Ramius Advisors LLC
- SEC CIK
- 0001275893
- Latest filing
- Nov 13, 2023
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 11, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 359
- +132 vs. Q3 2021
- Portfolio value
- $285.3M
- +$123.5M (+76.4%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Alberton Acquisition CorpG35006124 | *W EXP 04/26/202 | 21,502 | $4.00K | <0.1% | +21,502 | New | – |
| CEROWCero Therapeutics Holdings, Inc. | *W EXP 09/01/202 | 10,000 | $4.00K | <0.1% | +10,000 | New | History |
| MDH Acquisition Corp55283P114 | *W EXP 02/02/202 | 11,008 | $5.00K | <0.1% | 00.0% | Unchanged | – |
| Americas Technology Acqsn CoG0404A110 | *W EXP 12/31/202 | 10,873 | $5.00K | <0.1% | +10,873 | New | – |
| GoGreen Investments CorpG9461B119 | *W EXP 05/31/202 | 10,000 | $5.00K | <0.1% | +10,000 | New | – |
| KL Acquisition Corp49837C117 | *W EXP 01/12/202 | 11,021 | $6.00K | <0.1% | 00.0% | Unchanged | – |
| Galata Acquisition CorpG3R23A116 | *W EXP 99/99/999 | 11,800 | $6.00K | <0.1% | +11,800 | New | – |
| Evo Acquisition Corp30052G116 | *W EXP 01/04/202 | 14,170 | $7.00K | <0.1% | +3,070+27.7% | Added | – |
| Lead Edge Growth Oprtunts LTG54085116 | *W EXP 04/01/202 | 10,000 | $7.00K | <0.1% | 00.0% | Unchanged | – |
| TB SA Acquisition CorpG8657L121 | *W EXP 03/25/202 | 17,593 | $9.00K | <0.1% | 00.0% | Unchanged | – |
| Northern Lights Acquisitn Co66538L113 | *W EXP 11/01/202 | 20,000 | $9.00K | <0.1% | +20,000 | New | – |
| Armada Acquisition Corp. I04208V111 | *W EXP 08/13/202 | 16,531 | $9.00K | <0.1% | +16,531 | New | – |
| JWSWFJaws Mustang Acquisition Corp | *W EXP 01/30/202 | 10,000 | $10.0K | <0.1% | −44,459−81.6% | Reduced | History |
| Joff Fintech Acquisition Cor46592C118 | *W EXP 02/04/202 | 16,129 | $11.0K | <0.1% | 00.0% | Unchanged | – |
| Itiquira Acquisition CorpG49773115 | *W EXP 02/03/202 | 21,443 | $11.0K | <0.1% | +3,599+20.2% | Added | – |
| Forest Road Acquisition Cor34619V111 | *W EXP 01/15/202 | 13,998 | $11.0K | <0.1% | +13,998 | New | – |
| Belong Acquisition Corp.08069M110 | *W EXP 03/23/202 | 20,000 | $11.0K | <0.1% | +20,000 | New | – |
| Disruptive Acquisition CorpG2770Y128 | *W EXP 03/06/202 | 15,755 | $12.0K | <0.1% | +15,755 | New | – |
| SBIGWSBIG Holdings, Inc. | *W EXP 02/11/202 | 20,000 | $12.0K | <0.1% | 00.0% | Unchanged | History |
| PMVCWPMV Consumer Acquisition Corp. | *W EXP 08/31/202 | 22,725 | $14.0K | <0.1% | +350+1.6% | Added | History |
| Springwater SPL Situations C85205U115 | WARRANT | 27,807 | $14.0K | <0.1% | +27,807 | New | – |
| World Quantum Growth AcquisiG5596W127 | *W EXP 08/04/202 | 25,000 | $14.0K | <0.1% | +25,000 | New | – |
| Pepperlime Health Acqustn CoG70021111 | *W EXP 10/01/202 | 31,018 | $14.0K | <0.1% | +31,018 | New | – |
| Tastemaker Acquisition Corp876545112 | *W EXP 01/07/202 | 29,970 | $15.0K | <0.1% | 00.0% | Unchanged | – |
| Maquia Capital Acquisition C56564V119 | *W EXP 05/05/202 | 31,039 | $15.0K | <0.1% | −125,236−80.1% | Reduced | – |
| Thrive Acquisition CorporatiG7158C119 | *W EXP 10/31/202 | 30,000 | $15.0K | <0.1% | +30,000 | New | – |
| L&F Acquisition CorpG53702117 | *W EXP 05/23/202 | 25,574 | $18.0K | <0.1% | −39,800−60.9% | Reduced | – |
| LMF Acquisition Opportunit I502015118 | *W EXP 01/26/202 | 44,505 | $19.0K | <0.1% | +44,505 | New | – |
| Avanti Acquisition CorpG0682V125 | *W EXP 99/99/999 | 34,468 | $20.0K | <0.1% | 00.0% | Unchanged | – |
| G Squared Ascend II IncG42041122 | *W EXP 12/31/202 | 33,333 | $20.0K | <0.1% | +33,333 | New | – |
| Perception Capital Corp IIG7007D110 | *W EXP 10/25/202 | 45,846 | $20.0K | <0.1% | +45,846 | New | – |
| Gaming & Hospitality Acqu Co364681114 | *W EXP 02/04/202 | 34,304 | $21.0K | <0.1% | +34,304 | New | – |
| Golden Arrow Merger Corp380799114 | *W EXP 07/31/202 | 42,308 | $21.0K | <0.1% | +23,594+126.1% | Added | – |
| DHB Capital Corp23291W117 | *W EXP 03/31/202 | 36,910 | $24.0K | <0.1% | 00.0% | Unchanged | – |
| Altimar Acquisition Corp. IIIG0370U116 | *W EXP 08/03/202 | 26,250 | $24.0K | <0.1% | +26,250 | New | – |
| Byte Acquisition CorpG1R25Q113 | *W EXP 03/18/202 | 45,809 | $24.0K | <0.1% | 00.0% | Unchanged | – |
| Pine Technology Acquisitn Co722850112 | *W EXP 03/31/202 | 39,016 | $25.0K | <0.1% | −10,211−20.7% | Reduced | – |
| Property Solutions Acquisiti74350A116 | *W EXP 03/01/202 | 44,114 | $25.0K | <0.1% | +44,114 | New | – |
| Artemis Strategic Invt Corp04303A111 | *W EXP 09/30/202 | 50,000 | $25.0K | <0.1% | +50,000 | New | – |
| Powered BrandsG7209M116 | *W EXP 01/07/202 | 43,891 | $26.0K | <0.1% | +24,998+132.3% | Added | – |
| Sanaby Health Acquisition Co79956P110 | *W EXP 07/30/202 | 50,000 | $26.0K | <0.1% | +50,000 | New | – |
| Northern Star Invstmnt Corp66573W115 | *W EXP 01/31/202 | 43,019 | $27.0K | <0.1% | +43,019 | New | – |
| Finnovate Acquisition Corp.G3R34K111 | *W EXP 99/99/999 | 70,838 | $27.0K | <0.1% | +70,838 | New | – |
| TCW Special Purpose Acqu Cor87301L114 | *W EXP 99/99/999 | 46,417 | $28.0K | <0.1% | +46,417 | New | – |
| Healthwell Acquisition Corp42227R117 | *W EXP 08/05/202 | 50,489 | $30.0K | <0.1% | +2,564+5.4% | Added | – |
| Kins Technology Group Inc49714K117 | *W EXP 10/14/202 | 66,003 | $31.0K | <0.1% | 00.0% | Unchanged | – |
| Deep Lake Capital Acqustn CoG27029118 | *W EXP 01/04/202 | 50,832 | $31.0K | <0.1% | +24,700+94.5% | Added | – |
| Fintech Evolution Acquis GroG3R19A120 | *W EXP 03/31/202 | 51,547 | $31.0K | <0.1% | +51,547 | New | – |
| Growth Cap Acquisition Corp39986V115 | *W EXP 06/01/202 | 35,886 | $32.0K | <0.1% | −107,429−75.0% | Reduced | – |
| Blueriver Acquisition CorpG1261Q115 | *W EXP 01/04/202 | 52,936 | $32.0K | <0.1% | 00.0% | Unchanged | – |
| Austerlitz Acquisition CorpG0633D125 | *W EXP 02/19/202 | 30,100 | $32.0K | <0.1% | +30,100 | New | – |
| Riverview Acquisition Corp.769395112 | *W EXP 99/99/999 | 63,250 | $33.0K | <0.1% | +63,250 | New | – |
| DTRT Health Acquisition Corp23344T111 | *W EXP 08/31/202 | 70,000 | $33.0K | <0.1% | +70,000 | New | – |
| Priveterra Acquisition Corp74275N110 | *W EXP 02/28/202 | 68,879 | $35.0K | <0.1% | +56,479+455.5% | Added | – |
| Shelter Acquisition Corp I822821112 | *W EXP 02/25/202 | 64,143 | $35.0K | <0.1% | +22,915+55.6% | Added | – |
| LDH Growth Corp IG54094126 | *W EXP 03/17/202 | 47,092 | $36.0K | <0.1% | +47,092 | New | – |
| HumanCo Acquisition Corp.44487N117 | *W EXP 99/99/999 | 50,034 | $38.0K | <0.1% | +50,034 | New | – |
| Noble Rock Acquisition CorpG6546R119 | *W EXP 01/31/202 | 70,247 | $39.0K | <0.1% | +70,247 | New | – |
| Stonebridge Acquisition CorpG85094129 | *W EXP 03/31/202 | 80,135 | $39.0K | <0.1% | +80,135 | New | – |
| Afternext Healthtech AcquisiG01109126 | *W EXP 99/99/999 | 56,447 | $39.0K | <0.1% | +56,447 | New | – |
| Diamondhead Holdings Corp25278L113 | *W EXP 01/28/202 | 67,723 | $40.0K | <0.1% | +12,500+22.6% | Added | – |
| Science Strategic Acq Alpha808641112 | *W EXP 01/20/202 | 73,779 | $40.0K | <0.1% | −10,101−12.0% | Reduced | – |
| Orion Acquisition Corp68626A116 | *W EXP 02/19/202 | 61,139 | $40.0K | <0.1% | 00.0% | Unchanged | – |
| Macondray Cap Acquisitn CorpG5853A115 | *W EXP 05/31/202 | 70,000 | $40.0K | <0.1% | 00.0% | Unchanged | – |
| Aesther Healthcare Acqstn Co00809L114 | *W EXP 09/14/202 | 84,915 | $40.0K | <0.1% | +84,915 | New | – |
| Dune Acquisition Corp265334110 | *W EXP 10/29/202 | 86,315 | $42.0K | <0.1% | −240,685−73.6% | Reduced | – |
| Alpha Partners Tech Mergr CoG63290103 | *W EXP 03/31/202 | 65,758 | $43.0K | <0.1% | −750−1.1% | Reduced | – |
| Xpac Acquisition CorpG9831X122 | *W EXP 99/99/999 | 86,261 | $43.0K | <0.1% | +86,261 | New | – |
| Carney Technology Acqu Corp143636116 | *W EXP 11/30/202 | 65,279 | $45.0K | <0.1% | −40,595−38.3% | Reduced | – |
| TG Venture Acquisition Corp.87251T117 | *W EXP 08/15/202 | 103,700 | $45.0K | <0.1% | +103,700 | New | – |
| Executive Network Partnering30158L118 | *W EXP 09/25/202 | 70,758 | $48.0K | <0.1% | −77,487−52.3% | Reduced | – |
| Prospector Capital CorpG7273A113 | *W EXP 01/01/202 | 76,935 | $48.0K | <0.1% | +27,901+56.9% | Added | – |
| Oceantech Acquisitions I Cor675507115 | *W EXP 99/99/999 | 103,793 | $48.0K | <0.1% | +103,793 | New | – |
| Gladstone Acquisition Corp37653T116 | *W EXP 04/01/202 | 99,300 | $50.0K | <0.1% | +99,300 | New | – |
| D and Z Media Acquisition Co23305Q114 | *W EXP 01/27/202 | 87,781 | $51.0K | <0.1% | −2,034−2.3% | Reduced | – |
| Stratim Cloud Acquisition Corp.86309R115 | *W EXP 03/05/202 | 88,920 | $52.0K | <0.1% | +28,720+47.7% | Added | – |
| Kismet Acquisition Three CorG5276C102 | *W EXP 06/30/202 | 105,734 | $53.0K | <0.1% | +78,335+285.9% | Added | – |
| Industrial Human Capital, Inc.45617P112 | *W EXP 11/27/202 | 140,559 | $53.0K | <0.1% | +140,559 | New | – |
| Senior Connect Acquisitn Cor81723H116 | *W EXP 12/31/202 | 103,381 | $54.0K | <0.1% | 00.0% | Unchanged | – |
| ScION Tech Growth IIG31070116 | *W EXP 01/28/202 | 89,253 | $54.0K | <0.1% | +89,253 | New | – |
| Eq Health Acquisition Corp26886A119 | *W EXP 02/02/202 | 109,294 | $57.0K | <0.1% | +7,822+7.7% | Added | – |
| Kadem Sustainable Impact Cor48284E113 | *W EXP 03/16/202 | 107,445 | $58.0K | <0.1% | +89,856+510.9% | Added | – |
| Catcha Investment CorpG1962Y110 | *W EXP 99/99/999 | 100,500 | $58.0K | <0.1% | +100,500 | New | – |
| Osiris Acquisition Corp.68829A111 | *W EXP 05/01/202 | 103,626 | $58.0K | <0.1% | +27,869+36.8% | Added | – |
| Class Acceleration Corp18274B114 | *W EXP 03/31/202 | 116,640 | $59.0K | <0.1% | +49,600+74.0% | Added | – |
| Mason Industrial Technolgy I57520Y114 | *W EXP 99/99/999 | 92,226 | $61.0K | <0.1% | −20,200−18.0% | Reduced | – |
| Golden Falcon Acquisition Co38102H117 | *W EXP 11/04/202 | 98,349 | $62.0K | <0.1% | +9,750+11.0% | Added | – |
| Nova Vision Acquisition CorpG6759A118 | *W EXP 12/31/202 | 174,035 | $63.0K | <0.1% | +174,035 | New | – |
| Nightdragon Acquisition Corp65413D113 | *W EXP 02/26/202 | 74,547 | $65.0K | <0.1% | +74,547 | New | – |
| Af Acquisition Corp001040112 | *W EXP 03/23/202 | 111,519 | $66.0K | <0.1% | +33,998+43.9% | Added | – |
| Arctos Northstar Acquis CorpG0477L126 | *W EXP 99/99/999 | 89,913 | $68.0K | <0.1% | +89,913 | New | – |
| Sports Ventures Acquisin CorG8372A129 | *W EXP 11/30/202 | 113,891 | $69.0K | <0.1% | +98,997+664.7% | Added | – |
| Kismet Acquisition Two CorpG52807115 | *W EXP 06/30/202 | 138,325 | $69.0K | <0.1% | +100+0.1% | Added | – |
| Software Acquisitn Grp Inc I83407J111 | *W EXP 02/02/202 | 124,920 | $72.0K | <0.1% | +124,920 | New | – |
| SPWRWSunPower Inc. | *W EXP 99/99/999 | 130,203 | $74.0K | <0.1% | +106,810+456.6% | Added | History |
| Healthcare Services Acqu Cor42227K112 | *W EXP 99/99/999 | 143,662 | $75.0K | <0.1% | +5,025+3.6% | Added | – |
| Agrico Acquisition CorpG41089114 | *W EXP 03/31/202 | 168,727 | $76.0K | <0.1% | +168,727 | New | – |
| Data Knights Acquisition Cor237699111 | *W EXP 11/11/202 | 194,225 | $78.0K | <0.1% | +194,225 | New | – |
| Slam Corp.G8210L121 | *W EXP 02/23/202 | 125,000 | $78.0K | <0.1% | +125,000 | New | – |
| WinVest Acquisition Corp.97655B117 | *W EXP 08/09/202 | 414,597 | $81.0K | <0.1% | +414,597 | New | – |
Options (2)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q3 2021 (67)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| CHNGChange Healthcare Inc. | COM | 745,320 | $15.6M | 9.6% | History |
| HRCHill-Rom Holdings, Inc. | COM | 59,506 | $8.93M | 5.5% | History |
| XONEExOne Co | COM | 284,410 | $6.65M | 4.1% | History |
| FIVNFive9, Inc. | COM | 28,795 | $6.25M | 3.9% | History |
| STFCState Auto Financial CORP | COM | 122,279 | $6.23M | 3.9% | History |
| ZMZoom Communications, Inc. | Stock | 23,548 | $6.16M | 3.8% | History |
| Trillium Therapeutics Inc.89620X506 | COM NEW | 338,042 | $5.94M | 3.7% | – |
| SICSelect Interior Concepts, Inc. | CL A | 387,413 | $5.59M | 3.5% | History |
| KSUKansas City Southern | COM NEW | 18,514 | $5.01M | 3.1% | History |
| Queens Gambit Growth CapitalG7315C101 | CL A SHS | 481,729 | $4.75M | 2.9% | – |
| XLRNAcceleron Pharma Inc | COM | 24,830 | $4.27M | 2.6% | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 6,749 | $2.90M | 1.8% | History |
| G&P Acquisition Corp36146G202 | UNIT 02/28/2028 | 215,741 | $2.16M | 1.3% | – |
| MXMagnachip Semiconductor Corp | COM | 118,636 | $2.11M | 1.3% | History |
| Crown PropTech AcquisitionsG25741128 | UNIT 99/99/9999 | 214,537 | $2.11M | 1.3% | – |
| Noble Rock Acquisition CorpG6546R127 | UNIT 01/31/2028 | 193,288 | $1.92M | 1.2% | – |
| Rosecliff Acquisition Corp I77732R202 | UNIT 99/99/9999 | 181,675 | $1.80M | 1.1% | – |
| Mission Advancement Corp60501L200 | UNIT 99/99/9999 | 177,506 | $1.76M | 1.1% | – |
| Kismet Acquisition Three CorG5276C128 | UNIT 99/99/9999 | 170,986 | $1.69M | 1.0% | – |
| Atlantic Coastal Acquistn Co048453203 | UNIT 03/02/2026 | 157,932 | $1.56M | 1.0% | – |
| Clarim Acquisition Corp18049C207 | UNIT 99/99/9999 | 145,435 | $1.43M | 0.9% | – |
| Kensington Capital AcquisitiG5251K111 | UNIT 99/99/9999 | 125,002 | $1.27M | 0.8% | – |
| SONDSonder Holdings Inc. | CL A | 127,020 | $1.25M | 0.8% | History |
| GIGCAPITAL4 Inc37518G101 | COM | 118,833 | $1.17M | 0.7% | – |
| CIIG Capital Partners II, Inc.12561U208 | UNIT 02/28/2028 | 100,000 | $1.01M | 0.6% | – |
| Decarbonization Plus Acquisition Corp IVG2773W129 | UNIT 07/15/2026 | 98,968 | $999.0K | 0.6% | – |
| Environmental Impact Acqu Co29408N106 | COM CL A | 80,000 | $791.0K | 0.5% | – |
| Fintech Evolution Acquis GroG3R19A112 | UNIT 99/99/9999 | 68,955 | $681.0K | 0.4% | – |
| VPC Impact Acqu Holdi III IN91835J108 | COM CL A | 66,787 | $662.0K | 0.4% | – |
| Velocity Acquisition Corp92259E104 | COM CL A | 64,347 | $634.0K | 0.4% | – |
| EVHEvolent Health, Inc. | CL A | 20,000 | $620.0K | 0.4% | History |
| Adit Edtech Acquisition Corp007024201 | UNIT 99/99/9999 | 49,432 | $493.0K | 0.3% | – |
| Itiquira Acquisition CorpG49773107 | CL A SHS | 39,309 | $383.0K | 0.2% | – |
| Seven Oaks Acquisition Corp81787X106 | COM CL A | 34,198 | $340.0K | 0.2% | – |
| OCAOmnichannel Acquisition Corp. | COM CL A | 32,602 | $323.0K | 0.2% | History |
| Altimar Acquisition Corp IIG03709105 | SHS CL A | 32,097 | $316.0K | 0.2% | – |
| Silverbox Engaged Merger Co82836L200 | UNIT 03/31/2028 | 30,051 | $298.0K | 0.2% | – |
| Tailwind Two Acquisition CorG86613117 | UNIT 03/01/2028 | 29,292 | $294.0K | 0.2% | – |
| KRAKraton Corp | COM | 5,700 | $260.0K | 0.2% | History |
| CF Acquisition Corp V12520R106 | CL A | 25,015 | $248.0K | 0.2% | – |
| MSONMisonix Inc | COM | 9,797 | $248.0K | 0.2% | History |
| Pathfinder Acquisition CorpG04119106 | CL A | 24,900 | $246.0K | 0.2% | – |
| Jack Creek Investment Corp.G4989X115 | CL A SHS | 21,450 | $209.0K | 0.1% | – |
| Burgundy Technology Acqu CorG1702T124 | *W EXP 08/31/202 | 296,885 | $202.0K | 0.1% | – |
| Athena Technology Acquisi Co04687A109 | COM CLASS A | 15,896 | $158.0K | 0.1% | – |
| Altimar Acquisition Corp IIG03709121 | *W EXP 02/09/202 | 142,744 | $150.0K | 0.1% | – |
| VPC Impact Acquisition HldgG9460L126 | CLASS A ORD | 13,285 | $131.0K | 0.1% | – |
| Pontem CorporationG71707122 | *W EXP 01/05/202 | 176,667 | $127.0K | 0.1% | – |
| Adit Edtech Acquisition Corp007024110 | *W EXP 99/99/999 | 252,715 | $126.0K | 0.1% | – |
| Lionheart Acquisition Corp I53625R112 | *W EXP 02/14/202 | 143,362 | $123.0K | 0.1% | – |
| VOSOVirtuoso Acquisition Corp. | COM CL A | 11,490 | $114.0K | 0.1% | History |
| Bright Lights Acquisition Co10920K119 | *W EXP 01/01/202 | 107,997 | $104.0K | 0.1% | – |
| Golden Falcon Acquisition Co38102H109 | CL A | 10,000 | $98.0K | 0.1% | – |
| Poema Global Holdings CorpG7154B115 | *W EXP 01/08/202 | 90,972 | $81.0K | 0.1% | – |
| Seaport Global Acquisitn Cor812227114 | *W EXP 12/15/202 | 85,400 | $80.0K | <0.1% | – |
| CPTKWCrown PropTech Acquisitions | *W EXP 99/99/999 | 91,923 | $47.0K | <0.1% | History |
| Rosecliff Acquisition Corp I77732R111 | *W EXP 02/11/202 | 80,610 | $44.0K | <0.1% | – |
| CHP Merger Corp.12558Y114 | *W EXP 11/22/202 | 67,042 | $37.0K | <0.1% | – |
| AEA-Bridges Impact Corp.G01046112 | *W EXP 09/19/202 | 51,844 | $34.0K | <0.1% | – |
| CF Acquisition Corp VI12521J111 | *W EXP 02/18/202 | 26,259 | $21.0K | <0.1% | – |
| Alpha Capital Acquisition CoG0316P122 | *W EXP 02/16/202 | 27,456 | $15.0K | <0.1% | – |
| Redball Acquisition CorpG7417R113 | *W EXP 08/17/202 | 15,076 | $12.0K | <0.1% | – |
| Anzu Special Acquisitin Corp03737A119 | *W EXP 01/27/202 | 19,176 | $12.0K | <0.1% | – |
| First Reserve Sustainable GW336169115 | *W EXP 03/05/202 | 12,701 | $10.0K | <0.1% | – |
| Ace Convergence Acqu CorpG0083D104 | *W EXP 09/30/202 | 15,424 | $9.00K | <0.1% | – |
| Thunder Bridge Cap Prtnrs II88605T118 | *W EXP 02/15/202 | 10,000 | $8.00K | <0.1% | – |
| Kludein I Acquisition Corp49878L117 | *W EXP 07/08/202 | 10,953 | $7.00K | <0.1% | – |