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Livermore
Livermore
ZHEN

Shepherd Kaplan Krochuk, LLC

SEC CIK
0001218583
Latest filing
Aug 14, 2026

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 12, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
180
−2 vs. Q1 2022
Portfolio value
$226.4M
−$34.6M (−13.3%) vs. Q1 2022
Filed
Aug 12, 2022
SEC
Holdings of Shepherd Kaplan Krochuk, LLC in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
EQTEQT CorpStock478,207$16.4M7.3%−159,500−25.0%ReducedHistory
CRCCalifornia Resources CorpCOM STOCK323,800$12.5M5.5%+55,000+20.5%AddedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL173,133$10.7M4.7%+39,733+29.8%Added–
VanEck ETF Trust92189F437FALLEN ANGEL HG327,771$8.86M3.9%+2,453+0.8%Added–
iShares Tr46428743220 YR TR BD ETF68,212$7.84M3.5%+68,212New–
Janus Detroit STR Tr47103U852HENDERSON MTG141,467$6.79M3.0%−82,874−36.9%Reduced–
AAPLApple Inc.Stock49,327$6.74M3.0%−140.0%ReducedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF107,022$6.68M2.9%+3,365+3.2%Added–
DVNDevon Energy CorpStock120,746$6.65M2.9%+40,000+49.5%AddedHistory
BRK.BBerkshire Hathaway IncStock19,475$5.32M2.3%00.0%UnchangedHistory
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR137,949$5.14M2.3%−11,936−8.0%Reduced–
Schwab US Dividend Equity ETF808524797ETF65,946$4.72M2.1%+5,683+9.4%Added–
WLLWhiting Holdings LLCCOM NEW63,800$4.34M1.9%+20,000+45.7%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF44,333$4.10M1.8%+44,333New–
iShares MSCI USA Momentum Factor ETF46432F396ETF29,024$3.96M1.7%+1,277+4.6%Added–
NBRNabors Industries LtdSHS28,400$3.80M1.7%+28,400NewHistory
Vanguard Real Estate ETF922908553ETF39,912$3.64M1.6%+9,229+30.1%Added–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF32,613$3.59M1.6%−503−1.5%Reduced–
Goldman Sachs ETF Tr381430479ACCESS INVT GR76,562$3.53M1.6%+721+1.0%Added–
DBX ETF Tr233051630XTRACK MSCI EAFE166,352$3.47M1.5%−5,369−3.1%Reduced–
FANGDiamondback Energy, Inc.Stock27,135$3.29M1.5%00.0%UnchangedHistory
PXDPioneer Natural Resources CoCOM13,680$3.05M1.3%00.0%UnchangedHistory
ETEnergy Transfer LPCOM UT LTD PTN302,091$3.02M1.3%−16,646−5.2%ReducedHistory
CTRACoterra Energy Inc.Stock97,760$2.52M1.1%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF197,055$2.43M1.1%+28,403+16.8%Added–
Turquoise Hill Res Ltd900435207COM89,953$2.41M1.1%+44,569+98.2%Added–
ProShares Tr74347X849SHRT 20+YR TRE116,433$2.33M1.0%+80,604+225.0%Added–
Goldman Sachs ETF Tr381430107ACTIVEBETA INT80,284$2.23M1.0%−3,457−4.1%Reduced–
CPBCAMPBELL'S CoCOM44,450$2.14M0.9%00.0%UnchangedHistory
Goldman Sachs ETF Tr381430206ACTIVEBETA EME70,267$2.09M0.9%−3,598−4.9%Reduced–
CPRTCopart IncCOM19,056$2.07M0.9%+20.0%AddedHistory
DVADavita Inc.COM24,000$1.92M0.8%−800−3.2%ReducedHistory
SPGIS&P Global Inc.Stock4,590$1.55M0.7%00.0%UnchangedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF7,664$1.51M0.7%+855+12.6%Added–
MSFTMicrosoft CorpStock5,873$1.51M0.7%−20.0%ReducedHistory
AMGNAmgen IncStock5,915$1.44M0.6%−651−9.9%ReducedHistory
STNGScorpio Tankers Inc.SHS40,500$1.40M0.6%−184,547−82.0%ReducedHistory
GOOGAlphabet Inc.Stock632$1.38M0.6%+2+0.3%AddedHistory
PPLPPL CorpCOM48,581$1.32M0.6%−722−1.5%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock2,425$1.32M0.6%−7−0.3%ReducedHistory
GDGeneral Dynamics CorpStock5,886$1.30M0.6%−856−12.7%ReducedHistory
PRUPrudential Financial IncStock12,877$1.23M0.5%−163−1.3%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF18,730$1.13M0.5%00.0%Unchanged–
CAHCardinal Health IncStock20,304$1.06M0.5%−3,602−15.1%ReducedHistory
TFCTruist Financial CorpCOM21,637$1.03M0.5%+2,403+12.5%AddedHistory
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX5,368$913.0K0.4%+637+13.5%Added–
SIISprott Inc.COM NEW25,500$886.0K0.4%00.0%UnchangedHistory
RMNIRimini Street, Inc.COM143,800$864.0K0.4%+14,800+11.5%AddedHistory
PEPPepsiCo IncStock5,100$850.0K0.4%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock5,488$841.0K0.4%−892−14.0%ReducedHistory
CRKComstock Resources IncCOM69,620$841.0K0.4%00.0%UnchangedHistory
UNHUnitedHealth Group IncStock1,617$831.0K0.4%−11−0.7%ReducedHistory
Mag Silver Corp55903Q104COM67,500$821.0K0.4%00.0%Unchanged–
Silvercrest Metals Inc828363101COM121,000$739.0K0.3%+5,500+4.8%Added–
Syntax ETF Tr87166N106STRATIFD LRG CAP12,196$739.0K0.3%00.0%Unchanged–
VLOValero Energy CorpStock6,913$735.0K0.3%−3,070−30.8%ReducedHistory
UCTTUltra Clean Holdings, Inc.COM24,600$732.0K0.3%+1,800+7.9%AddedHistory
ELVElevance Health, Inc.Stock1,500$724.0K0.3%00.0%UnchangedHistory
KOCoca Cola CoStock11,500$723.0K0.3%−19−0.2%ReducedHistory
NEMNEWMONT CorpStock11,411$681.0K0.3%00.0%UnchangedHistory
WisdomTree Tr97717Y527FLOATNG RAT TREA13,294$669.0K0.3%+13,294New–
VanEck ETF Trust92189F486IG FLOA RATE ETF26,440$653.0K0.3%+820+3.2%Added–
KMIKinder Morgan, Inc.Stock38,702$649.0K0.3%+600+1.6%AddedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF7,052$645.0K0.3%+7,052New–
Goldman Sachs ETF Tr381430529ACCES TREASURY6,410$640.0K0.3%00.0%Unchanged–
AEMAgnico Eagle Mines LtdStock13,900$636.0K0.3%−653−4.5%ReducedHistory
iShares Tr46434V860TRS FLT RT BD12,600$635.0K0.3%−500−3.8%Reduced–
NUVNuveen Municipal Value Fund IncCOM68,793$614.0K0.3%−1,888−2.7%ReducedHistory
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM100,510$603.0K0.3%−14,640−12.7%ReducedHistory
CETCentral Securities CorpCOM16,770$590.0K0.3%+780+4.9%AddedHistory
Syntax ETF Tr87166N502STRATIFIED US TT15,625$589.0K0.3%+15,625New–
FCNFti Consulting, IncCOM3,238$586.0K0.3%+3,238NewHistory
GDVGabelli Dividend & Income TrustCOM28,490$583.0K0.3%+4,190+17.2%AddedHistory
GAMGeneral American Investors Co IncCOM16,330$577.0K0.3%+848+5.5%AddedHistory
EPDEnterprise Products Partners L.P.Stock23,538$574.0K0.3%00.0%UnchangedHistory
CVECenovus Energy Inc.COM30,000$570.0K0.3%00.0%UnchangedHistory
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT44,120$567.0K0.3%−2,530−5.4%ReducedHistory
GPIGroup 1 Automotive IncCOM3,300$560.0K0.2%00.0%UnchangedHistory
MDLZMondelez International, Inc.Stock9,000$559.0K0.2%00.0%UnchangedHistory
ASAASA Gold & Precious Metals LtdSHS36,045$529.0K0.2%−600−1.6%ReducedHistory
PEOAdams Natural Resources Fund, Inc.COM27,031$526.0K0.2%−6,030−18.2%ReducedHistory
PGProcter & Gamble CoStock3,644$524.0K0.2%−2−0.1%ReducedHistory
ABTAbbott LaboratoriesStock4,800$522.0K0.2%00.0%UnchangedHistory
JNJJohnson & JohnsonStock2,896$514.0K0.2%−5−0.2%ReducedHistory
WMTWalmart Inc.Stock4,200$511.0K0.2%00.0%UnchangedHistory
DHTDHT Holdings, Inc.SHS NEW82,765$507.0K0.2%00.0%UnchangedHistory
PSXPhillips 66Stock6,050$496.0K0.2%00.0%UnchangedHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP10,366$495.0K0.2%00.0%UnchangedHistory
MXFMexico Fund IncCOM33,210$479.0K0.2%+10,250+44.6%AddedHistory
RMTRoyce Micro-Cap Trust, Inc.COM56,530$473.0K0.2%00.0%UnchangedHistory
EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc.COM103,450$464.0K0.2%00.0%UnchangedHistory
WPMWheaton Precious Metals Corp.COM12,600$454.0K0.2%00.0%UnchangedHistory
VVisa Inc.Stock2,279$449.0K0.2%−21−0.9%ReducedHistory
Invesco Exch Traded FD Tr II46138E420RUSEL 1000 EQL11,331$445.0K0.2%00.0%Unchanged–
Vanguard S&P 500 ETF922908363ETF1,228$426.0K0.2%00.0%Unchanged–
GLDSPDR Gold TrustETF2,514$424.0K0.2%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock2,611$421.0K0.2%+6+0.2%AddedHistory
JOFJapan Smaller Capitalization Fund IncCOM66,610$421.0K0.2%+8,490+14.6%AddedHistory
AXPAmerican Express CoStock3,000$416.0K0.2%00.0%UnchangedHistory
CCitigroup IncStock9,000$414.0K0.2%00.0%UnchangedHistory

Options (11)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Shepherd Kaplan Krochuk, LLC in Q2 2022
SecurityClassPutsCalls
CVECenovus Energy Inc.COM–$1.05M
CRCCalifornia Resources CorpCOM STOCK–$385.0K
MROMarathon Oil CorpCOM–$330.0K
GTEGran Tierra Energy Inc.COM–$226.0K
RIGTransocean Ltd.REGISTERED SHS–$109.0K
AGIAlamos Gold IncStock–$103.0K
CGAUCenterra Gold Inc.COM–$81.0K
New Gold Inc Cda644535106COM–$61.0K
GTGoodyear Tire & Rubber CoCOM–$26.0K
GSMFerroglobe PLCSHS–$18.0K
VGZVista Gold CorpCOM NEW–$18.0K

Sold out since Q1 2022 (18)

Positions held at the end of Q1 2022 that are gone from this filing.

Positions of Shepherd Kaplan Krochuk, LLC sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
SPDR Series Trust78464A664ST LON TREAS ETF463,525$17.5M6.7%–
Schwab U.S. Small-Cap ETF808524607ETF92,890$4.40M1.7%–
WisdomTree Tr97717X628FLOATNG RAT TREA13,120$660.0K0.3%–
Invesco Exch Traded FD Tr II46138G508SR LN ETF29,930$652.0K0.2%–
Ssga Active ETF Tr78467V608ST STR BL LN ETF14,230$640.0K0.2%–
CRWDCrowdStrike Holdings, Inc.Stock1,990$452.0K0.2%History
iShares Russell Mid-Cap Growth ETF464287481ETF3,383$340.0K0.1%–
VMCVulcan Materials COCOM1,400$257.0K0.1%History
NVSTEnvista Holdings CorpCOM4,800$234.0K0.1%History
Discovery Inc25470F302COM SER C9,000$225.0K0.1%–
PDCEPDC Energy, Inc.COM2,999$218.0K0.1%History
SWKSSkyworks Solutions, Inc.Stock1,629$217.0K0.1%History
KFKorea Fund IncCOM NEW6,970$210.0K0.1%History
BCXBlackRock Resources & Commodities Strategy TrustSHS18,840$208.0K0.1%History
Vanguard Morningstar Growth ETF922908736ETF703$202.0K0.1%–
IGRCbre Global Real Estate Income FundCOM18,160$164.0K0.1%History
COPConocoPhillipsStock1,389$139.0K0.1%History
Ion Geophysical Corp462044AJ7NOTE 8.000%12/174,000$40.0K<0.1%–