Shepherd Kaplan Krochuk, LLC
- SEC CIK
- 0001218583
- Latest filing
- Aug 14, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 186
- 0 vs. Q3 2021
- Portfolio value
- $274.5M
- +$5.33M (+2.0%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| RIGTransocean Ltd. | REGISTERED SHS | 6,000 | $17.0K | <0.1% | −6,000−50.0% | Reduced | History |
| New Gold Inc Cda644535106 | COM | 15,000 | $23.0K | <0.1% | 00.0% | Unchanged | – |
| GALTGalectin Therapeutics Inc | COM NEW | 12,000 | $25.0K | <0.1% | 00.0% | Unchanged | History |
| Tilray Inc88688TAB6 | NOTE 5.000%10/0 | 50,000 | $49.0K | <0.1% | 00.0% | Unchanged | – |
| Ion Geophysical Corp462044AJ7 | NOTE 8.000%12/1 | 74,000 | $60.0K | <0.1% | 00.0% | Unchanged | – |
| GOROGoldgroup Mining Inc. | COM | 40,702 | $63.0K | <0.1% | +10,702+35.7% | Added | History |
| KGCKinross Gold Corp | COM | 16,500 | $96.0K | <0.1% | 00.0% | Unchanged | History |
| BACKIMAC Holdings, Inc. | COM | 84,550 | $96.0K | <0.1% | +16,550+24.3% | Added | History |
| AMAntero Midstream Corp | Stock | 10,300 | $100.0K | <0.1% | +10,300 | New | History |
| FREEWhole Earth Brands, Inc. | COM CL A | 10,000 | $107.0K | <0.1% | 00.0% | Unchanged | History |
| RMG Acquisition Corp IIIG76088114 | UNIT 02/08/2026 | 11,000 | $109.0K | <0.1% | 00.0% | Unchanged | – |
| Sustainable Develp Acqu I Co86934L202 | UNIT 02/04/2026 | 11,000 | $110.0K | <0.1% | 00.0% | Unchanged | – |
| VTNRVertex Energy Inc. | COM | 26,500 | $120.0K | <0.1% | +26,500 | New | History |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 19,671 | $122.0K | <0.1% | −37,090−65.3% | Reduced | History |
| AGIAlamos Gold Inc | Stock | 19,000 | $146.0K | 0.1% | +2,000+11.8% | Added | History |
| ATIPATI Physical Therapy, Inc. | COM CL A | 43,000 | $146.0K | 0.1% | −24,000−35.8% | Reduced | History |
| NAKNorthern Dynasty Minerals Ltd | COM NEW | 450,000 | $147.0K | 0.1% | 00.0% | Unchanged | History |
| GTYHGTY Technology Holdings Inc. | COM | 22,000 | $147.0K | 0.1% | +2,000+10.0% | Added | History |
| EMFTempleton Emerging Markets Fund | COM | 10,040 | $161.0K | 0.1% | 00.0% | Unchanged | History |
| STEWSRH Total Return Fund, Inc. | COM | 12,260 | $174.0K | 0.1% | +12,260 | New | History |
| GAIAGaia, Inc | CL A | 20,700 | $177.0K | 0.1% | −1,400−6.3% | Reduced | History |
| NXENexGen Energy Ltd. | COM | 45,000 | $197.0K | 0.1% | 00.0% | Unchanged | History |
| SUSuncor Energy Inc | Stock | 8,100 | $203.0K | 0.1% | +8,100 | New | History |
| AZTAAzenta, Inc. | COM | 2,000 | $206.0K | 0.1% | 00.0% | Unchanged | History |
| Discovery Inc25470F302 | COM SER C | 9,000 | $206.0K | 0.1% | 00.0% | Unchanged | – |
| AEMAgnico Eagle Mines Ltd | Stock | 4,000 | $213.0K | 0.1% | 00.0% | Unchanged | History |
| NVSTEnvista Holdings Corp | COM | 4,800 | $216.0K | 0.1% | 00.0% | Unchanged | History |
| JOFJapan Smaller Capitalization Fund Inc | COM | 27,490 | $216.0K | 0.1% | 00.0% | Unchanged | History |
| DHRDanaher Corp | Stock | 671 | $221.0K | 0.1% | +671 | New | History |
| MEOHMethanex Corp | COM | 5,700 | $225.0K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 703 | $226.0K | 0.1% | 00.0% | Unchanged | – |
| VETVermilion Energy Inc. | COM | 18,000 | $227.0K | 0.1% | −1,800−9.1% | Reduced | History |
| IAAIAA, Inc. | COM | 4,500 | $228.0K | 0.1% | 00.0% | Unchanged | History |
| AMGNAmgen Inc | Stock | 1,042 | $235.0K | 0.1% | +1+0.1% | Added | History |
| SWKSSkyworks Solutions, Inc. | Stock | 1,524 | $236.0K | 0.1% | +96+6.7% | Added | History |
| MSDMorgan Stanley Emerging Markets Debt Fund Inc | COM | 26,450 | $238.0K | 0.1% | −7,990−23.2% | Reduced | History |
| KFKorea Fund Inc | COM NEW | 6,970 | $240.0K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 1,089 | $246.0K | 0.1% | −88−7.5% | Reduced | – |
| MMSIMerit Medical Systems Inc | COM | 4,000 | $249.0K | 0.1% | 00.0% | Unchanged | History |
| IGRCbre Global Real Estate Income Fund | COM | 25,990 | $254.0K | 0.1% | −5,330−17.0% | Reduced | History |
| HONEHarborOne Bancorp, Inc. | COM NEW | 17,200 | $255.0K | 0.1% | 00.0% | Unchanged | History |
| Cornerstone Building Brands, Inc.21925D109 | COM | 14,800 | $258.0K | 0.1% | +14,800 | New | – |
| CNXCNX Resources Corp | COM | 18,830 | $259.0K | 0.1% | 00.0% | Unchanged | History |
| GILDGilead Sciences, Inc. | Stock | 3,700 | $269.0K | 0.1% | 00.0% | Unchanged | History |
| NVDANVIDIA Corp | Stock | 922 | $271.0K | 0.1% | +922 | New | History |
| ProShares Tr74347G705 | ULTRA ENERGY | 3,535 | $271.0K | 0.1% | 00.0% | Unchanged | – |
| NTRNutrien Ltd. | COM | 3,600 | $271.0K | 0.1% | 00.0% | Unchanged | History |
| ARCHArch Resources, Inc. | CL A | 3,000 | $274.0K | 0.1% | 00.0% | Unchanged | History |
| FMCFMC Corp | COM NEW | 2,500 | $275.0K | 0.1% | 00.0% | Unchanged | History |
| OROR Royalties Inc. | COM | 22,500 | $276.0K | 0.1% | 00.0% | Unchanged | History |
| ADBEAdobe Inc. | Stock | 490 | $278.0K | 0.1% | +490 | New | History |
| ENBEnbridge Inc | Stock | 7,200 | $281.0K | 0.1% | +1,200+20.0% | Added | History |
| VMCVulcan Materials CO | COM | 1,400 | $291.0K | 0.1% | 00.0% | Unchanged | History |
| AEFabrdn Emerging Markets ex-China Fund, Inc. | COM | 36,680 | $291.0K | 0.1% | 00.0% | Unchanged | History |
| WABWestinghouse Air Brake Technologies Corp | Stock | 3,200 | $295.0K | 0.1% | 00.0% | Unchanged | History |
| CVECenovus Energy Inc. | COM | 24,900 | $306.0K | 0.1% | 00.0% | Unchanged | History |
| Enerplus Corp292766102 | COM | 30,000 | $317.0K | 0.1% | 00.0% | Unchanged | – |
| BNYBank of New York Mellon Corp | Stock | 5,587 | $324.0K | 0.1% | 00.0% | Unchanged | History |
| BCXBlackRock Resources & Commodities Strategy Trust | SHS | 34,910 | $326.0K | 0.1% | +34,910 | New | History |
| GGZGabelli Global Small & Mid Cap Value Trust | COM | 20,620 | $328.0K | 0.1% | +20,620 | New | History |
| TGBTrekor Metals Ltd | COM | 160,000 | $328.0K | 0.1% | +19,920+14.2% | Added | History |
| MXFMexico Fund Inc | COM | 20,920 | $329.0K | 0.1% | 00.0% | Unchanged | History |
| BERYBerry Global Group, Inc. | COM | 4,500 | $332.0K | 0.1% | 00.0% | Unchanged | History |
| SWZTotal Return Securities Fund | COM | 33,380 | $332.0K | 0.1% | 00.0% | Unchanged | History |
| GRXGabelli Healthcare & WellnessRx Trust | SHS | 24,760 | $336.0K | 0.1% | 00.0% | Unchanged | History |
| TYTRI-CONTINENTAL Corp | COM | 10,380 | $345.0K | 0.1% | 00.0% | Unchanged | History |
| TAT&T Inc. | Stock | 14,076 | $346.0K | 0.1% | 00.0% | Unchanged | History |
| iShares Core S&P 500 ETF464287200 | ETF | 731 | $349.0K | 0.1% | −46−5.9% | Reduced | – |
| BDSIBiodelivery Sciences International Inc | COM | 114,000 | $353.0K | 0.1% | +7,000+6.5% | Added | History |
| SRVNXG Cushing Midstream Energy Fund | COM NEW | 11,630 | $355.0K | 0.1% | 00.0% | Unchanged | History |
| TRVTravelers Companies, Inc. | Stock | 2,300 | $360.0K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 1,508 | $364.0K | 0.1% | +486+47.6% | Added | – |
| GFNew Germany Fund Inc | COM | 24,940 | $369.0K | 0.1% | 00.0% | Unchanged | History |
| LUMNLumen Technologies, Inc. | Stock | 30,205 | $379.0K | 0.1% | 00.0% | Unchanged | History |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 4,454 | $380.0K | 0.1% | +10.0% | Added | – |
| AIMCAltra Industrial Motion Corp. | COM | 7,500 | $387.0K | 0.1% | 00.0% | Unchanged | History |
| KRNYKearny Financial Corp. | COM | 30,000 | $398.0K | 0.1% | −3,000−9.1% | Reduced | History |
| SMMSalient Midstream & MLP Fund | SH BEN INT | 60,300 | $406.0K | 0.1% | 00.0% | Unchanged | History |
| TWNTaiwan Fund Inc | COM | 10,890 | $409.0K | 0.1% | 00.0% | Unchanged | History |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 18,650 | $412.0K | 0.2% | +18,650 | New | – |
| FISFidelity National Information Services, Inc. | Stock | 3,897 | $425.0K | 0.2% | 00.0% | Unchanged | History |
| Tricon Residential Inc Com NPV89612W102 | COM | 28,000 | $429.0K | 0.2% | +28,000 | New | – |
| DHTDHT Holdings, Inc. | SHS NEW | 82,765 | $430.0K | 0.2% | 00.0% | Unchanged | History |
| PSXPhillips 66 | Stock | 6,050 | $438.0K | 0.2% | +900+17.5% | Added | History |
| AAWWAtlas Air Worldwide Holdings Inc | COM NEW | 4,700 | $442.0K | 0.2% | −300−6.0% | Reduced | History |
| CRWDCrowdStrike Holdings, Inc. | Stock | 2,219 | $454.0K | 0.2% | 00.0% | Unchanged | History |
| BACBank of America Corp | Stock | 10,285 | $458.0K | 0.2% | +1,885+22.4% | Added | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 10,366 | $481.0K | 0.2% | 00.0% | Unchanged | History |
| AXPAmerican Express Co | Stock | 3,000 | $491.0K | 0.2% | 00.0% | Unchanged | History |
| VVisa Inc. | Stock | 2,279 | $494.0K | 0.2% | +21+0.9% | Added | History |
| IVCInvacare Holdings Corp | COM | 185,869 | $506.0K | 0.2% | +156,744+538.2% | Added | History |
| GLDSPDR Gold Trust | ETF | 3,010 | $515.0K | 0.2% | 00.0% | Unchanged | History |
| EPDEnterprise Products Partners L.P. | Stock | 23,538 | $517.0K | 0.2% | −350−1.5% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 179 | $519.0K | 0.2% | +179 | New | History |
| Invesco Exch Traded FD Tr II46138E420 | RUSEL 1000 EQL | 11,331 | $536.0K | 0.2% | 00.0% | Unchanged | – |
| WPMWheaton Precious Metals Corp. | COM | 12,600 | $541.0K | 0.2% | 00.0% | Unchanged | History |
| CCitigroup Inc | Stock | 9,000 | $544.0K | 0.2% | 00.0% | Unchanged | History |
| Kirkland Lake Gold Ltd49741E100 | COM | 13,300 | $558.0K | 0.2% | 00.0% | Unchanged | – |
| CRKComstock Resources Inc | COM | 69,620 | $563.0K | 0.2% | 00.0% | Unchanged | History |
| EDDMorgan Stanley Emerging Markets Domestic Debt Fund, Inc. | COM | 103,450 | $567.0K | 0.2% | 00.0% | Unchanged | History |
Options (9)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $1.19M | – |
| CVECenovus Energy Inc. | COM | – | $1.11M |
| New Gold Inc Cda644535106 | COM | – | $256.0K |
| MROMarathon Oil Corp | COM | – | $217.0K |
| AGIAlamos Gold Inc | Stock | – | $164.0K |
| GTEGran Tierra Energy Inc. | COM | – | $95.0K |
| RIGTransocean Ltd. | REGISTERED SHS | – | $31.0K |
| FROFrontline plc | SHS NEW | – | $17.0K |
| Mag Silver Corp55903Q104 | COM | – | $3.00K |
Sold out since Q3 2021 (16)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| XECCimarex Energy Co | COM | 23,604 | $2.06M | 0.8% | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 50,000 | $1.47M | 0.5% | – |
| COPConocoPhillips | Stock | 18,586 | $1.26M | 0.5% | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 35,250 | $635.0K | 0.2% | History |
| STMPStamps.com Inc | COM NEW | 1,500 | $495.0K | 0.2% | History |
| GDPGoodrich Petroleum Corp | COM PAR | 19,160 | $453.0K | 0.2% | History |
| FST Tr New Opport MLP & Ene33739M100 | COM | 56,150 | $319.0K | 0.1% | – |
| SFESSafeguard Scientifics Inc | COM NEW | 33,000 | $293.0K | 0.1% | History |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 5,520 | $283.0K | 0.1% | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 3,280 | $283.0K | 0.1% | – |
| VNTVontier Corp | Stock | 7,700 | $259.0K | 0.1% | History |
| ALDXAldeyra Therapeutics, Inc. | COM | 25,000 | $220.0K | 0.1% | History |
| BWXTBWX Technologies, Inc. | COM | 4,000 | $215.0K | 0.1% | History |
| First Tr MLP & Energy Incom33739B104 | COM | 20,300 | $146.0K | 0.1% | – |
| ASCArdmore Shipping Corp | COM | 12,000 | $50.0K | <0.1% | History |
| AGTCApplied Genetic Technologies Corp | COM | 10,000 | $30.0K | <0.1% | History |