Silverback Asset Management LLC
- SEC CIK
- 0001278960
- Latest filing
- Aug 13, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 81
- −7 vs. Q3 2023
- Portfolio value
- $673.7M
- −$55.8M (−7.6%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Ivanhoe Mines Ltd46579RAA2 | NOTE 2.5000% 15-Apr-2026 | – | $26.1M | 3.9% | – | – | – |
| FuboTV Inc.35953DAB0 | NOTE 3.250% 2/1 | – | $24.1M | 3.6% | – | – | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $24.0M | 3.6% | – | – | – |
| Nova Ltd.66980MAB2 | NOTE 10/1 | – | $23.1M | 3.4% | – | – | – |
| Semtech Corp816850AF8 | NOTE 1.625%11/0 | – | $22.7M | 3.4% | – | New | – |
| Lucid Group, Inc.549498AA1 | BOND | – | $22.4M | 3.3% | – | New | – |
| Infinera Corp45667GAE3 | NOTE 2.500% 3/0 | – | $22.3M | 3.3% | – | – | – |
| Harmonic Inc.413160AD4 | DBCV 2.000% 9/0 | – | $20.0M | 3.0% | – | – | – |
| Infinera Corp45667GAG8 | NOTE 3.750% 8/0 | – | $19.8M | 2.9% | – | – | – |
| Macom Tech Solutions Hldgs I55405YAB6 | NOTE 0.250% 3/1 | – | $17.0M | 2.5% | – | – | – |
| PRCH 6.750 10/01/28733245AC8 | COM | – | $16.1M | 2.4% | – | – | – |
| Vroom, Inc.92918VAB5 | NOTE 0.750% 7/0 | – | $15.4M | 2.3% | – | – | – |
| Liveperson Inc538146AD3 | NOTE 12/1 | – | $15.3M | 2.3% | – | – | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $15.3M | 2.3% | – | – | – |
| Viavi Solutions Inc.925550AG0 | Note 1.625 03/15/26 | – | $14.7M | 2.2% | – | – | – |
| Bandwidth Inc.05988JAB9 | NOTE 0.250% 3/0 | – | $14.4M | 2.1% | – | – | – |
| PROS Holdings, Inc.74346YAG8 | NOTE 2.250% 9/1 | – | $14.2M | 2.1% | – | – | – |
| Cable One, Inc.12685JAE5 | NOTE 3/1 | – | $13.6M | 2.0% | – | – | – |
| Luminar Technologies, Inc.550424AA3 | BOND | – | $13.1M | 1.9% | – | – | – |
| Impinj Inc453204AD1 | NOTE 1.125% 5/1 | – | $12.8M | 1.9% | – | – | – |
| 8X8 Inc282914AE0 | NOTE 4.000% 2/0 | – | $12.2M | 1.8% | – | – | – |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $12.0M | 1.8% | – | – | – |
| Accuray Inc004397AK1 | NOTE 3.750% 6/0 | – | $11.9M | 1.8% | – | – | – |
| Neogenomics Inc64049MAB6 | NOTE 0.250% 1/1 | – | $11.8M | 1.8% | – | – | – |
| Revance Therapeutics, Inc.761330AB5 | NOTE 1.750% 2/1 | – | $10.7M | 1.6% | – | – | – |
| Digitalocean Hldgs Inc25402DAB8 | NOTE 12/0 | – | $10.3M | 1.5% | – | – | – |
| Travere Therapeutics, Inc.89422GAA5 | NOTE 2.250% 3/0 | – | $9.95M | 1.5% | – | – | – |
| TheRealReal, Inc.88339PAB7 | NOTE 3.000% 6/1 | – | $9.82M | 1.5% | – | – | – |
| Par Technology Corp698884AE3 | NOTE 1.500%10/1 | – | $9.62M | 1.4% | – | – | – |
| Cryoport, Inc.229050AC3 | NOTE 0.750% 12/1 | – | $9.56M | 1.4% | – | – | – |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | – | $8.96M | 1.3% | – | – | – |
| Rpay 02/01/26 CVT76029LAA8 | COM | – | $8.87M | 1.3% | – | – | – |
| Chegg, Inc163092AF6 | NOTE 9/0 | – | $8.49M | 1.3% | – | – | – |
| 3D Sys Corp Del88554DAD8 | NOTE 11/1 | – | $8.41M | 1.2% | – | – | – |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | – | $7.89M | 1.2% | – | – | – |
| Skin 1.250 10/01/26 CVT88331LAA6 | COM | – | $7.67M | 1.1% | – | – | – |
| RDNWRideNow Group, Inc. | COM CL B | 928,777 | $7.56M | 1.1% | +381,777+69.8% | Added | History |
| Eventbrite, Inc.29975EAD1 | NOTE 0.750% 9/1 | – | $7.18M | 1.1% | – | – | – |
| Inotiv, Inc.45783QAB6 | NOTE 3.250%10/1 | – | $6.90M | 1.0% | – | – | – |
| Cutera Inc232109AD0 | NOTE 2.250% 6/0 | – | $6.50M | 1.0% | – | – | – |
| Beyond Meat, Inc.08862EAB5 | NOTE 3/1 | – | $6.43M | 1.0% | – | – | – |
| Block, Inc.852234AJ2 | NOTE 5/0 | – | $6.15M | 0.9% | – | New | – |
| Groupon, Inc.399473AF4 | NOTE 1.125% 3/1 | – | $5.96M | 0.9% | – | – | – |
| Bigcommerce Hldgs Inc08975PAB4 | NOTE 0.250%10/0 | – | $5.64M | 0.8% | – | – | – |
| Guardant Health, Inc.40131MAB5 | NOTE 11/1 | – | $5.61M | 0.8% | – | – | – |
| Danimer Scientific Inc 3.25 12/15/2026236272AA8 | Convertible Bond | – | $5.54M | 0.8% | – | – | – |
| Cracker Barrel Old Ctry Stor22410JAB2 | NOTE 0.625% 6/1 | – | $5.52M | 0.8% | – | – | – |
| Fluidigm Corp Del34385PAF5 | NOTE 5.250%12/0 | – | $5.33M | 0.8% | – | – | – |
| Tpi Composites, Inc87266JAA2 | NOTE 5.250% 03/15/28 | – | $5.33M | 0.8% | – | – | – |
| Teladoc Health, Inc.87918AAF2 | NOTE 1.250% 6/0 | – | $5.15M | 0.8% | – | New | – |
| Post Hldgs Inc737446AT1 | NOTE 2.500% 8/1 | – | $5.06M | 0.8% | – | – | – |
| BridgeBio Pharma, Inc.10806XAD4 | NOTE 2.250% 2/0 | – | $4.22M | 0.6% | – | – | – |
| TheRealReal, Inc.88339PAD3 | NOTE 1.000% 3/0 | – | $4.09M | 0.6% | – | – | – |
| Nutanix, Inc.67059NAH1 | NOTE 0.250%10/0 | – | $4.01M | 0.6% | – | – | – |
| Esperion Therapeutics Inc Ne29664WAB1 | NOTE 4.000%11/1 | – | $3.84M | 0.6% | – | – | – |
| Nanostring Technologies Inc63009RAD1 | NOTE 2.625% 5/0 | – | $3.75M | 0.6% | – | – | – |
| Wayfair Inc.94419LAP6 | NOTE 3.250% 9/1 | – | $3.71M | 0.6% | – | New | – |
| NENoble Corp plc | ORD SHS A | 90,256 | $3.47M | 0.5% | +1,250+1.4% | Added | History |
| Veritone, Inc.92347MAB6 | NOTE 1.750%11/1 | – | $3.47M | 0.5% | – | – | – |
| Porch Group, Inc.733245AA2 | Note 0.7500% 15-Sep-2026 | – | $3.28M | 0.5% | – | – | – |
| Confluent, Inc.20717MAB9 | NOTE 1/1 | – | $2.93M | 0.4% | – | New | – |
| Atech (Parent) Resolution Corp.00973N102 | COM | 3,353,351 | $2.80M | 0.4% | −103,663−3.0% | Reduced | – |
| Snap Inc83304AAH9 | NOTE 0.125% 3/0 | – | $2.76M | 0.4% | – | – | – |
| VALValaris Ltd | CL A | 40,000 | $2.74M | 0.4% | +2,500+6.7% | Added | History |
| STNGScorpio Tankers Inc. | SHS | 45,000 | $2.74M | 0.4% | −5,000−10.0% | Reduced | History |
| Fastly, Inc.31188VAB6 | NOTE 3/1 | – | $2.18M | 0.3% | – | – | – |
| Magnite, Inc.55955DAB6 | NOTE 0.250% 3/1 | – | $2.15M | 0.3% | – | New | – |
| Accolade, Inc.00437EAB8 | NOTE 0.500% 4/0 | – | $1.91M | 0.3% | – | – | – |
| MXMagnachip Semiconductor Corp | COM | 220,000 | $1.65M | 0.2% | 00.0% | Unchanged | History |
| Progenity Inc74319FAB3 | NOTE 7.250%12/0 | – | $1.52M | 0.2% | – | – | – |
| Coherus Biosciences Inc19249HAB9 | NOTE 1.500% 4/1 | – | $1.14M | 0.2% | – | New | – |
| ESPREsperion Therapeutics, Inc. | COM | 100,000 | $603.1K | 0.1% | 00.0% | Unchanged | History |
| LABStandard Biotools Inc. | COM | 125,000 | $276.3K | <0.1% | −175,000−58.3% | Reduced | History |
| VERIVeritone, Inc. | COM | 324,922 | $163.0K | <0.1% | +324,922 | New | History |
| VRMVroom, Inc. | COM | 250,000 | $150.6K | <0.1% | 00.0% | Unchanged | History |
| TELLTellurian Inc. | COM | 160,200 | $121.0K | <0.1% | 00.0% | Unchanged | History |
| ADTHAdTheorent Holding Company, Inc. | COM | 27,191 | $1.09K | <0.1% | 00.0% | Unchanged | History |
| AISPAirship AI Holdings, Inc. | COM | 12,500 | $725 | <0.1% | +12,500 | New | History |
| Spree Acquisition Corp. 1 LtdG83745102 | CL A ORD SHS | 12,500 | $375 | <0.1% | 00.0% | Unchanged | – |
| Zapp Elec Vehs Group LtdG9889X107 | SHS | 7,961 | $65 | <0.1% | 00.0% | Unchanged | – |
| KAIIQuadro Acquisition One Corp. | CL A SHS | 366 | $7 | <0.1% | 00.0% | Unchanged | History |
Options (5)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q3 2023 (17)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 100,000 | $42.7M | 5.9% | History |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $30.6M | 4.2% | – |
| Varonis Sys Inc922280AB8 | NOTE 1.250% 8/1 | – | $18.8M | 2.6% | – |
| LendingTree, Inc.52603BAD9 | NOTE 0.500% 7/1 | – | $11.8M | 1.6% | – |
| Amyris, Inc.03236MAJ0 | NOTE 1.500%11/1 | – | $10.9M | 1.5% | – |
| Upwork, Inc91688FAB0 | NOTE 0.250% 8/1 | – | $5.70M | 0.8% | – |
| Box Inc10316TAB0 | NOTE 1/1 | – | $2.91M | 0.4% | – |
| Arrival Group04271QAA4 | Note 3.5000% 01-Dec-2026 | – | $1.70M | 0.2% | – |
| Omeros Corp682143AG7 | NOTE 5.250% 2/1 | – | $1.61M | 0.2% | – |
| INFNInfinera Corp | COM | 250,000 | $1.04M | 0.1% | History |
| TVTXTravere Therapeutics, Inc. | COM | 40,000 | $357.6K | <0.1% | History |
| AVDLAvadel Pharmaceuticals PLC | SPONSORED ADR | 100,000 | $290.0K | <0.1% | History |
| PRCHPorch Group, Inc. | COM | 225,000 | $180.6K | <0.1% | History |
| DNMRDanimer Scientific, Inc. | COM CL A | 50,000 | $103.5K | <0.1% | History |
| Airship AI Holdings, Inc.G1R25Q105 | CLASS A ORD SHS | 12,500 | $2.88K | <0.1% | – |
| Industrial Tech Acqstns II I45635R108 | CLASS A COM | 37,500 | $1.31K | <0.1% | – |
| Artemis Strategic Invt Corp04303A103 | COM CL A | 25,000 | $765 | <0.1% | – |