Rock Point Advisors, LLC
- SEC CIK
- 0001301540
- Latest filing
- Aug 6, 2026
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Nov 10, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 93
- −4 vs. Q2 2022
- Portfolio value
- $269.0M
- −$23.8M (−8.1%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| KWKennedy-Wilson Holdings, Inc. | COM | 1,036,600 | $16.0M | 6.0% | +79,745+8.3% | Added | History |
| CCitigroup Inc | Stock | 301,037 | $12.5M | 4.7% | −388−0.1% | Reduced | History |
| EVHEvolent Health, Inc. | CL A | 324,841 | $11.7M | 4.3% | −8,800−2.6% | Reduced | History |
| JEFJefferies Financial Group Inc. | COM | 368,055 | $10.9M | 4.0% | +1,385+0.4% | Added | History |
| TJXTJX Companies Inc | Stock | 169,709 | $10.5M | 3.9% | −5,748−3.3% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 20,318 | $9.02M | 3.4% | +4,215+26.2% | Added | History |
| SPSP Plus Corp | COM | 287,627 | $9.01M | 3.3% | −4,845−1.7% | Reduced | History |
| LUMNLumen Technologies, Inc. | Stock | 1,141,821 | $8.31M | 3.1% | +199,900+21.2% | Added | History |
| AAPLApple Inc. | Stock | 58,487 | $8.08M | 3.0% | +242+0.4% | Added | History |
| Paramount Global92556H206 | CL B | 388,318 | $7.39M | 2.7% | +8,429+2.2% | Added | – |
| SONYSony Group Corp | SPONSORED ADR | 108,407 | $6.94M | 2.6% | +26,877+33.0% | Added | History |
| ACNAccenture plc | Stock | 25,861 | $6.65M | 2.5% | +510+2.0% | Added | History |
| AMWLAmerican Well Corp | CL A | 1,726,754 | $6.20M | 2.3% | +402,521+30.4% | Added | History |
| FBPFirst Bancorp | COM NEW | 442,286 | $6.05M | 2.2% | −113,365−20.4% | Reduced | History |
| CBChubb Ltd | Stock | 31,491 | $5.73M | 2.1% | +425+1.4% | Added | History |
| APTVAptiv PLC | SHS | 73,068 | $5.71M | 2.1% | +8,689+13.5% | Added | History |
| SAPSAP SE | ADR | 67,639 | $5.50M | 2.0% | +18,127+36.6% | Added | History |
| BPOPPopular, Inc. | COM NEW | 70,836 | $5.10M | 1.9% | +4,276+6.4% | Added | History |
| PHMPultegroup Inc | COM | 133,262 | $5.00M | 1.9% | −37,647−22.0% | Reduced | History |
| ALEXAlexander & Baldwin, Inc. | COM | 295,370 | $4.90M | 1.8% | +22,185+8.1% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 122,303 | $4.89M | 1.8% | +2,453+2.0% | Added | History |
| SYKStryker Corp | Stock | 24,067 | $4.88M | 1.8% | +201+0.8% | Added | History |
| WLDNWilldan Group, Inc. | COM | 325,597 | $4.82M | 1.8% | +119,160+57.7% | Added | History |
| TGITriumph Group Inc | COM | 517,996 | $4.45M | 1.7% | +93,325+22.0% | Added | History |
| GVAGranite Construction Inc | COM | 170,198 | $4.32M | 1.6% | +990+0.6% | Added | History |
| VMWVmware LLC | CL A COM | 39,230 | $4.18M | 1.6% | −680−1.7% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 41,797 | $4.00M | 1.5% | +557+1.4% | AddedConverted for a 20-for-1 split | History |
| GLWCorning Inc | COM | 129,932 | $3.77M | 1.4% | +28,872+28.6% | Added | History |
| PCHPotlatchdeltic Corp | COM | 89,511 | $3.67M | 1.4% | +89,511 | New | History |
| PUKPrudential PLC | ADR | 181,836 | $3.62M | 1.3% | +6,615+3.8% | Added | History |
| WPCW. P. Carey Inc. | COM | 47,456 | $3.31M | 1.2% | +60+0.1% | Added | History |
| PFEPfizer Inc | Stock | 72,238 | $3.16M | 1.2% | −639−0.9% | Reduced | History |
| TAT&T Inc. | Stock | 202,169 | $3.10M | 1.2% | +3,210+1.6% | Added | History |
| GILDGilead Sciences, Inc. | Stock | 47,104 | $2.91M | 1.1% | −490−1.0% | Reduced | History |
| WBDWarner Bros. Discovery, Inc. | Stock | 249,493 | $2.87M | 1.1% | +110,113+79.0% | Added | History |
| AIGAmerican International Group, Inc. | Stock | 59,273 | $2.81M | 1.0% | +795+1.4% | Added | History |
| NLYAnnaly Capital Management Inc | REIT | 157,901 | $2.71M | 1.0% | −88,763−36.0% | ReducedConverted for a 1-for-4 split | History |
| PLABPhotronics Inc | COM | 184,700 | $2.70M | 1.0% | +84,180+83.7% | Added | History |
| PZNPzena Investment Management, Inc. | CLASS A | 284,765 | $2.70M | 1.0% | −6,725−2.3% | Reduced | History |
| AQNAlgonquin Power & Utilities Corp. | COM | 241,875 | $2.64M | 1.0% | +33,815+16.3% | Added | History |
| GLDDGreat Lakes Dredge & Dock CORP | COM | 344,625 | $2.61M | 1.0% | +530+0.2% | Added | History |
| LUVSouthwest Airlines Co | COM | 83,929 | $2.59M | 1.0% | +11,153+15.3% | Added | History |
| FTCIFTC Solar, Inc. | COM | 818,295 | $2.42M | 0.9% | −51,615−5.9% | Reduced | History |
| AMRCAmeresco, Inc. | CL A | 27,895 | $1.85M | 0.7% | −12,725−31.3% | Reduced | History |
| GPNGlobal Payments Inc | Stock | 16,189 | $1.75M | 0.7% | +16,189 | New | History |
| INGING Groep NV | SPONSORED ADR | 187,325 | $1.59M | 0.6% | +3,765+2.1% | Added | History |
| TPICQTpi Composites, Inc | COM | 136,925 | $1.54M | 0.6% | −30,855−18.4% | Reduced | History |
| AESAES Corp | Stock | 67,170 | $1.52M | 0.6% | −51,840−43.6% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 5,965 | $1.39M | 0.5% | +113+1.9% | Added | History |
| BKTBlackRock Income Trust, Inc. | COM NEW | 273,700 | $1.13M | 0.4% | +273,700 | New | History |
| MUIBlackRock Municipal Credit Alpha Portfolio, Inc. | COM | 94,713 | $1.03M | 0.4% | −35,043−27.0% | Reduced | History |
| Goldman Sachs ETF Tr381430529 | ACCES TREASURY | 10,236 | $1.02M | 0.4% | −100−1.0% | Reduced | – |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 31,795 | $963.0K | 0.4% | −3,195−9.1% | Reduced | – |
| JNJJohnson & Johnson | Stock | 5,713 | $933.0K | 0.3% | −610−9.6% | Reduced | History |
| PGProcter & Gamble Co | Stock | 6,176 | $780.0K | 0.3% | +235+4.0% | Added | History |
| EVVEaton Vance Ltd Duration Income Fund | COM | 79,149 | $729.0K | 0.3% | −3,144−3.8% | Reduced | History |
| PEPPepsiCo Inc | Stock | 4,139 | $676.0K | 0.3% | +33+0.8% | Added | History |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 73,431 | $657.0K | 0.2% | +16,400+28.8% | Added | History |
| Goldman Sachs ETF Tr381430230 | ULTR SHOR BD ETF | 12,171 | $605.0K | 0.2% | 00.0% | Unchanged | – |
| SBIWestern Asset Intermediate Muni Fund Inc. | COM | 81,450 | $599.0K | 0.2% | +28,950+55.1% | Added | History |
| MMUWestern Asset Managed Municipals Fund Inc. | COM | 58,450 | $567.0K | 0.2% | +17,450+42.6% | Added | History |
| SPDR Series Trust78468R739 | ST NUVE TERM ETF | 11,850 | $546.0K | 0.2% | +1,300+12.3% | Added | – |
| CVXChevron Corp | Stock | 3,665 | $527.0K | 0.2% | +165+4.7% | Added | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 7,010 | $524.0K | 0.2% | +550+8.5% | Added | – |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 41,887 | $444.0K | 0.2% | −4,753−10.2% | Reduced | History |
| NVONovo Nordisk A S | ADR | 3,800 | $379.0K | 0.1% | 00.0% | Unchanged | History |
| XOMExxonMobil Holdings Corp | COM | 4,299 | $375.0K | 0.1% | +85+2.0% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 1,289 | $344.0K | 0.1% | +100+8.4% | Added | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 8,730 | $330.0K | 0.1% | +234+2.8% | Added | – |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 6,848 | $330.0K | 0.1% | +600+9.6% | Added | – |
| TFCTruist Financial Corp | COM | 7,350 | $320.0K | 0.1% | +3,000+69.0% | Added | History |
| Schwab U.S. Mid-Cap ETF808524508 | ETF | 5,039 | $305.0K | 0.1% | +75+1.5% | Added | – |
| SABASaba Capital Income & Opportunities Fund II | COM | 71,406 | $291.0K | 0.1% | 00.0% | Unchanged | History |
| Schwab U.S. Broad Market ETF808524102 | ETF | 6,672 | $280.0K | 0.1% | +1,120+20.2% | Added | – |
| DISWalt Disney Co | Stock | 2,891 | $273.0K | 0.1% | +50+1.8% | Added | History |
| TMOThermo Fisher Scientific Inc. | Stock | 522 | $265.0K | 0.1% | 00.0% | Unchanged | History |
| WPMWheaton Precious Metals Corp. | COM | 8,140 | $263.0K | 0.1% | 00.0% | Unchanged | History |
| Schwab US Tips ETF808524870 | ETF | 4,936 | $256.0K | 0.1% | −5−0.1% | Reduced | – |
| GEGeneral Electric Co | Stock | 3,934 | $244.0K | 0.1% | 00.0% | Unchanged | History |
| LMTLockheed Martin Corp | Stock | 630 | $243.0K | 0.1% | +20+3.3% | Added | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 5,704 | $242.0K | 0.1% | +75+1.3% | Added | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 5,312 | $241.0K | 0.1% | −10−0.2% | Reduced | – |
| BMYBristol Myers Squibb Co | Stock | 3,285 | $234.0K | 0.1% | −25−0.8% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 2,684 | $231.0K | 0.1% | +200+8.1% | Added | History |
| GISGeneral Mills Inc | Stock | 2,980 | $228.0K | 0.1% | 00.0% | Unchanged | History |
| RELXRELX PLC | SPONSORED ADR | 9,346 | $227.0K | 0.1% | −300−3.1% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 1,849 | $220.0K | 0.1% | −20−1.1% | Reduced | History |
| Schwab International Equity ETF808524805 | ETF | 7,598 | $214.0K | 0.1% | +540+7.7% | Added | – |
| MTBM&T Bank Corp | COM | 1,181 | $208.0K | 0.1% | +1,181 | New | History |
| ABBVAbbVie Inc. | Stock | 1,544 | $207.0K | 0.1% | +100+6.9% | Added | History |
| OZKBank OZK | COM | 5,145 | $204.0K | 0.1% | +5,145 | New | History |
| KOCoca Cola Co | Stock | 3,610 | $202.0K | 0.1% | −20−0.6% | Reduced | History |
| Yamana Gold Inc98462Y100 | COM | 24,000 | $109.0K | <0.1% | 00.0% | Unchanged | – |
Sold out since Q2 2022 (9)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| INTCIntel Corp | Stock | 115,820 | $4.33M | 1.5% | History |
| ICFIICF International, Inc. | Stock | 41,899 | $3.98M | 1.4% | History |
| OCOwens Corning | Stock | 24,561 | $1.82M | 0.6% | History |
| BKTBlackRock Income Trust, Inc. | COM | 265,550 | $1.21M | 0.4% | History |
| DFINDonnelley Financial Solutions, Inc. | COM | 36,325 | $1.06M | 0.4% | History |
| ADPAutomatic Data Processing Inc | Stock | 1,105 | $232.0K | 0.1% | History |
| NEMNEWMONT Corp | Stock | 3,647 | $218.0K | 0.1% | History |
| RGLDRoyal Gold Inc | Stock | 2,000 | $214.0K | 0.1% | History |
| CSXCSX Corp | Stock | 7,200 | $209.0K | 0.1% | History |