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Livermore
Livermore
ZHEN

Rock Point Advisors, LLC

SEC CIK
0001301540
Latest filing
Aug 6, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 8, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
100
+1 vs. Q3 2023
Portfolio value
$329.7M
+$40.8M (+14.1%) vs. Q3 2023
Filed
Feb 8, 2024
SEC
Holdings of Rock Point Advisors, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
TPICQTpi Composites, IncCOM34,500$142.8K<0.1%−598,325−94.5%ReducedHistory
SABASaba Capital Income & Opportunities Fund IICOM43,420$164.6K<0.1%−23,476−35.1%ReducedHistory
HONHoneywell International IncCOM1,003$210.3K0.1%+1,003NewHistory
AMZNAmazon Com IncStock1,447$219.9K0.1%+1,447NewHistory
ABBVAbbVie Inc.Stock1,444$223.8K0.1%00.0%UnchangedHistory
iShares Tr464288836U.S. PHARMA ETF1,211$224.5K0.1%+1,211New–
TFCTruist Financial CorpCOM6,250$230.8K0.1%+6,250NewHistory
Vanguard Total International Bond ETF92203J407ETF4,850$239.4K0.1%00.0%Unchanged–
RGLDRoyal Gold IncStock2,000$241.9K0.1%00.0%UnchangedHistory
MRKMerck & Co., Inc.Stock2,235$243.7K0.1%−20−0.9%ReducedHistory
CSXCSX CorpStock7,200$249.6K0.1%00.0%UnchangedHistory
Schwab Strategic Tr808524862SHT TM US TRES5,299$256.7K0.1%−735−12.2%Reduced–
DISWalt Disney CoStock2,847$257.1K0.1%−25−0.9%ReducedHistory
IBMInternational Business Machines CorpStock1,659$271.3K0.1%−116−6.5%ReducedHistory
LMTLockheed Martin CorpStock600$271.9K0.1%+50+9.1%AddedHistory
BMIBadger Meter IncCOM1,800$277.9K0.1%00.0%UnchangedHistory
AEMAgnico Eagle Mines LtdStock5,100$279.7K0.1%+5,100NewHistory
GOOGAlphabet Inc.Stock2,028$285.8K0.1%−30−1.5%ReducedHistory
Schwab U.S. Large-Cap ETF808524201ETF5,071$286.0K0.1%−225−4.2%Reduced–
SPGIS&P Global Inc.Stock650$286.3K0.1%−100−13.3%ReducedHistory
Vanguard Star FDS921909768VG TL INTL STK F5,000$289.8K0.1%−1,727−25.7%Reduced–
Schwab International Equity ETF808524805ETF8,068$298.2K0.1%+135+1.7%Added–
VanEck ETF Trust92189F106GOLD MINERS ETF10,250$317.9K0.1%+10,250New–
RELXRELX PLCSPONSORED ADR8,365$331.8K0.1%−311−3.6%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock628$333.3K0.1%−10−1.6%ReducedHistory
REGNRegeneron Pharmaceuticals, Inc.COM380$333.8K0.1%−20−5.0%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF1,500$355.8K0.1%−1,038−40.9%Reduced–
GEGeneral Electric CoStock2,906$370.9K0.1%+108+3.9%AddedHistory
Schwab U.S. Mid-Cap ETF808524508ETF4,970$374.3K0.1%+30+0.6%Added–
Schwab U.S. Broad Market ETF808524102ETF6,792$378.1K0.1%00.0%Unchanged–
WPMWheaton Precious Metals Corp.COM8,140$401.6K0.1%00.0%UnchangedHistory
SPDR Series Trust78468R739ST NUVE TERM ETF8,500$406.2K0.1%−3,450−28.9%Reduced–
XOMExxonMobil Holdings CorpCOM4,240$423.9K0.1%+275+6.9%AddedHistory
EVVEaton Vance Ltd Duration Income FundCOM46,074$441.4K0.1%−9,590−17.2%ReducedHistory
Schwab U.S. Small-Cap ETF808524607ETF9,377$443.0K0.1%+510+5.8%Added–
NEANuveen AMT-Free Quality Municipal Income FundCOM42,120$463.3K0.1%−2,000−4.5%ReducedHistory
MMUWestern Asset Managed Municipals Fund Inc.COM46,700$474.9K0.1%−1,500−3.1%ReducedHistory
BIIBBiogen Inc.COM1,840$476.1K0.1%00.0%UnchangedHistory
Vanguard Short-Term Bond ETF921937827ETF6,447$496.5K0.2%+490+8.2%Added–
CVXChevron CorpStock3,435$512.4K0.2%+100+3.0%AddedHistory
SBIWestern Asset Intermediate Muni Fund Inc.COM68,550$527.8K0.2%−14,650−17.6%ReducedHistory
SPDR Series Trust78468R200ST STR RATE ETF17,995$550.5K0.2%−5,975−24.9%Reduced–
Vanguard Total Bond Market ETF921937835ETF7,888$580.2K0.2%−450−5.4%Reduced–
BRK.BBerkshire Hathaway IncStock1,657$591.0K0.2%−50−2.9%ReducedHistory
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF12,171$608.7K0.2%00.0%Unchanged–
WIAWestern Asset Inflation-Linked Income FundCOM SH BEN INT76,080$617.8K0.2%−1,703−2.2%ReducedHistory
PEPPepsiCo IncStock3,832$650.8K0.2%−75−1.9%ReducedHistory
Goldman Sachs ETF Tr381430529ACCES TREASURY7,463$744.4K0.2%+75+1.0%Added–
NVONovo Nordisk A SADR7,400$765.5K0.2%00.0%UnchangedHistory
FTCIFTC Solar, Inc.COM1,185,980$821.6K0.2%−493,170−29.4%ReducedHistory
PGProcter & Gamble CoStock5,704$835.8K0.3%+100+1.8%AddedHistory
JNJJohnson & JohnsonStock5,933$929.9K0.3%00.0%UnchangedHistory
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM80,324$935.0K0.3%−430−0.5%ReducedHistory
BKTBlackRock Income Trust, Inc.COM NEW93,718$1.14M0.3%−1,849−1.9%ReducedHistory
MSFTMicrosoft CorpStock4,905$1.84M0.6%−200−3.9%ReducedHistory
TXNTexas Instruments IncStock12,497$2.13M0.6%+3,345+36.5%AddedHistory
PFEPfizer IncStock79,678$2.29M0.7%−5,237−6.2%ReducedHistory
PHMPultegroup IncCOM23,560$2.43M0.7%−5,591−19.2%ReducedHistory
BPOPPopular, Inc.COM NEW30,216$2.48M0.8%−1,576−5.0%ReducedHistory
AQNAlgonquin Power & Utilities Corp.COM465,614$2.94M0.9%+6,880+1.5%AddedHistory
AMWLAmerican Well CorpCL A2,062,582$3.07M0.9%+179,061+9.5%AddedHistory
MTLSMaterialise NVSPONSORED ADS519,965$3.41M1.0%+139,945+36.8%AddedHistory
NLYAnnaly Capital Management IncREIT189,176$3.66M1.1%+5,135+2.8%AddedHistory
JCIJohnson Controls International plcStock65,638$3.78M1.1%+2,709+4.3%AddedHistory
GPNGlobal Payments IncStock30,652$3.89M1.2%+245+0.8%AddedHistory
TAT&T Inc.Stock232,677$3.90M1.2%−7,484−3.1%ReducedHistory
NEXNNexxen International Ltd.ADS777,115$3.93M1.2%−36,025−4.4%ReducedHistory
ALEXAlexander & Baldwin, Inc.COM210,160$4.00M1.2%+1,080+0.5%AddedHistory
MTBM&T Bank CorpCOM30,066$4.12M1.2%+791+2.7%AddedHistory
SYKStryker CorpStock14,745$4.42M1.3%−105−0.7%ReducedHistory
DALDelta Air Lines, Inc.COM NEW111,173$4.47M1.4%+2,051+1.9%AddedHistory
PCHPotlatchdeltic CorpCOM91,426$4.49M1.4%+1,535+1.7%AddedHistory
SAPSAP SEADR30,850$4.77M1.4%−1,092−3.4%ReducedHistory
Atlantica Sustainable Infr PG0751N103SHS231,587$4.98M1.5%+153,482+196.5%Added–
GOOGLAlphabet Inc.Stock36,188$5.06M1.5%−1,138−3.0%ReducedHistory
GLWCorning IncCOM170,318$5.19M1.6%+9,743+6.1%AddedHistory
GVAGranite Construction IncCOM102,789$5.23M1.6%−35,641−25.7%ReducedHistory
STEMStem, Inc.CL A1,407,525$5.46M1.7%+720,080+104.7%AddedHistory
SLVMSylvamo CorpCOMMON STOCK114,546$5.63M1.7%−1,075−0.9%ReducedHistory
CBChubb LtdStock25,760$5.82M1.8%−1,601−5.9%ReducedHistory
CSCOCisco Systems, Inc.Stock115,768$5.85M1.8%+225+0.2%AddedHistory
AESAES CorpStock359,943$6.93M2.1%+149,110+70.7%AddedHistory
WLDNWilldan Group, Inc.COM329,475$7.08M2.1%+4,464+1.4%AddedHistory
WPCW. P. Carey Inc.COM113,752$7.37M2.2%−3,470−3.0%ReducedHistory
FBPFirst BancorpCOM NEW464,731$7.64M2.3%−11,080−2.3%ReducedHistory
Paramount Global92556H206CL B535,331$7.92M2.4%−37,289−6.5%Reduced–
AMRCAmeresco, Inc.CL A255,312$8.09M2.5%+126,204+97.8%AddedHistory
AIGAmerican International Group, Inc.Stock128,560$8.71M2.6%−4,517−3.4%ReducedHistory
ACNAccenture plcStock25,272$8.87M2.7%−228−0.9%ReducedHistory
SONYSony Group CorpSPONSORED ADR95,775$9.07M2.8%−932−1.0%ReducedHistory
APTVAptiv PLCSHS106,686$9.57M2.9%+32,811+44.4%AddedHistory
AAPLApple Inc.Stock54,503$10.5M3.2%−1,155−2.1%ReducedHistory
TGITriumph Group IncCOM659,183$10.9M3.3%−78,613−10.7%ReducedHistory
TJXTJX Companies IncStock124,570$11.7M3.5%−6,063−4.6%ReducedHistory
AVGOBroadcom Inc.Stock11,079$12.4M3.8%+972+9.6%AddedHistory
EVHEvolent Health, Inc.CL A383,511$12.7M3.8%+8,240+2.2%AddedHistory
SPSP Plus CorpCOM258,973$13.3M4.0%−6,685−2.5%ReducedHistory
JEFJefferies Financial Group Inc.COM353,377$14.3M4.3%+1,460+0.4%AddedHistory
KWKennedy-Wilson Holdings, Inc.COM1,194,912$14.8M4.5%−35,458−2.9%ReducedHistory
CCitigroup IncStock304,214$15.6M4.7%−4,207−1.4%ReducedHistory

Sold out since Q3 2023 (5)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Rock Point Advisors, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
HTHersha Hospitality TrustPR SHS BEN INT487,315$4.80M1.7%History
VMWVmware LLCCL A COM2,825$470.3K0.2%History
Schwab US Tips ETF808524870ETF5,091$257.0K0.1%–
Schwab US Aggregate Bond ETF808524839ETF5,452$241.1K0.1%–
iShares Tr464288646ISHS 1-5YR INVS4,100$204.3K0.1%–