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Livermore
Livermore
ZHEN

Mariner, LLC

SEC CIK
0001373442
Latest filing
Aug 13, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
989
+78 vs. Q2 2021
Portfolio value
$19.2B
+$3.04B (+18.9%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Mariner, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
VITLVital Farms, Inc.COM22,893$402.0K<0.1%+22,893NewHistory
HPPHudson Pacific Properties, Inc.COM15,480$407.0K<0.1%+240+1.6%AddedHistory
GNLGlobal Net Lease, Inc.COM NEW25,454$408.0K<0.1%+1,005+4.1%AddedHistory
ONBOld National BancorpStock24,214$410.0K<0.1%−1,009−4.0%ReducedHistory
First Tr Sr Floating Rate 2033740K101COM SHS42,496$410.0K<0.1%+5,014+13.4%Added–
Healthpeak Properties, Inc.71943U104COM23,406$412.0K<0.1%+247+1.1%Added–
MDUMdu Resources Group IncStock13,923$413.0K<0.1%+13,923NewHistory
UTGReaves Utility Income FundCOM SH BEN INT12,643$414.0K<0.1%+1,318+11.6%AddedHistory
ISBCInvestors Bancorp, Inc.COM27,439$415.0K<0.1%+27,439NewHistory
JWNNordstrom IncStock15,724$416.0K<0.1%+363+2.4%AddedHistory
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF14,605$418.0K<0.1%+60.0%Added–
DEAEasterly Government Properties, Inc.COM20,306$420.0K<0.1%+2,111+11.6%AddedHistory
DBX ETF Tr233051432XTRACK USD HIGH10,574$424.0K<0.1%+10,574New–
DBDeutsche Bank AktiengesellschaftNAMEN AKT33,783$429.0K<0.1%+33,783NewHistory
EXELExelixis, Inc.COM20,417$432.0K<0.1%+1,589+8.4%AddedHistory
FRMEFirst Merchants CorpCOM10,403$435.0K<0.1%+10,403NewHistory
Invesco Exch Traded FD Tr II46138G631NASDAQNXTGEN10013,341$441.0K<0.1%+13,341New–
KTFDWS Municipal Income TrustCOM37,255$443.0K<0.1%+37,255NewHistory
MPTMedical Properties Trust IncCOM22,084$443.0K<0.1%−3,047−12.1%ReducedHistory
NNNNNN REIT, Inc.REIT10,329$446.0K<0.1%+10,329NewHistory
ECVTEcovyst Inc.COM38,347$447.0K<0.1%+38,347NewHistory
PHGKoninklijke Philips NVNY REGIS SHS NEW10,138$451.0K<0.1%+136+1.4%AddedHistory
LEOBNY Mellon Strategic Municipals, Inc.COM51,923$452.0K<0.1%+51,923NewHistory
OXYOccidental Petroleum CorpStock15,596$461.0K<0.1%−170−1.1%ReducedHistory
VNOVornado Realty TrustSH BEN INT11,012$463.0K<0.1%+11,012NewHistory
CDKCDK Global, Inc.COM10,874$463.0K<0.1%+10,874NewHistory
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI17,370$467.0K<0.1%+17,370New–
CHXChampionX CorpCOM21,302$476.0K<0.1%+891+4.4%AddedHistory
BBBY20230930-DK-Butterfly-1, Inc.COM27,907$482.0K<0.1%+2,898+11.6%AddedHistory
FEFirstenergy CorpCOM13,584$484.0K<0.1%+3,427+33.7%AddedHistory
CCChemours CoStock16,684$485.0K<0.1%−271−1.6%ReducedHistory
Crescent PT Energy Corp22576C101COM105,197$485.0K<0.1%+178+0.2%Added–
GABCGerman American Bancorp, Inc.Stock12,637$488.0K<0.1%+12,637NewHistory
SFMSprouts Farmers Market, Inc.COM21,052$488.0K<0.1%−16,288−43.6%ReducedHistory
ROLRollins IncCOM13,833$489.0K<0.1%+450+3.4%AddedHistory
PACWPacwest BancorpCOM10,789$489.0K<0.1%+10,789NewHistory
HRBH&R Block IncCOM19,718$493.0K<0.1%+3,657+22.8%AddedHistory
OSBCOld Second Bancorp IncCOM38,015$496.0K<0.1%+171+0.5%AddedHistory
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF10,789$498.0K<0.1%−1,131−9.5%Reduced–
ABAlliancebernstein Holding L.P.UNIT LTD PARTN10,093$500.0K<0.1%+10,093NewHistory
Goldman Sachs ETF Tr381430107ACTIVEBETA INT14,683$502.0K<0.1%+130+0.9%Added–
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM22,073$505.0K<0.1%+433+2.0%AddedHistory
iShares U.S. Treasury Bond ETF46429B267ETF19,107$507.0K<0.1%+19,107New–
CEFSprott Physical Gold & Silver TrustPHYSICAL GOLD AN29,867$512.0K<0.1%00.0%UnchangedHistory
STAGSTAG Industrial, Inc.COM13,158$516.0K<0.1%+1,337+11.3%AddedHistory
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM47,985$519.0K<0.1%+831+1.8%AddedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS19,469$520.0K<0.1%−703−3.5%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB24,179$524.0K<0.1%+24,179New–
BSCLBILI Social International, Inc.BULSHS 2021 CB25,097$529.0K<0.1%+25,097NewHistory
Janus Detroit STR Tr47103U886HENDRSN SHRT ETF10,596$532.0K<0.1%−2,100−16.5%Reduced–
BXMTBlackstone Mortgage Trust, Inc.COM CL A17,630$535.0K<0.1%+1,098+6.6%AddedHistory
FSSFederal Signal CorpCOM13,917$537.0K<0.1%+3,311+31.2%AddedHistory
SHENShenandoah Telecommunications CoCOM17,018$537.0K<0.1%+92+0.5%AddedHistory
Invesco Exch TRD SLF Idx FD46138J841BULSHS 2024 CB24,268$537.0K<0.1%+24,268New–
iShares Tr46434V274INTL EQTY FACTOR18,690$542.0K<0.1%+18,690New–
BSTZBlackRock Science & Technology Term TrustSHS BEN INT14,077$543.0K<0.1%+17+0.1%AddedHistory
JEFJefferies Financial Group Inc.COM14,686$545.0K<0.1%+901+6.5%AddedHistory
BWABorgwarner IncCOM12,631$546.0K<0.1%−3,036−19.4%ReducedHistory
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF20,397$550.0K<0.1%+60.0%Added–
BRMKBroadmark Realty Capital Inc.COM56,342$556.0K<0.1%+7,181+14.6%AddedHistory
REZIResideo Technologies, Inc.Stock22,453$557.0K<0.1%+303+1.4%AddedHistory
KIMKimco Realty CorpCOM26,843$557.0K<0.1%+4,508+20.2%AddedHistory
PSXPPhillips 66 Partners LPCOM UNIT REP INT15,601$559.0K<0.1%−195−1.2%ReducedHistory
NRGNRG Energy, Inc.Stock13,782$563.0K<0.1%+13,782NewHistory
MOSMosaic CoCOM15,752$563.0K<0.1%−15,040−48.8%ReducedHistory
AUBAtlantic Union Bankshares CorpCOM15,302$564.0K<0.1%+1,864+13.9%AddedHistory
Fidelity Covington Trust316092303CONSMR STAPLES13,483$564.0K<0.1%+1,742+14.8%Added–
NZFNuveen Municipal Credit Income FundCOM SH BEN INT34,043$569.0K<0.1%+4,944+17.0%AddedHistory
BHCBausch Health Companies Inc.Stock20,462$570.0K<0.1%+643+3.2%AddedHistory
USFDUS Foods Holding Corp.COM16,476$571.0K<0.1%+465+2.9%AddedHistory
ACTGAcacia Research CorpACACIA TCH COM84,061$571.0K<0.1%−41,150−32.9%ReducedHistory
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM41,457$573.0K<0.1%+1,800+4.5%AddedHistory
INBKFirst Internet BancorpCOM18,711$583.0K<0.1%+10.0%AddedHistory
iShares Tr46435U432IBONDS DEC 2520,878$584.0K<0.1%+10.0%Added–
MASMasco CorpCOM10,656$592.0K<0.1%+10,656NewHistory
iShares Tr46435G672CORE INTL AGGR10,753$592.0K<0.1%+10,753New–
NJRNew Jersey Resources CorpStock17,101$595.0K<0.1%+5,623+49.0%AddedHistory
NLYAnnaly Capital Management IncCOM70,907$597.0K<0.1%+16,045+29.2%AddedHistory
KTBKontoor Brands, Inc.Stock11,993$599.0K<0.1%+1,075+9.8%AddedHistory
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD18,387$605.0K<0.1%+7,506+69.0%Added–
HNIHni CorpStock16,614$610.0K<0.1%+26+0.2%AddedHistory
Fidelity Comwlth Tr315912808NASDAQ COMPSIT10,889$612.0K<0.1%+10,889New–
VCVInvesco California Value Municipal Income TrustCOM44,597$615.0K<0.1%00.0%UnchangedHistory
Atlas CorpY0436Q109SHARES40,464$615.0K<0.1%−607−1.5%Reduced–
BROBrown & Brown, Inc.Stock11,201$621.0K<0.1%−23,654−67.9%ReducedHistory
MDLAMedallia, Inc.COM18,669$632.0K<0.1%−214−1.1%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB29,501$635.0K<0.1%+29,501New–
PAYSPaysign, Inc.COM236,390$638.0K<0.1%+279+0.1%AddedHistory
CLBKColumbia Financial, Inc.COM34,514$639.0K<0.1%+34,514NewHistory
iShares Tr46435U697IBONDS DEC24,007$647.0K<0.1%−2,129−8.1%Reduced–
SONSonoco Products CoCOM10,884$648.0K<0.1%−1,317−10.8%ReducedHistory
ETF Ser Solutions26922A289DEFIANCE CONNECT17,899$650.0K<0.1%+17,899New–
RBARB Global Inc.COM10,548$650.0K<0.1%−1,423−11.9%ReducedHistory
GTESGates Industrial Corp Ltd.ORD SHS40,294$656.0K<0.1%+7,398+22.5%AddedHistory
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW12,550$659.0K<0.1%+146+1.2%Added–
iShares Tr464288703MRNING SM CP ETF11,624$661.0K<0.1%+10.0%Added–
EGHT8X8 IncCOM28,574$668.0K<0.1%−10,419−26.7%ReducedHistory
FHNFirst Horizon CorpCOM41,209$671.0K<0.1%+8,897+27.5%AddedHistory
Schwab Strategic Tr8085247221000 INDEX ETF15,866$676.0K<0.1%+15,866New–
CIENCiena CorpCOM NEW13,193$677.0K<0.1%+13,193NewHistory

Sold out since Q2 2021 (43)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of Mariner, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
Lydall Inc550819106COM45,821$2.77M<0.1%–
MRNAModerna, Inc.Stock11,176$2.63M<0.1%History
WALWestern Alliance BancorporationCOM18,446$1.71M<0.1%History
EXRExtra Space Storage Inc.COM10,347$1.70M<0.1%History
VMRKVivmark ResidentialSH BEN INT17,452$1.34M<0.1%History
First Tr Exch Traded FD III33739N108MANAGD MUN ETF23,093$1.32M<0.1%–
iShares Tr4642874407-10 YR TRSY BD10,840$1.25M<0.1%–
WTRGEssential Utilities, Inc.COM26,818$1.23M<0.1%History
Invesco S&P 500 Quality ETF46137V241ETF24,266$1.18M<0.1%–
ASRTAssertio Holdings, Inc.COM NEW701,402$1.09M<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT38,662$571.0K<0.1%History
AESAES CorpStock18,646$486.0K<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM22,486$481.0K<0.1%History
FNFFidelity National Financial, Inc.COM SHS10,843$471.0K<0.1%History
PQ Group Hldgs Inc73943T103COM30,436$467.0K<0.1%–
ProShares Tr74347X815ULTRA MDCAP40014,500$449.0K<0.1%–
EVFEaton Vance Senior Income TrustSH BEN INT63,905$435.0K<0.1%History
Atlantica Sustainable Infr PG0751N103SHS11,466$427.0K<0.1%–
SGISomnigroup International Inc.COM10,795$423.0K<0.1%History
CTRACoterra Energy Inc.Stock24,025$419.0K<0.1%History
VanEck ETF Trust92189F536LONG MUNI ETF18,838$413.0K<0.1%–
AXTAAxalta Coating Systems Ltd.COM13,480$411.0K<0.1%History
DBX ETF Tr233051200XTRACK MSCI EAFE10,180$382.0K<0.1%–
CGCCanopy Growth CorpCOM14,764$357.0K<0.1%History
BP Prudhoe Bay Rty Tr055630107UNIT BEN INT69,235$353.0K<0.1%–
WPRTWestport Fuel Systems Inc.COM NEW63,966$340.0K<0.1%History
NOVNOV Inc.COM22,106$339.0K<0.1%History
ZNGAZynga IncCL A31,675$337.0K<0.1%History
FLYYSpirit Aviation Holdings, Inc.COM10,619$323.0K<0.1%History
BP Midstream Partners LP0556EL109UNIT LTD PTNR21,622$313.0K<0.1%–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD15,226$306.0K<0.1%–
Sandstorm Gold Ltd Com New80013R206Stock37,136$293.0K<0.1%–
YEXTYext, Inc.COM19,298$276.0K<0.1%History
MNDTMandiant, Inc.COM12,494$253.0K<0.1%History
WENWendy's CoStock10,392$243.0K<0.1%History
PHUNPhunware, Inc.COM173,928$242.0K<0.1%History
Yamana Gold Inc98462Y100COM57,412$242.0K<0.1%–
BKDBrookdale Senior Living Inc.COM29,365$232.0K<0.1%History
Tortoise Essential Assets IN89148A103COM SH BEN INT14,953$222.0K<0.1%–
HIMXHimax Technologies, Inc.SPONSORED ADR12,901$215.0K<0.1%History
CXCemex SAB de CVSPON ADR NEW25,152$211.0K<0.1%History
NUVNuveen Municipal Value Fund IncCOM17,764$205.0K<0.1%History
SVRASavara IncCOM119,489$203.0K<0.1%History