Silverback Asset Management LLC
- SEC CIK
- 0001278960
- Latest filing
- Aug 13, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 88
- +2 vs. Q2 2023
- Portfolio value
- $729.5M
- −$3.09M (−0.4%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 100,000 | $42.7M | 5.9% | +100,000 | New | History |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $30.6M | 4.2% | – | – | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $24.5M | 3.4% | – | – | – |
| FuboTV Inc.35953DAB0 | NOTE 3.250% 2/1 | – | $21.8M | 3.0% | – | – | – |
| Infinera Corp45667GAG8 | NOTE 3.750% 8/0 | – | $19.9M | 2.7% | – | New | – |
| Nova Ltd.66980MAB2 | NOTE 10/1 | – | $19.2M | 2.6% | – | – | – |
| Ivanhoe Mines Ltd46579RAA2 | NOTE 2.5000% 15-Apr-2026 | – | $18.9M | 2.6% | – | – | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $18.8M | 2.6% | – | – | – |
| Varonis Sys Inc922280AB8 | NOTE 1.250% 8/1 | – | $18.8M | 2.6% | – | – | – |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | – | $17.6M | 2.4% | – | – | – |
| Digitalocean Hldgs Inc25402DAB8 | NOTE 12/0 | – | $16.7M | 2.3% | – | – | – |
| Liveperson Inc538146AD3 | NOTE 12/1 | – | $16.3M | 2.2% | – | – | – |
| Bandwidth Inc.05988JAB9 | NOTE 0.250% 3/0 | – | $16.0M | 2.2% | – | – | – |
| Infinera Corp45667GAE3 | NOTE 2.500% 3/0 | – | $16.0M | 2.2% | – | New | – |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | – | $15.9M | 2.2% | – | – | – |
| Harmonic Inc.413160AD4 | DBCV 2.000% 9/0 | – | $15.8M | 2.2% | – | – | – |
| Vroom, Inc.92918VAB5 | NOTE 0.750% 7/0 | – | $15.2M | 2.1% | – | – | – |
| Luminar Technologies, Inc.550424AA3 | BOND | – | $14.6M | 2.0% | – | – | – |
| PRCH 6.750 10/01/28733245AC8 | COM | – | $14.2M | 1.9% | – | – | – |
| Impinj Inc453204AD1 | NOTE 1.125% 5/1 | – | $14.1M | 1.9% | – | – | – |
| Macom Tech Solutions Hldgs I55405YAB6 | NOTE 0.250% 3/1 | – | $13.8M | 1.9% | – | New | – |
| LendingTree, Inc.52603BAD9 | NOTE 0.500% 7/1 | – | $11.8M | 1.6% | – | – | – |
| Accuray Inc004397AK1 | NOTE 3.750% 6/0 | – | $11.8M | 1.6% | – | – | – |
| Viavi Solutions Inc.925550AG0 | Note 1.625 03/15/26 | – | $11.2M | 1.5% | – | – | – |
| Amyris, Inc.03236MAJ0 | NOTE 1.500%11/1 | – | $10.9M | 1.5% | – | – | – |
| Snap Inc83304AAH9 | NOTE 0.125% 3/0 | – | $10.7M | 1.5% | – | – | – |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $10.6M | 1.5% | – | – | – |
| TheRealReal, Inc.88339PAB7 | NOTE 3.000% 6/1 | – | $10.5M | 1.4% | – | – | – |
| Cable One, Inc.12685JAE5 | NOTE 3/1 | – | $10.2M | 1.4% | – | – | – |
| PROS Holdings, Inc.74346YAG8 | NOTE 2.250% 9/1 | – | $9.99M | 1.4% | – | – | – |
| Rpay 02/01/26 CVT76029LAA8 | COM | – | $9.75M | 1.3% | – | – | – |
| Cutera Inc232109AD0 | NOTE 2.250% 6/0 | – | $9.72M | 1.3% | – | – | – |
| Neogenomics Inc64049MAB6 | NOTE 0.250% 1/1 | – | $9.11M | 1.2% | – | – | – |
| Fastly, Inc.31188VAB6 | NOTE 3/1 | – | $8.97M | 1.2% | – | – | – |
| Skin 1.250 10/01/26 CVT88331LAA6 | COM | – | $8.78M | 1.2% | – | – | – |
| Danimer Scientific Inc 3.25 12/15/2026236272AA8 | Convertible Bond | – | $8.76M | 1.2% | – | – | – |
| Post Hldgs Inc737446AT1 | NOTE 2.500% 8/1 | – | $8.48M | 1.2% | – | New | – |
| Beyond Meat, Inc.08862EAB5 | NOTE 3/1 | – | $8.29M | 1.1% | – | – | – |
| Travere Therapeutics, Inc.89422GAA5 | NOTE 2.250% 3/0 | – | $8.09M | 1.1% | – | New | – |
| Chegg, Inc163092AF6 | NOTE 9/0 | – | $8.01M | 1.1% | – | – | – |
| Nutanix, Inc.67059NAH1 | NOTE 0.250%10/0 | – | $7.98M | 1.1% | – | – | – |
| 3D Sys Corp Del88554DAD8 | NOTE 11/1 | – | $7.97M | 1.1% | – | – | – |
| Cryoport, Inc.229050AC3 | NOTE 0.750% 12/1 | – | $7.43M | 1.0% | – | New | – |
| Par Technology Corp698884AE3 | NOTE 1.500%10/1 | – | $7.31M | 1.0% | – | – | – |
| Inotiv, Inc.45783QAB6 | NOTE 3.250%10/1 | – | $7.25M | 1.0% | – | – | – |
| Guardant Health, Inc.40131MAB5 | NOTE 11/1 | – | $6.97M | 1.0% | – | – | – |
| Fluidigm Corp Del34385PAF5 | NOTE 5.250%12/0 | – | $6.07M | 0.8% | – | – | – |
| TheRealReal, Inc.88339PAD3 | NOTE 1.000% 3/0 | – | $5.76M | 0.8% | – | – | – |
| Veritone, Inc.92347MAB6 | NOTE 1.750%11/1 | – | $5.70M | 0.8% | – | – | – |
| Upwork, Inc91688FAB0 | NOTE 0.250% 8/1 | – | $5.70M | 0.8% | – | – | – |
| Groupon, Inc.399473AF4 | NOTE 1.125% 3/1 | – | $5.64M | 0.8% | – | – | – |
| 8X8 Inc282914AE0 | NOTE 4.000% 2/0 | – | $5.38M | 0.7% | – | New | – |
| Eventbrite, Inc.29975EAD1 | NOTE 0.750% 9/1 | – | $4.17M | 0.6% | – | – | – |
| Revance Therapeutics, Inc.761330AB5 | NOTE 1.750% 2/1 | – | $4.03M | 0.6% | – | New | – |
| Nanostring Technologies Inc63009RAD1 | NOTE 2.625% 5/0 | – | $4.00M | 0.5% | – | – | – |
| Accolade, Inc.00437EAB8 | NOTE 0.500% 4/0 | – | $3.76M | 0.5% | – | – | – |
| BridgeBio Pharma, Inc.10806XAD4 | NOTE 2.250% 2/0 | – | $3.75M | 0.5% | – | New | – |
| NENoble Corp plc | ORD SHS A | 89,006 | $3.62M | 0.5% | +71,506+408.6% | Added | History |
| Cracker Barrel Old Ctry Stor22410JAB2 | NOTE 0.625% 6/1 | – | $3.60M | 0.5% | – | New | – |
| Bigcommerce Hldgs Inc08975PAB4 | NOTE 0.250%10/0 | – | $3.57M | 0.5% | – | – | – |
| Esperion Therapeutics Inc Ne29664WAB1 | NOTE 4.000%11/1 | – | $3.41M | 0.5% | – | – | – |
| RDNWRideNow Group, Inc. | COM CL B | 547,000 | $3.35M | 0.5% | −234,502−30.0% | Reduced | History |
| Box Inc10316TAB0 | NOTE 1/1 | – | $2.91M | 0.4% | – | – | – |
| VALValaris Ltd | CL A | 37,500 | $2.81M | 0.4% | −2,500−6.3% | Reduced | History |
| STNGScorpio Tankers Inc. | SHS | 50,000 | $2.71M | 0.4% | −2,824−5.3% | Reduced | History |
| Atech (Parent) Resolution Corp.00973N102 | COM | 3,457,014 | $2.60M | 0.4% | +1,415,423+69.3% | Added | – |
| Tpi Composites, Inc87266JAA2 | NOTE 5.250% 03/15/28 | – | $2.46M | 0.3% | – | New | – |
| Porch Group, Inc.733245AA2 | Note 0.7500% 15-Sep-2026 | – | $2.30M | 0.3% | – | – | – |
| MXMagnachip Semiconductor Corp | COM | 220,000 | $1.83M | 0.3% | 00.0% | Unchanged | History |
| Arrival Group04271QAA4 | Note 3.5000% 01-Dec-2026 | – | $1.70M | 0.2% | – | – | – |
| Omeros Corp682143AG7 | NOTE 5.250% 2/1 | – | $1.61M | 0.2% | – | New | – |
| Progenity Inc74319FAB3 | NOTE 7.250%12/0 | – | $1.44M | 0.2% | – | – | – |
| INFNInfinera Corp | COM | 250,000 | $1.04M | 0.1% | +250,000 | New | History |
| LABStandard Biotools Inc. | COM | 300,000 | $870.0K | 0.1% | −150,000−33.3% | Reduced | History |
| TVTXTravere Therapeutics, Inc. | COM | 40,000 | $357.6K | <0.1% | +40,000 | New | History |
| AVDLAvadel Pharmaceuticals PLC | SPONSORED ADR | 100,000 | $290.0K | <0.1% | +100,000 | New | History |
| VRMVroom, Inc. | COM | 250,000 | $280.0K | <0.1% | −125,000−33.3% | Reduced | History |
| ESPREsperion Therapeutics, Inc. | COM | 100,000 | $197.7K | <0.1% | 00.0% | Unchanged | History |
| TELLTellurian Inc. | COM | 160,200 | $185.8K | <0.1% | −9,800−5.8% | Reduced | History |
| PRCHPorch Group, Inc. | COM | 225,000 | $180.6K | <0.1% | +25,000+12.5% | Added | History |
| DNMRDanimer Scientific, Inc. | COM CL A | 50,000 | $103.5K | <0.1% | +50,000 | New | History |
| Airship AI Holdings, Inc.G1R25Q105 | CLASS A ORD SHS | 12,500 | $2.88K | <0.1% | 00.0% | Unchanged | – |
| ADTHAdTheorent Holding Company, Inc. | COM | 27,191 | $1.34K | <0.1% | 00.0% | Unchanged | History |
| Industrial Tech Acqstns II I45635R108 | CLASS A COM | 37,500 | $1.31K | <0.1% | 00.0% | Unchanged | – |
| Artemis Strategic Invt Corp04303A103 | COM CL A | 25,000 | $765 | <0.1% | −50,000−66.7% | Reduced | – |
| Spree Acquisition Corp. 1 LtdG83745102 | CL A ORD SHS | 12,500 | $365 | <0.1% | 00.0% | Unchanged | – |
| Zapp Elec Vehs Group LtdG9889X107 | SHS | 7,961 | $200 | <0.1% | +7,961 | New | – |
| KAIIQuadro Acquisition One Corp. | CL A SHS | 366 | $18 | <0.1% | +366 | New | History |
Sold out since Q2 2023 (17)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| Infinera Corp45667GAF0 | DEBT 3.750% 8/0 | – | $28.6M | 3.9% | – |
| Tabula Rasa HealthCare, Inc.873379AA9 | NOTE 1.750% 2/1 | – | $10.7M | 1.5% | – |
| Splunk Inc848637AF1 | NOTE 1.125% 6/1 | – | $10.4M | 1.4% | – |
| Splunk Inc848637AC8 | NOTE 0.500% 9/1 | – | $8.40M | 1.1% | – |
| Livongo Health Inc539183AA1 | NOTE 0.875% 6/0 | – | $8.24M | 1.1% | – |
| Cryolife Inc228903AB6 | NOTE 4.250% 7/0 | – | $7.82M | 1.1% | – |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $5.74M | 0.8% | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $4.75M | 0.6% | – |
| Confluent, Inc.20717MAB9 | NOTE 1/1 | – | $3.74M | 0.5% | – |
| Magnite, Inc.55955DAB6 | NOTE 0.250% 3/1 | – | $3.70M | 0.5% | – |
| WOLFWolfspeed, Inc. | Stock | 60,800 | $3.38M | 0.5% | History |
| MicroStrategy Inc594972AC5 | NOTE 0.750%12/1 | – | $3.27M | 0.4% | – |
| Snap Inc83304AAF3 | NOTE 5/0 | – | $2.97M | 0.4% | – |
| TRHCTabula Rasa HealthCare, Inc. | COM | 137,425 | $1.13M | 0.2% | History |
| M3-Brigade Acquisition III Corp.55407R103 | CL A COM | 33,333 | $264.9K | <0.1% | – |
| AMRSAmyris, Inc. | COM NEW | 200,000 | $206.0K | <0.1% | History |
| Viscogliosi Bros Acquistn Co92838K100 | COMMON STOCK | 22,500 | $158.2K | <0.1% | – |