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Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
1,151
+162 vs. Q3 2021
Portfolio value
$23.6B
+$4.49B (+23.4%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Mariner, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
INGING Groep NVSPONSORED ADR27,910$389.0K<0.1%+9,895+54.9%AddedHistory
ALJJAlj Regional Holdings IncCOM216,176$393.0K<0.1%00.0%UnchangedHistory
CLFCleveland-Cliffs Inc.COM18,131$395.0K<0.1%+684+3.9%AddedHistory
GOGrocery Outlet Holding Corp.COM13,964$395.0K<0.1%+13,964NewHistory
EXELExelixis, Inc.COM21,818$399.0K<0.1%+1,401+6.9%AddedHistory
INFYInfosys LtdSPONSORED ADR15,960$404.0K<0.1%+1,474+10.2%AddedHistory
Healthcare Realty Trust Inc42225P501CL A NEW12,202$407.0K<0.1%−348−2.8%Reduced–
First Tr Exchng Traded FD VI33740U208FT VEST US EQT11,246$411.0K<0.1%+11,246New–
ACTGAcacia Research CorpACACIA TCH COM80,292$412.0K<0.1%−3,769−4.5%ReducedHistory
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF14,614$413.0K<0.1%+9+0.1%Added–
RELXRELX PLCSPONSORED ADR12,756$416.0K<0.1%+12,756NewHistory
OUNZVanEck Merk Gold ETFGOLD SHS23,392$416.0K<0.1%+5,512+30.8%AddedHistory
UTGReaves Utility Income FundCOM SH BEN INT11,983$421.0K<0.1%−660−5.2%ReducedHistory
SOFISoFi Technologies, Inc.Stock26,783$423.0K<0.1%+26,783NewHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT33,822$423.0K<0.1%+39+0.1%AddedHistory
ISBCInvestors Bancorp, Inc.COM27,989$424.0K<0.1%+550+2.0%AddedHistory
CRFCornerstone Total Return Fund IncCOM30,952$426.0K<0.1%−147−0.5%ReducedHistory
KTFDWS Municipal Income TrustCOM36,430$431.0K<0.1%−825−2.2%ReducedHistory
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI15,931$432.0K<0.1%−1,439−8.3%Reduced–
SHENShenandoah Telecommunications CoCOM16,997$433.0K<0.1%−21−0.1%ReducedHistory
Invesco Exch Traded FD Tr II46138E727RAFI EMRGNG MRKT19,846$434.0K<0.1%+3,362+20.4%Added–
CHXChampionX CorpCOM21,452$434.0K<0.1%+150+0.7%AddedHistory
First Tr Exchange-Traded FD33734X200DJ GLBL DIVID17,300$435.0K<0.1%+17,300New–
ONBOld National BancorpStock24,083$436.0K<0.1%−131−0.5%ReducedHistory
Amplify Blockchain Technology ETF032108607ETF10,871$437.0K<0.1%+10,871New–
RFRegions Financial CorpCOM20,106$438.0K<0.1%+3,795+23.3%AddedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS21,297$442.0K<0.1%+1,828+9.4%AddedHistory
LEOBNY Mellon Strategic Municipals, Inc.COM52,590$445.0K<0.1%+667+1.3%AddedHistory
GSBDGoldman Sachs BDC, Inc.SHS23,300$446.0K<0.1%+23,300NewHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD65,974$455.0K<0.1%+14,027+27.0%AddedHistory
First Tr Exchng Traded FD VI33740U505FT VEST UQ EQT13,099$458.0K<0.1%+13,099New–
DEAEasterly Government Properties, Inc.COM20,067$460.0K<0.1%−239−1.2%ReducedHistory
GENGen Digital Inc.Stock18,128$471.0K<0.1%+4,676+34.8%AddedHistory
Healthpeak Properties, Inc.71943U104COM25,287$476.0K<0.1%+1,881+8.0%Added–
OSBCOld Second Bancorp IncCOM38,015$479.0K<0.1%00.0%UnchangedHistory
CNPCenterpoint Energy IncCOM17,288$482.0K<0.1%+2,376+15.9%AddedHistory
HSTHost Hotels & Resorts, Inc.COM27,813$484.0K<0.1%+3,608+14.9%AddedHistory
PACWPacwest BancorpCOM10,749$486.0K<0.1%−40−0.4%ReducedHistory
UGIUgi CorpStock10,649$489.0K<0.1%+10,649NewHistory
SPDR Series Trust78464A656ST STR TIPS ETF15,598$491.0K<0.1%+15,598New–
CDKCDK Global, Inc.COM11,873$496.0K<0.1%+999+9.2%AddedHistory
DXCDXC Technology CoStock15,511$499.0K<0.1%+15,511NewHistory
KDPKeurig Dr Pepper Inc.COM13,619$502.0K<0.1%+13,619NewHistory
CORRCorEnergy Infrastructure Trust, Inc.COM NEW161,004$504.0K<0.1%+10.0%AddedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN10,429$509.0K<0.1%+336+3.3%AddedHistory
Exchange Traded Concepts Tru301505624BITWISE CRYPTO24,333$511.0K<0.1%+24,333New–
Arrival GroupL0423Q108SHS68,885$511.0K<0.1%+17,090+33.0%Added–
DOMADoma Holdings, Inc.COMMON STOCK100,940$513.0K<0.1%+100,940NewHistory
HNIHni CorpStock12,242$515.0K<0.1%−4,372−26.3%ReducedHistory
Goldman Sachs ETF Tr381430107ACTIVEBETA INT14,683$518.0K<0.1%00.0%Unchanged–
DKNGDraftKings Inc.COM CL A18,891$519.0K<0.1%−26,301−58.2%ReducedHistory
NYTNew York Times CoCL A10,763$520.0K<0.1%+10,763NewHistory
HRBH&R Block IncCOM22,123$521.0K<0.1%+2,405+12.2%AddedHistory
BXMTBlackstone Mortgage Trust, Inc.COM CL A17,057$522.0K<0.1%−573−3.3%ReducedHistory
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF10,604$525.0K<0.1%+8+0.1%Added–
Dimensional ETF Trust25434V807INTERNATNAL VAL16,064$527.0K<0.1%+16,064New–
INBKFirst Internet BancorpCOM11,252$529.0K<0.1%−7,459−39.9%ReducedHistory
BSTZBlackRock Science & Technology Term TrustSHS BEN INT13,608$530.0K<0.1%−469−3.3%ReducedHistory
NNNNNN REIT, Inc.REIT11,039$531.0K<0.1%+710+6.9%AddedHistory
HRLHormel Foods CorpCOM10,961$535.0K<0.1%+10,961NewHistory
AUBAtlantic Union Bankshares CorpCOM14,396$537.0K<0.1%−906−5.9%ReducedHistory
iShares Tr46434V274INTL EQTY FACTOR18,622$537.0K<0.1%−68−0.4%Reduced–
BRMKBroadmark Realty Capital Inc.COM57,066$538.0K<0.1%+724+1.3%AddedHistory
PSXPPhillips 66 Partners LPCOM UNIT REP INT14,905$538.0K<0.1%−696−4.5%ReducedHistory
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF20,405$542.0K<0.1%+80.0%Added–
LCIDLucid Group, Inc.COM14,244$542.0K<0.1%+14,244NewHistory
SPDR Series Trust78468R408ST TERM HIGH ETF19,961$542.0K<0.1%+19,961New–
First Tr Exchng Traded FD VI33740U307FT VEST US EQT15,197$547.0K<0.1%+15,197New–
BHCBausch Health Companies Inc.Stock19,882$549.0K<0.1%−580−2.8%ReducedHistory
MPTMedical Properties Trust IncCOM23,278$550.0K<0.1%+1,194+5.4%AddedHistory
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM49,117$550.0K<0.1%+1,132+2.4%AddedHistory
ASBAssociated Banc-CorpCOM24,475$553.0K<0.1%+12,572+105.6%AddedHistory
OXYOccidental Petroleum CorpStock19,126$554.0K<0.1%+3,530+22.6%AddedHistory
UBSUBS Group AGStock31,055$555.0K<0.1%+12,475+67.1%AddedHistory
Crescent PT Energy Corp22576C101COM104,891$560.0K<0.1%−306−0.3%Reduced–
CCChemours CoStock16,845$565.0K<0.1%+161+1.0%AddedHistory
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM21,640$566.0K<0.1%−433−2.0%ReducedHistory
First Tr Exchng Traded FD VI33740F862FT VEST US EQT14,672$568.0K<0.1%+14,672New–
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN32,031$568.0K<0.1%+2,164+7.2%AddedHistory
MRTNMarten Transport LtdCOM33,186$569.0K<0.1%+33,186NewHistory
AALAmerican Airlines Group Inc.Stock31,767$571.0K<0.1%−17,787−35.9%ReducedHistory
USFDUS Foods Holding Corp.COM16,424$572.0K<0.1%−52−0.3%ReducedHistory
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM41,465$572.0K<0.1%+80.0%AddedHistory
JNPRJuniper Networks IncCOM16,083$574.0K<0.1%+16,083NewHistory
FSSFederal Signal CorpCOM13,301$576.0K<0.1%−616−4.4%ReducedHistory
JEFJefferies Financial Group Inc.COM14,875$577.0K<0.1%+189+1.3%AddedHistory
First Tr Exchng Traded FD VI33740F722FT VEST US EQT15,223$578.0K<0.1%+15,223New–
Fidelity MSCI Financials Index ETF316092501ETF10,367$580.0K<0.1%+10,367New–
NZFNuveen Municipal Credit Income FundCOM SH BEN INT34,046$582.0K<0.1%+30.0%AddedHistory
iShares Tr46435G474FALN ANGLS USD19,457$583.0K<0.1%+8,530+78.1%Added–
CTLPCantaloupe, Inc.COM66,113$587.0K<0.1%−4,061−5.8%ReducedHistory
GTESGates Industrial Corp Ltd.ORD SHS37,295$593.0K<0.1%−2,999−7.4%ReducedHistory
iShares Tr46434V878ULTRA SHORT DUR11,781$594.0K<0.1%+11,781New–
ABBNYABB LtdSPONSORED ADR15,640$597.0K<0.1%+5,345+51.9%AddedHistory
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF19,236$606.0K<0.1%−13,843−41.8%Reduced–
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD18,398$606.0K<0.1%+11+0.1%Added–
REZIResideo Technologies, Inc.Stock23,321$607.0K<0.1%+868+3.9%AddedHistory
BUDAnheuser-Busch InBev SA/NVADR10,028$607.0K<0.1%+10,028NewHistory
BWABorgwarner IncCOM13,519$609.0K<0.1%+888+7.0%AddedHistory
Invesco S&P 500 Quality ETF46137V241ETF11,537$614.0K<0.1%+11,537New–

Sold out since Q3 2021 (43)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Mariner, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
KSUKansas City SouthernCOM NEW70,396$19.1M0.1%History
DOCUDocuSign, Inc.Stock46,376$11.9M0.1%History
iShares Tr46434VBK5IBONDS DEC21 ETF248,944$6.16M<0.1%–
XECCimarex Energy CoCOM69,760$6.08M<0.1%History
ICUIIcu Medical IncCOM16,362$3.82M<0.1%History
iShares Tr46435G789IBONDS DEC2021122,080$3.12M<0.1%–
PIMCO ETF Tr72201R817INV GRD CRP BD19,765$2.25M<0.1%–
EAElectronic Arts Inc.COM15,308$2.18M<0.1%History
VIRTVirtu Financial, Inc.CL A78,363$1.91M<0.1%History
ProShares Tr74347R305PSHS ULTRA DOW3019,309$1.34M<0.1%–
VERVEREIT, Inc.COM25,141$1.14M<0.1%History
ALITAlight, Inc. / DelawareCOM CL A93,801$1.08M<0.1%History
RGLDRoyal Gold IncStock10,634$1.01M<0.1%History
GRWGGrowGeneration Corp.COM37,411$923.0K<0.1%History
WRBBerkley W R CorpCOM11,163$817.0K<0.1%History
Direxion Shs ETF Tr25460G831DAILY JR GLD MIN14,966$791.0K<0.1%–
EGHT8X8 IncCOM28,574$668.0K<0.1%History
MDLAMedallia, Inc.COM18,669$632.0K<0.1%History
BSCLBILI Social International, Inc.BULSHS 2021 CB25,097$529.0K<0.1%History
GABCGerman American Bancorp, Inc.Stock12,637$488.0K<0.1%History
PHGKoninklijke Philips NVNY REGIS SHS NEW10,138$451.0K<0.1%History
ECVTEcovyst Inc.COM38,347$447.0K<0.1%History
MDUMdu Resources Group IncStock13,923$413.0K<0.1%History
First Tr Sr Floating Rate 2033740K101COM SHS42,496$410.0K<0.1%–
VITLVital Farms, Inc.COM22,893$402.0K<0.1%History
DBX ETF Tr233051630XTRACK MSCI EAFE17,610$400.0K<0.1%–
iShares Tr46435G862MSCI UN KNGDOM16,715$383.0K<0.1%–
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR38,861$381.0K<0.1%History
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM47,214$378.0K<0.1%History
ATOSAtossa Therapeutics, Inc.COM115,861$378.0K<0.1%History
ETF Managers Tr26924G508ETFMG ALTR HRVST25,209$363.0K<0.1%–
ARMKAramarkCOM10,856$357.0K<0.1%History
TLRYTilray Brands, Inc.COM CL 231,329$354.0K<0.1%History
COCPCocrystal Pharma, Inc.COM300,055$315.0K<0.1%History
Alps ETF Tr00162Q718INTL SEC DV DOG10,160$278.0K<0.1%–
BDNBrandywine Realty TrustSH BEN INT NEW20,173$271.0K<0.1%History
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund11,522$265.0K<0.1%–
XRXXerox Holdings CorpCOM NEW12,987$262.0K<0.1%History
TELFYTelefonica S ASPONSORED ADR50,483$238.0K<0.1%History
Principal Exchange Traded FD74255Y888SPECTRUM PFD11,088$230.0K<0.1%–
Nuveen Tax-Advantaged Divid67073G105COM14,190$225.0K<0.1%–
FSRFisker Inc.CL A COM STK14,403$211.0K<0.1%History
CHICalamos Convertible Opportunities & Income FundSH BEN INT13,556$203.0K<0.1%History