Rock Point Advisors, LLC
- SEC CIK
- 0001301540
- Latest filing
- Aug 6, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 8, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 100
- +1 vs. Q3 2023
- Portfolio value
- $329.7M
- +$40.8M (+14.1%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CCitigroup Inc | Stock | 304,214 | $15.6M | 4.7% | −4,207−1.4% | Reduced | History |
| KWKennedy-Wilson Holdings, Inc. | COM | 1,194,912 | $14.8M | 4.5% | −35,458−2.9% | Reduced | History |
| JEFJefferies Financial Group Inc. | COM | 353,377 | $14.3M | 4.3% | +1,460+0.4% | Added | History |
| SPSP Plus Corp | COM | 258,973 | $13.3M | 4.0% | −6,685−2.5% | Reduced | History |
| EVHEvolent Health, Inc. | CL A | 383,511 | $12.7M | 3.8% | +8,240+2.2% | Added | History |
| AVGOBroadcom Inc. | Stock | 11,079 | $12.4M | 3.8% | +972+9.6% | Added | History |
| TJXTJX Companies Inc | Stock | 124,570 | $11.7M | 3.5% | −6,063−4.6% | Reduced | History |
| TGITriumph Group Inc | COM | 659,183 | $10.9M | 3.3% | −78,613−10.7% | Reduced | History |
| AAPLApple Inc. | Stock | 54,503 | $10.5M | 3.2% | −1,155−2.1% | Reduced | History |
| APTVAptiv PLC | SHS | 106,686 | $9.57M | 2.9% | +32,811+44.4% | Added | History |
| SONYSony Group Corp | SPONSORED ADR | 95,775 | $9.07M | 2.8% | −932−1.0% | Reduced | History |
| ACNAccenture plc | Stock | 25,272 | $8.87M | 2.7% | −228−0.9% | Reduced | History |
| AIGAmerican International Group, Inc. | Stock | 128,560 | $8.71M | 2.6% | −4,517−3.4% | Reduced | History |
| AMRCAmeresco, Inc. | CL A | 255,312 | $8.09M | 2.5% | +126,204+97.8% | Added | History |
| Paramount Global92556H206 | CL B | 535,331 | $7.92M | 2.4% | −37,289−6.5% | Reduced | – |
| FBPFirst Bancorp | COM NEW | 464,731 | $7.64M | 2.3% | −11,080−2.3% | Reduced | History |
| WPCW. P. Carey Inc. | COM | 113,752 | $7.37M | 2.2% | −3,470−3.0% | Reduced | History |
| WLDNWilldan Group, Inc. | COM | 329,475 | $7.08M | 2.1% | +4,464+1.4% | Added | History |
| AESAES Corp | Stock | 359,943 | $6.93M | 2.1% | +149,110+70.7% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 115,768 | $5.85M | 1.8% | +225+0.2% | Added | History |
| CBChubb Ltd | Stock | 25,760 | $5.82M | 1.8% | −1,601−5.9% | Reduced | History |
| SLVMSylvamo Corp | COMMON STOCK | 114,546 | $5.63M | 1.7% | −1,075−0.9% | Reduced | History |
| STEMStem, Inc. | CL A | 1,407,525 | $5.46M | 1.7% | +720,080+104.7% | Added | History |
| GVAGranite Construction Inc | COM | 102,789 | $5.23M | 1.6% | −35,641−25.7% | Reduced | History |
| GLWCorning Inc | COM | 170,318 | $5.19M | 1.6% | +9,743+6.1% | Added | History |
| GOOGLAlphabet Inc. | Stock | 36,188 | $5.06M | 1.5% | −1,138−3.0% | Reduced | History |
| Atlantica Sustainable Infr PG0751N103 | SHS | 231,587 | $4.98M | 1.5% | +153,482+196.5% | Added | – |
| SAPSAP SE | ADR | 30,850 | $4.77M | 1.4% | −1,092−3.4% | Reduced | History |
| PCHPotlatchdeltic Corp | COM | 91,426 | $4.49M | 1.4% | +1,535+1.7% | Added | History |
| DALDelta Air Lines, Inc. | COM NEW | 111,173 | $4.47M | 1.4% | +2,051+1.9% | Added | History |
| SYKStryker Corp | Stock | 14,745 | $4.42M | 1.3% | −105−0.7% | Reduced | History |
| MTBM&T Bank Corp | COM | 30,066 | $4.12M | 1.2% | +791+2.7% | Added | History |
| ALEXAlexander & Baldwin, Inc. | COM | 210,160 | $4.00M | 1.2% | +1,080+0.5% | Added | History |
| NEXNNexxen International Ltd. | ADS | 777,115 | $3.93M | 1.2% | −36,025−4.4% | Reduced | History |
| TAT&T Inc. | Stock | 232,677 | $3.90M | 1.2% | −7,484−3.1% | Reduced | History |
| GPNGlobal Payments Inc | Stock | 30,652 | $3.89M | 1.2% | +245+0.8% | Added | History |
| JCIJohnson Controls International plc | Stock | 65,638 | $3.78M | 1.1% | +2,709+4.3% | Added | History |
| NLYAnnaly Capital Management Inc | REIT | 189,176 | $3.66M | 1.1% | +5,135+2.8% | Added | History |
| MTLSMaterialise NV | SPONSORED ADS | 519,965 | $3.41M | 1.0% | +139,945+36.8% | Added | History |
| AMWLAmerican Well Corp | CL A | 2,062,582 | $3.07M | 0.9% | +179,061+9.5% | Added | History |
| AQNAlgonquin Power & Utilities Corp. | COM | 465,614 | $2.94M | 0.9% | +6,880+1.5% | Added | History |
| BPOPPopular, Inc. | COM NEW | 30,216 | $2.48M | 0.8% | −1,576−5.0% | Reduced | History |
| PHMPultegroup Inc | COM | 23,560 | $2.43M | 0.7% | −5,591−19.2% | Reduced | History |
| PFEPfizer Inc | Stock | 79,678 | $2.29M | 0.7% | −5,237−6.2% | Reduced | History |
| TXNTexas Instruments Inc | Stock | 12,497 | $2.13M | 0.6% | +3,345+36.5% | Added | History |
| MSFTMicrosoft Corp | Stock | 4,905 | $1.84M | 0.6% | −200−3.9% | Reduced | History |
| BKTBlackRock Income Trust, Inc. | COM NEW | 93,718 | $1.14M | 0.3% | −1,849−1.9% | Reduced | History |
| MUIBlackRock Municipal Credit Alpha Portfolio, Inc. | COM | 80,324 | $935.0K | 0.3% | −430−0.5% | Reduced | History |
| JNJJohnson & Johnson | Stock | 5,933 | $929.9K | 0.3% | 00.0% | Unchanged | History |
| PGProcter & Gamble Co | Stock | 5,704 | $835.8K | 0.3% | +100+1.8% | Added | History |
| FTCIFTC Solar, Inc. | COM | 1,185,980 | $821.6K | 0.2% | −493,170−29.4% | Reduced | History |
| NVONovo Nordisk A S | ADR | 7,400 | $765.5K | 0.2% | 00.0% | Unchanged | History |
| Goldman Sachs ETF Tr381430529 | ACCES TREASURY | 7,463 | $744.4K | 0.2% | +75+1.0% | Added | – |
| PEPPepsiCo Inc | Stock | 3,832 | $650.8K | 0.2% | −75−1.9% | Reduced | History |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 76,080 | $617.8K | 0.2% | −1,703−2.2% | Reduced | History |
| Goldman Sachs ETF Tr381430230 | ULTR SHOR BD ETF | 12,171 | $608.7K | 0.2% | 00.0% | Unchanged | – |
| BRK.BBerkshire Hathaway Inc | Stock | 1,657 | $591.0K | 0.2% | −50−2.9% | Reduced | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 7,888 | $580.2K | 0.2% | −450−5.4% | Reduced | – |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 17,995 | $550.5K | 0.2% | −5,975−24.9% | Reduced | – |
| SBIWestern Asset Intermediate Muni Fund Inc. | COM | 68,550 | $527.8K | 0.2% | −14,650−17.6% | Reduced | History |
| CVXChevron Corp | Stock | 3,435 | $512.4K | 0.2% | +100+3.0% | Added | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 6,447 | $496.5K | 0.2% | +490+8.2% | Added | – |
| BIIBBiogen Inc. | COM | 1,840 | $476.1K | 0.1% | 00.0% | Unchanged | History |
| MMUWestern Asset Managed Municipals Fund Inc. | COM | 46,700 | $474.9K | 0.1% | −1,500−3.1% | Reduced | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 42,120 | $463.3K | 0.1% | −2,000−4.5% | Reduced | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 9,377 | $443.0K | 0.1% | +510+5.8% | Added | – |
| EVVEaton Vance Ltd Duration Income Fund | COM | 46,074 | $441.4K | 0.1% | −9,590−17.2% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 4,240 | $423.9K | 0.1% | +275+6.9% | Added | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 8,500 | $406.2K | 0.1% | −3,450−28.9% | Reduced | – |
| WPMWheaton Precious Metals Corp. | COM | 8,140 | $401.6K | 0.1% | 00.0% | Unchanged | History |
| Schwab U.S. Broad Market ETF808524102 | ETF | 6,792 | $378.1K | 0.1% | 00.0% | Unchanged | – |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 4,970 | $374.3K | 0.1% | +30+0.6% | Added | – |
| GEGeneral Electric Co | Stock | 2,906 | $370.9K | 0.1% | +108+3.9% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 1,500 | $355.8K | 0.1% | −1,038−40.9% | Reduced | – |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 380 | $333.8K | 0.1% | −20−5.0% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 628 | $333.3K | 0.1% | −10−1.6% | Reduced | History |
| RELXRELX PLC | SPONSORED ADR | 8,365 | $331.8K | 0.1% | −311−3.6% | Reduced | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 10,250 | $317.9K | 0.1% | +10,250 | New | – |
| Schwab International Equity ETF808524805 | ETF | 8,068 | $298.2K | 0.1% | +135+1.7% | Added | – |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 5,000 | $289.8K | 0.1% | −1,727−25.7% | Reduced | – |
| SPGIS&P Global Inc. | Stock | 650 | $286.3K | 0.1% | −100−13.3% | Reduced | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 5,071 | $286.0K | 0.1% | −225−4.2% | Reduced | – |
| GOOGAlphabet Inc. | Stock | 2,028 | $285.8K | 0.1% | −30−1.5% | Reduced | History |
| AEMAgnico Eagle Mines Ltd | Stock | 5,100 | $279.7K | 0.1% | +5,100 | New | History |
| BMIBadger Meter Inc | COM | 1,800 | $277.9K | 0.1% | 00.0% | Unchanged | History |
| LMTLockheed Martin Corp | Stock | 600 | $271.9K | 0.1% | +50+9.1% | Added | History |
| IBMInternational Business Machines Corp | Stock | 1,659 | $271.3K | 0.1% | −116−6.5% | Reduced | History |
| DISWalt Disney Co | Stock | 2,847 | $257.1K | 0.1% | −25−0.9% | Reduced | History |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 5,299 | $256.7K | 0.1% | −735−12.2% | Reduced | – |
| CSXCSX Corp | Stock | 7,200 | $249.6K | 0.1% | 00.0% | Unchanged | History |
| MRKMerck & Co., Inc. | Stock | 2,235 | $243.7K | 0.1% | −20−0.9% | Reduced | History |
| RGLDRoyal Gold Inc | Stock | 2,000 | $241.9K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Total International Bond ETF92203J407 | ETF | 4,850 | $239.4K | 0.1% | 00.0% | Unchanged | – |
| TFCTruist Financial Corp | COM | 6,250 | $230.8K | 0.1% | +6,250 | New | History |
| iShares Tr464288836 | U.S. PHARMA ETF | 1,211 | $224.5K | 0.1% | +1,211 | New | – |
| ABBVAbbVie Inc. | Stock | 1,444 | $223.8K | 0.1% | 00.0% | Unchanged | History |
| AMZNAmazon Com Inc | Stock | 1,447 | $219.9K | 0.1% | +1,447 | New | History |
| HONHoneywell International Inc | COM | 1,003 | $210.3K | 0.1% | +1,003 | New | History |
| SABASaba Capital Income & Opportunities Fund II | COM | 43,420 | $164.6K | <0.1% | −23,476−35.1% | Reduced | History |
| TPICQTpi Composites, Inc | COM | 34,500 | $142.8K | <0.1% | −598,325−94.5% | Reduced | History |
Sold out since Q3 2023 (5)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| HTHersha Hospitality Trust | PR SHS BEN INT | 487,315 | $4.80M | 1.7% | History |
| VMWVmware LLC | CL A COM | 2,825 | $470.3K | 0.2% | History |
| Schwab US Tips ETF808524870 | ETF | 5,091 | $257.0K | 0.1% | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 5,452 | $241.1K | 0.1% | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 4,100 | $204.3K | 0.1% | – |