Mariner, LLC
- SEC CIK
- 0001373442
- Latest filing
- Aug 13, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 989
- +78 vs. Q2 2021
- Portfolio value
- $19.2B
- +$3.04B (+18.9%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CNDTCONDUENT Inc | COM | 30,673 | $202.0K | <0.1% | +30,673 | New | History |
| CHICalamos Convertible Opportunities & Income Fund | SH BEN INT | 13,556 | $203.0K | <0.1% | +13,556 | New | History |
| BCSBarclays PLC | ADR | 19,834 | $205.0K | <0.1% | +19,834 | New | History |
| FSRFisker Inc. | CL A COM STK | 14,403 | $211.0K | <0.1% | −1,237−7.9% | Reduced | History |
| SMFGSumitomo Mitsui Financial Group, Inc. | SPONSORED ADR | 30,315 | $213.0K | <0.1% | +30,315 | New | History |
| TEAFTortoise Sustainable & Social Impact Term Fund | Closed-End Fund | 15,303 | $213.0K | <0.1% | +15,303 | New | History |
| TACTransalta Corp | COM | 20,294 | $214.0K | <0.1% | +20,294 | New | History |
| NMRKNewmark Group, Inc. | CL A | 14,971 | $214.0K | <0.1% | +14,971 | New | History |
| EDUNew Oriental Education & Technology Group Inc. | SPON ADR | 105,123 | $216.0K | <0.1% | +105,123 | New | History |
| BEBloom Energy Corp | COM CL A | 11,583 | $217.0K | <0.1% | +216+1.9% | Added | History |
| BWBabcock & Wilcox Enterprises, Inc. | COM | 33,906 | $217.0K | <0.1% | 00.0% | Unchanged | History |
| HYIWestern Asset High Yield Opportunity Fund Inc. | COM | 13,605 | $217.0K | <0.1% | 00.0% | Unchanged | History |
| VRRMVerra Mobility Corp | CL A COM STK | 14,523 | $219.0K | <0.1% | +14,523 | New | History |
| Westpac Banking Corp961214301 | SPONSORED ADR | 11,808 | $219.0K | <0.1% | +1,409+13.5% | Added | – |
| FLEXFlex Ltd. | Stock | 12,417 | $220.0K | <0.1% | +12,417 | New | History |
| MFCManulife Financial Corp | COM | 11,543 | $222.0K | <0.1% | +440+4.0% | Added | History |
| LBAILakeland Bancorp Inc | COM | 12,607 | $222.0K | <0.1% | +12,607 | New | History |
| Nuveen Tax-Advantaged Divid67073G105 | COM | 14,190 | $225.0K | <0.1% | +333+2.4% | Added | – |
| FLICFirst of Long Island Corp | COM | 11,047 | $228.0K | <0.1% | −30−0.3% | Reduced | History |
| ALJJAlj Regional Holdings Inc | COM | 216,176 | $229.0K | <0.1% | +216,176 | New | History |
| Principal Exchange Traded FD74255Y888 | SPECTRUM PFD | 11,088 | $230.0K | <0.1% | +11,088 | New | – |
| iShares Tr464289180 | MSCI EURO FL ETF | 11,710 | $230.0K | <0.1% | 00.0% | Unchanged | – |
| SNDRSchneider National, Inc. | CL B | 10,165 | $231.0K | <0.1% | +10,165 | New | History |
| CCJCameco Corp | Stock | 10,719 | $233.0K | <0.1% | +10,719 | New | History |
| WITWipro Ltd | SPON ADR 1 SH | 26,703 | $236.0K | <0.1% | +26,703 | New | History |
| TELFYTelefonica S A | SPONSORED ADR | 50,483 | $238.0K | <0.1% | +50,483 | New | History |
| PSLVSprott Physical Silver Trust | PHYSICAL SILVER | 31,588 | $243.0K | <0.1% | +2,885+10.1% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J791 | BULSHS 2026 CB | 11,750 | $252.0K | <0.1% | +11,750 | New | – |
| JRINuveen Real Asset Income & Growth Fund | COM | 16,614 | $253.0K | <0.1% | +16,614 | New | History |
| ASBAssociated Banc-Corp | COM | 11,903 | $255.0K | <0.1% | +198+1.7% | Added | History |
| DENNDENNY'S Corp | COM | 15,681 | $256.0K | <0.1% | +88+0.6% | Added | History |
| INNSummit Hotel Properties, Inc. | COM | 26,920 | $259.0K | <0.1% | −308−1.1% | Reduced | History |
| PLUGPlug Power Inc | Stock | 10,232 | $261.0K | <0.1% | −3,584−25.9% | Reduced | History |
| INGING Groep NV | SPONSORED ADR | 18,015 | $261.0K | <0.1% | +18,015 | New | History |
| XRXXerox Holdings Corp | COM NEW | 12,987 | $262.0K | <0.1% | +2,734+26.7% | Added | History |
| Invesco BulletShares 2021 HY Corp (BSJL)46138J809 | Exchange Traded Fund | 11,522 | $265.0K | <0.1% | +11,522 | New | – |
| BDNBrandywine Realty Trust | SH BEN INT NEW | 20,173 | $271.0K | <0.1% | +20,173 | New | History |
| Meridian Bioscience Inc589584101 | COM | 14,190 | $273.0K | <0.1% | −501−3.4% | Reduced | – |
| STLSterling Bancorp | COM | 10,927 | $273.0K | <0.1% | +40.0% | Added | History |
| VODVodafone Group Public Ltd Co | ADR | 17,710 | $274.0K | <0.1% | +2,377+15.5% | Added | History |
| JELDJELD-WEN Holding, Inc. | COM | 10,975 | $275.0K | <0.1% | +10,975 | New | History |
| SUSuncor Energy Inc | Stock | 13,354 | $277.0K | <0.1% | −695−4.9% | Reduced | History |
| Alps ETF Tr00162Q718 | INTL SEC DV DOG | 10,160 | $278.0K | <0.1% | 00.0% | Unchanged | – |
| Invesco Exch TRD SLF Idx FD46138J825 | BULSHS 2025 CB | 12,691 | $282.0K | <0.1% | +12,691 | New | – |
| MUFGMitsubishi Ufj Financial Group Inc | SPONSORED ADS | 48,133 | $285.0K | <0.1% | +48,133 | New | History |
| TRNTrinity Industries Inc | COM | 10,540 | $286.0K | <0.1% | +10,540 | New | History |
| SBSWSibanye Stillwater Ltd | SPONSORED ADR | 23,290 | $287.0K | <0.1% | +7,363+46.2% | Added | History |
| Invesco Exch Traded FD Tr II46138E297 | S&P EMRNG MKTS | 11,747 | $289.0K | <0.1% | +10+0.1% | Added | – |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 21,178 | $295.0K | <0.1% | +2,562+13.8% | Added | History |
| UBSUBS Group AG | Stock | 18,580 | $296.0K | <0.1% | +2,420+15.0% | Added | History |
| CSWCCapital Southwest Corp | COM | 12,000 | $302.0K | <0.1% | 00.0% | Unchanged | History |
| PBCTPeople's United Financial, Inc. | COM | 17,300 | $302.0K | <0.1% | +385+2.3% | Added | History |
| OUNZVanEck Merk Gold ETF | GOLD SHS | 17,880 | $306.0K | <0.1% | +17,880 | New | History |
| Invesco Exch TRD SLF Idx FD46138J833 | BULSHS 2024 HY | 12,315 | $308.0K | <0.1% | +12,315 | New | – |
| First Tr Exchange-Traded FD33736G106 | GBL WND ENRG ETF | 14,944 | $312.0K | <0.1% | +20.0% | Added | – |
| Legg Mason ETF Invt Tr52468L703 | GLOBAL INFSTRU | 10,514 | $312.0K | <0.1% | 00.0% | Unchanged | – |
| Franklin Templeton ETF Tr35473P595 | SENIOR LOAN ETF | 12,592 | $315.0K | <0.1% | 00.0% | Unchanged | – |
| COCPCocrystal Pharma, Inc. | COM | 300,055 | $315.0K | <0.1% | +100,000+50.0% | Added | History |
| DBX ETF Tr233051747 | XTRCK JP MRG ESG | 14,900 | $316.0K | <0.1% | 00.0% | Unchanged | – |
| UNMUnum Group | Stock | 12,674 | $318.0K | <0.1% | +1,503+13.5% | Added | History |
| PAASPan American Silver Corp | Stock | 13,841 | $322.0K | <0.1% | −1,963−12.4% | Reduced | History |
| INFYInfosys Ltd | SPONSORED ADR | 14,486 | $322.0K | <0.1% | +2,792+23.9% | Added | History |
| XUnited States Steel Corp | COM | 14,636 | $322.0K | <0.1% | −390−2.6% | Reduced | History |
| SIRISirius XM Holdings Inc. | COM | 52,890 | $323.0K | <0.1% | −11,751−18.2% | Reduced | History |
| Etfis Ser Tr I26923G400 | INFRACP REIT PFD | 13,403 | $328.0K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr46435G474 | FALN ANGLS USD | 10,927 | $329.0K | <0.1% | 00.0% | Unchanged | – |
| GENGen Digital Inc. | Stock | 13,452 | $340.0K | <0.1% | +13,452 | New | History |
| ARNCArconic Corp | COM | 10,776 | $340.0K | <0.1% | +131+1.2% | Added | History |
| iShares Tr464287796 | U.S. ENERGY ETF | 12,070 | $341.0K | <0.1% | −3,009−20.0% | Reduced | – |
| WisdomTree Tr97717W604 | US SMALLCAP DIVD | 11,117 | $343.0K | <0.1% | +11,117 | New | – |
| ABBNYABB Ltd | SPONSORED ADR | 10,295 | $343.0K | <0.1% | +10,295 | New | History |
| CLFCleveland-Cliffs Inc. | COM | 17,447 | $346.0K | <0.1% | +17,447 | New | History |
| RFRegions Financial Corp | COM | 16,311 | $348.0K | <0.1% | +1,070+7.0% | Added | History |
| GELGenesis Energy LP | UNIT LTD PARTN | 35,231 | $351.0K | <0.1% | +35,231 | New | History |
| ACIWAci Worldwide, Inc. | Stock | 11,439 | $352.0K | <0.1% | +790+7.4% | Added | History |
| Invesco Bulletshares 2022 HY Bd (BSJM)46138J874 | BULSHS 2022 HY | 15,171 | $353.0K | <0.1% | +15,171 | New | – |
| ENLCEnLink Midstream, LLC | COM UNIT REP LTD | 51,947 | $354.0K | <0.1% | +51,947 | New | History |
| TLRYTilray Brands, Inc. | COM CL 2 | 31,329 | $354.0K | <0.1% | +340+1.1% | Added | History |
| NWLNewell Brands Inc. | Stock | 16,144 | $357.0K | <0.1% | +2,768+20.7% | Added | History |
| ARMKAramark | COM | 10,856 | $357.0K | <0.1% | +112+1.0% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 14,101 | $357.0K | <0.1% | +14,101 | New | – |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | 25,209 | $363.0K | <0.1% | +5,610+28.6% | Added | – |
| CNPCenterpoint Energy Inc | COM | 14,912 | $367.0K | <0.1% | +3,421+29.8% | Added | History |
| Invesco Exch Traded FD Tr II46138E727 | RAFI EMRGNG MRKT | 16,484 | $368.0K | <0.1% | +956+6.2% | Added | – |
| SBIWestern Asset Intermediate Muni Fund Inc. | COM | 37,713 | $368.0K | <0.1% | +37,713 | New | History |
| STORStore Capital LLC | COM | 11,555 | $370.0K | <0.1% | +856+8.0% | Added | History |
| FNBFNB Corp | COM | 32,005 | $372.0K | <0.1% | −955−2.9% | Reduced | History |
| Healthcare Realty Trust Inc42225P501 | CL A NEW | 12,550 | $372.0K | <0.1% | +2,445+24.2% | Added | – |
| NOMDNomad Foods Ltd | USD ORD SHS | 13,566 | $374.0K | <0.1% | −3,695−21.4% | Reduced | History |
| ADTADT Inc. | COM | 46,295 | $375.0K | <0.1% | −12,410−21.1% | Reduced | History |
| KYNKayne Anderson Energy Infrastructure Fund, Inc. | COM | 47,214 | $378.0K | <0.1% | −44,502−48.5% | Reduced | History |
| ATOSAtossa Therapeutics, Inc. | COM | 115,861 | $378.0K | <0.1% | +1,001+0.9% | Added | History |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 20,780 | $380.0K | <0.1% | +1,914+10.1% | Added | History |
| TCPCBlackRock TCP Capital Corp. | COM | 28,093 | $381.0K | <0.1% | +5,571+24.7% | Added | History |
| AVDLAvadel Pharmaceuticals PLC | SPONSORED ADR | 38,861 | $381.0K | <0.1% | +7,732+24.8% | Added | History |
| iShares Tr46435G862 | MSCI UN KNGDOM | 16,715 | $383.0K | <0.1% | 00.0% | Unchanged | – |
| CRFCornerstone Total Return Fund Inc | COM | 31,099 | $386.0K | <0.1% | 00.0% | Unchanged | History |
| Global X FDS37950E291 | GLOBX SUPDV US | 20,176 | $392.0K | <0.1% | +10,000+98.3% | Added | – |
| HSTHost Hotels & Resorts, Inc. | COM | 24,205 | $395.0K | <0.1% | −966−3.8% | Reduced | History |
| DBX ETF Tr233051630 | XTRACK MSCI EAFE | 17,610 | $400.0K | <0.1% | +17,610 | New | – |
Sold out since Q2 2021 (43)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Lydall Inc550819106 | COM | 45,821 | $2.77M | <0.1% | – |
| MRNAModerna, Inc. | Stock | 11,176 | $2.63M | <0.1% | History |
| WALWestern Alliance Bancorporation | COM | 18,446 | $1.71M | <0.1% | History |
| EXRExtra Space Storage Inc. | COM | 10,347 | $1.70M | <0.1% | History |
| VMRKVivmark Residential | SH BEN INT | 17,452 | $1.34M | <0.1% | History |
| First Tr Exch Traded FD III33739N108 | MANAGD MUN ETF | 23,093 | $1.32M | <0.1% | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 10,840 | $1.25M | <0.1% | – |
| WTRGEssential Utilities, Inc. | COM | 26,818 | $1.23M | <0.1% | History |
| Invesco S&P 500 Quality ETF46137V241 | ETF | 24,266 | $1.18M | <0.1% | – |
| ASRTAssertio Holdings, Inc. | COM NEW | 701,402 | $1.09M | <0.1% | History |
| SHLXShell Midstream Partners, L.P. | UNIT LTD INT | 38,662 | $571.0K | <0.1% | History |
| AESAES Corp | Stock | 18,646 | $486.0K | <0.1% | History |
| DNBDun & Bradstreet Holdings, Inc. | COM | 22,486 | $481.0K | <0.1% | History |
| FNFFidelity National Financial, Inc. | COM SHS | 10,843 | $471.0K | <0.1% | History |
| PQ Group Hldgs Inc73943T103 | COM | 30,436 | $467.0K | <0.1% | – |
| ProShares Tr74347X815 | ULTRA MDCAP400 | 14,500 | $449.0K | <0.1% | – |
| EVFEaton Vance Senior Income Trust | SH BEN INT | 63,905 | $435.0K | <0.1% | History |
| Atlantica Sustainable Infr PG0751N103 | SHS | 11,466 | $427.0K | <0.1% | – |
| SGISomnigroup International Inc. | COM | 10,795 | $423.0K | <0.1% | History |
| CTRACoterra Energy Inc. | Stock | 24,025 | $419.0K | <0.1% | History |
| VanEck ETF Trust92189F536 | LONG MUNI ETF | 18,838 | $413.0K | <0.1% | – |
| AXTAAxalta Coating Systems Ltd. | COM | 13,480 | $411.0K | <0.1% | History |
| DBX ETF Tr233051200 | XTRACK MSCI EAFE | 10,180 | $382.0K | <0.1% | – |
| CGCCanopy Growth Corp | COM | 14,764 | $357.0K | <0.1% | History |
| BP Prudhoe Bay Rty Tr055630107 | UNIT BEN INT | 69,235 | $353.0K | <0.1% | – |
| WPRTWestport Fuel Systems Inc. | COM NEW | 63,966 | $340.0K | <0.1% | History |
| NOVNOV Inc. | COM | 22,106 | $339.0K | <0.1% | History |
| ZNGAZynga Inc | CL A | 31,675 | $337.0K | <0.1% | History |
| FLYYSpirit Aviation Holdings, Inc. | COM | 10,619 | $323.0K | <0.1% | History |
| BP Midstream Partners LP0556EL109 | UNIT LTD PTNR | 21,622 | $313.0K | <0.1% | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 15,226 | $306.0K | <0.1% | – |
| Sandstorm Gold Ltd Com New80013R206 | Stock | 37,136 | $293.0K | <0.1% | – |
| YEXTYext, Inc. | COM | 19,298 | $276.0K | <0.1% | History |
| MNDTMandiant, Inc. | COM | 12,494 | $253.0K | <0.1% | History |
| WENWendy's Co | Stock | 10,392 | $243.0K | <0.1% | History |
| PHUNPhunware, Inc. | COM | 173,928 | $242.0K | <0.1% | History |
| Yamana Gold Inc98462Y100 | COM | 57,412 | $242.0K | <0.1% | – |
| BKDBrookdale Senior Living Inc. | COM | 29,365 | $232.0K | <0.1% | History |
| Tortoise Essential Assets IN89148A103 | COM SH BEN INT | 14,953 | $222.0K | <0.1% | – |
| HIMXHimax Technologies, Inc. | SPONSORED ADR | 12,901 | $215.0K | <0.1% | History |
| CXCemex SAB de CV | SPON ADR NEW | 25,152 | $211.0K | <0.1% | History |
| NUVNuveen Municipal Value Fund Inc | COM | 17,764 | $205.0K | <0.1% | History |
| SVRASavara Inc | COM | 119,489 | $203.0K | <0.1% | History |