Shepherd Kaplan Krochuk, LLC
- SEC CIK
- 0001218583
- Latest filing
- Aug 14, 2026
Holdings in Q2 2022
Holdings as of Jun 30, 2022, filed Aug 12, 2022. Long positions only; changes compare share counts with Q1 2022.
- Positions
- 180
- −2 vs. Q1 2022
- Portfolio value
- $226.4M
- −$34.6M (−13.3%) vs. Q1 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GALTGalectin Therapeutics Inc | COM NEW | 12,000 | $16.0K | <0.1% | 00.0% | Unchanged | History |
| BACKIMAC Holdings, Inc. | COM | 30,000 | $25.0K | <0.1% | −5,903−16.4% | Reduced | History |
| RIGTransocean Ltd. | REGISTERED SHS | 9,000 | $30.0K | <0.1% | 00.0% | Unchanged | History |
| New Gold Inc Cda644535106 | COM | 36,000 | $39.0K | <0.1% | 00.0% | Unchanged | – |
| Tilray Inc88688TAB6 | NOTE 5.000%10/0 | 50,000 | $45.0K | <0.1% | 00.0% | Unchanged | – |
| CIFRCipher Digital Inc. | COM | 36,000 | $49.0K | <0.1% | 00.0% | Unchanged | History |
| FREEWhole Earth Brands, Inc. | COM CL A | 10,000 | $62.0K | <0.1% | 00.0% | Unchanged | History |
| VanEck Vectors ETF Tr92189F403 | RUSSIA ETF | 14,200 | $80.0K | <0.1% | +14,200 | New | – |
| ATIPATI Physical Therapy, Inc. | COM CL A | 60,000 | $85.0K | <0.1% | +18,000+42.9% | Added | History |
| GAIAGaia, Inc | CL A | 20,700 | $88.0K | <0.1% | 00.0% | Unchanged | History |
| CGAUCenterra Gold Inc. | COM | 13,350 | $90.0K | <0.1% | +13,350 | New | History |
| NSLRNeostellar Capital Corp. | COM NEW | 15,550 | $100.0K | <0.1% | +15,550 | New | History |
| NAKNorthern Dynasty Minerals Ltd | COM NEW | 390,000 | $102.0K | <0.1% | −60,000−13.3% | Reduced | History |
| Sustainable Develp Acqu I Co86934L202 | UNIT 02/04/2026 | 11,000 | $108.0K | <0.1% | 00.0% | Unchanged | – |
| RMG Acquisition Corp IIIG76088114 | UNIT 02/08/2026 | 11,000 | $109.0K | <0.1% | 00.0% | Unchanged | – |
| IGAVoya Global Advantage & Premium Opportunity Fund | COM | 12,210 | $111.0K | <0.1% | +12,210 | New | History |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 20,300 | $112.0K | <0.1% | +20,300 | New | History |
| EMFTempleton Emerging Markets Fund | COM | 10,040 | $120.0K | 0.1% | 00.0% | Unchanged | History |
| GSMFerroglobe PLC | SHS | 21,000 | $125.0K | 0.1% | +21,000 | New | History |
| AMAntero Midstream Corp | Stock | 14,800 | $134.0K | 0.1% | 00.0% | Unchanged | History |
| JEQAbrdn Japan Equity Fund, Inc. | COM | 24,320 | $135.0K | 0.1% | 00.0% | Unchanged | History |
| GFNew Germany Fund Inc | COM | 16,580 | $140.0K | 0.1% | −3,120−15.8% | Reduced | History |
| GNTGAMCO Natural Resources, Gold & Income Trust | SH BEN INT | 30,130 | $141.0K | 0.1% | 00.0% | Unchanged | History |
| STEWSRH Total Return Fund, Inc. | COM | 12,260 | $147.0K | 0.1% | 00.0% | Unchanged | History |
| IVCInvacare Holdings Corp | COM | 122,469 | $157.0K | 0.1% | +6,000+5.2% | Added | History |
| PPTFranklin Premier Income Trust | SH BEN INT | 41,860 | $159.0K | 0.1% | +41,860 | New | History |
| NXENexGen Energy Ltd. | COM | 45,000 | $162.0K | 0.1% | 00.0% | Unchanged | History |
| WBDWarner Bros. Discovery, Inc. | Stock | 12,405 | $166.0K | 0.1% | +12,405 | New | History |
| MSDMorgan Stanley Emerging Markets Debt Fund Inc | COM | 26,450 | $175.0K | 0.1% | 00.0% | Unchanged | History |
| GTGoodyear Tire & Rubber Co | COM | 16,860 | $181.0K | 0.1% | +8,460+100.7% | Added | History |
| SMMSalient Midstream & MLP Fund | SH BEN INT | 23,850 | $181.0K | 0.1% | −36,450−60.4% | Reduced | History |
| ARCHArch Resources, Inc. | CL A | 1,400 | $200.0K | 0.1% | −1,600−53.3% | Reduced | History |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 3,158 | $201.0K | 0.1% | 00.0% | Unchanged | – |
| AEFabrdn Emerging Markets ex-China Fund, Inc. | COM | 36,680 | $202.0K | 0.1% | 00.0% | Unchanged | History |
| MMSIMerit Medical Systems Inc | COM | 4,000 | $217.0K | 0.1% | 00.0% | Unchanged | History |
| MEOHMethanex Corp | COM | 5,700 | $218.0K | 0.1% | 00.0% | Unchanged | History |
| HONEHarborOne Bancorp, Inc. | COM NEW | 16,200 | $223.0K | 0.1% | 00.0% | Unchanged | History |
| GGZGabelli Global Small & Mid Cap Value Trust | COM | 20,620 | $228.0K | 0.1% | 00.0% | Unchanged | History |
| GILDGilead Sciences, Inc. | Stock | 3,700 | $229.0K | 0.1% | 00.0% | Unchanged | History |
| BNYBank of New York Mellon Corp | Stock | 5,587 | $233.0K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 4,000 | $235.0K | 0.1% | −1,370−25.5% | Reduced | – |
| OROR Royalties Inc. | COM | 23,500 | $237.0K | 0.1% | 00.0% | Unchanged | History |
| BERYBerry Global Group, Inc. | COM | 4,500 | $246.0K | 0.1% | 00.0% | Unchanged | History |
| BGRBlackRock Energy & Resources Trust | COM | 23,010 | $252.0K | 0.1% | +1,500+7.0% | Added | History |
| KRNYKearny Financial Corp. | COM | 23,000 | $256.0K | 0.1% | −4,000−14.8% | Reduced | History |
| BACBank of America Corp | Stock | 8,400 | $261.0K | 0.1% | 00.0% | Unchanged | History |
| SWZTotal Return Securities Fund | COM | 33,380 | $262.0K | 0.1% | 00.0% | Unchanged | History |
| GRXGabelli Healthcare & WellnessRx Trust | SHS | 24,760 | $265.0K | 0.1% | 00.0% | Unchanged | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 3,300 | $271.0K | 0.1% | +100+3.1% | Added | History |
| TYTRI-CONTINENTAL Corp | COM | 10,380 | $272.0K | 0.1% | 00.0% | Unchanged | History |
| CLVT 0 PfdG21810208 | Convertible Preferred Equity | 4,800 | $274.0K | 0.1% | 00.0% | Unchanged | – |
| iShares Core S&P 500 ETF464287200 | ETF | 731 | $277.0K | 0.1% | 00.0% | Unchanged | – |
| AIMCAltra Industrial Motion Corp. | COM | 8,000 | $282.0K | 0.1% | +500+6.7% | Added | History |
| SUSuncor Energy Inc | Stock | 8,100 | $284.0K | 0.1% | 00.0% | Unchanged | History |
| NTRNutrien Ltd. | COM | 3,600 | $287.0K | 0.1% | 00.0% | Unchanged | History |
| PYPLPayPal Holdings, Inc. | Stock | 4,200 | $293.0K | 0.1% | +300+7.7% | Added | History |
| Tricon Residential Inc Com NPV89612W102 | COM | 28,900 | $293.0K | 0.1% | +900+3.2% | Added | – |
| TAT&T Inc. | Stock | 14,076 | $295.0K | 0.1% | 00.0% | Unchanged | History |
| IIFMorgan Stanley India Investment Fund, Inc. | COM | 13,360 | $299.0K | 0.1% | +13,360 | New | History |
| NFLXNetflix Inc | Stock | 1,735 | $303.0K | 0.1% | 00.0% | Unchanged | History |
| BWXTBWX Technologies, Inc. | COM | 5,500 | $303.0K | 0.1% | 00.0% | Unchanged | History |
| ENBEnbridge Inc | Stock | 7,200 | $304.0K | 0.1% | 00.0% | Unchanged | History |
| TGBTrekor Metals Ltd | COM | 282,400 | $305.0K | 0.1% | +66,600+30.9% | Added | History |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 5,181 | $306.0K | 0.1% | 00.0% | Unchanged | – |
| CNXCNX Resources Corp | COM | 18,830 | $310.0K | 0.1% | 00.0% | Unchanged | History |
| VTNRVertex Energy Inc. | COM | 30,000 | $316.0K | 0.1% | −1,000−3.2% | Reduced | History |
| SRVNXG Cushing Midstream Energy Fund | COM NEW | 11,630 | $323.0K | 0.1% | 00.0% | Unchanged | History |
| AGIAlamos Gold Inc | Stock | 46,400 | $326.0K | 0.1% | +9,900+27.1% | Added | History |
| AAWWAtlas Air Worldwide Holdings Inc | COM NEW | 5,300 | $327.0K | 0.1% | +600+12.8% | Added | History |
| LUMNLumen Technologies, Inc. | Stock | 30,205 | $330.0K | 0.1% | 00.0% | Unchanged | History |
| FMCFMC Corp | COM NEW | 3,100 | $332.0K | 0.1% | +600+24.0% | Added | History |
| VETVermilion Energy Inc. | COM | 18,000 | $343.0K | 0.2% | 00.0% | Unchanged | History |
| FISFidelity National Information Services, Inc. | Stock | 3,897 | $357.0K | 0.2% | 00.0% | Unchanged | History |
| TWNTaiwan Fund Inc | COM | 14,200 | $357.0K | 0.2% | +3,310+30.4% | Added | History |
| Cornerstone Building Brands, Inc.21925D109 | COM | 15,000 | $367.0K | 0.2% | 00.0% | Unchanged | – |
| TRVTravelers Companies, Inc. | Stock | 2,300 | $389.0K | 0.2% | 00.0% | Unchanged | History |
| GTYHGTY Technology Holdings Inc. | COM | 62,100 | $389.0K | 0.2% | +13,100+26.7% | Added | History |
| STXSeagate Technology Holdings plc | ORD SHS | 5,500 | $393.0K | 0.2% | 00.0% | Unchanged | History |
| Enerplus Corp292766102 | COM | 30,000 | $397.0K | 0.2% | 00.0% | Unchanged | – |
| Occidental Pete Corp WT Exp 080327674599162 | Stock | 11,100 | $410.0K | 0.2% | −3,900−26.0% | Reduced | – |
| CCitigroup Inc | Stock | 9,000 | $414.0K | 0.2% | 00.0% | Unchanged | History |
| AXPAmerican Express Co | Stock | 3,000 | $416.0K | 0.2% | 00.0% | Unchanged | History |
| METAMeta Platforms, Inc. | Stock | 2,611 | $421.0K | 0.2% | +6+0.2% | Added | History |
| JOFJapan Smaller Capitalization Fund Inc | COM | 66,610 | $421.0K | 0.2% | +8,490+14.6% | Added | History |
| GLDSPDR Gold Trust | ETF | 2,514 | $424.0K | 0.2% | 00.0% | Unchanged | History |
| Vanguard S&P 500 ETF922908363 | ETF | 1,228 | $426.0K | 0.2% | 00.0% | Unchanged | – |
| Invesco Exch Traded FD Tr II46138E420 | RUSEL 1000 EQL | 11,331 | $445.0K | 0.2% | 00.0% | Unchanged | – |
| VVisa Inc. | Stock | 2,279 | $449.0K | 0.2% | −21−0.9% | Reduced | History |
| WPMWheaton Precious Metals Corp. | COM | 12,600 | $454.0K | 0.2% | 00.0% | Unchanged | History |
| EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc. | COM | 103,450 | $464.0K | 0.2% | 00.0% | Unchanged | History |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 56,530 | $473.0K | 0.2% | 00.0% | Unchanged | History |
| MXFMexico Fund Inc | COM | 33,210 | $479.0K | 0.2% | +10,250+44.6% | Added | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 10,366 | $495.0K | 0.2% | 00.0% | Unchanged | History |
| PSXPhillips 66 | Stock | 6,050 | $496.0K | 0.2% | 00.0% | Unchanged | History |
| DHTDHT Holdings, Inc. | SHS NEW | 82,765 | $507.0K | 0.2% | 00.0% | Unchanged | History |
| WMTWalmart Inc. | Stock | 4,200 | $511.0K | 0.2% | 00.0% | Unchanged | History |
| JNJJohnson & Johnson | Stock | 2,896 | $514.0K | 0.2% | −5−0.2% | Reduced | History |
| ABTAbbott Laboratories | Stock | 4,800 | $522.0K | 0.2% | 00.0% | Unchanged | History |
| PGProcter & Gamble Co | Stock | 3,644 | $524.0K | 0.2% | −2−0.1% | Reduced | History |
| PEOAdams Natural Resources Fund, Inc. | COM | 27,031 | $526.0K | 0.2% | −6,030−18.2% | Reduced | History |
Options (11)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| CVECenovus Energy Inc. | COM | – | $1.05M |
| CRCCalifornia Resources Corp | COM STOCK | – | $385.0K |
| MROMarathon Oil Corp | COM | – | $330.0K |
| GTEGran Tierra Energy Inc. | COM | – | $226.0K |
| RIGTransocean Ltd. | REGISTERED SHS | – | $109.0K |
| AGIAlamos Gold Inc | Stock | – | $103.0K |
| CGAUCenterra Gold Inc. | COM | – | $81.0K |
| New Gold Inc Cda644535106 | COM | – | $61.0K |
| GTGoodyear Tire & Rubber Co | COM | – | $26.0K |
| GSMFerroglobe PLC | SHS | – | $18.0K |
| VGZVista Gold Corp | COM NEW | – | $18.0K |
Sold out since Q1 2022 (18)
Positions held at the end of Q1 2022 that are gone from this filing.
| Security | Class | Shares in Q1 2022 | Value in Q1 2022 | % of portfolio in Q1 2022 | History |
|---|---|---|---|---|---|
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 463,525 | $17.5M | 6.7% | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 92,890 | $4.40M | 1.7% | – |
| WisdomTree Tr97717X628 | FLOATNG RAT TREA | 13,120 | $660.0K | 0.3% | – |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 29,930 | $652.0K | 0.2% | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 14,230 | $640.0K | 0.2% | – |
| CRWDCrowdStrike Holdings, Inc. | Stock | 1,990 | $452.0K | 0.2% | History |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 3,383 | $340.0K | 0.1% | – |
| VMCVulcan Materials CO | COM | 1,400 | $257.0K | 0.1% | History |
| NVSTEnvista Holdings Corp | COM | 4,800 | $234.0K | 0.1% | History |
| Discovery Inc25470F302 | COM SER C | 9,000 | $225.0K | 0.1% | – |
| PDCEPDC Energy, Inc. | COM | 2,999 | $218.0K | 0.1% | History |
| SWKSSkyworks Solutions, Inc. | Stock | 1,629 | $217.0K | 0.1% | History |
| KFKorea Fund Inc | COM NEW | 6,970 | $210.0K | 0.1% | History |
| BCXBlackRock Resources & Commodities Strategy Trust | SHS | 18,840 | $208.0K | 0.1% | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 703 | $202.0K | 0.1% | – |
| IGRCbre Global Real Estate Income Fund | COM | 18,160 | $164.0K | 0.1% | History |
| COPConocoPhillips | Stock | 1,389 | $139.0K | 0.1% | History |
| Ion Geophysical Corp462044AJ7 | NOTE 8.000%12/1 | 74,000 | $40.0K | <0.1% | – |