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Livermore
Livermore
ZHEN

Whitebox Advisors LLC

SEC CIK
0001257391
Latest filing
Aug 14, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
358
−58 vs. Q2 2023
Portfolio value
$2.03B
−$39.3M (−1.9%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Whitebox Advisors LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Juniper II Corp48203N111*W EXP 99/99/99925,000$65<0.1%00.0%Unchanged–
LF Capital Acquisition Corp50202D110*W EXP 05/19/20262,500$231<0.1%00.0%Unchanged–
CTSWFCactus Acquisition Corp. 1 Ltd*W EXP 08/17/20210,000$251<0.1%00.0%UnchangedHistory
Edify Acquisition Corp.28059Q111*W EXP 11/25/20211,500$268<0.1%00.0%Unchanged–
Rubicon Technologies, Inc.78112J117*W EXP 04/01/20225,000$280<0.1%00.0%Unchanged–
Getaround, Inc37427G119*W EXP 03/09/20217,498$280<0.1%00.0%Unchanged–
CSTWFConstellation Acquisition Corp I*W EXP 01/29/20212,266$330<0.1%00.0%UnchangedHistory
HCM Acquisition CorpG4365A127*W EXP 01/20/20225,000$430<0.1%00.0%Unchanged–
Onyx Acquisition Co. IG6755Q117*W EXP 11/30/20212,500$464<0.1%00.0%Unchanged–
Forest Road Acquisition Cor34619V111*W EXP 01/15/20223,000$483<0.1%00.0%Unchanged–
Cartica Acquisition CorpG1995D117*W EXP 04/30/20210,000$500<0.1%00.0%Unchanged–
Global Technolgy Acqstn CorpG3934N115*W EXP 10/19/20212,500$501<0.1%00.0%Unchanged–
Eve Mobility Acquisition CorG3218G117*W EXP 12/31/20212,500$501<0.1%00.0%Unchanged–
PHP Ventures Acquisition Cor69291C114*W EXP 01/01/20214,198$503<0.1%00.0%Unchanged–
Noble Rock Acquisition CorpG6546R119*W EXP 01/31/20220,116$525<0.1%00.0%Unchanged–
Shoulderup Technology Acquis82537G112*W EXP 11/17/20225,000$625<0.1%00.0%Unchanged–
Zapp Elec Vehs Group LtdG9889X115*W EXP 04/28/20225,000$628<0.1%00.0%Unchanged–
RDZNWRoadzen Inc.*W EXP 11/30/20220,000$712<0.1%+20,000NewHistory
Concord Acquisition Corp III20607V114*W EXP 99/99/99912,500$750<0.1%00.0%Unchanged–
IXQWFIX Acquisition Corp.*W EXP 07/31/20225,000$750<0.1%00.0%UnchangedHistory
Inspirato Inc45791E115EQUITY WRT30,000$753<0.1%00.0%Unchanged–
Consilium Acquisitn Corp I LG2365L119*W EXP 06/01/20222,500$788<0.1%00.0%Unchanged–
Opy Acquisition Corp. I671005114*W EXP 09/22/20230,000$831<0.1%00.0%Unchanged–
Golden Arrow Merger Corp380799114*W EXP 07/31/20223,000$833<0.1%00.0%Unchanged–
Fintech Ecosystem Deve318136116*W EXP 04/01/20237,500$844<0.1%00.0%Unchanged–
VEEAWVeea Inc.*W EXP 03/15/20214,200$852<0.1%00.0%UnchangedHistory
Atlantic Coastal Acquistn Co048453112*W EXP 03/02/20230,666$859<0.1%00.0%Unchanged–
Electriq Power Holdings, Inc.285046116Warrant30,666$874<0.1%+30,666New–
Investcorp India Acquistn CoG49219127*W EXP 06/01/20212,500$875<0.1%00.0%Unchanged–
KnightSwan Acquisition Corp499103117*W EXP 99/99/99925,000$905<0.1%00.0%Unchanged–
Magnum Opus Acquisition LtdG5S70A112*W EXP 03/06/20223,000$906<0.1%00.0%Unchanged–
Atlantic Coastal Aqstn Corp04845A116*W EXP 01/13/20212,500$1.00K<0.1%00.0%Unchanged–
Blueriver Acquisition CorpG1261Q115*W EXP 01/04/20223,000$1.11K<0.1%00.0%Unchanged–
ExcelFin Acquisition Corp.30069X110*W EXP 10/25/20225,000$1.13K<0.1%00.0%Unchanged–
Accretion Acquisition Corp00438Y115*W EXP 03/01/20250,000$1.13K<0.1%00.0%Unchanged–
Twin Ridge Capital Acquis CoG9151L120*W EXP 03/07/20215,333$1.15K<0.1%00.0%Unchanged–
Satixfy Communications LtdM82363132*W EXP 99/99/99975,000$1.19K<0.1%00.0%Unchanged–
OCA Acquisition Corp.670865112*W EXP 01/14/20222,724$1.19K<0.1%00.0%Unchanged–
Ap Acquisition CorpG04058114*W EXP 12/07/20225,000$1.25K<0.1%00.0%Unchanged–
Crixus BH3 Acquisition Co22677T110*W EXP 10/04/20225,370$1.27K<0.1%00.0%Unchanged–
PRENWPrenetics Global Ltd*W EXP 05/18/20233,333$1.33K<0.1%00.0%UnchangedHistory
Newcourt Acquisition CorpG6448C129*W EXP 04/12/20250,000$1.36K<0.1%00.0%Unchanged–
Nova Vision Acquisition CorpG6759A118*W EXP 12/31/20280,000$1.37K<0.1%00.0%Unchanged–
ECXWWECARX Holdings Inc.*W EXP 12/20/20234,500$1.38K<0.1%00.0%UnchangedHistory
CMCWFPiermont Valley Acquisition Corp*W EXP 11/19/20250,000$1.44K<0.1%00.0%UnchangedHistory
Disruptive Acquisition CorpG2770Y128*W EXP 03/06/20230,666$1.45K<0.1%00.0%Unchanged–
Papaya GRWT Opportunity Corp69882P110*W EXP 12/31/20225,000$1.46K<0.1%00.0%Unchanged–
Spree Acquisition Corp. 1 LtdG83745128*W EXP 12/22/20250,000$1.46K<0.1%00.0%Unchanged–
Alpha Partners Tech Mergr CoG63290103*W EXP 03/31/20225,000$1.50K<0.1%00.0%Unchanged–
Revelstone Capital Acqstn Co76137R114*W EXP 09/15/20225,000$1.50K<0.1%00.0%Unchanged–
Infinite Acquisition Corp.G48028123*W EXP 11/23/20237,500$1.50K<0.1%00.0%Unchanged–
Home Plate Acquisition Corp43734R111*W EXP 09/30/20245,000$1.55K<0.1%00.0%Unchanged–
Pearl Holdings Acquisitn CorG44525114*W EXP 12/15/20225,000$1.61K<0.1%00.0%Unchanged–
Tlgy Acquisition CorpG8656T125*W EXP 11/09/20237,500$1.61K<0.1%00.0%Unchanged–
Pyrophyte Acquisition Corp.G7308P127*W EXP 05/03/20225,000$1.63K<0.1%00.0%Unchanged–
bleuacacia ltdG11728113*W EXP 10/30/20250,000$1.69K<0.1%00.0%Unchanged–
SMXWWSMX (Security Matters) Public Ltd Co*W EXP 03/07/202150,000$1.71K<0.1%00.0%UnchangedHistory
CEROWCero Therapeutics Holdings, Inc.*W EXP 09/01/20225,000$1.79K<0.1%00.0%UnchangedHistory
Esgen Acquisition CorpG3R95N111*W EXP 10/18/20250,000$1.80K<0.1%00.0%Unchanged–
RCF Acquisition CorpG7330C110*W EXP 99/99/99925,000$1.81K<0.1%00.0%Unchanged–
C5 Acquisition Corporation12530D113*W EXP 12/31/20250,000$1.85K<0.1%00.0%Unchanged–
Future Health ESG Corp.36118W110*W EXP 99/99/99974,700$1.91K<0.1%00.0%Unchanged–
Target Global Acquisi I CorpG8675N125*W EXP 12/08/20233,333$1.91K<0.1%00.0%Unchanged–
Live Oak Crestview Climate A538086117*W EXP 09/27/20225,200$1.93K<0.1%00.0%Unchanged–
Insight Acquisition Corp45784L118*W EXP 08/26/20275,000$1.95K<0.1%00.0%Unchanged–
Screaming Eagle Acquisitn CoG79407121*W EXP 01/05/20211,666$1.98K<0.1%00.0%Unchanged–
Nogin, Inc.65528N113*W EXP 08/26/202100,000$1.99K<0.1%00.0%Unchanged–
SHAZWSharonAI Holdings Inc.*W EXP 10/20/20225,000$2.04K<0.1%00.0%UnchangedHistory
SBCWWSBC Medical Group Holdings Inc*W EXP 07/31/20235,000$2.10K<0.1%00.0%UnchangedHistory
Finnovate Acquisition Corp.G3R34K111*W EXP 99/99/99945,000$2.11K<0.1%00.0%Unchanged–
Healthcare AI Acquisition Corp.G4373K117*W EXP 99/99/99950,000$2.20K<0.1%00.0%Unchanged–
Data Knights Acquisition Cor237699111*W EXP 11/11/20249,700$2.24K<0.1%00.0%Unchanged–
Marti Technologi573134111EQUITY WRT125,000$2.26K<0.1%+125,000New–
Osiris Acquisition Corp.68829A111*W EXP 05/01/20275,000$2.27K<0.1%00.0%Unchanged–
Chavant Capital Acquisitn CoG2058L111*W EXP 99/99/999100,000$2.33K<0.1%00.0%Unchanged–
Mobiv Acquisition Corp60742N114*W EXP 07/31/20235,000$2.45K<0.1%00.0%Unchanged–
DHC Acquisition CorpG2758T117*W EXP 02/25/20230,666$2.45K<0.1%00.0%Unchanged–
Bannix Acquisition Corp066644113*W EXP 07/31/202100,000$2.50K<0.1%00.0%Unchanged–
Rose Hill Acquisition CorpG7637J123*W EXP 10/07/20250,000$2.50K<0.1%00.0%Unchanged–
SDCL EDGE Acquisition CorpG79471127*W EXP 99/99/99925,000$2.50K<0.1%00.0%Unchanged–
Swiftmerge Acquisition CorpG63836111*W EXP 12/13/20225,000$2.50K<0.1%00.0%Unchanged–
Clean Earth Acquisitions Cor184493112*W EXP 99/99/99950,000$2.50K<0.1%00.0%Unchanged–
Xpac Acquisition CorpG9831X122*W EXP 99/99/99940,482$2.51K<0.1%00.0%Unchanged–
Worldwide Webb Acquisition CG97775111*W EXP 10/20/20260,662$2.60K<0.1%00.0%Unchanged–
RF Acquisition Corp74954L112*W EXP 05/01/202100,000$2.60K<0.1%00.0%Unchanged–
Keyarch Acquisition CorpG5260A112*W EXP 01/24/20262,500$2.61K<0.1%00.0%Unchanged–
AERWINS Technologies Inc.00810J116*W EXP 02/03/20296,300$2.70K<0.1%00.0%Unchanged–
Seaport Global Acquisition I81221H113*W EXP 11/17/20250,000$2.75K<0.1%00.0%Unchanged–
M3-Brigade Acquisition II Corp.553800111*W EXP 09/03/20261,333$2.79K<0.1%00.0%Unchanged–
Ef Hutton Acquisition Corp I28201D117*W EXP 11/18/20290,000$2.80K<0.1%00.0%Unchanged–
Slam Corp.G8210L121*W EXP 02/23/20223,000$2.89K<0.1%00.0%Unchanged–
Sportsmap Tech Acquisitin Co84921J116*W EXP 09/01/202104,126$2.97K<0.1%00.0%Unchanged–
Focus Impact Acquisition Cor34417L117*W EXP 10/28/20237,500$3.00K<0.1%00.0%Unchanged–
Project Energy Reimagined AcG72556114*W EXP 10/28/20225,000$3.00K<0.1%00.0%Unchanged–
Roth CH Acquisition V Co.77867R118*W EXP 12/10/20237,500$3.00K<0.1%00.0%Unchanged–
Monterey Cap Acquisition Cor61244M117*W EXP 01/01/20275,000$3.00K<0.1%00.0%Unchanged–
Distoken Acquisition CorpG27740102*W EXP 11/30/202100,000$3.00K<0.1%00.0%Unchanged–
Infint Acquisition CorpG47862126*W EXP 99/99/99975,000$3.13K<0.1%00.0%Unchanged–
ProSomnus, Inc.50535E116*W EXP 04/20/20245,000$3.15K<0.1%00.0%Unchanged–
Stonebridge Acquisition CorpG85094129*W EXP 03/31/202124,940$3.25K<0.1%00.0%Unchanged–

Options (27)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Whitebox Advisors LLC in Q3 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$406.1M–
AALAmerican Airlines Group Inc.Stock$165.2M–
RCLRoyal Caribbean Cruises LtdCOM$147.4M–
AAPLApple Inc.Stock$89.0M–
CCLCarnival Corp Ltd.UNIT 99/99/9999$70.0M–
WOLFWolfspeed, Inc.Stock$38.1M–
TDWTidewater IncCOM–$35.5M
UALUnited Airlines Holdings, Inc.COM$32.6M–
BYNDBeyond Meat, Inc.COM$24.5M–
CATCaterpillar IncStock$13.7M–
CHTRCharter Communications, Inc.CL A–$13.2M
NCLHNorwegian Cruise Line Holdings Ltd.SHS$12.4M–
NOVASunnova Energy International Inc.COM$10.5M–
FSRFisker Inc.CL A COM STK$10.1M–
RIGTransocean Ltd.REGISTERED SHS$7.80M–
MSTRStrategy IncStock$6.89M–
SABRSabre CorpCOM$6.74M–
AMCAMC Entertainment Holdings, Inc.CL A NEW$6.72M–
UPSTUpstart Holdings, Inc.COM$6.28M–
DISHDISH Network CORPCL A$5.86M–
LCIDLucid Group, Inc.COM$5.31M–
Azul S A05501U106SPONSR ADR PFD$4.29M–
LUMNLumen Technologies, Inc.Stock$4.26M–
TDGTransDigm Group INCCOM$2.11M–
Farfetch Ltd30744W107ORD SH CL A$2.09M–
PSECProspect Capital CorpCOM$1.88M–
VSATViasat IncCOM$923.0K–

Sold out since Q2 2023 (97)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Whitebox Advisors LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Copa Holdings SA21720AAB8NOTE 4.500% 4/1–$92.7M4.5%–
Wix.com Ltd.92940WAB5NOTE 7/0–$66.1M3.2%–
WTWWillis Towers Watson PLCSHS150,465$35.4M1.7%History
Splunk Inc848637AC8NOTE 0.500% 9/1–$26.9M1.3%–
NCL Corp Ltd62886HBD2NOTE 1.125% 2/1–$16.6M0.8%–
Infinera Corp45667GAF0DEBT 3.750% 8/0–$14.9M0.7%–
CIVICivitas Resources, Inc.EQUITY US CM183,236$12.7M0.6%History
NCL Corp Ltd62886HBK6NOTE 2.500% 2/1–$11.3M0.5%–
Redfin Corp75737FAC2NOTE 10/1–$9.86M0.5%–
DocuSign, Inc.256163AB2NOTE 0.500% 9/1–$6.21M0.3%–
ATVIActivision Blizzard, Inc.COM54,685$4.61M0.2%History
SDRLSEADRILL LtdCOM111,637$4.61M0.2%History
Evergreen CorpG3312W109CLASS A ORD SHS350,000$3.77M0.2%–
Aimfinity Investment Corp. IG0135E142UNIT 04/21/2027350,000$3.66M0.2%–
GTXGarrett Motion Inc.Stock444,478$3.36M0.2%History
Black Spade Acquisition CoG11537100SHS CL A300,000$3.10M0.1%–
TWCBBilander Acquisition Corp.CL A COM300,000$3.05M0.1%History
8X8 Inc282914AE0NOTE 4.000% 2/0–$3.00M0.1%–
Kensington Capital AcquisitiG5251K103SHS CL A250,000$2.64M0.1%–
DNABSocial Capital Suvretta Holdings Corp. IICLASS A ORD SHS250,000$2.59M0.1%History
DNADSocial Capital Suvretta Holdings Corp. IVCLASS A ORD SHS250,000$2.59M0.1%History
GBBKGlobal Blockchain Acquisition Corp.COMMON STOCK225,000$2.35M0.1%History
Coherus Biosciences Inc19249HAB9NOTE 1.500% 4/1–$2.14M0.1%–
Everest Consolidator Acq Cor29978K102CL A COM200,000$2.13M0.1%–
Aura Fat Projs Acquisition CG06362100CLASS A ORD200,000$2.12M0.1%–
The Growth for Good Acqu CorG41522106CLASS A ORD SHS200,000$2.09M0.1%–
FTIIFutureTech II Acquisition Corp.CLASS A COM151,600$1.62M0.1%History
BOCNBlue Ocean Acquisition CorpCLASS A ORD SHS150,000$1.59M0.1%History
M3-Brigade Acquisition III Corp.55407R103CL A COM150,000$1.57M0.1%–
EOCWElliott Opportunity II Corp.SHS CL A130,650$1.35M0.1%History
KYCHKeyarch Acquisition CorpORD SHS CL A125,000$1.31M0.1%History
ZLSZalatoris II Acquisition CorpCLASS A ORD121,447$1.26M0.1%History
Rigel Resource Acq CorpG7573M106CL A ORD SHS100,000$1.07M0.1%–
FG Merger Corp30324Y101COMMON STOCK100,000$1.06M0.1%–
Heartland Media Acquisition Corp.42237V108CL A COM100,000$1.05M0.1%–
Pono Cap Three IncG71704129UNIT 01/11/2028100,000$1.05M0.1%–
NFYSEnphys Acquisition Corp.CL A ORD SHS100,000$1.04M0.1%History
FLDFold Holdings, Inc.COM CL A100,000$1.03M<0.1%History
PBFPBF Energy Inc.CL A24,977$1.02M<0.1%History
Colombier Acquisition Corp19533H108CL A87,832$902.0K<0.1%–
Jaguar Global Growth Corp IG5S11A106CLASS A ORD SHS75,000$793.5K<0.1%–
NFNTInfinite Acquisition Corp.CL A ORD SHS75,000$792.8K<0.1%History
Alpha Partners Tech Mergr CoG63290111CLASS A ORD SHS75,000$777.8K<0.1%–
LOCCLive Oak Crestview Climate Acquisition Corp.CL A COM75,600$774.9K<0.1%History
HWELHealthwell Acquisition Corp. ICLASS A COM75,000$771.0K<0.1%History
WRKWestRock CoCOM25,000$726.8K<0.1%History
Ftac Zeus Acquisition Cor30320F106CLASS A COM65,000$677.6K<0.1%–
CCOClear Channel Outdoor Holdings, Inc.COM412,038$564.5K<0.1%History
Ap Acquisition CorpG04058106CL A ORD SHS50,000$538.0K<0.1%–
Andretti Acquisition CorpG26735103CL A ORD SHS50,000$532.0K<0.1%–
KnightSwan Acquisition Corp499103109CL A COM50,000$528.5K<0.1%–
OKLOOklo Inc.COM CL A50,000$521.5K<0.1%History
SILVERspac Inc.G8136V104CLASS A ORD50,000$519.3K<0.1%–
PEGRProject Energy Reimagined Acquisition Corp.CLASS A ORD50,000$518.0K<0.1%History
Blue Whale Acquisition Cor AG1330M103CLASS A ORD SHS50,000$508.0K<0.1%–
Consilium Acquisitn Corp I LG2365L101CLASS A ORD SHS45,000$472.1K<0.1%–
NCLHNorwegian Cruise Line Holdings Ltd.SHS20,080$437.1K<0.1%History
Roadzen Inc.G9320Z109CLASS A ORD40,000$425.2K<0.1%–
Axonprime Infrstctr Aqstn Co05467C108CLASS A COM30,000$308.4K<0.1%–
Investcorp India Acquistn CoG49219101CLASS A ORD SHS25,000$267.5K<0.1%–
Tigo Energy, Inc.88675P111*W EXP 05/23/20245,000$83.7K<0.1%–
Hammerhead Energy Inc408302115*W EXP 02/23/20250,000$70.5K<0.1%–
GSR II Meteora Acquisitn Cor36263W105CLASS A COM14,062$45.4K<0.1%–
GoGreen Investments CorpG9461B119*W EXP 05/31/20237,500$36.8K<0.1%–
GSR II Meteora Acquisitn Cor36263W121*W EXP 02/24/202225,000$30.4K<0.1%–
The Growth for Good Acqu CorG41522130RIGHT 11/12/2026200,000$28.0K<0.1%–
Black Spade Acquisition CoG11537118*W EXP 99/99/999150,000$23.4K<0.1%–
M3-Brigade Acquisition III Corp.55407R111*W EXP 07/31/20250,000$22.0K<0.1%–
Colombier Acquisition Corp19533H116*W EXP 99/99/99926,666$20.5K<0.1%–
Genesis Unicorn Capital Corp.37187C118*W EXP 06/30/202232,500$18.5K<0.1%–
Genesis GRWT Tech Acqustn CoG3R23D128*W EXP 99/99/999100,000$13.0K<0.1%–
Murphy Canyon Acquisition Co626642110*W EXP 01/25/202200,000$9.16K<0.1%–
Priveterra Acquisition Corp74275N110*W EXP 02/28/20292,000$8.28K<0.1%–
The Growth for Good Acqu CorG41522114*W EXP 11/12/202100,000$8.02K<0.1%–
Galata Acquisition CorpG3R23A116*W EXP 99/99/999125,000$7.19K<0.1%–
Digital Transformatn Opt Cor25401K115*W EXP 03/31/20246,000$7.09K<0.1%–
Bilander Acquisition Corp.09001T114*W EXP 05/19/20275,000$6.10K<0.1%–
FG Merger Corp30324Y119*W EXP 06/17/20275,000$4.01K<0.1%–
26 Capital Acquisition Corp.90138P118*W EXP 12/31/20255,200$3.64K<0.1%–
Iconic Sports Acquisition Corp.G4712C115*W EXP 10/12/20235,000$2.76K<0.1%–
Cascadia Acquisition Corp.14739D118*W EXP 09/30/20225,000$2.73K<0.1%–
Latamgrowth SpacG5380L121*W EXP 01/20/20287,500$2.54K<0.1%–
Tradeup Acquisition Corp89268A115*W EXP 10/15/20245,476$2.52K<0.1%–
Enterprise 4.0 Tec Acqstn CoG3137C114*W EXP 09/30/20237,500$2.06K<0.1%–
Crescera Cap Acquisition CorG26507114*W EXP 11/18/20237,500$1.82K<0.1%–
UTA Acquisition CorpG9473A117*W EXP 10/30/20225,000$1.76K<0.1%–
Sustainable Develp Acqu I Co86934L111*W EXP 02/04/20246,000$1.38K<0.1%–
Belong Acquisition Corp.08069M110*W EXP 03/23/20275,000$1.18K<0.1%–
Northern Star Invest Corp IV66575B119*W EXP 02/25/20215,333$879<0.1%–
Vahanna Tech Edge Acqstn I CG9320Z117*W EXP 11/30/20220,000$692<0.1%–
Heartland Media Acquisition Corp.42237V116*W EXP 99/99/99950,000$685<0.1%–
Ftac Zeus Acquisition Cor30320F114*W EXP 04/15/20232,500$650<0.1%–
Greenlight Biosc39536G113EQUITY WRT32,183$428<0.1%–
SBIGWSBIG Holdings, Inc.*W EXP 06/14/20211,499$307<0.1%History
Axonprime Infrstctr Aqstn Co05467C116*W EXP 05/31/20210,000$260<0.1%–
Stratim Cloud Acquisition Corp.86309R115*W EXP 03/05/20276,666$153<0.1%–
Forum Merger IV Corp349875112*W EXP 03/15/20255,016$28<0.1%–