Founders Financial Securities LLC
- SEC CIK
- 0001342396
- Latest filing
- Jul 31, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 262
- +4 vs. Q3 2021
- Portfolio value
- $556.1M
- +$59.3M (+11.9%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 575,086 | $41.7M | 7.5% | +7,561+1.3% | Added | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 924,039 | $38.8M | 7.0% | +26,502+3.0% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 391,341 | $20.0M | 3.6% | +15,046+4.0% | Added | – |
| State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847 | ETF | 381,242 | $19.0M | 3.4% | +86,592+29.4% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 312,220 | $18.7M | 3.4% | −3,730−1.2% | Reduced | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 46,020 | $18.3M | 3.3% | +5,964+14.9% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 137,152 | $15.7M | 2.8% | +8,610+6.7% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 32,414 | $15.5M | 2.8% | +71+0.2% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 109,540 | $12.5M | 2.2% | +1,817+1.7% | Added | – |
| AAPLApple Inc. | Stock | 69,778 | $12.4M | 2.2% | −2,154−3.0% | Reduced | History |
| iShares Tr46432F388 | MSCI USA VALUE | 92,746 | $10.2M | 1.8% | +3,940+4.4% | Added | – |
| First Tr Exchange-Traded FD33734H106 | SHS | 190,245 | $8.19M | 1.5% | −5,683−2.9% | Reduced | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 91,939 | $7.79M | 1.4% | +4,784+5.5% | Added | – |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 108,756 | $7.71M | 1.4% | +108,756 | New | – |
| MSFTMicrosoft Corp | Stock | 19,244 | $6.47M | 1.2% | −29−0.2% | Reduced | History |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 111,089 | $5.91M | 1.1% | +6,755+6.5% | Added | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 69,926 | $5.66M | 1.0% | −11,501−14.1% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 1,647 | $5.49M | 1.0% | +32+2.0% | Added | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 18,910 | $5.35M | 1.0% | +11,689+161.9% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 31,540 | $5.13M | 0.9% | −8,254−20.7% | Reduced | – |
| iShares Tr46435G326 | CORE MSCI INTL | 74,328 | $5.02M | 0.9% | +176+0.2% | Added | – |
| NVDANVIDIA Corp | Stock | 16,781 | $4.93M | 0.9% | −148−0.9% | Reduced | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 65,462 | $4.89M | 0.9% | −2,003−3.0% | Reduced | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 56,884 | $4.87M | 0.9% | +16,411+40.5% | Added | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 27,264 | $4.68M | 0.8% | +14,481+113.3% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 26,683 | $4.64M | 0.8% | +2,138+8.7% | Added | – |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 75,741 | $4.61M | 0.8% | +75,741 | New | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 30,439 | $4.43M | 0.8% | −23,172−43.2% | Reduced | – |
| TSLATesla, Inc. | Stock | 4,089 | $4.32M | 0.8% | −64−1.5% | Reduced | History |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 22,842 | $4.15M | 0.7% | −17,432−43.3% | Reduced | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 137,518 | $4.07M | 0.7% | +10,759+8.5% | Added | – |
| HDHome Depot, Inc. | Stock | 9,233 | $3.83M | 0.7% | +192+2.1% | Added | History |
| Invesco Exch Traded FD Tr II46138E719 | BLOO EN ANGE ETF | 177,058 | $3.44M | 0.6% | +15,204+9.4% | Added | – |
| PGProcter & Gamble Co | Stock | 20,961 | $3.43M | 0.6% | +175+0.8% | Added | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 44,412 | $3.42M | 0.6% | +1,208+2.8% | Added | – |
| DBX ETF Tr233051143 | XTRACKRS S&P 500 | 80,148 | $3.42M | 0.6% | −3,774−4.5% | Reduced | – |
| iShares Tr46435U853 | BROAD USD HIGH | 79,013 | $3.25M | 0.6% | +171+0.2% | Added | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 36,502 | $3.18M | 0.6% | +2,652+7.8% | Added | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 29,086 | $3.17M | 0.6% | −600−2.0% | Reduced | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 28,920 | $3.16M | 0.6% | +1,377+5.0% | Added | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 22,291 | $3.14M | 0.6% | +2,467+12.4% | Added | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 38,497 | $3.11M | 0.6% | −6,393−14.2% | Reduced | – |
| ARK Innovation ETF00214Q104 | ETF | 32,079 | $3.03M | 0.5% | −159−0.5% | Reduced | – |
| Vanguard S&P 500 ETF922908363 | ETF | 6,909 | $3.02M | 0.5% | +5,549+408.0% | Added | – |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 44,731 | $2.95M | 0.5% | −24,310−35.2% | Reduced | – |
| Innovator ETFs Trust45783Y814 | LADERD ALCTN PWR | 79,962 | $2.88M | 0.5% | +79,962 | New | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 21,465 | $2.85M | 0.5% | +4,716+28.2% | Added | – |
| SHWSherwin Williams Co | COM | 8,073 | $2.84M | 0.5% | −159−1.9% | Reduced | History |
| JNJJohnson & Johnson | Stock | 16,466 | $2.82M | 0.5% | +840+5.4% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 5,836 | $2.77M | 0.5% | +620+11.9% | Added | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 13,311 | $2.72M | 0.5% | +6,200+87.2% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 5,300 | $2.66M | 0.5% | +28+0.5% | Added | History |
| iShares Select Dividend ETF464287168 | ETF | 21,237 | $2.60M | 0.5% | +17,613+486.0% | Added | – |
| HTDJohn Hancock Tax-Advantaged Dividend Income Fund | COM | 99,524 | $2.60M | 0.5% | −8,638−8.0% | Reduced | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 24,551 | $2.60M | 0.5% | +1,715+7.5% | Added | – |
| iShares Russell Midcap ETF464287499 | ETF | 29,579 | $2.46M | 0.4% | +5,984+25.4% | Added | – |
| CSCOCisco Systems, Inc. | Stock | 38,393 | $2.43M | 0.4% | +794+2.1% | Added | History |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 51,015 | $2.42M | 0.4% | +2,175+4.5% | Added | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 20,468 | $2.38M | 0.4% | +2,565+14.3% | Added | – |
| Abacus FCF ETF Tr89628W302 | LEADERS ETF | 40,731 | $2.25M | 0.4% | +24,464+150.4% | Added | – |
| METAMeta Platforms, Inc. | Stock | 6,540 | $2.20M | 0.4% | +253+4.0% | Added | History |
| ORCLOracle Corp | Stock | 25,004 | $2.18M | 0.4% | +871+3.6% | Added | History |
| AVGOBroadcom Inc. | Stock | 3,229 | $2.15M | 0.4% | +39+1.2% | Added | History |
| COSTCostco Wholesale Corp | Stock | 3,554 | $2.02M | 0.4% | −132−3.6% | Reduced | History |
| RTXRTX Corp | Stock | 23,388 | $2.01M | 0.4% | +1,938+9.0% | Added | History |
| KOCoca Cola Co | Stock | 33,817 | $2.00M | 0.4% | +3,253+10.6% | Added | History |
| VVisa Inc. | Stock | 8,984 | $1.95M | 0.4% | +998+12.5% | Added | History |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 21,323 | $1.93M | 0.3% | +4,330+25.5% | Added | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 3,732 | $1.93M | 0.3% | −1,346−26.5% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 6,248 | $1.87M | 0.3% | +15+0.2% | Added | History |
| DISWalt Disney Co | Stock | 11,438 | $1.77M | 0.3% | +50.0% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 7,301 | $1.76M | 0.3% | −109−1.5% | Reduced | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 26,040 | $1.72M | 0.3% | +2,774+11.9% | Added | – |
| iShares Tr464287515 | EXPANDED TECH | 4,226 | $1.68M | 0.3% | +10.0% | Added | – |
| WFCWells Fargo & Company | Stock | 33,742 | $1.62M | 0.3% | −214−0.6% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 4,471 | $1.59M | 0.3% | +109+2.5% | Added | History |
| CVXChevron Corp | Stock | 13,395 | $1.57M | 0.3% | +856+6.8% | Added | History |
| AAPAdvance Auto Parts Inc | COM | 6,397 | $1.53M | 0.3% | +354+5.9% | Added | History |
| PFEPfizer Inc | Stock | 25,364 | $1.50M | 0.3% | +447+1.8% | Added | History |
| ESSEssex Property Trust, Inc. | COM | 4,180 | $1.47M | 0.3% | +208+5.2% | Added | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 37,552 | $1.47M | 0.3% | +4,559+13.8% | Added | – |
| ZTSZoetis Inc. | Stock | 5,886 | $1.44M | 0.3% | +184+3.2% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 6,589 | $1.41M | 0.3% | +42+0.6% | Added | History |
| ORealty Income Corp | REIT | 19,575 | $1.40M | 0.3% | +91+0.5% | Added | History |
| WMTWalmart Inc. | Stock | 9,271 | $1.34M | 0.2% | +198+2.2% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 8,309 | $1.32M | 0.2% | +184+2.3% | Added | History |
| BACBank of America Corp | Stock | 28,954 | $1.29M | 0.2% | +498+1.8% | Added | History |
| SCHWSchwab Charles Corp | Stock | 15,253 | $1.28M | 0.2% | +9+0.1% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 20,881 | $1.28M | 0.2% | +135+0.7% | Added | History |
| ADPAutomatic Data Processing Inc | Stock | 5,013 | $1.24M | 0.2% | +73+1.5% | Added | History |
| Vanguard Consumer Staples ETF92204A207 | ETF | 6,071 | $1.21M | 0.2% | +4,808+380.7% | Added | – |
| ALLAllstate Corp | Stock | 10,312 | $1.21M | 0.2% | +226+2.2% | Added | History |
| IBMInternational Business Machines Corp | Stock | 8,886 | $1.19M | 0.2% | +58+0.7% | Added | History |
| LINLinde PLC | SHS | 3,423 | $1.19M | 0.2% | +114+3.4% | Added | History |
| BMYBristol Myers Squibb Co | Stock | 18,387 | $1.15M | 0.2% | +584+3.3% | Added | History |
| MDTMedtronic plc | Stock | 11,023 | $1.14M | 0.2% | +551+5.3% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J833 | BULSHS 2024 HY | 44,856 | $1.12M | 0.2% | +105+0.2% | Added | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 3,458 | $1.11M | 0.2% | +928+36.7% | Added | – |
| CMCSAComcast Corp | Stock | 21,860 | $1.10M | 0.2% | +235+1.1% | Added | History |
| HONHoneywell International Inc | COM | 5,256 | $1.10M | 0.2% | +86+1.7% | Added | History |
Sold out since Q3 2021 (23)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| iShares Inc464286608 | MSCI EURZONE ETF | 52,262 | $2.52M | 0.5% | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 24,345 | $1.33M | 0.3% | – |
| ProShares Tr74347R206 | PSHS ULTRA QQQ | 16,650 | $1.21M | 0.2% | – |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 9,251 | $1.11M | 0.2% | – |
| Invesco Exch Traded FD Tr II46138E842 | DORSEY WRGT SMLC | 8,426 | $740.0K | 0.1% | – |
| iShares Tr464288638 | ISHS 5-10YR INVT | 11,673 | $701.0K | 0.1% | – |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 5,275 | $686.0K | 0.1% | – |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 6,190 | $623.0K | 0.1% | – |
| iShares Tr464287838 | U.S. BAS MTL ETF | 4,983 | $621.0K | 0.1% | – |
| PKOPIMCO Income Opportunity Fund | COM | 22,200 | $544.0K | 0.1% | History |
| First Tr Exchange-Traded FD33733B100 | WTR ETF | 6,220 | $530.0K | 0.1% | – |
| Pacer Trendpilot US Bond ETF69374H642 | ETF | 17,266 | $468.0K | 0.1% | – |
| MRNAModerna, Inc. | Stock | 1,143 | $440.0K | 0.1% | History |
| ProShares Tr74347X849 | SHRT 20+YR TRE | 22,523 | $376.0K | 0.1% | – |
| CARAvis Budget Group, Inc. | COM | 2,758 | $321.0K | 0.1% | History |
| XYZBlock, Inc. | CL A | 1,132 | $271.0K | 0.1% | History |
| SHOPShopify Inc. | Stock | 186 | $252.0K | 0.1% | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 2,636 | $233.0K | <0.1% | – |
| IAUiShares Gold Trust | ETF | 6,627 | $221.0K | <0.1% | History |
| TWTRTwitter, Inc. | COM | 3,566 | $215.0K | <0.1% | History |
| VLOValero Energy Corp | Stock | 3,006 | $212.0K | <0.1% | History |
| AKAMAkamai Technologies Inc | COM | 2,017 | $211.0K | <0.1% | History |
| RAILFreightCar America, Inc. | COM | 25,000 | $113.0K | <0.1% | History |