Silverback Asset Management LLC
- SEC CIK
- 0001278960
- Latest filing
- Aug 13, 2026
Holdings in Q1 2024
Holdings as of Mar 31, 2024, filed May 14, 2024. Long positions only; changes compare share counts with Q4 2023.
- Positions
- 75
- −6 vs. Q4 2023
- Portfolio value
- $748.8M
- +$75.1M (+11.1%) vs. Q4 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MongoDB, Inc.60937PAD8 | NOTE 0.250% 1/1 | – | $45.6M | 6.1% | – | New | – |
| Nova Ltd.66980MAB2 | NOTE 10/1 | – | $44.2M | 5.9% | – | – | – |
| Ivanhoe Mines Ltd46579RAA2 | NOTE 2.5000% 15-Apr-2026 | – | $30.5M | 4.1% | – | – | – |
| Infinera Corp45667GAE3 | NOTE 2.500% 3/0 | – | $26.9M | 3.6% | – | – | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $26.3M | 3.5% | – | – | – |
| Semtech Corp816850AF8 | NOTE 1.625%11/0 | – | $26.2M | 3.5% | – | – | – |
| Stride, Inc.86333MAA6 | NOTE 1.125% 9/0 | – | $23.2M | 3.1% | – | New | – |
| Lucid Group, Inc.549498AA1 | BOND | – | $22.6M | 3.0% | – | – | – |
| Infinera Corp45667GAG8 | NOTE 3.750% 8/0 | – | $20.3M | 2.7% | – | – | – |
| PRCH 6.750 10/01/28733245AC8 | COM | – | $20.1M | 2.7% | – | – | – |
| FuboTV Inc.35953DAB0 | NOTE 3.250% 2/1 | – | $18.9M | 2.5% | – | – | – |
| Viavi Solutions Inc.925550AG0 | Note 1.625 03/15/26 | – | $18.1M | 2.4% | – | – | – |
| Impinj Inc453204AD1 | NOTE 1.125% 5/1 | – | $17.8M | 2.4% | – | – | – |
| Vroom, Inc.92918VAB5 | NOTE 0.750% 7/0 | – | $17.3M | 2.3% | – | – | – |
| Macom Tech Solutions Hldgs I55405YAB6 | NOTE 0.250% 3/1 | – | $15.5M | 2.1% | – | – | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | – | $14.8M | 2.0% | – | – | – |
| Axon Enterprise, Inc.05464CAB7 | NOTE 0.500%12/1 | – | $14.5M | 1.9% | – | New | – |
| Liveperson Inc538146AD3 | NOTE 12/1 | – | $14.0M | 1.9% | – | – | – |
| Zscaler, Inc.98980GAB8 | NOTE 0.125% 7/0 | – | $13.6M | 1.8% | – | New | – |
| Par Technology Corp698884AC7 | NOTE 2.875% 4/1 | – | $13.0M | 1.7% | – | New | – |
| HLITHarmonic Inc. | COM | 879,412 | $11.8M | 1.6% | +879,412 | New | History |
| PROS Holdings, Inc.74346YAG8 | NOTE 2.250% 9/1 | – | $11.8M | 1.6% | – | – | – |
| Accuray Inc004397AK1 | NOTE 3.750% 6/0 | – | $11.7M | 1.6% | – | – | – |
| Cable One, Inc.12685JAE5 | NOTE 3/1 | – | $11.3M | 1.5% | – | – | – |
| Luminar Technologies, Inc.550424AA3 | BOND | – | $11.1M | 1.5% | – | – | – |
| Revance Therapeutics, Inc.761330AB5 | NOTE 1.750% 2/1 | – | $11.1M | 1.5% | – | – | – |
| Alliant Energy Corp018802AC2 | NOTE 3.875% 3/1 | – | $10.6M | 1.4% | – | New | – |
| Travere Therapeutics, Inc.89422GAA5 | NOTE 2.250% 3/0 | – | $10.5M | 1.4% | – | – | – |
| Bandwidth Inc.05988JAB9 | NOTE 0.250% 3/0 | – | $10.4M | 1.4% | – | – | – |
| Digitalocean Hldgs Inc25402DAB8 | NOTE 12/0 | – | $10.1M | 1.3% | – | – | – |
| 8X8 Inc282914AE0 | NOTE 4.000% 2/0 | – | $9.74M | 1.3% | – | – | – |
| Shopify Inc.82509LAA5 | NOTE 0.125%11/0 | – | $9.53M | 1.3% | – | New | – |
| Inotiv, Inc.45783QAB6 | NOTE 3.250%10/1 | – | $8.53M | 1.1% | – | – | – |
| Chegg, Inc163092AF6 | NOTE 9/0 | – | $8.50M | 1.1% | – | – | – |
| Eventbrite, Inc.29975EAD1 | NOTE 0.750% 9/1 | – | $8.39M | 1.1% | – | – | – |
| Cracker Barrel Old Ctry Stor22410JAB2 | NOTE 0.625% 6/1 | – | $8.38M | 1.1% | – | – | – |
| Stem Inc. 144A 4.25 04/01/203085859NAC6 | FIXED INCOME | – | $8.23M | 1.1% | – | New | – |
| Skin 1.250 10/01/26 CVT88331LAA6 | COM | – | $8.11M | 1.1% | – | – | – |
| Neogenomics Inc64049MAB6 | NOTE 0.250% 1/1 | – | $8.02M | 1.1% | – | – | – |
| Guardant Health, Inc.40131MAB5 | NOTE 11/1 | – | $7.58M | 1.0% | – | – | – |
| Beyond Meat, Inc.08862EAB5 | NOTE 3/1 | – | $7.42M | 1.0% | – | – | – |
| Post Hldgs Inc737446AT1 | NOTE 2.500% 8/1 | – | $6.75M | 0.9% | – | – | – |
| Cutera Inc232109AD0 | NOTE 2.250% 6/0 | – | $5.89M | 0.8% | – | – | – |
| Bigcommerce Hldgs Inc08975PAB4 | NOTE 0.250%10/0 | – | $5.87M | 0.8% | – | – | – |
| Groupon, Inc.399473AF4 | NOTE 1.125% 3/1 | – | $5.73M | 0.8% | – | – | – |
| Veritone, Inc.92347MAB6 | NOTE 1.750%11/1 | – | $5.71M | 0.8% | – | – | – |
| Fluidigm Corp Del34385PAF5 | NOTE 5.250%12/0 | – | $5.56M | 0.7% | – | – | – |
| Par Technology Corp698884AE3 | NOTE 1.500%10/1 | – | $5.36M | 0.7% | – | – | – |
| Porch Group, Inc.733245AA2 | Note 0.7500% 15-Sep-2026 | – | $4.93M | 0.7% | – | – | – |
| Teladoc Health, Inc.87918AAF2 | NOTE 1.250% 6/0 | – | $4.88M | 0.7% | – | – | – |
| 3D Sys Corp Del88554DAD8 | NOTE 11/1 | – | $4.60M | 0.6% | – | – | – |
| Block, Inc.852234AJ2 | NOTE 5/0 | – | $4.48M | 0.6% | – | – | – |
| RDNWRideNow Group, Inc. | COM CL B | 666,438 | $4.31M | 0.6% | −262,339−28.2% | Reduced | History |
| Danimer Scientific Inc 3.25 12/15/2026236272AA8 | Convertible Bond | – | $3.96M | 0.5% | – | – | – |
| NENoble Corp plc | ORD SHS A | 76,506 | $3.77M | 0.5% | −13,750−15.2% | Reduced | History |
| BridgeBio Pharma, Inc.10806XAD4 | NOTE 2.250% 2/0 | – | $3.71M | 0.5% | – | – | – |
| Tpi Composites, Inc87266JAA2 | NOTE 5.250% 03/15/28 | – | $3.49M | 0.5% | – | – | – |
| REALTheRealReal, Inc. | COM | 729,941 | $2.85M | 0.4% | +729,941 | New | History |
| Atech (Parent) Resolution Corp.00973N102 | COM | 4,238,389 | $2.51M | 0.3% | +885,038+26.4% | Added | – |
| Wayfair Inc.94419LAF8 | NOTE 1.000% 8/1 | – | $2.32M | 0.3% | – | – | – |
| Cryoport, Inc.229050AC3 | NOTE 0.750% 12/1 | – | $2.20M | 0.3% | – | – | – |
| Confluent, Inc.20717MAB9 | NOTE 1/1 | – | $2.15M | 0.3% | – | – | – |
| VALValaris Ltd | CL A | 27,500 | $2.07M | 0.3% | −12,500−31.3% | Reduced | History |
| Accolade, Inc.00437EAB8 | NOTE 0.500% 4/0 | – | $1.97M | 0.3% | – | – | – |
| Rpay 02/01/26 CVT76029LAA8 | COM | – | $1.75M | 0.2% | – | – | – |
| VERIVeritone, Inc. | COM | 324,922 | $1.71M | 0.2% | 00.0% | Unchanged | History |
| Progenity Inc74319FAB3 | NOTE 7.250%12/0 | – | $1.51M | 0.2% | – | – | – |
| MXMagnachip Semiconductor Corp | COM | 220,000 | $1.23M | 0.2% | 00.0% | Unchanged | History |
| TheRealReal, Inc.88339PAD3 | NOTE 1.000% 3/0 | – | $832.5K | 0.1% | – | – | – |
| LABStandard Biotools Inc. | COM | 125,000 | $338.8K | <0.1% | 00.0% | Unchanged | History |
| ADTHAdTheorent Holding Company, Inc. | COM | 27,191 | $87.3K | <0.1% | 00.0% | Unchanged | History |
| AISPAirship AI Holdings, Inc. | COM | 12,500 | $82.4K | <0.1% | 00.0% | Unchanged | History |
| VRMVroom, Inc. | COM | 3,123 | $41.9K | <0.1% | 00.0% | UnchangedConverted for a 1-for-80 split | History |
| KAIIQuadro Acquisition One Corp. | CL A SHS | 366 | $4.01K | <0.1% | 00.0% | Unchanged | History |
| Zapp Elec Vehs Group LtdG9889X107 | SHS | 7,961 | $1.99K | <0.1% | 00.0% | Unchanged | – |
Options (2)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q4 2023 (16)
Positions held at the end of Q4 2023 that are gone from this filing.
| Security | Class | Shares in Q4 2023 | Value in Q4 2023 | % of portfolio in Q4 2023 | History |
|---|---|---|---|---|---|
| Harmonic Inc.413160AD4 | DBCV 2.000% 9/0 | – | $20.0M | 3.0% | – |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $12.0M | 1.8% | – |
| TheRealReal, Inc.88339PAB7 | NOTE 3.000% 6/1 | – | $9.82M | 1.5% | – |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | – | $8.96M | 1.3% | – |
| Nutanix, Inc.67059NAH1 | NOTE 0.250%10/0 | – | $4.01M | 0.6% | – |
| Esperion Therapeutics Inc Ne29664WAB1 | NOTE 4.000%11/1 | – | $3.84M | 0.6% | – |
| Nanostring Technologies Inc63009RAD1 | NOTE 2.625% 5/0 | – | $3.75M | 0.6% | – |
| Wayfair Inc.94419LAP6 | NOTE 3.250% 9/1 | – | $3.71M | 0.6% | – |
| Snap Inc83304AAH9 | NOTE 0.125% 3/0 | – | $2.76M | 0.4% | – |
| STNGScorpio Tankers Inc. | SHS | 45,000 | $2.74M | 0.4% | History |
| Fastly, Inc.31188VAB6 | NOTE 3/1 | – | $2.18M | 0.3% | – |
| Magnite, Inc.55955DAB6 | NOTE 0.250% 3/1 | – | $2.15M | 0.3% | – |
| Coherus Biosciences Inc19249HAB9 | NOTE 1.500% 4/1 | – | $1.14M | 0.2% | – |
| ESPREsperion Therapeutics, Inc. | COM | 100,000 | $603.1K | 0.1% | History |
| TELLTellurian Inc. | COM | 160,200 | $121.0K | <0.1% | History |
| Spree Acquisition Corp. 1 LtdG83745102 | CL A ORD SHS | 12,500 | $375 | <0.1% | – |