Rock Point Advisors, LLC
- SEC CIK
- 0001301540
- Latest filing
- Aug 6, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 10, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 93
- −3 vs. Q4 2022
- Portfolio value
- $294.2M
- +$5.34M (+1.8%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| KWKennedy-Wilson Holdings, Inc. | COM | 1,100,017 | $18.2M | 6.2% | +8,034+0.7% | Added | History |
| CCitigroup Inc | Stock | 294,481 | $13.8M | 4.7% | −2,760−0.9% | Reduced | History |
| EVHEvolent Health, Inc. | CL A | 351,807 | $11.4M | 3.9% | −3,544−1.0% | Reduced | History |
| JEFJefferies Financial Group Inc. | COM | 345,190 | $11.0M | 3.7% | +18,833+5.8% | Added | History |
| AVGOBroadcom Inc. | Stock | 16,486 | $10.6M | 3.6% | −3,655−18.1% | Reduced | History |
| TJXTJX Companies Inc | Stock | 132,034 | $10.3M | 3.5% | −25,364−16.1% | Reduced | History |
| SONYSony Group Corp | SPONSORED ADR | 103,361 | $9.37M | 3.2% | −1,983−1.9% | Reduced | History |
| Paramount Global92556H206 | CL B | 412,000 | $9.19M | 3.1% | +10,726+2.7% | Added | – |
| AAPLApple Inc. | Stock | 54,218 | $8.94M | 3.0% | −3,254−5.7% | Reduced | History |
| SPSP Plus Corp | COM | 259,709 | $8.90M | 3.0% | +2,305+0.9% | Added | History |
| APTVAptiv PLC | SHS | 69,891 | $7.84M | 2.7% | −2,477−3.4% | Reduced | History |
| ACNAccenture plc | Stock | 25,488 | $7.29M | 2.5% | −275−1.1% | Reduced | History |
| AIGAmerican International Group, Inc. | Stock | 132,642 | $6.68M | 2.3% | +74,204+127.0% | Added | History |
| TGITriumph Group Inc | COM | 550,771 | $6.38M | 2.2% | −1,130−0.2% | Reduced | History |
| SAPSAP SE | ADR | 48,426 | $6.13M | 2.1% | −1,989−3.9% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 116,905 | $6.11M | 2.1% | −4,184−3.5% | Reduced | History |
| WLDNWilldan Group, Inc. | COM | 368,148 | $5.75M | 2.0% | +50,852+16.0% | Added | History |
| GVAGranite Construction Inc | COM | 133,633 | $5.49M | 1.9% | −26,506−16.6% | Reduced | History |
| SYKStryker Corp | Stock | 19,223 | $5.49M | 1.9% | −4,527−19.1% | Reduced | History |
| ALEXAlexander & Baldwin, Inc. | COM | 285,431 | $5.40M | 1.8% | −4,534−1.6% | Reduced | History |
| CBChubb Ltd | Stock | 27,225 | $5.29M | 1.8% | −3,659−11.8% | Reduced | History |
| FBPFirst Bancorp | COM NEW | 457,956 | $5.23M | 1.8% | +33,965+8.0% | Added | History |
| SLVMSylvamo Corp | COMMON STOCK | 106,690 | $4.93M | 1.7% | +22,117+26.2% | Added | History |
| AQNAlgonquin Power & Utilities Corp. | COM | 581,479 | $4.88M | 1.7% | +20,950+3.7% | Added | History |
| LUMNLumen Technologies, Inc. | Stock | 1,818,754 | $4.82M | 1.6% | +539,456+42.2% | Added | History |
| GLWCorning Inc | COM | 126,614 | $4.47M | 1.5% | −2,735−2.1% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 42,506 | $4.41M | 1.5% | −1,555−3.5% | Reduced | History |
| VMWVmware LLC | CL A COM | 35,211 | $4.40M | 1.5% | −2,987−7.8% | Reduced | History |
| PCHPotlatchdeltic Corp | COM | 87,591 | $4.34M | 1.5% | −1,540−1.7% | Reduced | History |
| PHMPultegroup Inc | COM | 73,155 | $4.26M | 1.4% | −56,245−43.5% | Reduced | History |
| AMWLAmerican Well Corp | CL A | 1,790,419 | $4.22M | 1.4% | +125,990+7.6% | Added | History |
| DALDelta Air Lines, Inc. | COM NEW | 107,154 | $3.74M | 1.3% | +14,717+15.9% | Added | History |
| TPICQTpi Composites, Inc | COM | 275,655 | $3.60M | 1.2% | −12,900−4.5% | Reduced | History |
| WPCW. P. Carey Inc. | COM | 46,054 | $3.57M | 1.2% | −972−2.1% | Reduced | History |
| NLYAnnaly Capital Management Inc | REIT | 182,503 | $3.49M | 1.2% | +31,006+20.5% | Added | History |
| AMRCAmeresco, Inc. | CL A | 64,409 | $3.17M | 1.1% | +35,236+120.8% | Added | History |
| GPNGlobal Payments Inc | Stock | 29,306 | $3.08M | 1.0% | +99+0.3% | Added | History |
| PFEPfizer Inc | Stock | 75,358 | $3.08M | 1.0% | +4,358+6.1% | Added | History |
| FTCIFTC Solar, Inc. | COM | 1,202,215 | $2.71M | 0.9% | −21,148−1.7% | Reduced | History |
| NEXNNexxen International Ltd. | ADS | 506,570 | $2.66M | 0.9% | +235,245+86.7% | Added | History |
| MTLSMaterialise NV | SPONSORED ADS | 303,258 | $2.52M | 0.9% | +303,258 | New | History |
| BPOPPopular, Inc. | COM NEW | 38,338 | $2.20M | 0.7% | −37,765−49.6% | Reduced | History |
| MTBM&T Bank Corp | COM | 18,039 | $2.16M | 0.7% | +18,039 | New | History |
| STEMStem, Inc. | CL A | 367,000 | $2.08M | 0.7% | +367,000 | New | History |
| AESAES Corp | Stock | 84,075 | $2.02M | 0.7% | +18,405+28.0% | Added | History |
| TAT&T Inc. | Stock | 103,910 | $2.00M | 0.7% | +2,020+2.0% | Added | History |
| PLABPhotronics Inc | COM | 116,560 | $1.93M | 0.7% | −4,420−3.7% | Reduced | History |
| WBDWarner Bros. Discovery, Inc. | Stock | 124,251 | $1.88M | 0.6% | −24,456−16.4% | Reduced | History |
| iShares Tr464287713 | US TELECOM ETF | 70,488 | $1.63M | 0.6% | −6,129−8.0% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 5,371 | $1.55M | 0.5% | −469−8.0% | Reduced | History |
| BKTBlackRock Income Trust, Inc. | COM NEW | 96,014 | $1.21M | 0.4% | +998+1.1% | Added | History |
| MUIBlackRock Municipal Credit Alpha Portfolio, Inc. | COM | 84,305 | $985.0K | 0.3% | −750−0.9% | Reduced | History |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 30,720 | $935.0K | 0.3% | −100−0.3% | Reduced | – |
| PGProcter & Gamble Co | Stock | 5,624 | $836.0K | 0.3% | −360−6.0% | Reduced | History |
| JNJJohnson & Johnson | Stock | 5,383 | $834.0K | 0.3% | −330−5.8% | Reduced | History |
| Goldman Sachs ETF Tr381430529 | ACCES TREASURY | 8,328 | $834.0K | 0.3% | −1,908−18.6% | Reduced | – |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 84,093 | $727.0K | 0.2% | 00.0% | Unchanged | History |
| PEPPepsiCo Inc | Stock | 3,979 | $725.0K | 0.2% | −160−3.9% | Reduced | History |
| SBIWestern Asset Intermediate Muni Fund Inc. | COM | 83,101 | $657.0K | 0.2% | +2,851+3.6% | Added | History |
| Goldman Sachs ETF Tr381430230 | ULTR SHOR BD ETF | 12,171 | $608.0K | 0.2% | 00.0% | Unchanged | – |
| NVONovo Nordisk A S | ADR | 3,700 | $589.0K | 0.2% | −100−2.6% | Reduced | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 57,774 | $569.0K | 0.2% | −8,075−12.3% | Reduced | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 11,950 | $568.0K | 0.2% | 00.0% | Unchanged | – |
| CVXChevron Corp | Stock | 3,335 | $544.0K | 0.2% | −280−7.7% | Reduced | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 6,832 | $523.0K | 0.2% | −608−8.2% | Reduced | – |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 44,255 | $492.0K | 0.2% | 00.0% | Unchanged | History |
| MMUWestern Asset Managed Municipals Fund Inc. | COM | 47,400 | $487.0K | 0.2% | −2,300−4.6% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 4,180 | $458.0K | 0.2% | −269−6.0% | Reduced | History |
| WPMWheaton Precious Metals Corp. | COM | 8,140 | $392.0K | 0.1% | 00.0% | Unchanged | History |
| BRK.BBerkshire Hathaway Inc | Stock | 1,267 | $391.0K | 0.1% | −22−1.7% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 665 | $383.0K | 0.1% | +143+27.4% | Added | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 8,942 | $375.0K | 0.1% | +45+0.5% | Added | – |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 5,070 | $344.0K | 0.1% | −10−0.2% | Reduced | – |
| GEGeneral Electric Co | Stock | 3,519 | $336.0K | 0.1% | −215−5.8% | Reduced | History |
| Schwab U.S. Broad Market ETF808524102 | ETF | 6,962 | $333.0K | 0.1% | 00.0% | Unchanged | – |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 6,260 | $305.0K | 0.1% | −588−8.6% | Reduced | – |
| SABASaba Capital Income & Opportunities Fund II | COM | 67,506 | $297.0K | 0.1% | 00.0% | Unchanged | History |
| DISWalt Disney Co | Stock | 2,832 | $284.0K | 0.1% | 00.0% | Unchanged | History |
| RELXRELX PLC | SPONSORED ADR | 8,686 | $282.0K | 0.1% | −260−2.9% | Reduced | History |
| Schwab International Equity ETF808524805 | ETF | 7,873 | $274.0K | 0.1% | −35−0.4% | Reduced | – |
| Schwab US Tips ETF808524870 | ETF | 5,091 | $273.0K | 0.1% | −25−0.5% | Reduced | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 5,521 | $267.0K | 0.1% | 00.0% | Unchanged | – |
| LMTLockheed Martin Corp | Stock | 550 | $260.0K | 0.1% | −70−11.3% | Reduced | History |
| RGLDRoyal Gold Inc | Stock | 2,000 | $259.0K | 0.1% | 00.0% | Unchanged | History |
| Schwab US Aggregate Bond ETF808524839 | ETF | 5,452 | $256.0K | 0.1% | −100−1.8% | Reduced | – |
| BMIBadger Meter Inc | COM | 2,000 | $244.0K | 0.1% | 00.0% | Unchanged | History |
| ABBVAbbVie Inc. | Stock | 1,494 | $238.0K | 0.1% | 00.0% | Unchanged | History |
| IBMInternational Business Machines Corp | Stock | 1,810 | $237.0K | 0.1% | −5−0.3% | Reduced | History |
| TFCTruist Financial Corp | COM | 6,850 | $234.0K | 0.1% | −200−2.8% | Reduced | History |
| CSXCSX Corp | Stock | 7,200 | $216.0K | 0.1% | 00.0% | Unchanged | History |
| MRKMerck & Co., Inc. | Stock | 1,974 | $210.0K | 0.1% | −360−15.4% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 1,950 | $203.0K | 0.1% | +1,950 | New | History |
| Yamana Gold Inc98462Y100 | COM | 24,000 | $140.0K | <0.1% | 00.0% | Unchanged | – |
Sold out since Q4 2022 (7)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| GLDDGreat Lakes Dredge & Dock CORP | COM | 380,900 | $2.27M | 0.8% | History |
| INGING Groep NV | SPONSORED ADR | 184,280 | $2.24M | 0.8% | History |
| GILDGilead Sciences, Inc. | Stock | 25,340 | $2.17M | 0.8% | History |
| GWREGuidewire Software, Inc. | COM | 28,648 | $1.79M | 0.6% | History |
| PUKPrudential PLC | ADR | 55,610 | $1.53M | 0.5% | History |
| BMYBristol Myers Squibb Co | Stock | 3,285 | $236.0K | 0.1% | History |
| KOCoca Cola Co | Stock | 3,576 | $227.0K | 0.1% | History |