Founders Financial Securities LLC
- SEC CIK
- 0001342396
- Latest filing
- Jul 31, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 258
- −35 vs. Q2 2021
- Portfolio value
- $496.8M
- −$6.98M (−1.4%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 567,525 | $36.3M | 7.3% | +39,398+7.5% | Added | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 897,537 | $35.0M | 7.0% | +2,395+0.3% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 315,950 | $19.5M | 3.9% | +36,401+13.0% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 376,295 | $19.0M | 3.8% | +51,647+15.9% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 40,056 | $14.3M | 2.9% | +1,656+4.3% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 128,542 | $14.0M | 2.8% | +6,415+5.3% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 32,343 | $13.9M | 2.8% | −344−1.1% | Reduced | – |
| State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847 | ETF | 294,650 | $13.6M | 2.7% | −820.0% | Reduced | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 107,723 | $12.4M | 2.5% | +11,979+12.5% | Added | – |
| AAPLApple Inc. | Stock | 71,932 | $10.2M | 2.0% | +785+1.1% | Added | History |
| iShares Tr46432F388 | MSCI USA VALUE | 88,806 | $8.94M | 1.8% | +16,447+22.7% | Added | – |
| First Tr Exchange-Traded FD33734H106 | SHS | 195,928 | $7.68M | 1.5% | +4,991+2.6% | Added | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 87,155 | $7.45M | 1.5% | +16,910+24.1% | Added | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 40,274 | $7.07M | 1.4% | +21,431+113.7% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 53,611 | $7.06M | 1.4% | +24,745+85.7% | Added | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 81,427 | $5.99M | 1.2% | +28,339+53.4% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 39,794 | $5.96M | 1.2% | −13,664−25.6% | Reduced | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 104,334 | $5.59M | 1.1% | +15,042+16.8% | Added | – |
| MSFTMicrosoft Corp | Stock | 19,273 | $5.43M | 1.1% | +55+0.3% | Added | History |
| AMZNAmazon Com Inc | Stock | 1,615 | $5.30M | 1.1% | +45+2.9% | Added | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 67,465 | $5.01M | 1.0% | +2,018+3.1% | Added | – |
| iShares Tr46435G326 | CORE MSCI INTL | 74,152 | $4.96M | 1.0% | −860−1.1% | Reduced | – |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 69,041 | $4.06M | 0.8% | +23,799+52.6% | Added | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 126,759 | $3.78M | 0.8% | +2,308+1.9% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 24,545 | $3.67M | 0.7% | +10,172+70.8% | Added | – |
| ARK Innovation ETF00214Q104 | ETF | 32,238 | $3.56M | 0.7% | +1,258+4.1% | Added | – |
| NVDANVIDIA Corp | Stock | 16,929 | $3.51M | 0.7% | −1,747−9.4% | ReducedConverted for a 4-for-1 split | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 40,473 | $3.49M | 0.7% | +1,923+5.0% | Added | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 44,890 | $3.33M | 0.7% | +15,963+55.2% | Added | – |
| iShares Tr46435U853 | BROAD USD HIGH | 78,842 | $3.27M | 0.7% | +21,642+37.8% | Added | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 29,686 | $3.27M | 0.7% | +4,084+16.0% | Added | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 24,932 | $3.25M | 0.7% | +578+2.4% | Added | – |
| TSLATesla, Inc. | Stock | 4,153 | $3.22M | 0.6% | +140+3.5% | Added | History |
| DBX ETF Tr233051143 | XTRACKRS S&P 500 | 83,922 | $3.19M | 0.6% | −26,550−24.0% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E719 | BLOO EN ANGE ETF | 161,854 | $3.15M | 0.6% | +1,900+1.2% | Added | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 27,543 | $3.04M | 0.6% | +5,373+24.2% | Added | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 43,204 | $2.97M | 0.6% | +7,022+19.4% | Added | – |
| HDHome Depot, Inc. | Stock | 9,041 | $2.97M | 0.6% | +507+5.9% | Added | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 33,850 | $2.96M | 0.6% | −315−0.9% | Reduced | – |
| PGProcter & Gamble Co | Stock | 20,786 | $2.91M | 0.6% | +163+0.8% | Added | History |
| JNJJohnson & Johnson | Stock | 15,626 | $2.52M | 0.5% | +210+1.4% | Added | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 19,824 | $2.52M | 0.5% | +113+0.6% | Added | – |
| iShares Inc464286608 | MSCI EURZONE ETF | 52,262 | $2.52M | 0.5% | +52,262 | New | – |
| HTDJohn Hancock Tax-Advantaged Dividend Income Fund | COM | 108,162 | $2.48M | 0.5% | −8,408−7.2% | Reduced | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 5,078 | $2.44M | 0.5% | −503−9.0% | Reduced | History |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 48,840 | $2.36M | 0.5% | +11,406+30.5% | Added | – |
| SHWSherwin Williams Co | COM | 8,232 | $2.30M | 0.5% | +10.0% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 5,216 | $2.24M | 0.5% | +941+22.0% | Added | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 22,836 | $2.23M | 0.4% | +6,134+36.7% | Added | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 16,749 | $2.23M | 0.4% | −85−0.5% | Reduced | – |
| METAMeta Platforms, Inc. | Stock | 6,287 | $2.13M | 0.4% | +287+4.8% | Added | History |
| ORCLOracle Corp | Stock | 24,133 | $2.10M | 0.4% | +939+4.0% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 17,903 | $2.08M | 0.4% | +2,658+17.4% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 5,272 | $2.06M | 0.4% | +242+4.8% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 37,599 | $2.05M | 0.4% | +2,277+6.4% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 12,783 | $1.96M | 0.4% | −246−1.9% | Reduced | – |
| DISWalt Disney Co | Stock | 11,433 | $1.93M | 0.4% | −139−1.2% | Reduced | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 7,221 | $1.90M | 0.4% | −16,692−69.8% | Reduced | – |
| iShares Russell Midcap ETF464287499 | ETF | 23,595 | $1.85M | 0.4% | −137−0.6% | Reduced | – |
| RTXRTX Corp | Stock | 21,450 | $1.84M | 0.4% | +851+4.1% | Added | History |
| VVisa Inc. | Stock | 7,986 | $1.78M | 0.4% | +367+4.8% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 6,233 | $1.70M | 0.3% | −100−1.6% | Reduced | History |
| iShares Tr464287515 | EXPANDED TECH | 4,225 | $1.69M | 0.3% | 00.0% | Unchanged | – |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 35,253 | $1.67M | 0.3% | +2,065+6.2% | Added | – |
| COSTCostco Wholesale Corp | Stock | 3,686 | $1.66M | 0.3% | −114−3.0% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 7,410 | $1.65M | 0.3% | +584+8.6% | Added | – |
| KOCoca Cola Co | Stock | 30,564 | $1.60M | 0.3% | +1,433+4.9% | Added | History |
| WFCWells Fargo & Company | Stock | 33,956 | $1.58M | 0.3% | −181−0.5% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 3,190 | $1.55M | 0.3% | +182+6.1% | Added | History |
| LMTLockheed Martin Corp | Stock | 4,362 | $1.50M | 0.3% | +209+5.0% | Added | History |
| iShares U.S. Medical Devices ETF464288810 | ETF | 23,266 | $1.46M | 0.3% | +460+2.0% | AddedConverted for a 6-for-1 split | – |
| iShares Tr464288687 | PFD AND INCM SEC | 37,329 | $1.45M | 0.3% | +3,287+9.7% | Added | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 16,993 | $1.34M | 0.3% | +573+3.5% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 8,125 | $1.33M | 0.3% | −338−4.0% | Reduced | History |
| iShares Tr464288646 | ISHS 1-5YR INVS | 24,345 | $1.33M | 0.3% | +4,622+23.4% | Added | – |
| MDTMedtronic plc | Stock | 10,472 | $1.31M | 0.3% | +637+6.5% | Added | History |
| ALLAllstate Corp | Stock | 10,086 | $1.28M | 0.3% | +557+5.8% | Added | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 7,111 | $1.28M | 0.3% | +4,139+139.3% | Added | – |
| CVXChevron Corp | Stock | 12,539 | $1.27M | 0.3% | +703+5.9% | Added | History |
| ESSEssex Property Trust, Inc. | COM | 3,972 | $1.27M | 0.3% | +232+6.2% | Added | History |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 12,248 | $1.27M | 0.3% | −2,248−15.5% | Reduced | – |
| WMTWalmart Inc. | Stock | 9,073 | $1.26M | 0.3% | +371+4.3% | Added | History |
| ORealty Income Corp | REIT | 19,484 | $1.26M | 0.3% | −433−2.2% | Reduced | History |
| AAPAdvance Auto Parts Inc | COM | 6,043 | $1.26M | 0.3% | +294+5.1% | Added | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 32,993 | $1.24M | 0.2% | +10,291+45.3% | Added | – |
| IBMInternational Business Machines Corp | Stock | 8,828 | $1.23M | 0.2% | −416−4.5% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 20,746 | $1.22M | 0.2% | +133+0.6% | Added | History |
| ProShares Tr74347R206 | PSHS ULTRA QQQ | 16,650 | $1.21M | 0.2% | +23+0.1% | Added | – |
| CMCSAComcast Corp | Stock | 21,625 | $1.21M | 0.2% | +871+4.2% | Added | History |
| BACBank of America Corp | Stock | 28,456 | $1.21M | 0.2% | +988+3.6% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 6,547 | $1.19M | 0.2% | +418+6.8% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 5,410 | $1.18M | 0.2% | −918−14.5% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J833 | BULSHS 2024 HY | 44,751 | $1.12M | 0.2% | +2,107+4.9% | Added | – |
| SCHWSchwab Charles Corp | Stock | 15,244 | $1.11M | 0.2% | +9+0.1% | Added | History |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 9,251 | $1.11M | 0.2% | +25+0.3% | Added | – |
| ZTSZoetis Inc. | Stock | 5,702 | $1.11M | 0.2% | +48+0.8% | Added | History |
| HONHoneywell International Inc | COM | 5,170 | $1.10M | 0.2% | +237+4.8% | Added | History |
| PFEPfizer Inc | Stock | 24,917 | $1.07M | 0.2% | +550+2.3% | Added | History |
| HIIHuntington Ingalls Industries, Inc. | COM | 5,459 | $1.05M | 0.2% | +373+7.3% | Added | History |
| BMYBristol Myers Squibb Co | Stock | 17,803 | $1.05M | 0.2% | +877+5.2% | Added | History |
Sold out since Q2 2021 (50)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 111,899 | $4.12M | 0.8% | – |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 33,665 | $1.48M | 0.3% | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 10,379 | $960.0K | 0.2% | – |
| ProShares Tr74347R818 | PSHS ULT SCAP600 | 29,486 | $943.0K | 0.2% | – |
| Pacer FDS Tr69374H741 | DATA AND INFRAST | 23,001 | $928.0K | 0.2% | – |
| DBX ETF Tr233051150 | XTRACKERS MSCI | 23,253 | $919.0K | 0.2% | – |
| iShares Inc46434G822 | MSCI JAPAN ETF | 13,427 | $907.0K | 0.2% | – |
| ARK Next Generation Technology ETF00214Q401 | ETF | 5,360 | $826.0K | 0.2% | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 6,516 | $753.0K | 0.1% | – |
| ROKURoku, Inc | COM CL A | 1,407 | $646.0K | 0.1% | History |
| DOCUDocuSign, Inc. | Stock | 2,163 | $605.0K | 0.1% | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 6,953 | $603.0K | 0.1% | – |
| Invesco Exchange Traded FD T46137V647 | SEMICONDUCTORS | 4,508 | $579.0K | 0.1% | – |
| TTDTrade Desk, Inc. | Stock | 6,940 | $537.0K | 0.1% | History |
| ProShares Tr74347B680 | S&P MDCP 400 DIV | 6,856 | $489.0K | 0.1% | – |
| Pacer Trendpilot US Large Cap ETF69374H105 | ETF | 11,880 | $447.0K | 0.1% | – |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 9,804 | $446.0K | 0.1% | – |
| iShares Semiconductor ETF464287523 | ETF | 969 | $440.0K | 0.1% | – |
| IPInternational Paper Co | COM | 5,883 | $361.0K | 0.1% | History |
| Alps ETF Tr00162Q676 | ALERIAN ENERGY | 16,562 | $333.0K | 0.1% | – |
| UUnity Software Inc. | COM | 2,892 | $318.0K | 0.1% | History |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 4,000 | $305.0K | 0.1% | – |
| ETSYEtsy Inc | COM | 1,430 | $294.0K | 0.1% | History |
| CGCCanopy Growth Corp | COM | 11,345 | $274.0K | 0.1% | History |
| MRVLMarvell Technology, Inc. | COM | 4,593 | $268.0K | 0.1% | History |
| CRWDCrowdStrike Holdings, Inc. | Stock | 1,061 | $267.0K | 0.1% | History |
| NUENucor Corp | COM | 2,761 | $265.0K | 0.1% | History |
| ARK ETF Tr00214Q203 | AUTNMUS TECHNLGY | 3,067 | $264.0K | 0.1% | – |
| MELIMercadolibre Inc | COM | 167 | $260.0K | 0.1% | History |
| APPHAppHarvest, Inc. | COM | 16,178 | $259.0K | 0.1% | History |
| VMWVmware LLC | CL A COM | 1,585 | $254.0K | 0.1% | History |
| ISRGIntuitive Surgical Inc | COM NEW | 275 | $253.0K | 0.1% | History |
| MROMarathon Oil Corp | COM | 18,592 | $253.0K | 0.1% | History |
| FCXFreeport-McMoran Inc | Stock | 6,707 | $249.0K | <0.1% | History |
| BIIBBiogen Inc. | COM | 707 | $245.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E164 | S&P SMLCP ENGY | 30,462 | $245.0K | <0.1% | – |
| OSKOshkosh Corp | COM | 1,920 | $239.0K | <0.1% | History |
| TDOCTeladoc Health, Inc. | COM | 1,407 | $234.0K | <0.1% | History |
| GNRCGenerac Holdings Inc. | Stock | 559 | $232.0K | <0.1% | History |
| FDXFedEx Corp | Stock | 773 | $231.0K | <0.1% | History |
| GOOGLAlphabet Inc. | Stock | 94 | $230.0K | <0.1% | History |
| DTEDte Energy Co | COM | 1,762 | $228.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V373 | S&P500 EQL STP | 1,410 | $227.0K | <0.1% | – |
| TAT&T Inc. | Stock | 7,854 | $226.0K | <0.1% | History |
| BUDAnheuser-Busch InBev SA/NV | ADR | 3,092 | $223.0K | <0.1% | History |
| PINSPinterest, Inc. | CL A | 2,714 | $214.0K | <0.1% | History |
| SEDGSolaredge Technologies, Inc. | COM | 750 | $207.0K | <0.1% | History |
| COFCapital One Financial Corp | Stock | 1,323 | $205.0K | <0.1% | History |
| NVSNovartis AG | ADR | 2,217 | $202.0K | <0.1% | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 997 | $201.0K | <0.1% | History |