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Livermore
Livermore
ZHEN

Shepherd Kaplan Krochuk, LLC

SEC CIK
0001218583
Latest filing
Aug 14, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 6, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
182
−4 vs. Q4 2021
Portfolio value
$261.1M
−$13.4M (−4.9%) vs. Q4 2021
Filed
May 6, 2022
SEC
Holdings of Shepherd Kaplan Krochuk, LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
EQTEQT CorpStock637,707$21.9M8.4%−40,000−5.9%ReducedHistory
SPDR Series Trust78464A664ST LON TREAS ETF463,525$17.5M6.7%−155,735−25.1%Reduced–
CRCCalifornia Resources CorpCOM STOCK268,800$12.0M4.6%00.0%UnchangedHistory
Janus Detroit STR Tr47103U852HENDERSON MTG224,341$11.2M4.3%+224,341New–
VanEck ETF Trust92189F437FALLEN ANGEL HG325,318$9.89M3.8%−64,363−16.5%Reduced–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL133,400$8.95M3.4%−14,719−9.9%Reduced–
AAPLApple Inc.Stock49,341$8.62M3.3%−9,822−16.6%ReducedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF103,657$7.40M2.8%−14,293−12.1%Reduced–
BRK.BBerkshire Hathaway IncStock19,475$6.87M2.6%−2,663−12.0%ReducedHistory
J P Morgan Exchange Traded F46641Q761US QUALTY FCTR149,885$6.43M2.5%−28,282−15.9%Reduced–
STNGScorpio Tankers Inc.SHS225,047$4.81M1.8%+75,000+50.0%AddedHistory
DVNDevon Energy CorpStock80,746$4.78M1.8%−2,000−2.4%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF60,263$4.75M1.8%+60,263New–
iShares MSCI USA Momentum Factor ETF46432F396ETF27,747$4.67M1.8%−3,398−10.9%Reduced–
Schwab U.S. Small-Cap ETF808524607ETF92,890$4.40M1.7%−11,266−10.8%ReducedConverted for a 2-for-1 split–
DBX ETF Tr233051630XTRACK MSCI EAFE171,721$4.15M1.6%−16,265−8.7%Reduced–
Goldman Sachs ETF Tr381430479ACCESS INVT GR75,841$3.78M1.4%−6,555−8.0%Reduced–
FANGDiamondback Energy, Inc.Stock27,135$3.72M1.4%00.0%UnchangedHistory
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF33,116$3.65M1.4%+8,073+32.2%Added–
WLLWhiting Holdings LLCCOM NEW43,800$3.57M1.4%00.0%UnchangedHistory
ETEnergy Transfer LPCOM UT LTD PTN318,737$3.57M1.4%−7,212−2.2%ReducedHistory
PXDPioneer Natural Resources CoCOM13,680$3.42M1.3%00.0%UnchangedHistory
Vanguard Real Estate ETF922908553ETF30,683$3.33M1.3%−2,857−8.5%Reduced–
DVADavita Inc.COM24,800$2.81M1.1%−600−2.4%ReducedHistory
Goldman Sachs ETF Tr381430107ACTIVEBETA INT83,741$2.74M1.0%−33,596−28.6%Reduced–
CTRACoterra Energy Inc.Stock97,760$2.64M1.0%00.0%UnchangedHistory
Goldman Sachs ETF Tr381430206ACTIVEBETA EME73,865$2.50M1.0%−24,093−24.6%Reduced–
CPRTCopart IncCOM19,054$2.39M0.9%+60.0%AddedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF168,652$2.29M0.9%−86,082−33.8%Reduced–
CPBCAMPBELL'S CoCOM44,450$1.98M0.8%00.0%UnchangedHistory
SPGIS&P Global Inc.Stock4,590$1.88M0.7%−16−0.3%ReducedHistory
MSFTMicrosoft CorpStock5,875$1.81M0.7%−2,182−27.1%ReducedHistory
GOOGAlphabet Inc.Stock630$1.76M0.7%−27−4.1%ReducedHistory
GDGeneral Dynamics CorpStock6,742$1.63M0.6%−468−6.5%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF6,809$1.62M0.6%−294−4.1%Reduced–
AMGNAmgen IncStock6,566$1.59M0.6%+5,524+530.1%AddedHistory
PRUPrudential Financial IncStock13,040$1.54M0.6%−590−4.3%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock2,432$1.44M0.6%+17+0.7%AddedHistory
iShares S&P 500 Growth ETF464287309ETF18,730$1.43M0.5%+10.0%Added–
PPLPPL CorpCOM49,303$1.41M0.5%−881−1.8%ReducedHistory
Turquoise Hill Res Ltd900435207COM45,384$1.36M0.5%+45,384New–
CAHCardinal Health IncStock23,906$1.35M0.5%+23,906NewHistory
SIISprott Inc.COM NEW25,500$1.28M0.5%00.0%UnchangedHistory
Mag Silver Corp55903Q104COM67,500$1.09M0.4%00.0%Unchanged–
TFCTruist Financial CorpCOM19,234$1.09M0.4%+19,234NewHistory
ABBVAbbVie Inc.Stock6,380$1.03M0.4%−2,057−24.4%ReducedHistory
Silvercrest Metals Inc828363101COM115,500$1.03M0.4%−7,000−5.7%Reduced–
VLOValero Energy CorpStock9,983$1.01M0.4%−973−8.9%ReducedHistory
UCTTUltra Clean Holdings, Inc.COM22,800$966.0K0.4%00.0%UnchangedHistory
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX4,731$937.0K0.4%00.0%Unchanged–
CRKComstock Resources IncCOM69,620$909.0K0.3%00.0%UnchangedHistory
NEMNEWMONT CorpStock11,411$907.0K0.3%−3,765−24.8%ReducedHistory
AEMAgnico Eagle Mines LtdStock14,553$891.0K0.3%+10,553+263.8%AddedHistory
PEPPepsiCo IncStock5,100$854.0K0.3%00.0%UnchangedHistory
Syntax ETF Tr87166N106STRATIFD LRG CAP12,196$853.0K0.3%−540−4.2%Reduced–
UNHUnitedHealth Group IncStock1,628$830.0K0.3%−331−16.9%ReducedHistory
ASAASA Gold & Precious Metals LtdSHS36,645$821.0K0.3%−600−1.6%ReducedHistory
RMNIRimini Street, Inc.COM129,000$748.0K0.3%+28,000+27.7%AddedHistory
NMLNeuberger Energy Infrastructure & Income Fund Inc.COM115,150$742.0K0.3%−14,650−11.3%ReducedHistory
ELVElevance Health, Inc.Stock1,500$737.0K0.3%00.0%UnchangedHistory
KMIKinder Morgan, Inc.Stock38,102$721.0K0.3%+900+2.4%AddedHistory
KOCoca Cola CoStock11,519$714.0K0.3%−7−0.1%ReducedHistory
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT46,650$692.0K0.3%−2,670−5.4%ReducedHistory
PEOAdams Natural Resources Fund, Inc.COM33,061$692.0K0.3%−6,480−16.4%ReducedHistory
NUVNuveen Municipal Value Fund IncCOM70,681$677.0K0.3%−1,152−1.6%ReducedHistory
CETCentral Securities CorpCOM15,990$662.0K0.3%00.0%UnchangedHistory
WisdomTree Tr97717X628FLOATNG RAT TREA13,120$660.0K0.3%00.0%UnchangedConverted for a 1-for-2 split–
iShares Tr46434V860TRS FLT RT BD13,100$659.0K0.3%00.0%Unchanged–
GAMGeneral American Investors Co IncCOM15,482$658.0K0.3%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138G508SR LN ETF29,930$652.0K0.2%+11,280+60.5%Added–
NFLXNetflix IncStock1,735$650.0K0.2%−10−0.6%ReducedHistory
VanEck ETF Trust92189F486IG FLOA RATE ETF25,620$643.0K0.2%+25,620New–
Goldman Sachs ETF Tr381430529ACCES TREASURY6,410$641.0K0.2%−170−2.6%Reduced–
Ssga Active ETF Tr78467V608ST STR BL LN ETF14,230$640.0K0.2%+14,230New–
ProShares Tr74347X849SHRT 20+YR TRE35,829$634.0K0.2%+35,829New–
WMTWalmart Inc.Stock4,200$625.0K0.2%00.0%UnchangedHistory
EPDEnterprise Products Partners L.P.Stock23,538$608.0K0.2%00.0%UnchangedHistory
WPMWheaton Precious Metals Corp.COM12,600$600.0K0.2%00.0%UnchangedHistory
GDVGabelli Dividend & Income TrustCOM24,300$599.0K0.2%00.0%UnchangedHistory
RMTRoyce Micro-Cap Trust, Inc.COM56,530$595.0K0.2%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock2,605$579.0K0.2%+9+0.3%AddedHistory
ABTAbbott LaboratoriesStock4,800$568.0K0.2%−310−6.1%ReducedHistory
MDLZMondelez International, Inc.Stock9,000$565.0K0.2%00.0%UnchangedHistory
AXPAmerican Express CoStock3,000$561.0K0.2%00.0%UnchangedHistory
PGProcter & Gamble CoStock3,646$557.0K0.2%00.0%UnchangedHistory
GPIGroup 1 Automotive IncCOM3,300$554.0K0.2%00.0%UnchangedHistory
Occidental Pete Corp WT Exp 080327674599162Stock15,000$528.0K0.2%+15,000New–
Invesco Exch Traded FD Tr II46138E420RUSEL 1000 EQL11,331$527.0K0.2%00.0%Unchanged–
PSXPhillips 66Stock6,050$523.0K0.2%00.0%UnchangedHistory
EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc.COM103,450$516.0K0.2%00.0%UnchangedHistory
JNJJohnson & JohnsonStock2,901$514.0K0.2%−509−14.9%ReducedHistory
Vanguard S&P 500 ETF922908363ETF1,228$510.0K0.2%−2,183−64.0%Reduced–
VVisa Inc.Stock2,300$510.0K0.2%+21+0.9%AddedHistory
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP10,366$509.0K0.2%00.0%UnchangedHistory
CVECenovus Energy Inc.COM30,000$500.0K0.2%+5,100+20.5%AddedHistory
SMMSalient Midstream & MLP FundSH BEN INT60,300$497.0K0.2%00.0%UnchangedHistory
STXSeagate Technology Holdings plcORD SHS5,500$494.0K0.2%−447−7.5%ReducedHistory
TGBTrekor Metals LtdCOM215,800$494.0K0.2%+55,800+34.9%AddedHistory
CCitigroup IncStock9,000$481.0K0.2%00.0%UnchangedHistory
DHTDHT Holdings, Inc.SHS NEW82,765$480.0K0.2%00.0%UnchangedHistory

Options (11)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Shepherd Kaplan Krochuk, LLC in Q1 2022
SecurityClassPutsCalls
CVECenovus Energy Inc.COM–$1.38M
MROMarathon Oil CorpCOM–$399.0K
GTEGran Tierra Energy Inc.COM–$283.0K
SPYSPDR S&P 500 ETF TrustETF$271.0K–
NEMNEWMONT CorpStock–$191.0K
AGIAlamos Gold IncStock–$154.0K
COPConocoPhillipsStock–$150.0K
New Gold Inc Cda644535106COM–$148.0K
RIGTransocean Ltd.REGISTERED SHS–$122.0K
GTGoodyear Tire & Rubber CoCOM–$34.0K
VGZVista Gold CorpCOM NEW–$22.0K

Sold out since Q4 2021 (22)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Shepherd Kaplan Krochuk, LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
Vanguard Mortgage-Backed Securities ETF92206C771ETF172,186$9.10M3.3%–
First Tr Exchange-Traded FD336917109SHS187,255$6.66M2.4%–
QCOMQualcomm IncStock10,949$2.00M0.7%History
UPSUnited Parcel Service IncStock7,876$1.69M0.6%History
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD13,692$1.11M0.4%–
Pretium Res Inc74139C102COM75,000$1.06M0.4%–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF7,200$658.0K0.2%–
FROFrontline plcSHS NEW87,659$620.0K0.2%History
Kirkland Lake Gold Ltd49741E100COM13,300$558.0K0.2%–
GOOGLAlphabet Inc.Stock179$519.0K0.2%History
Vanguard Morningstar Total Stock Market ETF922908769ETF1,508$364.0K0.1%–
BDSIBiodelivery Sciences International IncCOM114,000$353.0K0.1%History
ADBEAdobe Inc.Stock490$278.0K0.1%History
NVDANVIDIA CorpStock922$271.0K0.1%History
ProShares Tr74347G705ULTRA ENERGY3,535$271.0K0.1%–
Vanguard Morningstar Small-Cap ETF922908751ETF1,089$246.0K0.1%–
IAAIAA, Inc.COM4,500$228.0K0.1%History
DHRDanaher CorpStock671$221.0K0.1%History
AZTAAzenta, Inc.COM2,000$206.0K0.1%History
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM19,671$122.0K<0.1%History
KGCKinross Gold CorpCOM16,500$96.0K<0.1%History
GOROGoldgroup Mining Inc.COM40,702$63.0K<0.1%History