKVivmark ResidentialSH BEN INT17,452$1.34M<0.1%History
First Tr Exch Traded FD III33739N108MANAGD MUN ETF23,093$1.32M<0.1%–
iShares Tr4642874407-10 YR TRSY BD10,840$1.25M<0.1%–
WTRGEssential Utilities, Inc.COM26,818$1.23M<0.1%History
Invesco S&P 500 Quality ETF46137V241ETF24,266$1.18M<0.1%–
ASRTAssertio Holdings, Inc.COM NEW701,402$1.09M<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT38,662$571.0K<0.1%History
AESAES CorpStock18,646$486.0K<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM22,486$481.0K<0.1%History
FNFFidelity National Financial, Inc.COM SHS10,843$471.0K<0.1%History
PQ Group Hldgs Inc73943T103COM30,436$467.0K<0.1%–
ProShares Tr74347X815ULTRA MDCAP40014,500$449.0K<0.1%–
EVFEaton Vance Senior Income TrustSH BEN INT63,905$435.0K<0.1%History
Atlantica Sustainable Infr PG0751N103SHS11,466$427.0K<0.1%–
SGISomnigroup International Inc.COM10,795$423.0K<0.1%History
CTRACoterra Energy Inc.Stock24,025$419.0K<0.1%History
VanEck ETF Trust92189F536LONG MUNI ETF18,838$413.0K<0.1%–
AXTAAxalta Coating Systems Ltd.COM13,480$411.0K<0.1%History
DBX ETF Tr233051200XTRACK MSCI EAFE10,180$382.0K<0.1%–
CGCCanopy Growth CorpCOM14,764$357.0K<0.1%History
BP Prudhoe Bay Rty Tr055630107UNIT BEN INT69,235$353.0K<0.1%–
WPRTWestport Fuel Systems Inc.COM NEW63,966$340.0K<0.1%History
NOVNOV Inc.COM22,106$339.0K<0.1%History
ZNGAZynga IncCL A31,675$337.0K<0.1%History
FLYYSpirit Aviation Holdings, Inc.COM10,619$323.0K<0.1%History
BP Midstream Partners LP0556EL109UNIT LTD PTNR21,622$313.0K<0.1%–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD15,226$306.0K<0.1%–
Sandstorm Gold Ltd Com New80013R206Stock37,136$293.0K<0.1%–
YEXTYext, Inc.COM19,298$276.0K<0.1%History
MNDTMandiant, Inc.COM12,494$253.0K<0.1%History
WENWendy's CoStock10,392$243.0K<0.1%History
PHUNPhunware, Inc.COM173,928$242.0K<0.1%History
Yamana Gold Inc98462Y100COM57,412$242.0K<0.1%–
BKDBrookdale Senior Living Inc.COM29,365$232.0K<0.1%History
Tortoise Essential Assets IN89148A103COM SH BEN INT14,953$222.0K<0.1%–
HIMXHimax Technologies, Inc.SPONSORED ADR12,901$215.0K<0.1%History
CXCemex SAB de CVSPON ADR NEW25,152$211.0K<0.1%History
NUVNuveen Municipal Value Fund IncCOM17,764$205.0K<0.1%History
SVRASavara IncCOM119,489$203.0K<0.1%History