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Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
1,151
+162 vs. Q3 2021
Portfolio value
$23.6B
+$4.49B (+23.4%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Mariner, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
DBX ETF Tr233051200XTRACK MSCI EAFE22,918$900.0K<0.1%+22,918New–
DELLDell Technologies Inc.Stock16,134$906.0K<0.1%+1,495+10.2%AddedHistory
PTENPatterson Uti Energy IncCOM108,153$914.0K<0.1%+255+0.2%AddedHistory
LYFTLyft, Inc.CL A COM21,407$915.0K<0.1%+4,384+25.8%AddedHistory
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF31,004$918.0K<0.1%−15,585−33.5%Reduced–
PDCOPatterson Companies, Inc.COM31,389$921.0K<0.1%+2,137+7.3%AddedHistory
BKIBlack Knight, Inc.COM11,262$933.0K<0.1%+101+0.9%AddedHistory
Alps ETF Tr00162Q452ALERIAN MLP28,741$941.0K<0.1%+2,256+8.5%Added–
iShares Tr46435U697IBONDS DEC35,082$941.0K<0.1%+11,075+46.1%Added–
VXRTVaxart, Inc.COM NEW150,412$943.0K<0.1%+168+0.1%AddedHistory
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM10,378$944.0K<0.1%+10,378New–
AERAerCap Holdings N.V.SHS14,440$945.0K<0.1%+496+3.6%AddedHistory
iShares Tr46429B333GNMA BOND ETF19,135$952.0K<0.1%+19,135New–
LNCLincoln National CorpCOM13,946$952.0K<0.1%+1,884+15.6%AddedHistory
ENVEnvestnet, Inc.COM12,068$957.0K<0.1%+358+3.1%AddedHistory
MMacy's, Inc.COM36,703$961.0K<0.1%+323+0.9%AddedHistory
ARCCAres Capital CorpCEF45,501$964.0K<0.1%+6,284+16.0%AddedHistory
FULFuller H B CoStock11,928$966.0K<0.1%−234−1.9%ReducedHistory
FLOWSPX FLOW, Inc.COM11,263$974.0K<0.1%+11,263NewHistory
First Trust Rising Dividend Achievers ETF33738R506ETF18,828$975.0K<0.1%+18,828New–
UTFCohen & Steers Infrastructure Fund IncCOM34,349$979.0K<0.1%−553−1.6%ReducedHistory
AQUAEvoqua Water Technologies Corp.COM21,159$989.0K<0.1%+21,159NewHistory
iShares Tr46435G268RUSEL 2500 ETF14,984$995.0K<0.1%+14,984New–
IRMIron Mountain IncCOM19,148$1.00M<0.1%+819+4.5%AddedHistory
Vanguard World FD921910733ESG US STK ETF11,402$1.00M<0.1%+11,402New–
EVTEaton Vance Tax-Advantaged Dividend Income FundCOM33,744$1.00M<0.1%+267+0.8%AddedHistory
CCLCarnival Corp Ltd.UNIT 99/99/999949,948$1.00M<0.1%−33,587−40.2%ReducedHistory
CIENCiena CorpCOM NEW13,143$1.01M<0.1%−50−0.4%ReducedHistory
RHPRyman Hospitality Properties, Inc.COM11,011$1.01M<0.1%−33−0.3%ReducedHistory
FTVFortive CorpStock13,350$1.02M<0.1%+13,350NewHistory
GNWGenworth Financial IncCOM SHS251,798$1.02M<0.1%+251,798NewHistory
SPDR Series Trust78464A672ST INTER ETF31,868$1.02M<0.1%−4,410−12.2%Reduced–
Invesco Exch Traded FD Tr II46138G706SOLAR ETF13,283$1.02M<0.1%−961−6.7%Reduced–
NSNuStar Energy L.P.UNIT COM64,444$1.02M<0.1%+2,038+3.3%AddedHistory
iShares Tr46435G342MORTGE REL ETF29,903$1.03M<0.1%00.0%Unchanged–
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY42,184$1.04M<0.1%+42,184New–
NOKNokia CorpSPONSORED ADR167,735$1.04M<0.1%+493+0.3%AddedHistory
USALiberty All Star Equity FundSH BEN INT125,196$1.05M<0.1%+125,196NewHistory
STSensata Technologies Holding plcSHS17,144$1.06M<0.1%+17,144NewHistory
SWNSouthwestern Energy CoCOM227,487$1.06M<0.1%+227,487NewHistory
First Tr Exchange-Traded FD33734H106SHS24,711$1.06M<0.1%+24,711New–
TYGTortoise Energy Infrastructure CorpCOM38,215$1.07M<0.1%−7,587−16.6%ReducedHistory
AZTAAzenta, Inc.COM10,357$1.07M<0.1%+10,357NewHistory
BJBJ's Wholesale Club Holdings, Inc.COM16,130$1.08M<0.1%+791+5.2%AddedHistory
Ssga Active ETF Tr78467V608ST STR BL LN ETF23,738$1.08M<0.1%+23,738New–
STLDSteel Dynamics IncCOM17,448$1.08M<0.1%+427+2.5%AddedHistory
Fidelity Covington Trust316092790QLTY FCTOR ETF19,464$1.09M<0.1%+3,602+22.7%Added–
ETF Managers Tr26924G409PRIME MOBILE PAY18,822$1.09M<0.1%+18,822New–
Kraneshares Tr500767736QUADRTC INT RT41,294$1.11M<0.1%+41,294New–
SPDR Series Trust78464A664ST LON TREAS ETF26,324$1.11M<0.1%−4,548−14.7%Reduced–
SPDR Index Shs FDS78463X756ST MARKE CAP ETF18,723$1.11M<0.1%+1,255+7.2%Added–
iShares Tr46435U853BROAD USD HIGH27,129$1.12M<0.1%+27,129New–
NTRNutrien Ltd.COM14,874$1.12M<0.1%−1,089−6.8%ReducedHistory
CGNXCognex CorpCOM14,527$1.13M<0.1%+440+3.1%AddedHistory
OGSONE Gas, Inc.COM14,599$1.13M<0.1%−3,238−18.2%ReducedHistory
HBANHuntington Bancshares IncCOM73,576$1.14M<0.1%+21,597+41.5%AddedHistory
CBRECbre Group, Inc.CL A10,476$1.14M<0.1%+10,476NewHistory
FFNWFirst Financial Northwest, Inc.COM70,901$1.15M<0.1%00.0%UnchangedHistory
GCPGCP Applied Technologies Inc.COM36,194$1.15M<0.1%+36,194NewHistory
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW19,653$1.15M<0.1%+7,103+56.6%Added–
iShares U S ETF Tr46431W507SHOR DURA BD ETF23,016$1.15M<0.1%+8,324+56.7%Added–
ORIOld Republic International CorpCOM46,966$1.15M<0.1%−2,882−5.8%ReducedHistory
iShares Tr46435G516ESG AW MSCI EAFE14,606$1.16M<0.1%+14,606New–
iShares Inc46434G863ESG AWR MSCI EM29,305$1.17M<0.1%+29,305New–
OMCOmnicom Group Inc.COM16,001$1.17M<0.1%+16,001NewHistory
WPPWPP plcADR15,512$1.17M<0.1%+463+3.1%AddedHistory
TXTTextron IncCOM15,346$1.19M<0.1%+15,346NewHistory
HPEHewlett Packard Enterprise CoCOM75,345$1.19M<0.1%+16,679+28.4%AddedHistory
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL24,842$1.19M<0.1%+24,842New–
SNYSanofiSPONSORED ADR23,899$1.20M<0.1%+3,647+18.0%AddedHistory
IPGInterpublic Group of Companies, Inc.COM32,078$1.20M<0.1%+5,361+20.1%AddedHistory
JNCEJounce Therapeutics, Inc.COM144,749$1.21M<0.1%−4,714−3.2%ReducedHistory
SPDR Series Trust78468R721STATE STREET SPD23,516$1.22M<0.1%−1,234−5.0%Reduced–
DBX ETF Tr233051432XTRACK USD HIGH30,558$1.22M<0.1%+19,984+189.0%Added–
WisdomTree Tr97717W307US LARGECAP DIVD18,464$1.22M<0.1%−3,252−15.0%ReducedConverted for a 2-for-1 split–
iShares Tr464289859CORE 80 20 ETF16,794$1.22M<0.1%+1,382+9.0%Added–
TLKPerusahaan Perseroan Persero PT Telekomunikasi Indonesia TBKSPONSORED ADR42,451$1.23M<0.1%+10.0%AddedHistory
SYFSynchrony FinancialCOM26,642$1.24M<0.1%+610+2.3%AddedHistory
UMBFUmb Financial CorpCOM11,663$1.24M<0.1%−23−0.2%ReducedHistory
VNOVornado Realty TrustSH BEN INT29,572$1.24M<0.1%+18,560+168.5%AddedHistory
VanEck ETF Trust92189F411BDC INCOME ETF72,127$1.24M<0.1%00.0%Unchanged–
VICIVici Properties Inc.COM41,536$1.25M<0.1%+255+0.6%AddedHistory
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB59,100$1.25M<0.1%+47,350+403.0%Added–
SPDR Series Trust78468R796ST STR SP500FF10,634$1.25M<0.1%+10,634New–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF28,355$1.27M<0.1%+7,983+39.2%Added–
IDAIdacorp IncCOM11,188$1.27M<0.1%+11,188NewHistory
iShares Tr464287291GLOBAL TECH ETF19,703$1.27M<0.1%+19,703New–
FANGDiamondback Energy, Inc.Stock11,842$1.28M<0.1%+1,385+13.2%AddedHistory
iShares Tr464287119MORNINGSTAR GRWT17,879$1.28M<0.1%+768+4.5%Added–
EVRGEvergy, Inc.Stock18,736$1.28M<0.1%+368+2.0%AddedHistory
HIGHartford Insurance Group, Inc.Stock18,685$1.29M<0.1%+738+4.1%AddedHistory
Schwab International Small-Cap Equity ETF808524888ETF31,763$1.30M<0.1%+3,972+14.3%Added–
PHYSSprott Physical Gold TrustPHYSICAL GOLD TR90,757$1.30M<0.1%+20,120+28.5%AddedHistory
LTHMLivent Corp.COM53,540$1.30M<0.1%+3,387+6.8%AddedHistory
Global X Lithium & Battery Tech ETF37954Y855ETF15,464$1.31M<0.1%+4,737+44.2%Added–
ARK ETF Tr00214Q302GENOMIC REV ETF21,469$1.31M<0.1%+9,405+78.0%Added–
VTRSViatris IncStock97,234$1.32M<0.1%+16,041+19.8%AddedHistory
Fidelity MSCI Utilities Index ETF316092865ETF28,700$1.33M<0.1%−3,505−10.9%Reduced–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF14,559$1.33M<0.1%+14,559New–
Schwab Fundamental International Small Equity ETF808524748ETF35,816$1.34M<0.1%−48−0.1%Reduced–

Sold out since Q3 2021 (43)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Mariner, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
KSUKansas City SouthernCOM NEW70,396$19.1M0.1%History
DOCUDocuSign, Inc.Stock46,376$11.9M0.1%History
iShares Tr46434VBK5IBONDS DEC21 ETF248,944$6.16M<0.1%–
XECCimarex Energy CoCOM69,760$6.08M<0.1%History
ICUIIcu Medical IncCOM16,362$3.82M<0.1%History
iShares Tr46435G789IBONDS DEC2021122,080$3.12M<0.1%–
PIMCO ETF Tr72201R817INV GRD CRP BD19,765$2.25M<0.1%–
EAElectronic Arts Inc.COM15,308$2.18M<0.1%History
VIRTVirtu Financial, Inc.CL A78,363$1.91M<0.1%History
ProShares Tr74347R305PSHS ULTRA DOW3019,309$1.34M<0.1%–
VERVEREIT, Inc.COM25,141$1.14M<0.1%History
ALITAlight, Inc. / DelawareCOM CL A93,801$1.08M<0.1%History
RGLDRoyal Gold IncStock10,634$1.01M<0.1%History
GRWGGrowGeneration Corp.COM37,411$923.0K<0.1%History
WRBBerkley W R CorpCOM11,163$817.0K<0.1%History
Direxion Shs ETF Tr25460G831DAILY JR GLD MIN14,966$791.0K<0.1%–
EGHT8X8 IncCOM28,574$668.0K<0.1%History
MDLAMedallia, Inc.COM18,669$632.0K<0.1%History
BSCLBILI Social International, Inc.BULSHS 2021 CB25,097$529.0K<0.1%History
GABCGerman American Bancorp, Inc.Stock12,637$488.0K<0.1%History
PHGKoninklijke Philips NVNY REGIS SHS NEW10,138$451.0K<0.1%History
ECVTEcovyst Inc.COM38,347$447.0K<0.1%History
MDUMdu Resources Group IncStock13,923$413.0K<0.1%History
First Tr Sr Floating Rate 2033740K101COM SHS42,496$410.0K<0.1%–
VITLVital Farms, Inc.COM22,893$402.0K<0.1%History
DBX ETF Tr233051630XTRACK MSCI EAFE17,610$400.0K<0.1%–
iShares Tr46435G862MSCI UN KNGDOM16,715$383.0K<0.1%–
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR38,861$381.0K<0.1%History
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM47,214$378.0K<0.1%History
ATOSAtossa Therapeutics, Inc.COM115,861$378.0K<0.1%History
ETF Managers Tr26924G508ETFMG ALTR HRVST25,209$363.0K<0.1%–
ARMKAramarkCOM10,856$357.0K<0.1%History
TLRYTilray Brands, Inc.COM CL 231,329$354.0K<0.1%History
COCPCocrystal Pharma, Inc.COM300,055$315.0K<0.1%History
Alps ETF Tr00162Q718INTL SEC DV DOG10,160$278.0K<0.1%–
BDNBrandywine Realty TrustSH BEN INT NEW20,173$271.0K<0.1%History
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund11,522$265.0K<0.1%–
XRXXerox Holdings CorpCOM NEW12,987$262.0K<0.1%History
TELFYTelefonica S ASPONSORED ADR50,483$238.0K<0.1%History
Principal Exchange Traded FD74255Y888SPECTRUM PFD11,088$230.0K<0.1%–
Nuveen Tax-Advantaged Divid67073G105COM14,190$225.0K<0.1%–
FSRFisker Inc.CL A COM STK14,403$211.0K<0.1%History
CHICalamos Convertible Opportunities & Income FundSH BEN INT13,556$203.0K<0.1%History