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Livermore
Livermore
ZHEN

Ramius Advisors LLC

SEC CIK
0001275893
Latest filing
Nov 13, 2023

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
227
−50 vs. Q2 2021
Portfolio value
$161.7M
−$99.7M (−38.1%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Ramius Advisors LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
CHNGChange Healthcare Inc.COM745,320$15.6M9.6%+570,609+326.6%AddedHistory
HRCHill-Rom Holdings, Inc.COM59,506$8.93M5.5%+59,506NewHistory
XONEExOne CoCOM284,410$6.65M4.1%+284,410NewHistory
FIVNFive9, Inc.COM28,795$6.25M3.9%+28,795NewHistory
STFCState Auto Financial CORPCOM122,279$6.23M3.9%+122,279NewHistory
ZMZoom Communications, Inc.Stock23,548$6.16M3.8%+23,548NewHistory
Trillium Therapeutics Inc.89620X506COM NEW338,042$5.94M3.7%+338,042New–
SICSelect Interior Concepts, Inc.CL A387,413$5.59M3.5%+387,413NewHistory
KSUKansas City SouthernCOM NEW18,514$5.01M3.1%−38,225−67.4%ReducedHistory
Queens Gambit Growth CapitalG7315C101CL A SHS481,729$4.75M2.9%+481,729New–
NUANNuance Communications, Inc.COM79,841$4.39M2.7%−446,580−84.8%ReducedHistory
XLRNAcceleron Pharma IncCOM24,830$4.27M2.6%+24,830NewHistory
SAFMSanderson Farms IncCOM21,906$4.12M2.5%+21,906NewHistory
SPYSPDR S&P 500 ETF TrustETF6,749$2.90M1.8%+6,749NewHistory
XENTIntersect ENT, Inc.COM95,969$2.61M1.6%+95,969NewHistory
ISBCInvestors Bancorp, Inc.COM158,723$2.40M1.5%+158,723NewHistory
G&P Acquisition Corp36146G202UNIT 02/28/2028215,741$2.16M1.3%00.0%Unchanged–
FOEFerro CorpCOM105,727$2.15M1.3%+105,727NewHistory
MXMagnachip Semiconductor CorpCOM118,636$2.11M1.3%+118,636NewHistory
Crown PropTech AcquisitionsG25741128UNIT 99/99/9999214,537$2.11M1.3%00.0%Unchanged–
Noble Rock Acquisition CorpG6546R127UNIT 01/31/2028193,288$1.92M1.2%00.0%Unchanged–
Rosecliff Acquisition Corp I77732R202UNIT 99/99/9999181,675$1.80M1.1%00.0%Unchanged–
Mission Advancement Corp60501L200UNIT 99/99/9999177,506$1.76M1.1%00.0%Unchanged–
Kismet Acquisition Three CorG5276C128UNIT 99/99/9999170,986$1.69M1.0%00.0%Unchanged–
Atlantic Coastal Acquistn Co048453203UNIT 03/02/2026157,932$1.56M1.0%+1,100+0.7%Added–
VNEArriver Holdco, Inc.COM45,408$1.55M1.0%+45,408NewHistory
Science Strategic Acq Alpha808641203UNIT 01/20/2026149,553$1.49M0.9%−13,500−8.3%Reduced–
Clarim Acquisition Corp18049C207UNIT 99/99/9999145,435$1.43M0.9%00.0%Unchanged–
PBCTPeople's United Financial, Inc.COM75,000$1.31M0.8%+75,000NewHistory
Kensington Capital AcquisitiG5251K111UNIT 99/99/9999125,002$1.27M0.8%+125,002New–
SONDSonder Holdings Inc.CL A127,020$1.25M0.8%+43,560+52.2%AddedHistory
GIGCAPITAL4 Inc37518G101COM118,833$1.17M0.7%+118,833New–
LGVLongview Acquisition Corp. IICOM CL A115,990$1.15M0.7%+115,990NewHistory
Spartan Acquisition Corp. III84677R106COM CL A113,464$1.12M0.7%+113,464New–
Pine Technology Acquisitn Co722850203UNIT 03/31/2028102,379$1.02M0.6%00.0%Unchanged–
CIIG Capital Partners II, Inc.12561U208UNIT 02/28/2028100,000$1.01M0.6%+100,000New–
Decarbonization Plus Acquisition Corp IVG2773W129UNIT 07/15/202698,968$999.0K0.6%+98,968New–
Insight Acquisition Corp45784L209UNIT 99/99/9999100,000$995.0K0.6%+100,000New–
DHB Capital Corp23291W208UNIT 03/31/202895,489$943.0K0.6%00.0%Unchanged–
TB SA Acquisition CorpG8657L113UNIT 03/25/202896,143$943.0K0.6%00.0%Unchanged–
Twelve Seas Investment Co. II90118T106COM CL A89,671$871.0K0.5%00.0%Unchanged–
TLG Acquisition One Corp87257M207UNIT 99/99/999984,414$838.0K0.5%00.0%Unchanged–
Global Partner Acqistn CorpG3934P110UNIT 01/06/202680,668$798.0K0.5%00.0%Unchanged–
Environmental Impact Acqu Co29408N106COM CL A80,000$791.0K0.5%+80,000New–
Tailwind Internatnal Acq CorG8662F127UNIT 99/99/999977,946$772.0K0.5%00.0%Unchanged–
ASAXAstrea Acquisition Corp.COM CL A75,052$748.0K0.5%−30,000−28.6%ReducedHistory
TZP Strategies Acquistn CorpG91595127UNIT 01/06/202670,708$702.0K0.4%−60,919−46.3%Reduced–
Evo Acquisition Corp30052G207UNIT 99/99/999970,217$699.0K0.4%00.0%Unchanged–
SCP & Co Healthcare Acqustn784065203UNIT 10/27/202570,073$698.0K0.4%−41,301−37.1%Reduced–
Fintech Evolution Acquis GroG3R19A112UNIT 99/99/999968,955$681.0K0.4%−46,606−40.3%Reduced–
VPC Impact Acqu Holdi III IN91835J108COM CL A66,787$662.0K0.4%+66,787New–
Boa Acquisition Corp05601A208UNIT 99/99/999966,000$652.0K0.4%+1,000+1.5%Added–
Priveterra Acquisition Corp74275N201UNIT 99/99/999965,014$646.0K0.4%−11,004−14.5%Reduced–
Velocity Acquisition Corp92259E104COM CL A64,347$634.0K0.4%+64,347New–
Z-Work Acquisition Corp98880C201UNIT 99/99/999963,380$628.0K0.4%00.0%Unchanged–
EVHEvolent Health, Inc.CL A20,000$620.0K0.4%+20,000NewHistory
Arctos Northstar Acquis CorpG0477L118UNIT 99/99/999956,110$553.0K0.3%−12,866−18.7%Reduced–
Eq Health Acquisition Corp26886A200UNIT 02/02/202854,069$541.0K0.3%00.0%Unchanged–
Adit Edtech Acquisition Corp007024201UNIT 99/99/999949,432$493.0K0.3%−50,000−50.3%Reduced–
Peridot Acquisition Corp. IIG7008B113UNIT 99/99/999950,000$493.0K0.3%−116,886−70.0%Reduced–
Agile Growth Corp.G01202129UNIT 03/09/202649,354$489.0K0.3%−6,646−11.9%Reduced–
Goal Acquisitions Corp38021H115*W EXP 02/11/202798,998$465.0K0.3%−1,327−0.2%Reduced–
Diamondhead Holdings Corp25278L204UNIT 01/21/202646,103$456.0K0.3%−63,527−57.9%Reduced–
Gaming & Hospitality Acqu Co364681205UNIT 02/04/202845,132$447.0K0.3%−29,100−39.2%Reduced–
Biotech Acquisition CompanyG1125A116*W EXP 11/30/202623,873$412.0K0.3%+122,047+24.3%Added–
Northern Star Invest Corp IV66575B200UNIT 02/25/202841,694$411.0K0.3%−865−2.0%Reduced–
Colonnade Acquisition Corp IG2284B127UNIT 99/99/999941,219$400.0K0.2%−21,731−34.5%Reduced–
Golden Arrow Merger Corp380799205UNIT 07/31/202640,000$396.0K0.2%00.0%Unchanged–
Itiquira Acquisition CorpG49773107CL A SHS39,309$383.0K0.2%00.0%Unchanged–
Twin Ridge Capital Acquis CoG9151L112UNIT 99/99/999937,411$371.0K0.2%00.0%Unchanged–
Gores Technology Partners II38287L107CLASS A COM36,566$360.0K0.2%+36,566New–
GX Acquisition Corp II36260F204UNIT 03/17/202635,594$352.0K0.2%−906−2.5%Reduced–
Seven Oaks Acquisition Corp81787X106COM CL A34,198$340.0K0.2%+15,016+78.3%Added–
Interprivate II Acquisition46064Q207UNIT 99/99/999933,668$336.0K0.2%00.0%Unchanged–
Atlantic Ave Acquisition Cor04906P119*W EXP 10/06/202491,895$330.0K0.2%−37,699−7.1%Reduced–
OCAOmnichannel Acquisition Corp.COM CL A32,602$323.0K0.2%+32,602NewHistory
Altimar Acquisition Corp IIG03709105SHS CL A32,097$316.0K0.2%+32,097New–
MDH Acquisition Corp55283P106COM CL A31,875$314.0K0.2%+31,875New–
Athlon Acquisition Corp04748A114*W EXP 01/12/202442,901$310.0K0.2%+18,709+4.4%Added–
Silverbox Engaged Merger Co82836L200UNIT 03/31/202830,051$298.0K0.2%−12,059−28.6%Reduced–
Ecp Environmental GW Opt Cor26829T100COM CL A30,111$297.0K0.2%+30,111New–
Tailwind Two Acquisition CorG86613117UNIT 03/01/202829,292$294.0K0.2%−1,500−4.9%Reduced–
Monument Circle Acquisitn Co61531M119*W EXP 01/14/202507,348$289.0K0.2%−11,657−2.2%Reduced–
Kismet Acquisition Two CorpG52807123UNIT 99/99/999929,193$288.0K0.2%00.0%Unchanged–
Digital Transformatn Opt Cor25401K206UNIT 03/31/202827,500$270.0K0.2%00.0%Unchanged–
Mission Advancement Corp60501L119*W EXP 03/05/202463,079$269.0K0.2%+120,642+35.2%Added–
KRAKraton CorpCOM5,700$260.0K0.2%+5,700NewHistory
CF Acquisition Corp V12520R106CL A25,015$248.0K0.2%+25,015New–
MSONMisonix IncCOM9,797$248.0K0.2%+9,797NewHistory
Pathfinder Acquisition CorpG04119106CL A24,900$246.0K0.2%+24,900New–
Sportstek Acquisition Corp849196118*W EXP 02/16/202271,532$244.0K0.2%+55,669+25.8%Added–
Recharge Acquisition Corp756229118*W EXP 10/05/202374,320$240.0K0.1%+19,590+5.5%Added–
COVA Acquisition Corp.G2554Y120*W EXP 02/05/202407,135$236.0K0.1%−190,352−31.9%Reduced–
Angel Pond Holdings CorpG0447J110UNIT 99/99/999923,460$232.0K0.1%00.0%Unchanged–
Ithax Acquisition CorpG49775128*W EXP 02/01/202327,521$213.0K0.1%+43,322+15.2%Added–
Dune Acquisition Corp265334110*W EXP 10/29/202327,000$212.0K0.1%−60,507−15.6%Reduced–
Jack Creek Investment Corp.G4989X115CL A SHS21,450$209.0K0.1%00.0%Unchanged–
Authentic Equity Acquistn CoG06607124*W EXP 01/20/202303,760$207.0K0.1%+34,158+12.7%Added–
Burgundy Technology Acqu CorG1702T124*W EXP 08/31/202296,885$202.0K0.1%−55,570−15.8%Reduced–
HPX Corp.G32219126*W EXP 07/14/202310,009$201.0K0.1%+25,266+8.9%Added–

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ramius Advisors LLC in Q3 2021
SecurityClassPutsCalls
XLNXXilinx IncCOM–$5.75M
ZMZoom Communications, Inc.Stock–$122.0K
AMDAdvanced Micro Devices IncStock–$24.0K
Trillium Therapeutics Inc.89620X506COM NEW$13.0K–
CHNGChange Healthcare Inc.COM$5.00K–
STMPStamps.com IncCOM NEW$2.00K–

Sold out since Q2 2021 (132)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 132 by value last quarter.

Positions of Ramius Advisors LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
XLNXXilinx IncCOM219,414$31.7M12.1%History
PFPTProofpoint IncCOM124,547$21.6M8.3%History
WORKSlack Technologies, Inc.COM CL A279,882$12.4M4.7%History
ALXNAlexion Pharmaceuticals, Inc.COM64,655$11.9M4.5%History
QTSQTS Realty Trust, Inc.COM CL A132,610$10.3M3.9%History
MXIMMaxim Integrated Products IncCOM79,666$8.39M3.2%History
WBTWelbilt, Inc.COM260,397$6.03M2.3%History
SWBKSwitchback II CorpCOM CL A417,977$4.13M1.6%History
ORBCOMM Inc.68555P100COM281,007$3.16M1.2%–
Healthcare Capital Corp42228C200UNIT 12/31/2025193,707$1.93M0.7%–
Progress Acquisition Corp.74327P204UNIT 12/25/2025160,474$1.61M0.6%–
Broadscale Acquisition Corp11134Y200UNIT 02/02/2026154,907$1.55M0.6%–
Atotech LtdG0625A105COM59,600$1.52M0.6%–
Anzu Special Acquisitin Corp03737A200UNIT 01/27/2026147,040$1.47M0.6%–
Aurora Acquisition CorpG0698L103CLASS A ORD SHS133,298$1.32M0.5%–
Mason Industrial Technolgy I57520Y205UNIT 99/99/9999124,560$1.25M0.5%–
Dmy Technology Group Inc IV23344K102COM CL A123,907$1.21M0.5%–
MGLNMagellan Health IncCOM NEW12,402$1.17M0.4%History
Montes Archimedes Acquisitio612657106COM CL A114,419$1.13M0.4%–
Thunder Bridge Cap Prtnrs II88605T209UNIT 02/15/2028108,539$1.08M0.4%–
GIGINTERNATIONAL1 Inc37518W205UNIT 05/19/2026101,943$1.02M0.4%–
North Atlantic Acquisitn CorG66139117UNIT 10/20/202593,661$940.0K0.4%–
Edify Acquisition Corp.28059Q202UNIT 11/25/202588,822$883.0K0.3%–
Warrior Technologies Acqui C936273101COM CL A90,655$878.0K0.3%–
Bite Acquisition Corp.09175K105COMMON STOCK84,744$819.0K0.3%–
Cartesian Growth CorpG19276123UNIT 02/26/202880,154$800.0K0.3%–
Arrowroot Acquisition Corp04282M201UNIT 01/29/202672,917$731.0K0.3%–
Boa Acquisition Corp05601A109COM CL A74,933$725.0K0.3%–
COVA Acquisition Corp.G2554Y112UNIT 04/01/202170,012$706.0K0.3%–
RMG Acquisition Corp IIIG76088114UNIT 02/08/202670,134$701.0K0.3%–
COVA Acquisition Corp.G2554Y104CL A SHS68,300$662.0K0.3%–
Pontem CorporationG71707114UNIT 99/99/999965,738$658.0K0.3%–
DHC Acquisition CorpG2758T125UNIT 02/25/202662,574$628.0K0.2%–
Silver Crest Acquisition CorG81355110UNIT 12/15/202562,521$628.0K0.2%–
Jack Creek Investment Corp.G4989X107UNIT 10/01/202362,144$625.0K0.2%–
Itiquira Acquisition CorpG49773123UNIT 02/03/202661,837$619.0K0.2%–
Monument Circle Acquisitn Co61531M101COM CL A63,164$612.0K0.2%–
Star Peak Corp II855179107COM CL A59,411$588.0K0.2%–
Hudson Executive Inves III44376L206UNIT 02/22/202656,324$563.0K0.2%–
CF Acquisition Corp. IV12520T201UNIT 12/31/202754,952$552.0K0.2%–
Forest Road Acquisition Cor34619V202UNIT 99/99/999952,301$525.0K0.2%–
ScION Tech Growth IG31067120UNIT 12/17/202550,000$505.0K0.2%–
SCOAScION Tech Growth ICL A SHS50,668$495.0K0.2%History
CSTUFConstellation Acquisition Corp IUNIT 99/99/999943,592$436.0K0.2%History
Pivotal Investment Corp III72582M205UNIT 01/28/202843,298$433.0K0.2%–
Slam Corp.G8210L113UNIT 99/99/999942,790$427.0K0.2%–
LHCLeo Holdings Corp. IICOM CL A42,845$416.0K0.2%History
Joff Fintech Acquisition Cor46592C209UNIT 02/03/202638,029$380.0K0.1%–
Churchill Capital Corp VII17144M201UNIT 99/99/999937,585$376.0K0.1%–
DPCM Cap Inc23344P101COM CL A36,667$362.0K0.1%–
Biotech Acquisition CompanyG1125A124UNIT 11/30/202733,687$340.0K0.1%–
IG Acquisition Corp.449534114*W EXP 10/05/202302,433$339.0K0.1%–
MDH Acquisition Corp55283P205UNIT 99/99/999932,662$327.0K0.1%–
Acon S2 Acquisition CorpG00748106CL SHS32,213$319.0K0.1%–
CFIVCF Acquisition Corp. IVCOM CL A32,832$318.0K0.1%History
Magnum Opus Acquisition LtdG5S70A120UNIT 06/03/202631,840$318.0K0.1%–
EACEdify Acquisition Corp.CL A32,446$313.0K0.1%History
Kairos Acquisition Corp.G52110122UNIT 99/99/999929,372$294.0K0.1%–
First Reserve Sustainable GW336169206UNIT 03/05/202628,635$286.0K0.1%–
Tekkorp Digital Acquisitn CoG8739H114*W EXP 10/26/202255,193$268.0K0.1%–
Capstar SPL Purp Acquisition14070Y119*W EXP 99/99/999295,060$266.0K0.1%–
Gores Guggenheim, Inc.38286Q206UNIT 03/25/202826,034$261.0K0.1%–
Interprivate III Financial P46064R205UNIT 99/99/999925,300$252.0K0.1%–
CF Acquisition Corp. IV12520T110*W EXP 12/31/202229,426$250.0K0.1%–
Social Leverage Acquisn Corp83363K201UNIT 99/99/999924,041$240.0K0.1%–
Kernel Group Holdings, Inc.G5259L111UNIT 99/99/999923,333$238.0K0.1%–
Landcadia Holdings IV, Inc.51477A112*W EXP 03/29/202217,080$230.0K0.1%–
Esm Acquisition CorporationG3195H120UNIT 99/99/999921,800$218.0K0.1%–
Colonnade Acquisition Corp IG2284B119*W EXP 99/99/999195,916$210.0K0.1%–
ScION Tech Growth IIG31070124UNIT 99/99/999920,261$201.0K0.1%–
Powered BrandsG7209M108CL A20,168$196.0K0.1%–
Bright Lights Acquisition Co10920K101COM CL A20,006$194.0K0.1%–
Growth Cap Acquisition Corp39986V107CL A19,713$191.0K0.1%–
Athlon Acquisition Corp04748A205UNIT 01/12/202618,839$189.0K0.1%–
CF Acquisition Corp V12520R114*W EXP 01/25/202159,066$175.0K0.1%–
EJF Acquisition Corp.G2955B117UNIT 03/10/202616,505$165.0K0.1%–
Go Acquisition Corp362019119*W EXP 08/31/202146,671$161.0K0.1%–
Authentic Equity Acquistn CoG06607116UNIT 10/31/202715,737$159.0K0.1%–
Healthcare Capital Corp42228C119*W EXP 12/31/202219,848$158.0K0.1%–
FiscalNote Holdings, Inc.G28553108CL A16,250$157.0K0.1%–
Athlon Acquisition Corp04748A106COM CL A15,106$146.0K0.1%–
Catcha Investment CorpG1962Y128UNIT 99/99/999914,715$146.0K0.1%–
Pontem CorporationG71707106SHS CL A14,900$145.0K0.1%–
Northern Star Invest Corp II66574L209UNIT 02/25/202813,870$139.0K0.1%–
Epiphany Technology Acquisit29429X109COM CL A14,132$138.0K0.1%–
KL Acquisition Corp49837C208UNIT 99/99/999913,714$137.0K0.1%–
CF Acquisition Corp V12520R205UNIT 01/25/202612,950$132.0K0.1%–
Hamilton Lane Alliance Hldgs40749M202UNIT 99/99/999912,999$131.0K0.1%–
AEACAuthentic Equity Acquisition Corp.CL A SHS13,375$130.0K<0.1%History
Mcap Acquisition Corp55282T208UNIT 02/18/203012,600$126.0K<0.1%–
ADER26 Capital Acquisition Corp.COM CL A12,623$123.0K<0.1%History
Adit Edtech Acquisition Corp007024102COMMON STOCK12,510$121.0K<0.1%–
Executive Network Partnering30158L209UNIT 99/99/999911,582$116.0K<0.1%–
COOLCorner Growth Acquisition Corp.CL A SHS11,940$116.0K<0.1%History
Lefteris Acquisition Corp52470X117*W EXP 10/23/202103,764$113.0K<0.1%–
SOCSable Offshore Corp.COM CL A11,734$113.0K<0.1%History
Mcap Acquisition Corp55282T117*W EXP 03/02/202106,436$113.0K<0.1%–
Blueriver Acquisition CorpG1261Q123UNIT 01/04/202610,660$107.0K<0.1%–
AKICUSports Ventures Acquisition Corp.UNIT 99/99/999910,157$103.0K<0.1%History
RXR Acquisition Corp74981W206UNIT 01/01/202510,000$100.0K<0.1%–