Shepherd Kaplan Krochuk, LLC
- SEC CIK
- 0001218583
- Latest filing
- Aug 14, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 186
- 0 vs. Q3 2021
- Portfolio value
- $274.5M
- +$5.33M (+2.0%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| JNJJohnson & Johnson | Stock | 3,410 | $583.0K | 0.2% | +520+18.0% | Added | History |
| KMIKinder Morgan, Inc. | Stock | 37,202 | $590.0K | 0.2% | +1,500+4.2% | Added | History |
| WisdomTree Tr97717W307 | US LARGECAP DIVD | 8,958 | $592.0K | 0.2% | 00.0% | UnchangedConverted for a 2-for-1 split | – |
| PGProcter & Gamble Co | Stock | 3,646 | $596.0K | 0.2% | +11+0.3% | Added | History |
| MDLZMondelez International, Inc. | Stock | 9,000 | $597.0K | 0.2% | 00.0% | Unchanged | History |
| RMNIRimini Street, Inc. | COM | 101,000 | $603.0K | 0.2% | +83,500+477.1% | Added | History |
| WMTWalmart Inc. | Stock | 4,200 | $608.0K | 0.2% | 00.0% | Unchanged | History |
| FROFrontline plc | SHS NEW | 87,659 | $620.0K | 0.2% | 00.0% | Unchanged | History |
| PDXPIMCO Dynamic Income Strategy Fund | COM SHS BEN INT | 49,320 | $635.0K | 0.2% | +49,320 | New | History |
| GPIGroup 1 Automotive Inc | COM | 3,300 | $644.0K | 0.2% | 00.0% | Unchanged | History |
| PEOAdams Natural Resources Fund, Inc. | COM | 39,541 | $653.0K | 0.2% | −1,039−2.6% | Reduced | History |
| RMTRoyce Micro-Cap Trust, Inc. | COM | 56,530 | $653.0K | 0.2% | +950+1.7% | Added | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 10,760 | $655.0K | 0.2% | +460+4.5% | Added | – |
| GDVGabelli Dividend & Income Trust | COM | 24,300 | $656.0K | 0.2% | 00.0% | Unchanged | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 7,200 | $658.0K | 0.2% | +140+2.0% | Added | – |
| iShares Tr46434V860 | TRS FLT RT BD | 13,100 | $658.0K | 0.2% | +260+2.0% | Added | – |
| Goldman Sachs ETF Tr381430529 | ACCES TREASURY | 6,580 | $658.0K | 0.2% | +130+2.0% | Added | – |
| WisdomTree Tr97717X628 | FLOATNG RAT TREA | 26,240 | $658.0K | 0.2% | +1,010+4.0% | Added | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 5,742 | $662.0K | 0.2% | −1,269−18.1% | Reduced | – |
| STXSeagate Technology Holdings plc | ORD SHS | 5,947 | $672.0K | 0.2% | +447+8.1% | Added | History |
| NMLNeuberger Energy Infrastructure & Income Fund Inc. | COM | 129,800 | $680.0K | 0.2% | −5,840−4.3% | Reduced | History |
| KOCoca Cola Co | Stock | 11,526 | $682.0K | 0.2% | +31+0.3% | Added | History |
| GAMGeneral American Investors Co Inc | COM | 15,482 | $684.0K | 0.2% | +1,032+7.1% | Added | History |
| ELVElevance Health, Inc. | Stock | 1,500 | $695.0K | 0.3% | 00.0% | Unchanged | History |
| CETCentral Securities Corp | COM | 15,990 | $713.0K | 0.3% | +800+5.3% | Added | History |
| ABTAbbott Laboratories | Stock | 5,110 | $719.0K | 0.3% | +310+6.5% | Added | History |
| NUVNuveen Municipal Value Fund Inc | COM | 71,833 | $746.0K | 0.3% | 00.0% | Unchanged | History |
| ASAASA Gold & Precious Metals Ltd | SHS | 37,245 | $785.0K | 0.3% | +7,690+26.0% | Added | History |
| VLOValero Energy Corp | Stock | 10,956 | $823.0K | 0.3% | −274−2.4% | Reduced | History |
| PYPLPayPal Holdings, Inc. | Stock | 4,410 | $832.0K | 0.3% | +792+21.9% | Added | History |
| METAMeta Platforms, Inc. | Stock | 2,596 | $873.0K | 0.3% | +5+0.2% | Added | History |
| PEPPepsiCo Inc | Stock | 5,100 | $886.0K | 0.3% | 00.0% | Unchanged | History |
| Syntax ETF Tr87166N106 | STRATIFD LRG CAP | 12,736 | $908.0K | 0.3% | +922+7.8% | Added | – |
| NEMNEWMONT Corp | Stock | 15,176 | $941.0K | 0.3% | +2,320+18.0% | Added | History |
| Silvercrest Metals Inc828363101 | COM | 122,500 | $969.0K | 0.4% | +11,500+10.4% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 1,959 | $984.0K | 0.4% | +341+21.1% | Added | History |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 4,731 | $994.0K | 0.4% | +82+1.8% | Added | – |
| NFLXNetflix Inc | Stock | 1,745 | $1.05M | 0.4% | +2+0.1% | Added | History |
| Pretium Res Inc74139C102 | COM | 75,000 | $1.06M | 0.4% | 00.0% | Unchanged | – |
| Mag Silver Corp55903Q104 | COM | 67,500 | $1.06M | 0.4% | 00.0% | Unchanged | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 13,692 | $1.11M | 0.4% | −308−2.2% | Reduced | – |
| ABBVAbbVie Inc. | Stock | 8,437 | $1.14M | 0.4% | +553+7.0% | Added | History |
| SIISprott Inc. | COM NEW | 25,500 | $1.15M | 0.4% | 00.0% | Unchanged | History |
| UCTTUltra Clean Holdings, Inc. | COM | 22,800 | $1.31M | 0.5% | 00.0% | Unchanged | History |
| PRUPrudential Financial Inc | Stock | 13,630 | $1.48M | 0.5% | +187+1.4% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 3,411 | $1.49M | 0.5% | +26+0.8% | Added | – |
| GDGeneral Dynamics Corp | Stock | 7,210 | $1.50M | 0.5% | −106−1.4% | Reduced | History |
| PPLPPL Corp | COM | 50,184 | $1.51M | 0.5% | −352−0.7% | Reduced | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 18,729 | $1.57M | 0.6% | +10.0% | Added | – |
| TMOThermo Fisher Scientific Inc. | Stock | 2,415 | $1.61M | 0.6% | +2+0.1% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 7,876 | $1.69M | 0.6% | −120−1.5% | Reduced | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 7,103 | $1.81M | 0.7% | −96−1.3% | Reduced | – |
| CTRACoterra Energy Inc. | Stock | 97,760 | $1.86M | 0.7% | +97,760 | New | History |
| GOOGAlphabet Inc. | Stock | 657 | $1.90M | 0.7% | +27+4.3% | Added | History |
| STNGScorpio Tankers Inc. | SHS | 150,047 | $1.92M | 0.7% | +99,600+197.4% | Added | History |
| CPBCAMPBELL'S Co | COM | 44,450 | $1.93M | 0.7% | 00.0% | Unchanged | History |
| QCOMQualcomm Inc | Stock | 10,949 | $2.00M | 0.7% | −485−4.2% | Reduced | History |
| SPGIS&P Global Inc. | Stock | 4,606 | $2.17M | 0.8% | +3+0.1% | Added | History |
| PXDPioneer Natural Resources Co | COM | 13,680 | $2.49M | 0.9% | −14,085−50.7% | Reduced | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 325,949 | $2.68M | 1.0% | +5,769+1.8% | Added | History |
| MSFTMicrosoft Corp | Stock | 8,057 | $2.71M | 1.0% | +2,203+37.6% | Added | History |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 25,043 | $2.77M | 1.0% | −87−0.3% | Reduced | – |
| WLLWhiting Holdings LLC | COM NEW | 43,800 | $2.83M | 1.0% | +43,800 | New | History |
| CPRTCopart Inc | COM | 19,048 | $2.89M | 1.1% | +11+0.1% | Added | History |
| DVADavita Inc. | COM | 25,400 | $2.89M | 1.1% | 00.0% | Unchanged | History |
| FANGDiamondback Energy, Inc. | Stock | 27,135 | $2.93M | 1.1% | 00.0% | Unchanged | History |
| Goldman Sachs ETF Tr381430206 | ACTIVEBETA EME | 97,958 | $3.63M | 1.3% | +6,123+6.7% | Added | – |
| DVNDevon Energy Corp | Stock | 82,746 | $3.65M | 1.3% | −22,000−21.0% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 254,734 | $3.82M | 1.4% | −16,120−6.0% | Reduced | – |
| Vanguard Real Estate ETF922908553 | ETF | 33,540 | $3.89M | 1.4% | −3,564−9.6% | Reduced | – |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 117,337 | $4.14M | 1.5% | −6,221−5.0% | Reduced | – |
| DBX ETF Tr233051630 | XTRACK MSCI EAFE | 187,986 | $4.45M | 1.6% | +5,673+3.1% | Added | – |
| Goldman Sachs ETF Tr381430479 | ACCESS INVT GR | 82,396 | $4.46M | 1.6% | −5,941−6.7% | Reduced | – |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 52,078 | $5.33M | 1.9% | −9,019−14.8% | Reduced | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 31,145 | $5.66M | 2.1% | −5,500−15.0% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 22,138 | $6.62M | 2.4% | −200−0.9% | Reduced | History |
| First Tr Exchange-Traded FD336917109 | SHS | 187,255 | $6.66M | 2.4% | +10,422+5.9% | Added | – |
| J P Morgan Exchange Traded F46641Q761 | US QUALTY FCTR | 178,167 | $8.11M | 3.0% | −46,719−20.8% | Reduced | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 117,950 | $8.64M | 3.1% | −19,622−14.3% | Reduced | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 172,186 | $9.10M | 3.3% | −61,065−26.2% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 148,119 | $10.2M | 3.7% | −19,968−11.9% | Reduced | – |
| AAPLApple Inc. | Stock | 59,163 | $10.5M | 3.8% | −709−1.2% | Reduced | History |
| CRCCalifornia Resources Corp | COM STOCK | 268,800 | $11.5M | 4.2% | 00.0% | Unchanged | History |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 389,681 | $12.8M | 4.7% | +9,562+2.5% | Added | – |
| EQTEQT Corp | Stock | 677,707 | $14.8M | 5.4% | −205,000−23.2% | Reduced | History |
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 619,260 | $26.1M | 9.5% | +102,959+19.9% | Added | – |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $1.19M | – |
| CVECenovus Energy Inc. | COM | – | $1.11M |
| New Gold Inc Cda644535106 | COM | – | $256.0K |
| MROMarathon Oil Corp | COM | – | $217.0K |
| AGIAlamos Gold Inc | Stock | – | $164.0K |
| GTEGran Tierra Energy Inc. | COM | – | $95.0K |
| RIGTransocean Ltd. | REGISTERED SHS | – | $31.0K |
| FROFrontline plc | SHS NEW | – | $17.0K |
| Mag Silver Corp55903Q104 | COM | – | $3.00K |
Sold out since Q3 2021 (16)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| XECCimarex Energy Co | COM | 23,604 | $2.06M | 0.8% | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 50,000 | $1.47M | 0.5% | – |
| COPConocoPhillips | Stock | 18,586 | $1.26M | 0.5% | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 35,250 | $635.0K | 0.2% | History |
| STMPStamps.com Inc | COM NEW | 1,500 | $495.0K | 0.2% | History |
| GDPGoodrich Petroleum Corp | COM PAR | 19,160 | $453.0K | 0.2% | History |
| FST Tr New Opport MLP & Ene33739M100 | COM | 56,150 | $319.0K | 0.1% | – |
| SFESSafeguard Scientifics Inc | COM NEW | 33,000 | $293.0K | 0.1% | History |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 5,520 | $283.0K | 0.1% | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 3,280 | $283.0K | 0.1% | – |
| VNTVontier Corp | Stock | 7,700 | $259.0K | 0.1% | History |
| ALDXAldeyra Therapeutics, Inc. | COM | 25,000 | $220.0K | 0.1% | History |
| BWXTBWX Technologies, Inc. | COM | 4,000 | $215.0K | 0.1% | History |
| First Tr MLP & Energy Incom33739B104 | COM | 20,300 | $146.0K | 0.1% | – |
| ASCArdmore Shipping Corp | COM | 12,000 | $50.0K | <0.1% | History |
| AGTCApplied Genetic Technologies Corp | COM | 10,000 | $30.0K | <0.1% | History |