Rock Point Advisors, LLC
- SEC CIK
- 0001301540
- Latest filing
- Aug 6, 2026
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 9, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 96
- +3 vs. Q3 2022
- Portfolio value
- $288.9M
- +$19.9M (+7.4%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| KWKennedy-Wilson Holdings, Inc. | COM | 1,091,983 | $17.2M | 5.9% | +55,383+5.3% | Added | History |
| CCitigroup Inc | Stock | 297,241 | $13.4M | 4.7% | −3,796−1.3% | Reduced | History |
| TJXTJX Companies Inc | Stock | 157,398 | $12.5M | 4.3% | −12,311−7.3% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 20,141 | $11.3M | 3.9% | −177−0.9% | Reduced | History |
| JEFJefferies Financial Group Inc. | COM | 326,357 | $11.2M | 3.9% | −41,698−11.3% | Reduced | History |
| EVHEvolent Health, Inc. | CL A | 355,351 | $9.98M | 3.5% | +30,510+9.4% | Added | History |
| SPSP Plus Corp | COM | 257,404 | $8.94M | 3.1% | −30,223−10.5% | Reduced | History |
| SONYSony Group Corp | SPONSORED ADR | 105,344 | $8.04M | 2.8% | −3,063−2.8% | Reduced | History |
| AAPLApple Inc. | Stock | 57,472 | $7.47M | 2.6% | −1,015−1.7% | Reduced | History |
| ACNAccenture plc | Stock | 25,763 | $6.88M | 2.4% | −98−0.4% | Reduced | History |
| CBChubb Ltd | Stock | 30,884 | $6.81M | 2.4% | −607−1.9% | Reduced | History |
| Paramount Global92556H206 | CL B | 401,274 | $6.77M | 2.3% | +12,956+3.3% | Added | – |
| APTVAptiv PLC | SHS | 72,368 | $6.74M | 2.3% | −700−1.0% | Reduced | History |
| LUMNLumen Technologies, Inc. | Stock | 1,279,298 | $6.68M | 2.3% | +137,477+12.0% | Added | History |
| PHMPultegroup Inc | COM | 129,400 | $5.89M | 2.0% | −3,862−2.9% | Reduced | History |
| SYKStryker Corp | Stock | 23,750 | $5.81M | 2.0% | −317−1.3% | Reduced | History |
| TGITriumph Group Inc | COM | 551,901 | $5.81M | 2.0% | +33,905+6.5% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 121,089 | $5.77M | 2.0% | −1,214−1.0% | Reduced | History |
| WLDNWilldan Group, Inc. | COM | 317,296 | $5.66M | 2.0% | −8,301−2.5% | Reduced | History |
| GVAGranite Construction Inc | COM | 160,139 | $5.62M | 1.9% | −10,059−5.9% | Reduced | History |
| ALEXAlexander & Baldwin, Inc. | COM | 289,965 | $5.43M | 1.9% | −5,405−1.8% | Reduced | History |
| FBPFirst Bancorp | COM NEW | 423,991 | $5.39M | 1.9% | −18,295−4.1% | Reduced | History |
| SAPSAP SE | ADR | 50,415 | $5.20M | 1.8% | −17,224−25.5% | Reduced | History |
| BPOPPopular, Inc. | COM NEW | 76,103 | $5.05M | 1.7% | +5,267+7.4% | Added | History |
| AMWLAmerican Well Corp | CL A | 1,664,429 | $4.71M | 1.6% | −62,325−3.6% | Reduced | History |
| VMWVmware LLC | CL A COM | 38,198 | $4.69M | 1.6% | −1,032−2.6% | Reduced | History |
| GLWCorning Inc | COM | 129,349 | $4.13M | 1.4% | −583−0.4% | Reduced | History |
| SLVMSylvamo Corp | COMMON STOCK | 84,573 | $4.11M | 1.4% | +84,573 | New | History |
| PCHPotlatchdeltic Corp | COM | 89,131 | $3.92M | 1.4% | −380−0.4% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 44,061 | $3.89M | 1.3% | +2,264+5.4% | Added | History |
| AIGAmerican International Group, Inc. | Stock | 58,438 | $3.70M | 1.3% | −835−1.4% | Reduced | History |
| WPCW. P. Carey Inc. | COM | 47,026 | $3.67M | 1.3% | −430−0.9% | Reduced | History |
| AQNAlgonquin Power & Utilities Corp. | COM | 560,529 | $3.65M | 1.3% | +318,654+131.7% | Added | History |
| PFEPfizer Inc | Stock | 71,000 | $3.64M | 1.3% | −1,238−1.7% | Reduced | History |
| FTCIFTC Solar, Inc. | COM | 1,223,363 | $3.28M | 1.1% | +405,068+49.5% | Added | History |
| NLYAnnaly Capital Management Inc | REIT | 151,497 | $3.19M | 1.1% | −6,404−4.1% | Reduced | History |
| DALDelta Air Lines, Inc. | COM NEW | 92,437 | $3.04M | 1.1% | +92,437 | New | History |
| TPICQTpi Composites, Inc | COM | 288,555 | $2.93M | 1.0% | +151,630+110.7% | Added | History |
| GPNGlobal Payments Inc | Stock | 29,207 | $2.90M | 1.0% | +13,018+80.4% | Added | History |
| GLDDGreat Lakes Dredge & Dock CORP | COM | 380,900 | $2.27M | 0.8% | +36,275+10.5% | Added | History |
| INGING Groep NV | SPONSORED ADR | 184,280 | $2.24M | 0.8% | −3,045−1.6% | Reduced | History |
| GILDGilead Sciences, Inc. | Stock | 25,340 | $2.17M | 0.8% | −21,764−46.2% | Reduced | History |
| PLABPhotronics Inc | COM | 120,980 | $2.04M | 0.7% | −63,720−34.5% | Reduced | History |
| AESAES Corp | Stock | 65,670 | $1.89M | 0.7% | −1,500−2.2% | Reduced | History |
| TAT&T Inc. | Stock | 101,890 | $1.88M | 0.6% | −100,279−49.6% | Reduced | History |
| GWREGuidewire Software, Inc. | COM | 28,648 | $1.79M | 0.6% | +28,648 | New | History |
| NEXNNexxen International Ltd. | ADS | 271,325 | $1.75M | 0.6% | +271,325 | New | History |
| iShares Tr464287713 | US TELECOM ETF | 76,617 | $1.72M | 0.6% | +76,617 | New | – |
| AMRCAmeresco, Inc. | CL A | 29,173 | $1.67M | 0.6% | +1,278+4.6% | Added | History |
| PUKPrudential PLC | ADR | 55,610 | $1.53M | 0.5% | −126,226−69.4% | Reduced | History |
| WBDWarner Bros. Discovery, Inc. | Stock | 148,707 | $1.41M | 0.5% | −100,786−40.4% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 5,840 | $1.40M | 0.5% | −125−2.1% | Reduced | History |
| BKTBlackRock Income Trust, Inc. | COM NEW | 95,016 | $1.17M | 0.4% | +3,783+4.1% | AddedConverted for a 1-for-3 split | History |
| Goldman Sachs ETF Tr381430529 | ACCES TREASURY | 10,236 | $1.02M | 0.4% | 00.0% | Unchanged | – |
| JNJJohnson & Johnson | Stock | 5,713 | $1.01M | 0.3% | 00.0% | Unchanged | History |
| MUIBlackRock Municipal Credit Alpha Portfolio, Inc. | COM | 85,055 | $964.0K | 0.3% | −9,658−10.2% | Reduced | History |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 30,820 | $937.0K | 0.3% | −975−3.1% | Reduced | – |
| PGProcter & Gamble Co | Stock | 5,984 | $907.0K | 0.3% | −192−3.1% | Reduced | History |
| PEPPepsiCo Inc | Stock | 4,139 | $748.0K | 0.3% | 00.0% | Unchanged | History |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 84,093 | $724.0K | 0.3% | +10,662+14.5% | Added | History |
| CVXChevron Corp | Stock | 3,615 | $649.0K | 0.2% | −50−1.4% | Reduced | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 65,849 | $618.0K | 0.2% | −13,300−16.8% | Reduced | History |
| SBIWestern Asset Intermediate Muni Fund Inc. | COM | 80,250 | $609.0K | 0.2% | −1,200−1.5% | Reduced | History |
| Goldman Sachs ETF Tr381430230 | ULTR SHOR BD ETF | 12,171 | $603.0K | 0.2% | 00.0% | Unchanged | – |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 11,950 | $561.0K | 0.2% | +100+0.8% | Added | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 7,440 | $560.0K | 0.2% | +430+6.1% | Added | – |
| NVONovo Nordisk A S | ADR | 3,800 | $514.0K | 0.2% | 00.0% | Unchanged | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 44,255 | $503.0K | 0.2% | +2,368+5.7% | Added | History |
| MMUWestern Asset Managed Municipals Fund Inc. | COM | 49,700 | $500.0K | 0.2% | −8,750−15.0% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 4,449 | $491.0K | 0.2% | +150+3.5% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 1,289 | $398.0K | 0.1% | 00.0% | Unchanged | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 8,897 | $360.0K | 0.1% | +167+1.9% | Added | – |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 5,080 | $333.0K | 0.1% | +41+0.8% | Added | – |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 6,848 | $330.0K | 0.1% | 00.0% | Unchanged | – |
| WPMWheaton Precious Metals Corp. | COM | 8,140 | $318.0K | 0.1% | 00.0% | Unchanged | History |
| GEGeneral Electric Co | Stock | 3,734 | $313.0K | 0.1% | −200−5.1% | Reduced | History |
| Schwab U.S. Broad Market ETF808524102 | ETF | 6,962 | $312.0K | 0.1% | +290+4.3% | Added | – |
| TFCTruist Financial Corp | COM | 7,050 | $303.0K | 0.1% | −300−4.1% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 620 | $302.0K | 0.1% | −10−1.6% | Reduced | History |
| SABASaba Capital Income & Opportunities Fund II | COM | 67,506 | $292.0K | 0.1% | −3,900−5.5% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 522 | $287.0K | 0.1% | 00.0% | Unchanged | History |
| Schwab US Tips ETF808524870 | ETF | 5,116 | $265.0K | 0.1% | +180+3.6% | Added | – |
| MRKMerck & Co., Inc. | Stock | 2,334 | $259.0K | 0.1% | −350−13.0% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 1,815 | $256.0K | 0.1% | −34−1.8% | Reduced | History |
| Schwab International Equity ETF808524805 | ETF | 7,908 | $255.0K | 0.1% | +310+4.1% | Added | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 5,552 | $253.0K | 0.1% | +240+4.5% | Added | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 5,521 | $249.0K | 0.1% | −183−3.2% | Reduced | – |
| RELXRELX PLC | SPONSORED ADR | 8,946 | $248.0K | 0.1% | −400−4.3% | Reduced | History |
| DISWalt Disney Co | Stock | 2,832 | $246.0K | 0.1% | −59−2.0% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 1,494 | $241.0K | 0.1% | −50−3.2% | Reduced | History |
| BMYBristol Myers Squibb Co | Stock | 3,285 | $236.0K | 0.1% | 00.0% | Unchanged | History |
| KOCoca Cola Co | Stock | 3,576 | $227.0K | 0.1% | −34−0.9% | Reduced | History |
| RGLDRoyal Gold Inc | Stock | 2,000 | $225.0K | 0.1% | +2,000 | New | History |
| CSXCSX Corp | Stock | 7,200 | $223.0K | 0.1% | +7,200 | New | History |
| BMIBadger Meter Inc | COM | 2,000 | $218.0K | 0.1% | +2,000 | New | History |
| Yamana Gold Inc98462Y100 | COM | 24,000 | $133.0K | <0.1% | 00.0% | Unchanged | – |
Sold out since Q3 2022 (5)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| PZNPzena Investment Management, Inc. | CLASS A | 284,765 | $2.70M | 1.0% | History |
| LUVSouthwest Airlines Co | COM | 83,929 | $2.59M | 1.0% | History |
| GISGeneral Mills Inc | Stock | 2,980 | $228.0K | 0.1% | History |
| MTBM&T Bank Corp | COM | 1,181 | $208.0K | 0.1% | History |
| OZKBank OZK | COM | 5,145 | $204.0K | 0.1% | History |