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Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
1,151
+162 vs. Q3 2021
Portfolio value
$23.6B
+$4.49B (+23.4%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of Mariner, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr464289180MSCI EURO FL ETF10,057$202.0K<0.1%−1,653−14.1%Reduced–
FLEXFlex Ltd.Stock11,225$206.0K<0.1%−1,192−9.6%ReducedHistory
VALEVale S.A.SPONSORED ADS14,724$206.0K<0.1%+14,724NewHistory
DCPHDeciphera Pharmaceuticals, Inc.COM21,071$206.0K<0.1%+21,071NewHistory
MFGMizuho Financial Group IncSPONSORED ADR81,414$208.0K<0.1%+81,414NewHistory
KTOSKratos Defense & Security Solutions, Inc.COM NEW10,987$213.0K<0.1%+10,987NewHistory
JRINuveen Real Asset Income & Growth FundCOM13,289$214.0K<0.1%−3,325−20.0%ReducedHistory
NUVNuveen Municipal Value Fund IncCOM20,673$215.0K<0.1%+20,673NewHistory
HYIWestern Asset High Yield Opportunity Fund Inc.COM13,605$215.0K<0.1%00.0%UnchangedHistory
TACTransalta CorpCOM20,192$225.0K<0.1%−102−0.5%ReducedHistory
CCJCameco CorpStock10,633$232.0K<0.1%−86−0.8%ReducedHistory
SANBanco Santander, S.A.ADR70,993$234.0K<0.1%+70,993NewHistory
FLICFirst of Long Island CorpCOM10,896$235.0K<0.1%−151−1.4%ReducedHistory
EDUNew Oriental Education & Technology Group Inc.SPON ADR112,523$236.0K<0.1%+7,400+7.0%AddedHistory
Global X FDS37954Y483NASDAQ 100 COVER10,689$237.0K<0.1%+10,689New–
TSLXSixth Street Specialty Lending, Inc.COM10,152$237.0K<0.1%+10,152NewHistory
LBAILakeland Bancorp IncCOM12,635$240.0K<0.1%+28+0.2%AddedHistory
CNDTCONDUENT IncCOM45,537$243.0K<0.1%+14,864+48.5%AddedHistory
INNSummit Hotel Properties, Inc.COM24,921$243.0K<0.1%−1,999−7.4%ReducedHistory
STEMStem, Inc.CL A12,826$243.0K<0.1%+12,826NewHistory
DNBDun & Bradstreet Holdings, Inc.COM11,928$244.0K<0.1%+11,928NewHistory
TEAFTortoise Sustainable & Social Impact Term FundClosed-End Fund16,783$246.0K<0.1%+1,480+9.7%AddedHistory
NMAINuveen Multi-Asset Income FundCOM13,262$247.0K<0.1%+13,262NewHistory
DENNDENNY'S CorpCOM15,476$248.0K<0.1%−205−1.3%ReducedHistory
MFCManulife Financial CorpCOM13,105$250.0K<0.1%+1,562+13.5%AddedHistory
RITMRithm Capital Corp.REIT23,533$252.0K<0.1%+23,533NewHistory
Global X FDS37950E291GLOBX SUPDV US12,176$254.0K<0.1%−8,000−39.7%Reduced–
Discovery Inc25470F302COM SER C11,228$257.0K<0.1%+11,228New–
Meridian Bioscience Inc589584101COM12,583$257.0K<0.1%−1,607−11.3%Reduced–
NOMDNomad Foods LtdUSD ORD SHS10,152$258.0K<0.1%−3,414−25.2%ReducedHistory
NKLANikola CorpCOM26,194$259.0K<0.1%+26,194NewHistory
FOLDAmicus Therapeutics, Inc.COM22,799$263.0K<0.1%+22,799NewHistory
BNLBroadstone Net Lease, Inc.COM10,637$264.0K<0.1%+10,637NewHistory
AMXAmerica Movil SAB de CVSPON ADR L SHS12,537$265.0K<0.1%+12,537NewHistory
RIOTRiot Platforms, Inc.COM11,924$266.0K<0.1%+11,924NewHistory
ARLPAlliance Resource Partners LPStock21,172$268.0K<0.1%+21,172NewHistory
CIONCION Investment CorpCOM20,572$269.0K<0.1%+20,572NewHistory
BCSBarclays PLCADR26,132$270.0K<0.1%+6,298+31.8%AddedHistory
IRTIndependence Realty Trust, Inc.COM10,497$271.0K<0.1%+10,497NewHistory
SNDRSchneider National, Inc.CL B10,214$275.0K<0.1%+49+0.5%AddedHistory
CVBFCVB Financial CorpCOM12,879$276.0K<0.1%+12,879NewHistory
NINisource Inc.COM10,216$282.0K<0.1%+10,216NewHistory
ADTADT Inc.COM34,431$290.0K<0.1%−11,864−25.6%ReducedHistory
Invesco Exch Traded FD Tr II46138E297S&P EMRNG MKTS11,760$292.0K<0.1%+13+0.1%Added–
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR43,625$296.0K<0.1%+13,310+43.9%AddedHistory
SBSWSibanye Stillwater LtdSPONSORED ADR23,682$297.0K<0.1%+392+1.7%AddedHistory
NMRKNewmark Group, Inc.CL A15,939$298.0K<0.1%+968+6.5%AddedHistory
JELDJELD-WEN Holding, Inc.COM11,309$298.0K<0.1%+334+3.0%AddedHistory
CSWCCapital Southwest CorpCOM11,819$299.0K<0.1%−181−1.5%ReducedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER38,588$309.0K<0.1%+7,000+22.2%AddedHistory
BWBabcock & Wilcox Enterprises, Inc.COM34,319$310.0K<0.1%+413+1.2%AddedHistory
DBX ETF Tr233051747XTRCK JP MRG ESG14,900$313.0K<0.1%00.0%Unchanged–
AESAES CorpStock12,932$314.0K<0.1%+12,932NewHistory
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF12,592$315.0K<0.1%00.0%Unchanged–
VRRMVerra Mobility CorpCL A COM STK20,515$317.0K<0.1%+5,992+41.3%AddedHistory
TRNTrinity Industries IncCOM10,506$317.0K<0.1%−34−0.3%ReducedHistory
STLSterling BancorpCOM12,325$318.0K<0.1%+1,398+12.8%AddedHistory
SIRISirius XM Holdings Inc.COM50,622$321.0K<0.1%−2,268−4.3%ReducedHistory
BEBloom Energy CorpCOM CL A14,680$322.0K<0.1%+3,097+26.7%AddedHistory
HPPHudson Pacific Properties, Inc.COM13,119$324.0K<0.1%−2,361−15.3%ReducedHistory
JWNNordstrom IncStock14,357$325.0K<0.1%−1,367−8.7%ReducedHistory
Etfis Ser Tr I26923G400INFRACP REIT PFD13,801$327.0K<0.1%+398+3.0%Added–
WUWestern Union COStock18,468$329.0K<0.1%+18,468NewHistory
PFSProvident Financial Services IncCOM13,939$338.0K<0.1%+13,939NewHistory
Legg Mason ETF Invt Tr52468L703GLOBAL INFSTRU10,514$338.0K<0.1%00.0%Unchanged–
Westpac Banking Corp961214301SPONSORED ADR21,905$338.0K<0.1%+10,097+85.5%Added–
UNMUnum GroupStock13,917$342.0K<0.1%+1,243+9.8%AddedHistory
PAASPan American Silver CorpStock13,833$345.0K<0.1%−8−0.1%ReducedHistory
iShares Tr464287796U.S. ENERGY ETF11,507$346.0K<0.1%−563−4.7%Reduced–
WITWipro LtdSPON ADR 1 SH35,661$348.0K<0.1%+8,958+33.5%AddedHistory
NWLNewell Brands Inc.Stock16,012$350.0K<0.1%−132−0.8%ReducedHistory
WisdomTree Tr97717W604US SMALLCAP DIVD10,691$351.0K<0.1%−426−3.8%Reduced–
Mogo Inc60800C109COM102,492$351.0K<0.1%+102,492New–
NLYAnnaly Capital Management IncCOM44,976$352.0K<0.1%−25,931−36.6%ReducedHistory
HFCHollyFrontier CorpCOM10,756$353.0K<0.1%+10,756NewHistory
KDKyndryl Holdings, Inc.Stock19,551$354.0K<0.1%+19,551NewHistory
BVSBioventus Inc.COM CL A24,404$354.0K<0.1%+24,404NewHistory
PTYPIMCO Corporate & Income Opportunity FundCOM21,480$355.0K<0.1%+700+3.4%AddedHistory
HPIJohn Hancock Preferred Income FundSH BEN INT17,280$359.0K<0.1%+17,280NewHistory
HSBCHSBC Holdings PLCSPON ADR NEW11,929$360.0K<0.1%+11,929NewHistory
XUnited States Steel CorpCOM15,136$360.0K<0.1%+500+3.4%AddedHistory
MUFGMitsubishi Ufj Financial Group IncSPONSORED ADS66,091$361.0K<0.1%+17,958+37.3%AddedHistory
VanEck ETF Trust92189F437FALLEN ANGEL HG10,966$362.0K<0.1%+10,966New–
Invesco Exch TRD SLF Idx FD46138J635INVSCO BLSH 2614,153$363.0K<0.1%+14,153New–
SBIWestern Asset Intermediate Muni Fund Inc.COM37,713$364.0K<0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33738R761LARGE CP US EQ10,393$367.0K<0.1%+10,393New–
SUSuncor Energy IncStock14,702$368.0K<0.1%+1,348+10.1%AddedHistory
ACIWAci Worldwide, Inc.Stock10,602$368.0K<0.1%−837−7.3%ReducedHistory
PBCTPeople's United Financial, Inc.COM20,658$368.0K<0.1%+3,358+19.4%AddedHistory
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10010,982$369.0K<0.1%−2,359−17.7%Reduced–
GELGenesis Energy LPUNIT LTD PARTN34,517$370.0K<0.1%−714−2.0%ReducedHistory
First Tr Exchng Traded FD VI33740F664FT VEST US EQT10,358$370.0K<0.1%+10,358New–
BBBY20230930-DK-Butterfly-1, Inc.COM25,420$371.0K<0.1%−2,487−8.9%ReducedHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR10,012$375.0K<0.1%+10,012NewHistory
PTONPeloton Interactive, Inc.CL A COM10,612$379.0K<0.1%+236+2.3%AddedHistory
PAYSPaysign, Inc.COM237,497$380.0K<0.1%+1,107+0.5%AddedHistory
TCPCBlackRock TCP Capital Corp.COM28,222$381.0K<0.1%+129+0.5%AddedHistory
FNBFNB CorpCOM31,762$385.0K<0.1%−243−0.8%ReducedHistory
ARNCArconic CorpCOM11,674$385.0K<0.1%+898+8.3%AddedHistory
GNLGlobal Net Lease, Inc.COM NEW25,232$386.0K<0.1%−222−0.9%ReducedHistory

Sold out since Q3 2021 (43)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Mariner, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
KSUKansas City SouthernCOM NEW70,396$19.1M0.1%History
DOCUDocuSign, Inc.Stock46,376$11.9M0.1%History
iShares Tr46434VBK5IBONDS DEC21 ETF248,944$6.16M<0.1%–
XECCimarex Energy CoCOM69,760$6.08M<0.1%History
ICUIIcu Medical IncCOM16,362$3.82M<0.1%History
iShares Tr46435G789IBONDS DEC2021122,080$3.12M<0.1%–
PIMCO ETF Tr72201R817INV GRD CRP BD19,765$2.25M<0.1%–
EAElectronic Arts Inc.COM15,308$2.18M<0.1%History
VIRTVirtu Financial, Inc.CL A78,363$1.91M<0.1%History
ProShares Tr74347R305PSHS ULTRA DOW3019,309$1.34M<0.1%–
VERVEREIT, Inc.COM25,141$1.14M<0.1%History
ALITAlight, Inc. / DelawareCOM CL A93,801$1.08M<0.1%History
RGLDRoyal Gold IncStock10,634$1.01M<0.1%History
GRWGGrowGeneration Corp.COM37,411$923.0K<0.1%History
WRBBerkley W R CorpCOM11,163$817.0K<0.1%History
Direxion Shs ETF Tr25460G831DAILY JR GLD MIN14,966$791.0K<0.1%–
EGHT8X8 IncCOM28,574$668.0K<0.1%History
MDLAMedallia, Inc.COM18,669$632.0K<0.1%History
BSCLBILI Social International, Inc.BULSHS 2021 CB25,097$529.0K<0.1%History
GABCGerman American Bancorp, Inc.Stock12,637$488.0K<0.1%History
PHGKoninklijke Philips NVNY REGIS SHS NEW10,138$451.0K<0.1%History
ECVTEcovyst Inc.COM38,347$447.0K<0.1%History
MDUMdu Resources Group IncStock13,923$413.0K<0.1%History
First Tr Sr Floating Rate 2033740K101COM SHS42,496$410.0K<0.1%–
VITLVital Farms, Inc.COM22,893$402.0K<0.1%History
DBX ETF Tr233051630XTRACK MSCI EAFE17,610$400.0K<0.1%–
iShares Tr46435G862MSCI UN KNGDOM16,715$383.0K<0.1%–
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR38,861$381.0K<0.1%History
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM47,214$378.0K<0.1%History
ATOSAtossa Therapeutics, Inc.COM115,861$378.0K<0.1%History
ETF Managers Tr26924G508ETFMG ALTR HRVST25,209$363.0K<0.1%–
ARMKAramarkCOM10,856$357.0K<0.1%History
TLRYTilray Brands, Inc.COM CL 231,329$354.0K<0.1%History
COCPCocrystal Pharma, Inc.COM300,055$315.0K<0.1%History
Alps ETF Tr00162Q718INTL SEC DV DOG10,160$278.0K<0.1%–
BDNBrandywine Realty TrustSH BEN INT NEW20,173$271.0K<0.1%History
Invesco BulletShares 2021 HY Corp (BSJL)46138J809Exchange Traded Fund11,522$265.0K<0.1%–
XRXXerox Holdings CorpCOM NEW12,987$262.0K<0.1%History
TELFYTelefonica S ASPONSORED ADR50,483$238.0K<0.1%History
Principal Exchange Traded FD74255Y888SPECTRUM PFD11,088$230.0K<0.1%–
Nuveen Tax-Advantaged Divid67073G105COM14,190$225.0K<0.1%–
FSRFisker Inc.CL A COM STK14,403$211.0K<0.1%History
CHICalamos Convertible Opportunities & Income FundSH BEN INT13,556$203.0K<0.1%History