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Livermore
Livermore
ZHEN

Ramius Advisors LLC

SEC CIK
0001275893
Latest filing
Nov 13, 2023

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 11, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
359
+132 vs. Q3 2021
Portfolio value
$285.3M
+$123.5M (+76.4%) vs. Q3 2021
Filed
Feb 11, 2022
SEC
Holdings of Ramius Advisors LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
NUANNuance Communications, Inc.COM722,684$40.0M14.0%+642,843+805.2%AddedHistory
XLNXXilinx IncCOM110,898$23.5M8.2%+110,898NewHistory
CONECyrusOne Holdco LLCCOM187,716$16.8M5.9%+187,716NewHistory
ARNAArena Pharmaceuticals IncCOM NEW161,770$15.0M5.3%+161,770NewHistory
INFOIHS Markit Ltd.SHS83,617$11.1M3.9%+83,617NewHistory
ISBCInvestors Bancorp, Inc.COM508,712$7.71M2.7%+349,989+220.5%AddedHistory
XENTIntersect ENT, Inc.COM268,592$7.33M2.6%+172,623+179.9%AddedHistory
SAFMSanderson Farms IncCOM35,008$6.69M2.3%+13,102+59.8%AddedHistory
TMXTerminix Global Holdings IncCOM145,100$6.56M2.3%+145,100NewHistory
ADER26 Capital Acquisition Corp.COM CL A588,834$5.80M2.0%+588,834NewHistory
Pearl Holdings Acquisitn CorG44525122UNIT 12/15/2026407,968$4.08M1.4%+407,968New–
BioPlus Acquisition Corp.G11217109UNIT 12/02/2026396,766$3.97M1.4%+396,766New–
Spectral AI, Inc.77732R103COM CL A397,105$3.90M1.4%+397,105New–
PBCTPeople's United Financial, Inc.COM200,203$3.57M1.3%+125,203+166.9%AddedHistory
Finnovate Acquisition Corp.G3R34K129UNIT 09/23/2026347,421$3.52M1.2%+347,421New–
NPTNNeophotonics CorpCOM224,842$3.46M1.2%+224,842NewHistory
Blue Ocean Acquisition CorpG1330L113UNIT 12/02/2026330,200$3.30M1.2%+330,200New–
CIIG Capital Partners II, Inc.12561U109COM CL A331,418$3.27M1.1%+331,418New–
SHAPUSpree Acquisition Corp. 1 LtdUNIT 99/99/9999307,716$3.08M1.1%+307,716NewHistory
MNTVMomentive Global Inc.COM144,212$3.05M1.1%+144,212NewHistory
Trine II Acquisition Corp.G9059F126UNIT 99/99/9999300,210$3.04M1.1%+300,210New–
Arbor Rapha Cap Biohlds Corp03881F203UNIT 10/31/2028260,600$2.65M0.9%+260,600New–
G&P Acquisition Corp36146G103COM CL A205,680$2.02M0.7%+205,680New–
Crown PropTech AcquisitionsG25741102SHS CL A194,738$1.93M0.7%+194,738New–
FOEFerro CorpCOM83,378$1.82M0.6%−22,349−21.1%ReducedHistory
Eq Health Acquisition Corp26886A200UNIT 02/02/2028175,169$1.77M0.6%+121,100+224.0%Added–
Pyrophyte Acquisition Corp.G7308P119UNIT 99/99/9999166,928$1.69M0.6%+166,928New–
Focus Impact Acquisition Cor34417L208UNIT 10/28/2026163,608$1.64M0.6%+163,608New–
Crypto 1 Acquisition CorpG3168A128UNIT 04/30/2028153,788$1.55M0.5%+153,788New–
Ithax Acquisition CorpG49775102CL A SHS147,843$1.45M0.5%+147,843New–
VNEArriver Holdco, Inc.COM40,860$1.45M0.5%−4,548−10.0%ReducedHistory
Science Strategic Acq Alpha808641203UNIT 01/20/2026139,921$1.38M0.5%−9,632−6.4%Reduced–
Pepperlime Health Acqustn CoG70021129UNIT 99/99/9999129,014$1.31M0.5%+129,014New–
Liberty Res Acquisition Corp53118A204UNIT 10/31/2028125,500$1.29M0.5%+125,500New–
Bullpen Parlay Acquisition CG1792A126UNIT 12/03/2026125,000$1.25M0.4%+125,000New–
KIIIKismet Acquisition Three Corp.CL A SHARES128,894$1.25M0.4%+128,894NewHistory
Priveterra Acquisition Corp74275N201UNIT 99/99/9999123,473$1.22M0.4%+58,459+89.9%Added–
Fintech Evolution Acquis GroG3R19A104SHS CL A124,727$1.21M0.4%+124,727New–
ExcelFin Acquisition Corp.30069X201UNIT 10/25/2028118,755$1.21M0.4%+118,755New–
TB SA Acquisition CorpG8657L113UNIT 03/25/2028121,318$1.20M0.4%+25,175+26.2%Added–
Noble Rock Acquisition CorpG6546R101CL A SHS120,950$1.17M0.4%+120,950New–
LAMF Global Ventures Corp. IG5338L116UNIT 11/05/2026115,500$1.16M0.4%+115,500New–
Armada Acquisition Corp. I04208V103COM118,329$1.16M0.4%+118,329New–
Inflection Point Acqustn CorG47874105UNIT 09/21/2026113,500$1.13M0.4%+113,500New–
TKB Critical Technologies 1G88935104UNIT 10/20/2026110,000$1.12M0.4%+110,000New–
Anthemis Digital AcquisitionG03959122UNIT 10/18/2026107,237$1.09M0.4%+107,237New–
Pine Technology Acquisitn Co722850203UNIT 03/31/2028102,178$1.04M0.4%−201−0.2%Reduced–
Mission Advancement Corp60501L101CL A105,888$1.03M0.4%+105,888New–
ACAHAtlantic Coastal Acquisition Corp.CLASS A COM104,427$1.02M0.4%+104,427NewHistory
Genesis GRWT Tech Acqustn CoG3R23D110UNIT 99/99/9999100,000$1.00M0.4%+100,000New–
Biotech Acquisition CompanyG1125A108CL A SHS100,000$984.0K0.3%+100,000New–
Xpac Acquisition CorpG9831X114UNIT 07/27/202198,770$965.0K0.3%+98,770New–
DHB Capital Corp23291W208UNIT 03/31/202895,492$944.0K0.3%+30.0%Added–
Tailwind Internatnal Acq CorG8662F127UNIT 99/99/999993,046$920.0K0.3%+15,100+19.4%Added–
GATEUMarblegate Acquisition Corp.UNIT 08/31/202890,300$908.0K0.3%+90,300NewHistory
Fortress Value Acquisi Corp34964K207UNIT 03/31/202890,900$907.0K0.3%+90,900New–
Austerlitz Acquisition CorpG0633U101COM CL A91,799$892.0K0.3%+91,799New–
Lava Medtech Acquisition Cor519345201UNIT 10/21/202684,749$854.0K0.3%+84,749New–
CSPRCasper Sleep Inc.COM125,700$840.0K0.3%+125,700NewHistory
TLG Acquisition One Corp87257M207UNIT 99/99/999984,774$839.0K0.3%+360+0.4%Added–
Global Partner Acqistn CorpG3934P110UNIT 01/06/202683,659$824.0K0.3%+2,991+3.7%Added–
Twelve Seas Investment Co. II90118T106COM CL A79,371$770.0K0.3%−10,300−11.5%Reduced–
Worldwide Webb Acquisition CG97775129UNIT 10/20/202677,080$769.0K0.3%+77,080New–
Evo Acquisition Corp30052G207UNIT 99/99/999971,522$709.0K0.2%+1,305+1.9%Added–
Innovative Intl Acqusitin CoG4809M117UNIT 10/26/202670,161$706.0K0.2%+70,161New–
Diamondhead Holdings Corp25278L204UNIT 01/21/202671,103$701.0K0.2%+25,000+54.2%Added–
TZP Strategies Acquistn CorpG91595127UNIT 01/06/202670,708$701.0K0.2%00.0%Unchanged–
Ap Acquisition CorpG04058122UNIT 99/99/999968,600$695.0K0.2%+68,600New–
Z-Work Acquisition Corp98880C201UNIT 99/99/999965,407$649.0K0.2%+2,027+3.2%Added–
LGVLongview Acquisition Corp. IICOM CL A65,198$642.0K0.2%−50,792−43.8%ReducedHistory
OCDXOrtho Clinical Diagnostics Holdings plcORD SHS29,155$624.0K0.2%+29,155NewHistory
Seaport Calibre Materials Acquisition Corp.812204204UNIT 10/28/202661,000$612.0K0.2%+61,000New–
Crescera Cap Acquisition CorG26507122UNIT 11/18/202660,000$602.0K0.2%+60,000New–
Mission Advancement Corp60501L119*W EXP 03/05/2021,170,915$597.0K0.2%+707,836+152.9%Added–
Berenson Acquisition Corp. I083690206UNIT 99/99/999960,100$594.0K0.2%+60,100New–
Agile Growth Corp.G01202129UNIT 03/09/202659,354$589.0K0.2%+10,000+20.3%Added–
Austerlitz Acquisition CorpG0633U127*W EXP 02/19/202601,198$588.0K0.2%+601,198New–
Tevogen Inc.G8028L123UNIT 11/04/202656,432$568.0K0.2%+56,432New–
Spartan Acquisition Corp. III84677R106COM CL A57,332$566.0K0.2%−56,132−49.5%Reduced–
Boa Acquisition Corp05601A208UNIT 99/99/999956,000$561.0K0.2%−10,000−15.2%Reduced–
Arctos Northstar Acquis CorpG0477L118UNIT 99/99/999956,110$561.0K0.2%00.0%Unchanged–
MLAIUMcLaren Technology Acquisition Corp.UNIT 11/01/202654,542$548.0K0.2%+54,542NewHistory
SDCL EDGE Acquisition CorpG79471119UNIT 99/99/999952,250$519.0K0.2%+52,250New–
Interprivate IV Infratech PR46064T201UNIT 03/05/202652,525$517.0K0.2%+52,525New–
Sanaby Health Acquisition Co79956P201UNIT 07/30/202850,000$507.0K0.2%+50,000New–
Phoenix Biotech Acquisition71902K204UNIT 99/99/999950,000$504.0K0.2%+50,000New–
Peridot Acquisition Corp. IIG7008B113UNIT 99/99/999950,300$499.0K0.2%+300+0.6%Added–
Cenaq Energy Corp15130M110*W EXP 02/04/2021,159,770$487.0K0.2%+1,159,770New–
Northern Star Invest Corp IV66575B200UNIT 02/25/202847,029$466.0K0.2%+5,335+12.8%Added–
QDELQuidelOrtho CorpCOM3,379$456.0K0.2%+3,379NewHistory
Iconic Sports Acquisition Corp.G4712C123UNIT 99/99/999945,000$455.0K0.2%+45,000New–
Talon 1 Acquisition CorpG86656124UNIT 11/02/202645,000$454.0K0.2%+45,000New–
Insight Acquisition Corp45784L209UNIT 99/99/999945,290$452.0K0.2%−54,710−54.7%Reduced–
Gaming & Hospitality Acqu Co364681205UNIT 02/04/202845,132$448.0K0.2%00.0%Unchanged–
Flyexclusive Inc.26846A209UNIT 99/99/999945,000$446.0K0.2%+45,000New–
Onyx Acquisition Co. IG6755Q125UNIT 11/30/202843,717$444.0K0.2%+43,717New–
FBCFlagstar Bancorp IncCOM PAR .0019,105$436.0K0.2%+9,105NewHistory
Goal Acquisitions Corp38021H115*W EXP 02/11/202783,324$428.0K0.2%−15,674−2.0%Reduced–
Colicity Inc194170205UNIT 02/24/202642,654$424.0K0.1%+42,654New–
Energem CorpG30449113UNIT 11/15/202640,619$412.0K0.1%+40,619New–

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ramius Advisors LLC in Q4 2021
SecurityClassPutsCalls
TGNATegna IncCOM–$23.0K
CHNGChange Healthcare Inc.COM$1.00K–

Sold out since Q3 2021 (67)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Ramius Advisors LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
CHNGChange Healthcare Inc.COM745,320$15.6M9.6%History
HRCHill-Rom Holdings, Inc.COM59,506$8.93M5.5%History
XONEExOne CoCOM284,410$6.65M4.1%History
FIVNFive9, Inc.COM28,795$6.25M3.9%History
STFCState Auto Financial CORPCOM122,279$6.23M3.9%History
ZMZoom Communications, Inc.Stock23,548$6.16M3.8%History
Trillium Therapeutics Inc.89620X506COM NEW338,042$5.94M3.7%–
SICSelect Interior Concepts, Inc.CL A387,413$5.59M3.5%History
KSUKansas City SouthernCOM NEW18,514$5.01M3.1%History
Queens Gambit Growth CapitalG7315C101CL A SHS481,729$4.75M2.9%–
XLRNAcceleron Pharma IncCOM24,830$4.27M2.6%History
SPYSPDR S&P 500 ETF TrustETF6,749$2.90M1.8%History
G&P Acquisition Corp36146G202UNIT 02/28/2028215,741$2.16M1.3%–
MXMagnachip Semiconductor CorpCOM118,636$2.11M1.3%History
Crown PropTech AcquisitionsG25741128UNIT 99/99/9999214,537$2.11M1.3%–
Noble Rock Acquisition CorpG6546R127UNIT 01/31/2028193,288$1.92M1.2%–
Rosecliff Acquisition Corp I77732R202UNIT 99/99/9999181,675$1.80M1.1%–
Mission Advancement Corp60501L200UNIT 99/99/9999177,506$1.76M1.1%–
Kismet Acquisition Three CorG5276C128UNIT 99/99/9999170,986$1.69M1.0%–
Atlantic Coastal Acquistn Co048453203UNIT 03/02/2026157,932$1.56M1.0%–
Clarim Acquisition Corp18049C207UNIT 99/99/9999145,435$1.43M0.9%–
Kensington Capital AcquisitiG5251K111UNIT 99/99/9999125,002$1.27M0.8%–
SONDSonder Holdings Inc.CL A127,020$1.25M0.8%History
GIGCAPITAL4 Inc37518G101COM118,833$1.17M0.7%–
CIIG Capital Partners II, Inc.12561U208UNIT 02/28/2028100,000$1.01M0.6%–
Decarbonization Plus Acquisition Corp IVG2773W129UNIT 07/15/202698,968$999.0K0.6%–
Environmental Impact Acqu Co29408N106COM CL A80,000$791.0K0.5%–
Fintech Evolution Acquis GroG3R19A112UNIT 99/99/999968,955$681.0K0.4%–
VPC Impact Acqu Holdi III IN91835J108COM CL A66,787$662.0K0.4%–
Velocity Acquisition Corp92259E104COM CL A64,347$634.0K0.4%–
EVHEvolent Health, Inc.CL A20,000$620.0K0.4%History
Adit Edtech Acquisition Corp007024201UNIT 99/99/999949,432$493.0K0.3%–
Itiquira Acquisition CorpG49773107CL A SHS39,309$383.0K0.2%–
Seven Oaks Acquisition Corp81787X106COM CL A34,198$340.0K0.2%–
OCAOmnichannel Acquisition Corp.COM CL A32,602$323.0K0.2%History
Altimar Acquisition Corp IIG03709105SHS CL A32,097$316.0K0.2%–
Silverbox Engaged Merger Co82836L200UNIT 03/31/202830,051$298.0K0.2%–
Tailwind Two Acquisition CorG86613117UNIT 03/01/202829,292$294.0K0.2%–
KRAKraton CorpCOM5,700$260.0K0.2%History
CF Acquisition Corp V12520R106CL A25,015$248.0K0.2%–
MSONMisonix IncCOM9,797$248.0K0.2%History
Pathfinder Acquisition CorpG04119106CL A24,900$246.0K0.2%–
Jack Creek Investment Corp.G4989X115CL A SHS21,450$209.0K0.1%–
Burgundy Technology Acqu CorG1702T124*W EXP 08/31/202296,885$202.0K0.1%–
Athena Technology Acquisi Co04687A109COM CLASS A15,896$158.0K0.1%–
Altimar Acquisition Corp IIG03709121*W EXP 02/09/202142,744$150.0K0.1%–
VPC Impact Acquisition HldgG9460L126CLASS A ORD13,285$131.0K0.1%–
Pontem CorporationG71707122*W EXP 01/05/202176,667$127.0K0.1%–
Adit Edtech Acquisition Corp007024110*W EXP 99/99/999252,715$126.0K0.1%–
Lionheart Acquisition Corp I53625R112*W EXP 02/14/202143,362$123.0K0.1%–
VOSOVirtuoso Acquisition Corp.COM CL A11,490$114.0K0.1%History
Bright Lights Acquisition Co10920K119*W EXP 01/01/202107,997$104.0K0.1%–
Golden Falcon Acquisition Co38102H109CL A10,000$98.0K0.1%–
Poema Global Holdings CorpG7154B115*W EXP 01/08/20290,972$81.0K0.1%–
Seaport Global Acquisitn Cor812227114*W EXP 12/15/20285,400$80.0K<0.1%–
CPTKWCrown PropTech Acquisitions*W EXP 99/99/99991,923$47.0K<0.1%History
Rosecliff Acquisition Corp I77732R111*W EXP 02/11/20280,610$44.0K<0.1%–
CHP Merger Corp.12558Y114*W EXP 11/22/20267,042$37.0K<0.1%–
AEA-Bridges Impact Corp.G01046112*W EXP 09/19/20251,844$34.0K<0.1%–
CF Acquisition Corp VI12521J111*W EXP 02/18/20226,259$21.0K<0.1%–
Alpha Capital Acquisition CoG0316P122*W EXP 02/16/20227,456$15.0K<0.1%–
Redball Acquisition CorpG7417R113*W EXP 08/17/20215,076$12.0K<0.1%–
Anzu Special Acquisitin Corp03737A119*W EXP 01/27/20219,176$12.0K<0.1%–
First Reserve Sustainable GW336169115*W EXP 03/05/20212,701$10.0K<0.1%–
Ace Convergence Acqu CorpG0083D104*W EXP 09/30/20215,424$9.00K<0.1%–
Thunder Bridge Cap Prtnrs II88605T118*W EXP 02/15/20210,000$8.00K<0.1%–
Kludein I Acquisition Corp49878L117*W EXP 07/08/20210,953$7.00K<0.1%–