Skip to main content
Livermore
Livermore
ZHEN

Ramius Advisors LLC

SEC CIK
0001275893
Latest filing
Nov 13, 2023

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
227
−50 vs. Q2 2021
Portfolio value
$161.7M
−$99.7M (−38.1%) vs. Q2 2021
Filed
Nov 15, 2021
SEC
Holdings of Ramius Advisors LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
MDH Acquisition Corp55283P114*W EXP 02/02/20211,008$6.00K<0.1%−70,415−86.5%Reduced–
Evo Acquisition Corp30052G116*W EXP 01/04/20211,100$6.00K<0.1%+1,100+11.0%Added–
GX Acquisition Corp II36260F113*W EXP 03/17/20211,458$6.00K<0.1%+11,458New–
Kludein I Acquisition Corp49878L117*W EXP 07/08/20210,953$7.00K<0.1%+953+9.5%Added–
Priveterra Acquisition Corp74275N110*W EXP 02/28/20212,400$7.00K<0.1%+12,400New–
Lead Edge Growth Oprtunts LTG54085116*W EXP 04/01/20210,000$7.00K<0.1%+10,000New–
KL Acquisition Corp49837C117*W EXP 01/12/20211,021$8.00K<0.1%+11,021New–
Thunder Bridge Cap Prtnrs II88605T118*W EXP 02/15/20210,000$8.00K<0.1%+10,000New–
ScION Tech Growth IG31067112*W EXP 11/01/20210,000$8.00K<0.1%−192,428−95.1%Reduced–
Ace Convergence Acqu CorpG0083D104*W EXP 09/30/20215,424$9.00K<0.1%+15,424New–
Itiquira Acquisition CorpG49773115*W EXP 02/03/20217,844$9.00K<0.1%−38,331−68.2%Reduced–
Sports Ventures Acquisin CorG8372A129*W EXP 11/30/20214,894$9.00K<0.1%+14,894New–
Kadem Sustainable Impact Cor48284E113*W EXP 03/16/20217,589$9.00K<0.1%+17,589New–
Tech and Energy Transition87823R110*W EXP 03/31/20214,081$9.00K<0.1%+14,081New–
Joff Fintech Acquisition Cor46592C118*W EXP 02/04/20216,129$10.0K<0.1%+6,103+60.9%Added–
First Reserve Sustainable GW336169115*W EXP 03/05/20212,701$10.0K<0.1%+12,701New–
Golden Arrow Merger Corp380799114*W EXP 07/31/20218,714$10.0K<0.1%+18,714New–
TB SA Acquisition CorpG8657L121*W EXP 03/25/20217,593$10.0K<0.1%+17,593New–
Powered BrandsG7209M116*W EXP 01/07/20218,893$12.0K<0.1%+18,893New–
Redball Acquisition CorpG7417R113*W EXP 08/17/20215,076$12.0K<0.1%+15,076New–
Anzu Special Acquisitin Corp03737A119*W EXP 01/27/20219,176$12.0K<0.1%+8,976+88.0%Added–
SBIGWSBIG Holdings, Inc.*W EXP 02/11/20220,000$12.0K<0.1%+20,000NewHistory
Kismet Acquisition Three CorG5276C102*W EXP 06/30/20227,399$14.0K<0.1%+27,399New–
PMVCWPMV Consumer Acquisition Corp.*W EXP 08/31/20222,375$15.0K<0.1%−190,521−89.5%ReducedHistory
Alpha Capital Acquisition CoG0316P122*W EXP 02/16/20227,456$15.0K<0.1%+27,456New–
SPWRWSunPower Inc.*W EXP 99/99/99923,393$16.0K<0.1%+23,393NewHistory
Tastemaker Acquisition Corp876545112*W EXP 01/07/20229,970$19.0K<0.1%+11,906+65.9%Added–
CSTWFConstellation Acquisition Corp I*W EXP 01/29/20227,848$19.0K<0.1%+27,848NewHistory
Deep Lake Capital Acqustn CoG27029118*W EXP 01/04/20226,132$20.0K<0.1%−45,863−63.7%Reduced–
CF Acquisition Corp VI12521J111*W EXP 02/18/20226,259$21.0K<0.1%+26,259New–
Shelter Acquisition Corp I822821112*W EXP 02/25/20241,228$21.0K<0.1%+41,228New–
Avanti Acquisition CorpG0682V125*W EXP 99/99/99934,468$23.0K<0.1%+34,468New–
DHB Capital Corp23291W117*W EXP 03/31/20236,910$24.0K<0.1%+36,910New–
G&P Acquisition Corp36146G111*W EXP 02/28/20248,975$26.0K<0.1%+38,875+384.9%Added–
Healthwell Acquisition Corp42227R117*W EXP 08/05/20247,925$26.0K<0.1%+47,925New–
E Merge Technology Acquisiti26873Y112*W EXP 07/30/20240,475$28.0K<0.1%−357,226−89.8%Reduced–
Byte Acquisition CorpG1R25Q113*W EXP 03/18/20245,809$28.0K<0.1%+45,809New–
TZP Strategies Acquistn CorpG91595119*W EXP 01/06/20248,995$31.0K<0.1%+29,690+153.8%Added–
Kernel Group Holdings, Inc.G5259L129*W EXP 02/02/20255,104$33.0K<0.1%+55,104New–
AEA-Bridges Impact Corp.G01046112*W EXP 09/19/20251,844$34.0K<0.1%−240,526−82.3%Reduced–
Blueriver Acquisition CorpG1261Q115*W EXP 01/04/20252,936$34.0K<0.1%+558+1.1%Added–
Prospector Capital CorpG7273A113*W EXP 01/01/20249,034$34.0K<0.1%+38,175+351.6%Added–
Pine Technology Acquisitn Co722850112*W EXP 03/31/20249,227$34.0K<0.1%+15,236+44.8%Added–
Diamondhead Holdings Corp25278L113*W EXP 01/28/20255,223$35.0K<0.1%+55,223New–
CHP Merger Corp.12558Y114*W EXP 11/22/20267,042$37.0K<0.1%+1,100+1.7%Added–
Osiris Acquisition Corp.68829A111*W EXP 05/01/20275,757$37.0K<0.1%+75,757New–
Macondray Cap Acquisitn CorpG5853A115*W EXP 05/31/20270,000$37.0K<0.1%+70,000New–
Alpha Partners Tech Mergr CoG63290103*W EXP 03/31/20266,508$37.0K<0.1%+66,508New–
Stratim Cloud Acquisition Corp.86309R115*W EXP 03/05/20260,200$38.0K<0.1%+60,200New–
Class Acceleration Corp18274B114*W EXP 03/31/20267,040$39.0K<0.1%+778+1.2%Added–
L&F Acquisition CorpG53702117*W EXP 05/23/20265,374$39.0K<0.1%+48,116+278.8%Added–
Orion Acquisition Corp68626A116*W EXP 02/19/20261,139$39.0K<0.1%+61,139New–
L Catterton Asia AcquisitionG5346G117*W EXP 03/08/20255,550$39.0K<0.1%−163,415−74.6%Reduced–
Kins Technology Group Inc49714K117*W EXP 10/14/20266,003$43.0K<0.1%−141,445−68.2%Reduced–
Af Acquisition Corp001040112*W EXP 03/23/20277,521$43.0K<0.1%+77,521New–
Rosecliff Acquisition Corp I77732R111*W EXP 02/11/20280,610$44.0K<0.1%+44,710+124.5%Added–
Cohn Robbins Holdings CorpG23726113*W EXP 08/28/20250,000$45.0K<0.1%−98,040−66.2%Reduced–
CPTKWCrown PropTech Acquisitions*W EXP 99/99/99991,923$47.0K<0.1%−1,160−1.2%ReducedHistory
Digital Transformatn Opt Cor25401K115*W EXP 03/31/20273,396$50.0K<0.1%+13,600+22.7%Added–
Fortistar Sustainable Sol Co34962M114*W EXP 01/14/20268,549$51.0K<0.1%+68,549New–
Kairos Acquisition Corp.G52110106*W EXP 11/30/20290,162$53.0K<0.1%+44,892+99.2%Added–
Golden Falcon Acquisition Co38102H117*W EXP 11/04/20288,599$54.0K<0.1%−58,027−39.6%Reduced–
Provident Acquisition Corp.G7282L126*W EXP 01/08/20290,511$54.0K<0.1%+56,865+169.0%Added–
D and Z Media Acquisition Co23305Q114*W EXP 01/27/20289,815$57.0K<0.1%−72,756−44.8%Reduced–
Eq Health Acquisition Corp26886A119*W EXP 02/02/202101,472$59.0K<0.1%+26,522+35.4%Added–
Science Strategic Acq Alpha808641112*W EXP 01/20/20283,880$62.0K<0.1%−73,884−46.8%Reduced–
JWSWFJaws Mustang Acquisition Corp*W EXP 01/30/20254,459$63.0K<0.1%−144,102−72.6%ReducedHistory
Global Consumer Acquisitn Co37892B116*W EXP 05/21/202138,431$65.0K<0.1%+138,431New–
Clarim Acquisition Corp18049C116*W EXP 01/05/202106,060$66.0K<0.1%+37,727+55.2%Added–
Carney Technology Acqu Corp143636116*W EXP 11/30/202105,874$69.0K<0.1%+33,186+45.7%Added–
Churchill Capital Corp VII17144M110*W EXP 02/29/20276,061$70.0K<0.1%+76,061New–
Williams Rowland Acquisition Corp.96951B110*W EXP 12/11/202139,510$70.0K<0.1%+139,510New–
Senior Connect Acquisitn Cor81723H116*W EXP 12/31/202103,381$73.0K<0.1%−1,236−1.2%Reduced–
Trepont Acquisition Corp IG9095M127*W EXP 11/24/202114,973$74.0K<0.1%−251,924−68.7%Reduced–
Mason Industrial Technolgy I57520Y114*W EXP 99/99/999112,426$80.0K<0.1%−14,621−11.5%Reduced–
Seaport Global Acquisitn Cor812227114*W EXP 12/15/20285,400$80.0K<0.1%00.0%Unchanged–
Poema Global Holdings CorpG7154B115*W EXP 01/08/20290,972$81.0K0.1%−186,281−67.2%Reduced–
Maquia Capital Acquisition C56564V119*W EXP 05/05/202156,275$86.0K0.1%+146,275+1,462.8%Added–
Fusion Acquisition Corp. II36118N110*W EXP 02/29/202129,274$87.0K0.1%−10,807−7.7%Reduced–
IMAQWInternational Media Acquisition Corp.*W EXP 07/21/202317,762$88.0K0.1%+317,762NewHistory
Prime Impact Acquisition IG61074129*W EXP 10/01/203126,654$89.0K0.1%−164,874−56.6%Reduced–
Arrowroot Acquisition Corp04282M110*W EXP 03/02/202156,462$89.0K0.1%+28,857+22.6%Added–
Edify Acquisition Corp.28059Q111*W EXP 11/25/202156,011$90.0K0.1%+3,277+2.1%Added–
Healthcare Services Acqu Cor42227K112*W EXP 99/99/999138,637$92.0K0.1%−55,924−28.7%Reduced–
HH&L Acquisition Co.G39714129*W EXP 02/04/202200,005$93.0K0.1%+122,835+159.2%Added–
Aequi Acquisition Corp00775W110*W EXP 11/30/202156,727$94.0K0.1%+33,921+27.6%Added–
OCA Acquisition Corp.670865112*W EXP 01/14/202178,841$95.0K0.1%−9,750−5.2%Reduced–
Golden Falcon Acquisition Co38102H109CL A10,000$98.0K0.1%+10,000New–
Global Synergy Acquisit CorpG3934J122*W EXP 99/99/999181,657$103.0K0.1%+90,400+99.1%Added–
Bright Lights Acquisition Co10920K119*W EXP 01/01/202107,997$104.0K0.1%−222,032−67.3%Reduced–
SCP & Co Healthcare Acqustn784065112*W EXP 01/27/202179,051$104.0K0.1%+51,811+40.7%Added–
Kismet Acquisition Two CorpG52807115*W EXP 06/30/202138,225$105.0K0.1%+78,443+131.2%Added–
Tailwind Acquisition Corp87403Q110*W EXP 09/07/202182,680$106.0K0.1%+182,680New–
Cleantech Acquisition Corp18453L115*W EXP 07/30/202231,700$107.0K0.1%+231,700New–
Progress Acquisition Corp.74327P113*W EXP 11/11/202195,555$108.0K0.1%+49,905+34.3%Added–
Build Acquisition Corp12008J204UNIT 99/99/999911,052$111.0K0.1%−32,158−74.4%Reduced–
VOSOVirtuoso Acquisition Corp.COM CL A11,490$114.0K0.1%−8,808−43.4%ReducedHistory
The Music Acquisition Corp62752R118*W EXP 02/05/202153,985$115.0K0.1%−69,519−31.1%Reduced–
Executive Network Partnering30158L118*W EXP 09/25/202148,245$120.0K0.1%−46,876−24.0%Reduced–
Mudrick Capital Acqu Corp II62477L115*W EXP 09/10/202206,699$121.0K0.1%+206,699New–

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Ramius Advisors LLC in Q3 2021
SecurityClassPutsCalls
XLNXXilinx IncCOM–$5.75M
ZMZoom Communications, Inc.Stock–$122.0K
AMDAdvanced Micro Devices IncStock–$24.0K
Trillium Therapeutics Inc.89620X506COM NEW$13.0K–
CHNGChange Healthcare Inc.COM$5.00K–
STMPStamps.com IncCOM NEW$2.00K–

Sold out since Q2 2021 (132)

Positions held at the end of Q2 2021 that are gone from this filing.

The largest 100 of 132 by value last quarter.

Positions of Ramius Advisors LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
XLNXXilinx IncCOM219,414$31.7M12.1%History
PFPTProofpoint IncCOM124,547$21.6M8.3%History
WORKSlack Technologies, Inc.COM CL A279,882$12.4M4.7%History
ALXNAlexion Pharmaceuticals, Inc.COM64,655$11.9M4.5%History
QTSQTS Realty Trust, Inc.COM CL A132,610$10.3M3.9%History
MXIMMaxim Integrated Products IncCOM79,666$8.39M3.2%History
WBTWelbilt, Inc.COM260,397$6.03M2.3%History
SWBKSwitchback II CorpCOM CL A417,977$4.13M1.6%History
ORBCOMM Inc.68555P100COM281,007$3.16M1.2%–
Healthcare Capital Corp42228C200UNIT 12/31/2025193,707$1.93M0.7%–
Progress Acquisition Corp.74327P204UNIT 12/25/2025160,474$1.61M0.6%–
Broadscale Acquisition Corp11134Y200UNIT 02/02/2026154,907$1.55M0.6%–
Atotech LtdG0625A105COM59,600$1.52M0.6%–
Anzu Special Acquisitin Corp03737A200UNIT 01/27/2026147,040$1.47M0.6%–
Aurora Acquisition CorpG0698L103CLASS A ORD SHS133,298$1.32M0.5%–
Mason Industrial Technolgy I57520Y205UNIT 99/99/9999124,560$1.25M0.5%–
Dmy Technology Group Inc IV23344K102COM CL A123,907$1.21M0.5%–
MGLNMagellan Health IncCOM NEW12,402$1.17M0.4%History
Montes Archimedes Acquisitio612657106COM CL A114,419$1.13M0.4%–
Thunder Bridge Cap Prtnrs II88605T209UNIT 02/15/2028108,539$1.08M0.4%–
GIGINTERNATIONAL1 Inc37518W205UNIT 05/19/2026101,943$1.02M0.4%–
North Atlantic Acquisitn CorG66139117UNIT 10/20/202593,661$940.0K0.4%–
Edify Acquisition Corp.28059Q202UNIT 11/25/202588,822$883.0K0.3%–
Warrior Technologies Acqui C936273101COM CL A90,655$878.0K0.3%–
Bite Acquisition Corp.09175K105COMMON STOCK84,744$819.0K0.3%–
Cartesian Growth CorpG19276123UNIT 02/26/202880,154$800.0K0.3%–
Arrowroot Acquisition Corp04282M201UNIT 01/29/202672,917$731.0K0.3%–
Boa Acquisition Corp05601A109COM CL A74,933$725.0K0.3%–
COVA Acquisition Corp.G2554Y112UNIT 04/01/202170,012$706.0K0.3%–
RMG Acquisition Corp IIIG76088114UNIT 02/08/202670,134$701.0K0.3%–
COVA Acquisition Corp.G2554Y104CL A SHS68,300$662.0K0.3%–
Pontem CorporationG71707114UNIT 99/99/999965,738$658.0K0.3%–
DHC Acquisition CorpG2758T125UNIT 02/25/202662,574$628.0K0.2%–
Silver Crest Acquisition CorG81355110UNIT 12/15/202562,521$628.0K0.2%–
Jack Creek Investment Corp.G4989X107UNIT 10/01/202362,144$625.0K0.2%–
Itiquira Acquisition CorpG49773123UNIT 02/03/202661,837$619.0K0.2%–
Monument Circle Acquisitn Co61531M101COM CL A63,164$612.0K0.2%–
Star Peak Corp II855179107COM CL A59,411$588.0K0.2%–
Hudson Executive Inves III44376L206UNIT 02/22/202656,324$563.0K0.2%–
CF Acquisition Corp. IV12520T201UNIT 12/31/202754,952$552.0K0.2%–
Forest Road Acquisition Cor34619V202UNIT 99/99/999952,301$525.0K0.2%–
ScION Tech Growth IG31067120UNIT 12/17/202550,000$505.0K0.2%–
SCOAScION Tech Growth ICL A SHS50,668$495.0K0.2%History
CSTUFConstellation Acquisition Corp IUNIT 99/99/999943,592$436.0K0.2%History
Pivotal Investment Corp III72582M205UNIT 01/28/202843,298$433.0K0.2%–
Slam Corp.G8210L113UNIT 99/99/999942,790$427.0K0.2%–
LHCLeo Holdings Corp. IICOM CL A42,845$416.0K0.2%History
Joff Fintech Acquisition Cor46592C209UNIT 02/03/202638,029$380.0K0.1%–
Churchill Capital Corp VII17144M201UNIT 99/99/999937,585$376.0K0.1%–
DPCM Cap Inc23344P101COM CL A36,667$362.0K0.1%–
Biotech Acquisition CompanyG1125A124UNIT 11/30/202733,687$340.0K0.1%–
IG Acquisition Corp.449534114*W EXP 10/05/202302,433$339.0K0.1%–
MDH Acquisition Corp55283P205UNIT 99/99/999932,662$327.0K0.1%–
Acon S2 Acquisition CorpG00748106CL SHS32,213$319.0K0.1%–
CFIVCF Acquisition Corp. IVCOM CL A32,832$318.0K0.1%History
Magnum Opus Acquisition LtdG5S70A120UNIT 06/03/202631,840$318.0K0.1%–
EACEdify Acquisition Corp.CL A32,446$313.0K0.1%History
Kairos Acquisition Corp.G52110122UNIT 99/99/999929,372$294.0K0.1%–
First Reserve Sustainable GW336169206UNIT 03/05/202628,635$286.0K0.1%–
Tekkorp Digital Acquisitn CoG8739H114*W EXP 10/26/202255,193$268.0K0.1%–
Capstar SPL Purp Acquisition14070Y119*W EXP 99/99/999295,060$266.0K0.1%–
Gores Guggenheim, Inc.38286Q206UNIT 03/25/202826,034$261.0K0.1%–
Interprivate III Financial P46064R205UNIT 99/99/999925,300$252.0K0.1%–
CF Acquisition Corp. IV12520T110*W EXP 12/31/202229,426$250.0K0.1%–
Social Leverage Acquisn Corp83363K201UNIT 99/99/999924,041$240.0K0.1%–
Kernel Group Holdings, Inc.G5259L111UNIT 99/99/999923,333$238.0K0.1%–
Landcadia Holdings IV, Inc.51477A112*W EXP 03/29/202217,080$230.0K0.1%–
Esm Acquisition CorporationG3195H120UNIT 99/99/999921,800$218.0K0.1%–
Colonnade Acquisition Corp IG2284B119*W EXP 99/99/999195,916$210.0K0.1%–
ScION Tech Growth IIG31070124UNIT 99/99/999920,261$201.0K0.1%–
Powered BrandsG7209M108CL A20,168$196.0K0.1%–
Bright Lights Acquisition Co10920K101COM CL A20,006$194.0K0.1%–
Growth Cap Acquisition Corp39986V107CL A19,713$191.0K0.1%–
Athlon Acquisition Corp04748A205UNIT 01/12/202618,839$189.0K0.1%–
CF Acquisition Corp V12520R114*W EXP 01/25/202159,066$175.0K0.1%–
EJF Acquisition Corp.G2955B117UNIT 03/10/202616,505$165.0K0.1%–
Go Acquisition Corp362019119*W EXP 08/31/202146,671$161.0K0.1%–
Authentic Equity Acquistn CoG06607116UNIT 10/31/202715,737$159.0K0.1%–
Healthcare Capital Corp42228C119*W EXP 12/31/202219,848$158.0K0.1%–
FiscalNote Holdings, Inc.G28553108CL A16,250$157.0K0.1%–
Athlon Acquisition Corp04748A106COM CL A15,106$146.0K0.1%–
Catcha Investment CorpG1962Y128UNIT 99/99/999914,715$146.0K0.1%–
Pontem CorporationG71707106SHS CL A14,900$145.0K0.1%–
Northern Star Invest Corp II66574L209UNIT 02/25/202813,870$139.0K0.1%–
Epiphany Technology Acquisit29429X109COM CL A14,132$138.0K0.1%–
KL Acquisition Corp49837C208UNIT 99/99/999913,714$137.0K0.1%–
CF Acquisition Corp V12520R205UNIT 01/25/202612,950$132.0K0.1%–
Hamilton Lane Alliance Hldgs40749M202UNIT 99/99/999912,999$131.0K0.1%–
AEACAuthentic Equity Acquisition Corp.CL A SHS13,375$130.0K<0.1%History
Mcap Acquisition Corp55282T208UNIT 02/18/203012,600$126.0K<0.1%–
ADER26 Capital Acquisition Corp.COM CL A12,623$123.0K<0.1%History
Adit Edtech Acquisition Corp007024102COMMON STOCK12,510$121.0K<0.1%–
Executive Network Partnering30158L209UNIT 99/99/999911,582$116.0K<0.1%–
COOLCorner Growth Acquisition Corp.CL A SHS11,940$116.0K<0.1%History
Lefteris Acquisition Corp52470X117*W EXP 10/23/202103,764$113.0K<0.1%–
SOCSable Offshore Corp.COM CL A11,734$113.0K<0.1%History
Mcap Acquisition Corp55282T117*W EXP 03/02/202106,436$113.0K<0.1%–
Blueriver Acquisition CorpG1261Q123UNIT 01/04/202610,660$107.0K<0.1%–
AKICUSports Ventures Acquisition Corp.UNIT 99/99/999910,157$103.0K<0.1%History
RXR Acquisition Corp74981W206UNIT 01/01/202510,000$100.0K<0.1%–