Founders Financial Securities LLC
- SEC CIK
- 0001342396
- Latest filing
- Jul 31, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 16, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 293
- +39 vs. Q1 2021
- Portfolio value
- $503.7M
- +$69.9M (+16.1%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 895,142 | $35.4M | 7.0% | +67,804+8.2% | Added | – |
| State Street SPDR Portfolio S&P 500 Growth ETF78464A409 | ETF | 528,127 | $33.3M | 6.6% | +35,226+7.1% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 279,549 | $18.7M | 3.7% | +23,640+9.2% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 324,648 | $16.7M | 3.3% | +20,184+6.6% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 32,687 | $14.1M | 2.8% | +747+2.3% | Added | – |
| State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847 | ETF | 294,732 | $13.9M | 2.8% | +7,217+2.5% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 122,127 | $13.8M | 2.7% | −32,510−21.0% | Reduced | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 38,400 | $13.6M | 2.7% | +4,795+14.3% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 95,744 | $11.0M | 2.2% | +4,543+5.0% | Added | – |
| AAPLApple Inc. | Stock | 71,147 | $9.74M | 1.9% | +3,284+4.8% | Added | History |
| iShares Select Dividend ETF464287168 | ETF | 78,128 | $9.11M | 1.8% | +10,996+16.4% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 53,458 | $8.06M | 1.6% | −10,740−16.7% | Reduced | – |
| iShares Tr46432F388 | MSCI USA VALUE | 72,359 | $7.60M | 1.5% | +4,275+6.3% | Added | – |
| First Tr Exchange-Traded FD33734H106 | SHS | 190,937 | $7.59M | 1.5% | +3,090+1.6% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 23,913 | $6.43M | 1.3% | −22,268−48.2% | Reduced | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 70,245 | $6.03M | 1.2% | +5,871+9.1% | Added | – |
| AMZNAmazon Com Inc | Stock | 1,570 | $5.40M | 1.1% | +32+2.1% | Added | History |
| MSFTMicrosoft Corp | Stock | 19,218 | $5.21M | 1.0% | +549+2.9% | Added | History |
| iShares Tr46435G326 | CORE MSCI INTL | 75,012 | $5.06M | 1.0% | +75,012 | New | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 65,447 | $4.90M | 1.0% | +11,942+22.3% | Added | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 89,292 | $4.79M | 1.0% | +5,440+6.5% | Added | – |
| DBX ETF Tr233051143 | XTRACKRS S&P 500 | 110,472 | $4.17M | 0.8% | −4,075−3.6% | Reduced | – |
| State Street SPDR Portfolio Developed World Ex-US ETF78463X889 | ETF | 111,899 | $4.12M | 0.8% | −6,707−5.7% | Reduced | – |
| ARK Innovation ETF00214Q104 | ETF | 30,980 | $4.05M | 0.8% | +321+1.0% | Added | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 53,088 | $3.91M | 0.8% | −577−1.1% | Reduced | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 28,866 | $3.83M | 0.8% | +26,620+1,185.2% | Added | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 124,451 | $3.73M | 0.7% | +12,855+11.5% | Added | – |
| NVDANVIDIA Corp | Stock | 4,669 | $3.73M | 0.7% | +458+10.9% | Added | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 38,550 | $3.32M | 0.7% | +3,398+9.7% | Added | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 18,843 | $3.27M | 0.6% | +14,286+313.5% | Added | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 24,354 | $3.18M | 0.6% | +22,414+1,155.4% | Added | – |
| Invesco Exch Traded FD Tr II46138E719 | BLOO EN ANGE ETF | 159,954 | $3.13M | 0.6% | +159,954 | New | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 34,165 | $3.01M | 0.6% | +1,964+6.1% | Added | – |
| HTDJohn Hancock Tax-Advantaged Dividend Income Fund | COM | 116,570 | $2.90M | 0.6% | −3,475−2.9% | Reduced | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 25,602 | $2.88M | 0.6% | +5,800+29.3% | Added | – |
| PGProcter & Gamble Co | Stock | 20,623 | $2.78M | 0.6% | −1,178−5.4% | Reduced | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 5,581 | $2.74M | 0.5% | −83−1.5% | Reduced | History |
| TSLATesla, Inc. | Stock | 4,013 | $2.73M | 0.5% | +2,825+237.8% | Added | History |
| HDHome Depot, Inc. | Stock | 8,534 | $2.72M | 0.5% | +369+4.5% | Added | History |
| WisdomTree Tr97717X669 | US QTLY DIV GRT | 45,242 | $2.70M | 0.5% | +45,242 | New | – |
| JNJJohnson & Johnson | Stock | 15,416 | $2.54M | 0.5% | +1,602+11.6% | Added | History |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 36,182 | $2.53M | 0.5% | +21,768+151.0% | Added | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 19,711 | $2.48M | 0.5% | +19,711 | New | – |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 22,170 | $2.46M | 0.5% | +1,694+8.3% | Added | – |
| iShares Tr46435U853 | BROAD USD HIGH | 57,200 | $2.39M | 0.5% | +7,380+14.8% | Added | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 16,834 | $2.26M | 0.4% | +2,221+15.2% | Added | – |
| SHWSherwin Williams Co | COM | 8,231 | $2.24M | 0.4% | 00.0% | UnchangedConverted for a 3-for-1 split | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 28,927 | $2.19M | 0.4% | +24,827+605.5% | Added | – |
| Pacer Trendpilot US Bond ETF69374H642 | ETF | 78,862 | $2.19M | 0.4% | +32,534+70.2% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 14,373 | $2.12M | 0.4% | +11,370+378.6% | Added | – |
| METAMeta Platforms, Inc. | Stock | 6,000 | $2.09M | 0.4% | +170+2.9% | Added | History |
| DISWalt Disney Co | Stock | 11,572 | $2.03M | 0.4% | −537−4.4% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 13,029 | $2.02M | 0.4% | +5,595+75.3% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 5,030 | $2.01M | 0.4% | +7+0.1% | Added | History |
| iShares Russell Midcap ETF464287499 | ETF | 23,732 | $1.88M | 0.4% | +1,378+6.2% | Added | – |
| CSCOCisco Systems, Inc. | Stock | 35,322 | $1.87M | 0.4% | +9,242+35.4% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 4,275 | $1.83M | 0.4% | +1,473+52.6% | Added | History |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 37,434 | $1.81M | 0.4% | +3,506+10.3% | Added | – |
| ORCLOracle Corp | Stock | 23,194 | $1.80M | 0.4% | +2,001+9.4% | Added | History |
| SHOPShopify Inc. | Stock | 1,223 | $1.79M | 0.4% | −32−2.5% | Reduced | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 15,245 | $1.79M | 0.4% | +709+4.9% | Added | – |
| VVisa Inc. | Stock | 7,619 | $1.78M | 0.4% | +88+1.2% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 6,333 | $1.76M | 0.3% | +249+4.1% | Added | History |
| RTXRTX Corp | Stock | 20,599 | $1.76M | 0.3% | +4,910+31.3% | Added | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 16,702 | $1.71M | 0.3% | +16,702 | New | – |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 21,933 | $1.66M | 0.3% | −624−2.8% | Reduced | – |
| iShares Tr464287515 | EXPANDED TECH | 4,225 | $1.65M | 0.3% | −51−1.2% | Reduced | – |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 33,188 | $1.59M | 0.3% | +25,101+310.4% | Added | – |
| KOCoca Cola Co | Stock | 29,131 | $1.58M | 0.3% | +4,060+16.2% | Added | History |
| LMTLockheed Martin Corp | Stock | 4,153 | $1.57M | 0.3% | +259+6.7% | Added | History |
| WFCWells Fargo & Company | Stock | 34,137 | $1.55M | 0.3% | +1,080+3.3% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 6,826 | $1.52M | 0.3% | −103−1.5% | Reduced | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 14,496 | $1.52M | 0.3% | −1,404−8.8% | Reduced | – |
| COSTCostco Wholesale Corp | Stock | 3,800 | $1.50M | 0.3% | +475+14.3% | Added | History |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 33,665 | $1.48M | 0.3% | −5,525−14.1% | Reduced | – |
| iShares Russell 2000 ETF464287655 | ETF | 6,328 | $1.45M | 0.3% | −10,463−62.3% | Reduced | – |
| AMGNAmgen Inc | Stock | 5,945 | $1.45M | 0.3% | +568+10.6% | Added | History |
| AVGOBroadcom Inc. | Stock | 3,008 | $1.43M | 0.3% | +1,842+158.0% | Added | History |
| iShares U.S. Medical Devices ETF464288810 | ETF | 3,801 | $1.37M | 0.3% | +56+1.5% | Added | – |
| IBMInternational Business Machines Corp | Stock | 9,244 | $1.35M | 0.3% | +1,760+23.5% | Added | History |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 16,420 | $1.35M | 0.3% | +16,420 | New | – |
| iShares Tr464288687 | PFD AND INCM SEC | 34,042 | $1.34M | 0.3% | −2,370−6.5% | Reduced | – |
| ORealty Income Corp | REIT | 19,917 | $1.33M | 0.3% | +2,655+15.4% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 8,463 | $1.32M | 0.3% | +2,172+34.5% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 20,613 | $1.30M | 0.3% | −1,131−5.2% | Reduced | History |
| UPSUnited Parcel Service Inc | Stock | 6,129 | $1.27M | 0.3% | −74−1.2% | Reduced | History |
| ALLAllstate Corp | Stock | 9,529 | $1.24M | 0.2% | +205+2.2% | Added | History |
| CVXChevron Corp | Stock | 11,836 | $1.24M | 0.2% | +1,078+10.0% | Added | History |
| WMTWalmart Inc. | Stock | 8,702 | $1.23M | 0.2% | +457+5.5% | Added | History |
| MDTMedtronic plc | Stock | 9,835 | $1.22M | 0.2% | +380+4.0% | Added | History |
| ProShares Tr74347R206 | PSHS ULTRA QQQ | 16,627 | $1.19M | 0.2% | +16,627 | New | – |
| CMCSAComcast Corp | Stock | 20,754 | $1.18M | 0.2% | −5,013−19.5% | Reduced | History |
| AAPAdvance Auto Parts Inc | COM | 5,749 | $1.18M | 0.2% | +4,143+258.0% | Added | History |
| CRMSalesforce, Inc. | Stock | 4,703 | $1.15M | 0.2% | +1,591+51.1% | Added | History |
| BACBank of America Corp | Stock | 27,468 | $1.13M | 0.2% | +3,324+13.8% | Added | History |
| BMYBristol Myers Squibb Co | Stock | 16,926 | $1.13M | 0.2% | +1,287+8.2% | Added | History |
| ESSEssex Property Trust, Inc. | COM | 3,740 | $1.12M | 0.2% | +168+4.7% | Added | History |
| SCHWSchwab Charles Corp | Stock | 15,235 | $1.11M | 0.2% | +11,264+283.7% | Added | History |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 9,226 | $1.10M | 0.2% | +9,226 | New | – |
| HONHoneywell International Inc | COM | 4,933 | $1.08M | 0.2% | +197+4.2% | Added | History |
Sold out since Q1 2021 (26)
Positions held at the end of Q1 2021 that are gone from this filing.
| Security | Class | Shares in Q1 2021 | Value in Q1 2021 | % of portfolio in Q1 2021 | History |
|---|---|---|---|---|---|
| iShares Tr464288182 | MSCI AC ASIA ETF | 26,071 | $2.42M | 0.6% | – |
| BNSBank of Nova Scotia | COM | 19,216 | $1.20M | 0.3% | History |
| Invesco Exchange Traded FD T46137V217 | S&P MDCP400 PR | 5,221 | $1.15M | 0.3% | – |
| ProShares Tr74347X864 | ULTRPRO S&P500 | 11,692 | $1.06M | 0.2% | – |
| ProShares Tr74347X831 | ULTRAPRO QQQ | 11,404 | $1.04M | 0.2% | – |
| MMM3M Co | Stock | 4,758 | $917.0K | 0.2% | History |
| Invesco Exchange Traded FD T46137V191 | S&P MDCP400 VL | 8,541 | $771.0K | 0.2% | – |
| Invesco Exch Traded FD Tr II46138G706 | SOLAR ETF | 8,115 | $745.0K | 0.2% | – |
| First Tr Exchange-Traded FD33734X101 | CONSUMR DISCRE | 9,762 | $568.0K | 0.1% | – |
| First Tr Exchange Traded FD33738R795 | NASDAQ TRANSN | 17,060 | $562.0K | 0.1% | – |
| First Tr Exchange-Traded FD33734X150 | INDLS PROD DUR | 9,492 | $538.0K | 0.1% | – |
| First Trust Nasdaq-100 Technology Sector Index Fund337345102 | ETF | 3,626 | $523.0K | 0.1% | – |
| First Tr Exchange-Traded FD33734X176 | TECH ALPHADEX | 4,492 | $510.0K | 0.1% | – |
| Invesco Exchange Traded FD T46137V365 | S&P500 EQL ENR | 10,551 | $425.0K | 0.1% | – |
| Invesco Exchange Traded FD T46137V845 | DORSEY WRGT INDS | 4,065 | $416.0K | 0.1% | – |
| PACWPacwest Bancorp | COM | 10,197 | $389.0K | 0.1% | History |
| ABNBAirbnb, Inc. | Stock | 1,378 | $259.0K | 0.1% | History |
| First Tr Exch TRD Alphdx FD33737J190 | GERMANY ALPHA | 4,789 | $258.0K | 0.1% | – |
| First Tr Exchange Traded FD33733A102 | CHINDIA ETF | 4,162 | $256.0K | 0.1% | – |
| First Tr Exch TRD Alphdx FD33737J117 | EUROPE ALPHADEX | 6,167 | $251.0K | 0.1% | – |
| First Tr Bick Index FD33733H107 | COM SHS | 6,683 | $251.0K | 0.1% | – |
| First Tr Exch TRD Alphdx FD33737J232 | SWITZLND ALPHA | 4,020 | $249.0K | 0.1% | – |
| WECWec Energy Group, Inc. | Stock | 2,532 | $237.0K | 0.1% | History |
| BBWIBath & Body Works, Inc. | COM | 3,449 | $213.0K | <0.1% | History |
| Alps Clean Energy ETF00162Q460 | ETF | 2,615 | $204.0K | <0.1% | – |
| BDRYAmplify Commodity Trust | BREAKWAVE DRY | 11,491 | $194.0K | <0.1% | History |