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Livermore
Livermore
ZHEN

Whitebox Advisors LLC

SEC CIK
0001257391
Latest filing
Aug 14, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
358
−58 vs. Q2 2023
Portfolio value
$2.03B
−$39.3M (−1.9%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Whitebox Advisors LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
HASIHA Sustainable Infrastructure Capital, Inc.COM34,903$739.9K<0.1%+34,903NewHistory
Oak Woods Acquisition Corp67190B203UNIT 03/23/202868,000$727.6K<0.1%00.0%Unchanged–
Maxeon Solar Technologies LTY58473102SHS62,042$719.1K<0.1%+62,042New–
OPTUOptimum Communications, Inc.CL A175,172$572.8K<0.1%+175,172NewHistory
TPRTapestry, Inc.COM19,770$568.4K<0.1%+19,770NewHistory
PRLHPearl Holdings Acquisition CorpCLASS A ORD SHS50,000$536.0K<0.1%+50,000NewHistory
SDCL EDGE Acquisition CorpG79471101CL A ORD SHS50,000$530.0K<0.1%00.0%Unchanged–
Haymaker Acquisition Corp IVG4375F124UNIT 99/99/999950,000$522.5K<0.1%+50,000New–
Bukit Jalil GBL AcquisitionG1676M139UNIT 05/02/202950,000$520.5K<0.1%00.0%Unchanged–
SCRMScreaming Eagle Acquisition Corp.CLASS A ORD SHS35,000$366.1K<0.1%00.0%UnchangedHistory
VODVodafone Group Public Ltd CoADR38,305$363.1K<0.1%00.0%UnchangedHistory
99 Acquisition Group Inc65445K200UNIT 99/99/999935,000$362.6K<0.1%+35,000New–
MERCMercer International Inc.COM39,387$337.9K<0.1%−50,000−55.9%ReducedHistory
VFSWWVinFast Auto Ltd.*W EXP 08/11/20270,000$273.7K<0.1%+70,000NewHistory
SVCService Properties TrustCOM SH BEN INT27,405$210.7K<0.1%00.0%UnchangedHistory
HOUSAnywhere Real Estate Inc.COM31,155$200.3K<0.1%−51,630−62.4%ReducedHistory
TGITriumph Group IncCOM15,284$117.1K<0.1%+15,284NewHistory
Westrock Coffee Co96145W111*W EXP 08/29/20250,000$93.0K<0.1%00.0%Unchanged–
Deep Medicine Acquisition Co243733110RIGHT 09/30/2028250,000$87.3K<0.1%00.0%Unchanged–
Alset Capital Acquisition Co02115M125RIGHT 01/31/2027284,000$59.6K<0.1%00.0%Unchanged–
ASTLWAlgoma Steel Group Inc.*W EXP 10/19/20247,644$58.1K<0.1%00.0%UnchangedHistory
Holley Inc.43538H111*W EXP 11/30/20284,375$54.0K<0.1%00.0%Unchanged–
Lifezone Metals LtdG5568L117*W EXP 07/05/20237,500$44.3K<0.1%+37,500New–
VGASWVerde Clean Fuels, Inc.*W EXP 02/15/202200,000$43.8K<0.1%00.0%UnchangedHistory
Bitcoin Depot IN09174P113EQUITY WRT225,000$42.7K<0.1%+225,000New–
Northview Acquisition Corp66718N129RIGHT 99/99/9999250,000$42.5K<0.1%00.0%Unchanged–
Global Blockchain Acqui Corp37961B112RIGHT 05/09/2027225,000$41.3K<0.1%00.0%Unchanged–
DRTSWAlpha Tau Medical Ltd.*W EXP 03/07/202146,256$38.8K<0.1%00.0%UnchangedHistory
PSQ Holdings, Inc.693691115Warrant26,666$37.1K<0.1%+26,666New–
Mercato Partners Acquisition Corp58759A116*W EXP 99/99/999175,000$36.8K<0.1%00.0%Unchanged–
Bigbear AI Hldgs Inc08975B117*W EXP 99/99/99975,000$33.8K<0.1%00.0%Unchanged–
Inception Growth Acqustn Ltd45333D120RIGHT 12/08/2026175,000$31.5K<0.1%00.0%Unchanged–
PSNYWPolestar Automotive Holding UK PLCADS C-175,000$28.5K<0.1%00.0%UnchangedHistory
OCSAWOculis Holding AG*W EXP 03/06/20216,833$28.4K<0.1%00.0%UnchangedHistory
BRLSWBorealis Foods Inc.*W EXP 99/99/999160,000$28.0K<0.1%00.0%UnchangedHistory
NIOBWNiocorp Developments Ltd*W EXP 03/17/20247,333$26.0K<0.1%00.0%UnchangedHistory
Forbion European Acqustn CorG3619H110*W EXP 12/10/20233,333$25.0K<0.1%00.0%Unchanged–
Bannix Acquisition Corp066644121RIGHT 07/31/2026100,000$24.9K<0.1%00.0%Unchanged–
Zura Bio LtdG9TY5A119*W EXP 03/20/20275,000$24.5K<0.1%00.0%Unchanged–
Flame Acquisition Corp33850F116*W EXP 02/26/20229,958$24.0K<0.1%00.0%Unchanged–
eFFECTOR Therapeutics, Inc.28202V116*W EXP 12/31/202298,145$22.7K<0.1%00.0%Unchanged–
Intuitive Machines, Inc.46125A118*W EXP 02/13/20275,000$21.8K<0.1%00.0%Unchanged–
Everest Consolidator Acq Cor29978K110*W EXP 99/99/999100,000$21.0K<0.1%00.0%Unchanged–
Nubia Brand International Co67022R111*W EXP 11/16/202175,000$19.5K<0.1%00.0%Unchanged–
Distoken Acquisition CorpG27740136RIGHT 99/99/9999100,000$19.0K<0.1%00.0%Unchanged–
Athena Consumer Acq Corp04684M114*W EXP 07/31/20250,000$18.0K<0.1%00.0%Unchanged–
Nova Vision Acquisition CorpG6759A134RIGHT 12/23/202380,000$17.6K<0.1%00.0%Unchanged–
Aimfinity Investment Corp. IG0135E126*W EXP 04/21/202350,000$17.3K<0.1%00.0%Unchanged–
Monterey Cap Acquisition Cor61244M125RIGHT 05/10/202775,000$16.4K<0.1%00.0%Unchanged–
Anzu Special Acquisitin Corp03737A119*W EXP 01/27/202184,000$16.4K<0.1%00.0%Unchanged–
Jaguar Global Growth Corp IG5S11A155RIGHT 01/01/202775,000$15.3K<0.1%00.0%Unchanged–
Ef Hutton Acquisition Corp I28201D125RIGHT 11/18/202790,000$15.3K<0.1%00.0%Unchanged–
United Homes Group, Inc.91060H116*W EXP 01/28/20225,000$15.3K<0.1%00.0%Unchanged–
Ares Acquisition CorporationG33032122*W EXP 99/99/99923,000$15.2K<0.1%00.0%Unchanged–
Keyarch Acquisition CorpG5260A120RIGHT 01/24/2027125,000$15.0K<0.1%00.0%Unchanged–
Evergreen CorpG3312W117*W EXP 02/08/202350,000$14.5K<0.1%00.0%Unchanged–
HNR Acquisition Corp40472A128*W EXP 02/04/20275,000$14.3K<0.1%00.0%Unchanged–
Dune Acquisition Corp265334110*W EXP 10/29/202200,000$14.0K<0.1%00.0%Unchanged–
Aeon Biopharma I00791X118EQUITY WRT92,000$13.8K<0.1%+92,000New–
Fat Projects Acquisition CorG3400W110*W EXP 08/31/202375,000$13.5K<0.1%00.0%Unchanged–
BAERWBridger Aerospace Group Holdings, Inc.*W EXP 01/24/20246,000$13.3K<0.1%00.0%UnchangedHistory
Clean Earth Acquisitions Cor184493120RIGHT 01/01/2027100,000$13.1K<0.1%00.0%Unchanged–
Energem CorpG30449121*W EXP 11/15/202275,000$13.1K<0.1%00.0%Unchanged–
Integrated Rail and Res Acq45827R114*W EXP 99/99/99950,000$12.7K<0.1%00.0%Unchanged–
HHG Capital CorpG4R23P145RIGHT 02/25/202655,000$12.4K<0.1%00.0%Unchanged–
SMNRWSemnur Pharmaceuticals, Inc.*W EXP 03/28/202200,000$12.0K<0.1%00.0%UnchangedHistory
Mercury Ecom Acquisition Cor589381110*W EXP 07/27/202125,000$11.8K<0.1%00.0%Unchanged–
AIIOWRobo.ai Inc.*W EXP 12/31/20250,000$11.6K<0.1%00.0%UnchangedHistory
Sizzle Acquisition Corp.83014E117*W EXP 11/02/20275,000$11.3K<0.1%00.0%Unchanged–
RF Acquisition Corp74954L120RIGHT 05/01/2028100,000$11.0K<0.1%00.0%Unchanged–
Fortune Rise Acquisition Cor34969G110*W EXP 12/06/202137,500$11.0K<0.1%00.0%Unchanged–
SOARWVolato Group, Inc.*W EXP 99/99/999100,000$10.8K<0.1%00.0%UnchangedHistory
Fintech Ecosystem Deve318136124RIGHT 04/01/202675,000$10.5K<0.1%00.0%Unchanged–
FutureTech II Acquisition Corp.36119D111*W EXP 12/23/202151,600$10.4K<0.1%00.0%Unchanged–
Liberty Res Acquisition Corp53118A113*W EXP 10/31/202275,000$10.3K<0.1%00.0%Unchanged–
Gores Holdings IX, Inc.38287A119*W EXP 01/14/20250,000$10.0K<0.1%00.0%Unchanged–
Sagaliam Acquisition Corp78661R114RIGHT 05/31/202875,000$9.70K<0.1%00.0%Unchanged–
Eg Acquisition Corp26846A118*W EXP 05/28/20253,325$9.11K<0.1%00.0%Unchanged–
CDTTWCDT Equity Inc.*W EXP 09/22/202200,000$9.00K<0.1%+200,000NewHistory
PHP Ventures Acquisition Cor69291C122RIGHT 01/01/202355,000$8.95K<0.1%00.0%Unchanged–
Arogo Capital Acquisition Corp.042644112*W EXP 03/23/202176,000$8.84K<0.1%00.0%Unchanged–
Inception Growth Acqustn Ltd45333D112*W EXP 10/15/20287,500$8.75K<0.1%00.0%Unchanged–
RMCOWRoyalty Management Holding Corp*W EXP 05/28/20286,204$8.60K<0.1%00.0%UnchangedHistory
Vision Sensing Acquisition C92838J111*W EXP 10/21/202225,000$8.32K<0.1%00.0%Unchanged–
RMG Acquisition Corp IIIG76088122*W EXP 02/08/20263,883$8.30K<0.1%00.0%Unchanged–
Rigel Resource Acq CorpG7573M114*W EXP 99/99/99950,000$8.25K<0.1%00.0%Unchanged–
APLMWApollomics Inc.*W EXP 04/01/202200,000$8.20K<0.1%00.0%UnchangedHistory
Acropolis Infrastructure Acq005029111*W EXP 03/30/202135,334$8.12K<0.1%00.0%Unchanged–
Andretti Acquisition CorpG26735129*W EXP 99/99/99925,000$7.88K<0.1%00.0%Unchanged–
American Oncology Network IN028719110*W EXP 09/20/20246,000$7.59K<0.1%+46,000New–
Ocean Biomedical, Inc.67644C112*W EXP 02/14/20250,000$7.57K<0.1%00.0%Unchanged–
Tortoiseecofin Acquisition CG8956E117*W EXP 07/22/20244,137$7.50K<0.1%00.0%Unchanged–
Mountain & Co I Acquisitn CoG6301J112*W EXP 09/30/20250,000$7.50K<0.1%00.0%Unchanged–
Investcorp Europe AcquisitioG4923T113*W EXP 12/15/20225,000$7.44K<0.1%00.0%Unchanged–
DUET Acquisition Corp.26431Q114*W EXP 07/19/202195,100$7.28K<0.1%00.0%Unchanged–
Nabors Energy Transition Cor629567116*W EXP 11/17/20237,500$7.13K<0.1%00.0%Unchanged–
Arqit Quantum Inc.G0567U119*W EXP 11/02/20238,500$6.93K<0.1%00.0%Unchanged–
Ross Acquisition Corp IIG7641C114*W EXP 02/01/20261,333$6.84K<0.1%00.0%Unchanged–
Global Blockchain Acqui Corp37961B120*W EXP 05/09/202225,000$6.77K<0.1%00.0%Unchanged–
Aetherium Acquisition Corp00809J119*W EXP 12/21/202250,000$6.58K<0.1%00.0%Unchanged–

Options (27)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Whitebox Advisors LLC in Q3 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$406.1M–
AALAmerican Airlines Group Inc.Stock$165.2M–
RCLRoyal Caribbean Cruises LtdCOM$147.4M–
AAPLApple Inc.Stock$89.0M–
CCLCarnival Corp Ltd.UNIT 99/99/9999$70.0M–
WOLFWolfspeed, Inc.Stock$38.1M–
TDWTidewater IncCOM–$35.5M
UALUnited Airlines Holdings, Inc.COM$32.6M–
BYNDBeyond Meat, Inc.COM$24.5M–
CATCaterpillar IncStock$13.7M–
CHTRCharter Communications, Inc.CL A–$13.2M
NCLHNorwegian Cruise Line Holdings Ltd.SHS$12.4M–
NOVASunnova Energy International Inc.COM$10.5M–
FSRFisker Inc.CL A COM STK$10.1M–
RIGTransocean Ltd.REGISTERED SHS$7.80M–
MSTRStrategy IncStock$6.89M–
SABRSabre CorpCOM$6.74M–
AMCAMC Entertainment Holdings, Inc.CL A NEW$6.72M–
UPSTUpstart Holdings, Inc.COM$6.28M–
DISHDISH Network CORPCL A$5.86M–
LCIDLucid Group, Inc.COM$5.31M–
Azul S A05501U106SPONSR ADR PFD$4.29M–
LUMNLumen Technologies, Inc.Stock$4.26M–
TDGTransDigm Group INCCOM$2.11M–
Farfetch Ltd30744W107ORD SH CL A$2.09M–
PSECProspect Capital CorpCOM$1.88M–
VSATViasat IncCOM$923.0K–

Sold out since Q2 2023 (97)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Whitebox Advisors LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Copa Holdings SA21720AAB8NOTE 4.500% 4/1–$92.7M4.5%–
Wix.com Ltd.92940WAB5NOTE 7/0–$66.1M3.2%–
WTWWillis Towers Watson PLCSHS150,465$35.4M1.7%History
Splunk Inc848637AC8NOTE 0.500% 9/1–$26.9M1.3%–
NCL Corp Ltd62886HBD2NOTE 1.125% 2/1–$16.6M0.8%–
Infinera Corp45667GAF0DEBT 3.750% 8/0–$14.9M0.7%–
CIVICivitas Resources, Inc.EQUITY US CM183,236$12.7M0.6%History
NCL Corp Ltd62886HBK6NOTE 2.500% 2/1–$11.3M0.5%–
Redfin Corp75737FAC2NOTE 10/1–$9.86M0.5%–
DocuSign, Inc.256163AB2NOTE 0.500% 9/1–$6.21M0.3%–
ATVIActivision Blizzard, Inc.COM54,685$4.61M0.2%History
SDRLSEADRILL LtdCOM111,637$4.61M0.2%History
Evergreen CorpG3312W109CLASS A ORD SHS350,000$3.77M0.2%–
Aimfinity Investment Corp. IG0135E142UNIT 04/21/2027350,000$3.66M0.2%–
GTXGarrett Motion Inc.Stock444,478$3.36M0.2%History
Black Spade Acquisition CoG11537100SHS CL A300,000$3.10M0.1%–
TWCBBilander Acquisition Corp.CL A COM300,000$3.05M0.1%History
8X8 Inc282914AE0NOTE 4.000% 2/0–$3.00M0.1%–
Kensington Capital AcquisitiG5251K103SHS CL A250,000$2.64M0.1%–
DNABSocial Capital Suvretta Holdings Corp. IICLASS A ORD SHS250,000$2.59M0.1%History
DNADSocial Capital Suvretta Holdings Corp. IVCLASS A ORD SHS250,000$2.59M0.1%History
GBBKGlobal Blockchain Acquisition Corp.COMMON STOCK225,000$2.35M0.1%History
Coherus Biosciences Inc19249HAB9NOTE 1.500% 4/1–$2.14M0.1%–
Everest Consolidator Acq Cor29978K102CL A COM200,000$2.13M0.1%–
Aura Fat Projs Acquisition CG06362100CLASS A ORD200,000$2.12M0.1%–
The Growth for Good Acqu CorG41522106CLASS A ORD SHS200,000$2.09M0.1%–
FTIIFutureTech II Acquisition Corp.CLASS A COM151,600$1.62M0.1%History
BOCNBlue Ocean Acquisition CorpCLASS A ORD SHS150,000$1.59M0.1%History
M3-Brigade Acquisition III Corp.55407R103CL A COM150,000$1.57M0.1%–
EOCWElliott Opportunity II Corp.SHS CL A130,650$1.35M0.1%History
KYCHKeyarch Acquisition CorpORD SHS CL A125,000$1.31M0.1%History
ZLSZalatoris II Acquisition CorpCLASS A ORD121,447$1.26M0.1%History
Rigel Resource Acq CorpG7573M106CL A ORD SHS100,000$1.07M0.1%–
FG Merger Corp30324Y101COMMON STOCK100,000$1.06M0.1%–
Heartland Media Acquisition Corp.42237V108CL A COM100,000$1.05M0.1%–
Pono Cap Three IncG71704129UNIT 01/11/2028100,000$1.05M0.1%–
NFYSEnphys Acquisition Corp.CL A ORD SHS100,000$1.04M0.1%History
FLDFold Holdings, Inc.COM CL A100,000$1.03M<0.1%History
PBFPBF Energy Inc.CL A24,977$1.02M<0.1%History
Colombier Acquisition Corp19533H108CL A87,832$902.0K<0.1%–
Jaguar Global Growth Corp IG5S11A106CLASS A ORD SHS75,000$793.5K<0.1%–
NFNTInfinite Acquisition Corp.CL A ORD SHS75,000$792.8K<0.1%History
Alpha Partners Tech Mergr CoG63290111CLASS A ORD SHS75,000$777.8K<0.1%–
LOCCLive Oak Crestview Climate Acquisition Corp.CL A COM75,600$774.9K<0.1%History
HWELHealthwell Acquisition Corp. ICLASS A COM75,000$771.0K<0.1%History
WRKWestRock CoCOM25,000$726.8K<0.1%History
Ftac Zeus Acquisition Cor30320F106CLASS A COM65,000$677.6K<0.1%–
CCOClear Channel Outdoor Holdings, Inc.COM412,038$564.5K<0.1%History
Ap Acquisition CorpG04058106CL A ORD SHS50,000$538.0K<0.1%–
Andretti Acquisition CorpG26735103CL A ORD SHS50,000$532.0K<0.1%–
KnightSwan Acquisition Corp499103109CL A COM50,000$528.5K<0.1%–
OKLOOklo Inc.COM CL A50,000$521.5K<0.1%History
SILVERspac Inc.G8136V104CLASS A ORD50,000$519.3K<0.1%–
PEGRProject Energy Reimagined Acquisition Corp.CLASS A ORD50,000$518.0K<0.1%History
Blue Whale Acquisition Cor AG1330M103CLASS A ORD SHS50,000$508.0K<0.1%–
Consilium Acquisitn Corp I LG2365L101CLASS A ORD SHS45,000$472.1K<0.1%–
NCLHNorwegian Cruise Line Holdings Ltd.SHS20,080$437.1K<0.1%History
Roadzen Inc.G9320Z109CLASS A ORD40,000$425.2K<0.1%–
Axonprime Infrstctr Aqstn Co05467C108CLASS A COM30,000$308.4K<0.1%–
Investcorp India Acquistn CoG49219101CLASS A ORD SHS25,000$267.5K<0.1%–
Tigo Energy, Inc.88675P111*W EXP 05/23/20245,000$83.7K<0.1%–
Hammerhead Energy Inc408302115*W EXP 02/23/20250,000$70.5K<0.1%–
GSR II Meteora Acquisitn Cor36263W105CLASS A COM14,062$45.4K<0.1%–
GoGreen Investments CorpG9461B119*W EXP 05/31/20237,500$36.8K<0.1%–
GSR II Meteora Acquisitn Cor36263W121*W EXP 02/24/202225,000$30.4K<0.1%–
The Growth for Good Acqu CorG41522130RIGHT 11/12/2026200,000$28.0K<0.1%–
Black Spade Acquisition CoG11537118*W EXP 99/99/999150,000$23.4K<0.1%–
M3-Brigade Acquisition III Corp.55407R111*W EXP 07/31/20250,000$22.0K<0.1%–
Colombier Acquisition Corp19533H116*W EXP 99/99/99926,666$20.5K<0.1%–
Genesis Unicorn Capital Corp.37187C118*W EXP 06/30/202232,500$18.5K<0.1%–
Genesis GRWT Tech Acqustn CoG3R23D128*W EXP 99/99/999100,000$13.0K<0.1%–
Murphy Canyon Acquisition Co626642110*W EXP 01/25/202200,000$9.16K<0.1%–
Priveterra Acquisition Corp74275N110*W EXP 02/28/20292,000$8.28K<0.1%–
The Growth for Good Acqu CorG41522114*W EXP 11/12/202100,000$8.02K<0.1%–
Galata Acquisition CorpG3R23A116*W EXP 99/99/999125,000$7.19K<0.1%–
Digital Transformatn Opt Cor25401K115*W EXP 03/31/20246,000$7.09K<0.1%–
Bilander Acquisition Corp.09001T114*W EXP 05/19/20275,000$6.10K<0.1%–
FG Merger Corp30324Y119*W EXP 06/17/20275,000$4.01K<0.1%–
26 Capital Acquisition Corp.90138P118*W EXP 12/31/20255,200$3.64K<0.1%–
Iconic Sports Acquisition Corp.G4712C115*W EXP 10/12/20235,000$2.76K<0.1%–
Cascadia Acquisition Corp.14739D118*W EXP 09/30/20225,000$2.73K<0.1%–
Latamgrowth SpacG5380L121*W EXP 01/20/20287,500$2.54K<0.1%–
Tradeup Acquisition Corp89268A115*W EXP 10/15/20245,476$2.52K<0.1%–
Enterprise 4.0 Tec Acqstn CoG3137C114*W EXP 09/30/20237,500$2.06K<0.1%–
Crescera Cap Acquisition CorG26507114*W EXP 11/18/20237,500$1.82K<0.1%–
UTA Acquisition CorpG9473A117*W EXP 10/30/20225,000$1.76K<0.1%–
Sustainable Develp Acqu I Co86934L111*W EXP 02/04/20246,000$1.38K<0.1%–
Belong Acquisition Corp.08069M110*W EXP 03/23/20275,000$1.18K<0.1%–
Northern Star Invest Corp IV66575B119*W EXP 02/25/20215,333$879<0.1%–
Vahanna Tech Edge Acqstn I CG9320Z117*W EXP 11/30/20220,000$692<0.1%–
Heartland Media Acquisition Corp.42237V116*W EXP 99/99/99950,000$685<0.1%–
Ftac Zeus Acquisition Cor30320F114*W EXP 04/15/20232,500$650<0.1%–
Greenlight Biosc39536G113EQUITY WRT32,183$428<0.1%–
SBIGWSBIG Holdings, Inc.*W EXP 06/14/20211,499$307<0.1%History
Axonprime Infrstctr Aqstn Co05467C116*W EXP 05/31/20210,000$260<0.1%–
Stratim Cloud Acquisition Corp.86309R115*W EXP 03/05/20276,666$153<0.1%–
Forum Merger IV Corp349875112*W EXP 03/15/20255,016$28<0.1%–