Rock Point Advisors, LLC
- SEC CIK
- 0001301540
- Latest filing
- Aug 6, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 9, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 99
- +7 vs. Q2 2023
- Portfolio value
- $288.9M
- −$15.6M (−5.1%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| KWKennedy-Wilson Holdings, Inc. | COM | 1,230,370 | $18.1M | 6.3% | +27,060+2.2% | Added | History |
| JEFJefferies Financial Group Inc. | COM | 351,917 | $12.9M | 4.5% | +2,572+0.7% | Added | History |
| CCitigroup Inc | Stock | 308,421 | $12.7M | 4.4% | +12,228+4.1% | Added | History |
| TJXTJX Companies Inc | Stock | 130,633 | $11.6M | 4.0% | −1,633−1.2% | Reduced | History |
| EVHEvolent Health, Inc. | CL A | 375,271 | $10.2M | 3.5% | +44,823+13.6% | Added | History |
| SPSP Plus Corp | COM | 265,658 | $9.59M | 3.3% | +6,624+2.6% | Added | History |
| AAPLApple Inc. | Stock | 55,658 | $9.53M | 3.3% | +2,397+4.5% | Added | History |
| AVGOBroadcom Inc. | Stock | 10,107 | $8.39M | 2.9% | −93−0.9% | Reduced | History |
| AIGAmerican International Group, Inc. | Stock | 133,077 | $8.06M | 2.8% | −205−0.2% | Reduced | History |
| SONYSony Group Corp | SPONSORED ADR | 96,707 | $7.97M | 2.8% | +4,418+4.8% | Added | History |
| ACNAccenture plc | Stock | 25,500 | $7.83M | 2.7% | −75−0.3% | Reduced | History |
| Paramount Global92556H206 | CL B | 572,620 | $7.39M | 2.6% | +107,782+23.2% | Added | – |
| APTVAptiv PLC | SHS | 73,875 | $7.28M | 2.5% | +1,721+2.4% | Added | History |
| WLDNWilldan Group, Inc. | COM | 325,011 | $6.64M | 2.3% | −40,162−11.0% | Reduced | History |
| FBPFirst Bancorp | COM NEW | 475,811 | $6.40M | 2.2% | −66,545−12.3% | Reduced | History |
| WPCW. P. Carey Inc. | COM | 117,222 | $6.34M | 2.2% | +57,787+97.2% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 115,543 | $6.21M | 2.1% | −868−0.7% | Reduced | History |
| CBChubb Ltd | Stock | 27,361 | $5.70M | 2.0% | −125−0.5% | Reduced | History |
| TGITriumph Group Inc | COM | 737,796 | $5.65M | 2.0% | +180,725+32.4% | Added | History |
| GVAGranite Construction Inc | COM | 138,430 | $5.26M | 1.8% | +1,172+0.9% | Added | History |
| SLVMSylvamo Corp | COMMON STOCK | 115,621 | $5.08M | 1.8% | +5,091+4.6% | Added | History |
| AMRCAmeresco, Inc. | CL A | 129,108 | $4.98M | 1.7% | +39,829+44.6% | Added | History |
| GLWCorning Inc | COM | 160,575 | $4.89M | 1.7% | +4,715+3.0% | Added | History |
| GOOGLAlphabet Inc. | Stock | 37,326 | $4.88M | 1.7% | −83−0.2% | Reduced | History |
| HTHersha Hospitality Trust | PR SHS BEN INT | 487,315 | $4.80M | 1.7% | −8,955−1.8% | Reduced | History |
| SAPSAP SE | ADR | 31,942 | $4.13M | 1.4% | −9,124−22.2% | Reduced | History |
| PCHPotlatchdeltic Corp | COM | 89,891 | $4.08M | 1.4% | +2,077+2.4% | Added | History |
| SYKStryker Corp | Stock | 14,850 | $4.06M | 1.4% | +23+0.2% | Added | History |
| DALDelta Air Lines, Inc. | COM NEW | 109,122 | $4.04M | 1.4% | −7,137−6.1% | Reduced | History |
| MTBM&T Bank Corp | COM | 29,275 | $3.70M | 1.3% | +2,124+7.8% | Added | History |
| TAT&T Inc. | Stock | 240,161 | $3.61M | 1.2% | +5,695+2.4% | Added | History |
| GPNGlobal Payments Inc | Stock | 30,407 | $3.51M | 1.2% | −22−0.1% | Reduced | History |
| ALEXAlexander & Baldwin, Inc. | COM | 209,080 | $3.50M | 1.2% | −74,842−26.4% | Reduced | History |
| NLYAnnaly Capital Management Inc | REIT | 184,041 | $3.46M | 1.2% | +1,939+1.1% | Added | History |
| JCIJohnson Controls International plc | Stock | 62,929 | $3.35M | 1.2% | +62,929 | New | History |
| AESAES Corp | Stock | 210,833 | $3.20M | 1.1% | +47,385+29.0% | Added | History |
| STEMStem, Inc. | CL A | 687,445 | $2.91M | 1.0% | +194,335+39.4% | Added | History |
| NEXNNexxen International Ltd. | ADS | 813,140 | $2.87M | 1.0% | +317,620+64.1% | Added | History |
| PFEPfizer Inc | Stock | 84,915 | $2.82M | 1.0% | +7,447+9.6% | Added | History |
| AQNAlgonquin Power & Utilities Corp. | COM | 458,734 | $2.72M | 0.9% | −125,135−21.4% | Reduced | History |
| AMWLAmerican Well Corp | CL A | 1,883,521 | $2.20M | 0.8% | −149,862−7.4% | Reduced | History |
| PHMPultegroup Inc | COM | 29,151 | $2.16M | 0.7% | −345−1.2% | Reduced | History |
| FTCIFTC Solar, Inc. | COM | 1,679,150 | $2.15M | 0.7% | +478,265+39.8% | Added | History |
| MTLSMaterialise NV | SPONSORED ADS | 380,020 | $2.09M | 0.7% | +56,220+17.4% | Added | History |
| BPOPPopular, Inc. | COM NEW | 31,792 | $2.00M | 0.7% | +345+1.1% | Added | History |
| TPICQTpi Composites, Inc | COM | 632,825 | $1.68M | 0.6% | +314,715+98.9% | Added | History |
| MSFTMicrosoft Corp | Stock | 5,105 | $1.61M | 0.6% | −218−4.1% | Reduced | History |
| Atlantica Sustainable Infr PG0751N103 | SHS | 78,105 | $1.49M | 0.5% | +78,105 | New | – |
| TXNTexas Instruments Inc | Stock | 9,152 | $1.46M | 0.5% | +9,152 | New | History |
| BKTBlackRock Income Trust, Inc. | COM NEW | 95,567 | $1.09M | 0.4% | +934+1.0% | Added | History |
| JNJJohnson & Johnson | Stock | 5,933 | $924.1K | 0.3% | −150−2.5% | Reduced | History |
| MUIBlackRock Municipal Credit Alpha Portfolio, Inc. | COM | 80,754 | $819.7K | 0.3% | −301−0.4% | Reduced | History |
| PGProcter & Gamble Co | Stock | 5,604 | $817.4K | 0.3% | −20−0.4% | Reduced | History |
| Goldman Sachs ETF Tr381430529 | ACCES TREASURY | 7,388 | $739.6K | 0.3% | −940−11.3% | Reduced | – |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 23,970 | $736.4K | 0.3% | −6,750−22.0% | Reduced | – |
| NVONovo Nordisk A S | ADR | 7,400 | $673.0K | 0.2% | 00.0% | UnchangedConverted for a 2-for-1 split | History |
| PEPPepsiCo Inc | Stock | 3,907 | $662.0K | 0.2% | −32−0.8% | Reduced | History |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 77,783 | $608.3K | 0.2% | −4,560−5.5% | Reduced | History |
| Goldman Sachs ETF Tr381430230 | ULTR SHOR BD ETF | 12,171 | $607.8K | 0.2% | 00.0% | Unchanged | – |
| BRK.BBerkshire Hathaway Inc | Stock | 1,707 | $598.0K | 0.2% | +250+17.2% | Added | History |
| SBIWestern Asset Intermediate Muni Fund Inc. | COM | 83,200 | $595.7K | 0.2% | −150−0.2% | Reduced | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 8,338 | $581.8K | 0.2% | +8,338 | New | – |
| CVXChevron Corp | Stock | 3,335 | $562.3K | 0.2% | 00.0% | Unchanged | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 11,950 | $552.4K | 0.2% | 00.0% | Unchanged | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 2,538 | $539.1K | 0.2% | +2,538 | New | – |
| EVVEaton Vance Ltd Duration Income Fund | COM | 55,664 | $503.2K | 0.2% | −1,730−3.0% | Reduced | History |
| BIIBBiogen Inc. | COM | 1,840 | $472.9K | 0.2% | +1,840 | New | History |
| VMWVmware LLC | CL A COM | 2,825 | $470.3K | 0.2% | −32,256−91.9% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 3,965 | $466.2K | 0.2% | −115−2.8% | Reduced | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 5,957 | $447.8K | 0.2% | −1,185−16.6% | Reduced | – |
| MMUWestern Asset Managed Municipals Fund Inc. | COM | 48,200 | $430.4K | 0.1% | +550+1.2% | Added | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 44,120 | $427.1K | 0.1% | −150−0.3% | Reduced | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 8,867 | $367.3K | 0.1% | −25−0.3% | Reduced | – |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 6,727 | $360.0K | 0.1% | +6,727 | New | – |
| Schwab U.S. Broad Market ETF808524102 | ETF | 6,792 | $338.6K | 0.1% | −110−1.6% | Reduced | – |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 4,940 | $334.3K | 0.1% | −90−1.8% | Reduced | – |
| WPMWheaton Precious Metals Corp. | COM | 8,140 | $330.1K | 0.1% | 00.0% | Unchanged | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 400 | $329.2K | 0.1% | +400 | New | History |
| TMOThermo Fisher Scientific Inc. | Stock | 638 | $322.9K | 0.1% | −20−3.0% | Reduced | History |
| GEGeneral Electric Co | Stock | 2,798 | $309.3K | 0.1% | −83−2.9% | Reduced | History |
| RELXRELX PLC | SPONSORED ADR | 8,676 | $292.4K | 0.1% | −10−0.1% | Reduced | History |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 6,034 | $289.0K | 0.1% | 00.0% | Unchanged | – |
| SPGIS&P Global Inc. | Stock | 750 | $274.1K | 0.1% | +750 | New | History |
| GOOGAlphabet Inc. | Stock | 2,058 | $271.3K | 0.1% | 00.0% | Unchanged | History |
| Schwab International Equity ETF808524805 | ETF | 7,933 | $269.4K | 0.1% | 00.0% | Unchanged | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 5,296 | $268.0K | 0.1% | −105−1.9% | Reduced | – |
| BMIBadger Meter Inc | COM | 1,800 | $259.0K | 0.1% | 00.0% | Unchanged | History |
| SABASaba Capital Income & Opportunities Fund II | COM | 66,896 | $258.2K | 0.1% | 00.0% | Unchanged | History |
| Schwab US Tips ETF808524870 | ETF | 5,091 | $257.0K | 0.1% | 00.0% | Unchanged | – |
| IBMInternational Business Machines Corp | Stock | 1,775 | $249.0K | 0.1% | −25−1.4% | Reduced | History |
| Schwab US Aggregate Bond ETF808524839 | ETF | 5,452 | $241.1K | 0.1% | 00.0% | Unchanged | – |
| DISWalt Disney Co | Stock | 2,872 | $232.8K | 0.1% | 00.0% | Unchanged | History |
| MRKMerck & Co., Inc. | Stock | 2,255 | $232.2K | 0.1% | +100+4.6% | Added | History |
| Vanguard Total International Bond ETF92203J407 | ETF | 4,850 | $232.0K | 0.1% | +4,850 | New | – |
| LMTLockheed Martin Corp | Stock | 550 | $224.9K | 0.1% | 00.0% | Unchanged | History |
| CSXCSX Corp | Stock | 7,200 | $221.4K | 0.1% | 00.0% | Unchanged | History |
| ABBVAbbVie Inc. | Stock | 1,444 | $215.2K | 0.1% | +1,444 | New | History |
| RGLDRoyal Gold Inc | Stock | 2,000 | $212.7K | 0.1% | 00.0% | Unchanged | History |
| iShares Tr464288646 | ISHS 1-5YR INVS | 4,100 | $204.3K | 0.1% | −473−10.3% | Reduced | – |
Sold out since Q2 2023 (4)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| LUMNLumen Technologies, Inc. | Stock | 1,813,909 | $4.10M | 1.3% | History |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 38,142 | $1.56M | 0.5% | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 2,828 | $214.0K | 0.1% | – |
| TFCTruist Financial Corp | COM | 6,850 | $207.9K | 0.1% | History |