BNP Paribas Arbitrage, SA
- SEC CIK
- 0001166588
- Latest filing
- Aug 13, 2026
Holdings in Q2 2023
Holdings as of Jun 30, 2023, filed Aug 9, 2023. Long positions only; changes compare share counts with Q1 2023.
- Positions
- 3,292
- +80 vs. Q1 2023
- Portfolio value
- $50.6B
- +$4.32B (+9.3%) vs. Q1 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| BABAAlibaba Group Holding Ltd | ADR | 18,345,848 | $1.53B | 3.0% | +17,402,939+1,845.7% | Added | History |
| AAPLApple Inc. | Stock | 6,462,057 | $1.25B | 2.5% | +1,217,013+23.2% | Added | History |
| MSFTMicrosoft Corp | Stock | 3,557,063 | $1.21B | 2.4% | +388,601+12.3% | Added | History |
| NVDANVIDIA Corp | Stock | 2,540,924 | $1.07B | 2.1% | +706,125+38.5% | Added | History |
| AMZNAmazon Com Inc | Stock | 7,547,250 | $983.9M | 1.9% | −1,365,430−15.3% | Reduced | History |
| DDDuPont de Nemours, Inc. | COM | 12,571,480 | $898.1M | 1.8% | +4,314,263+52.2% | Added | History |
| TSLATesla, Inc. | Stock | 3,311,207 | $866.8M | 1.7% | +69,671+2.1% | Added | History |
| VVisa Inc. | Stock | 2,933,402 | $696.6M | 1.4% | +1,929,835+192.3% | Added | History |
| AVGOBroadcom Inc. | Stock | 737,232 | $639.5M | 1.3% | +28,079+4.0% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 1,420,737 | $629.8M | 1.2% | −969,094−40.6% | Reduced | History |
| BACBank of America Corp | Stock | 18,324,123 | $525.7M | 1.0% | +6,553,598+55.7% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 2,958,473 | $514.4M | 1.0% | +2,481,201+519.9% | Added | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 4,582,679 | $491.8M | 1.0% | −2,386,180−34.2% | Reduced | – |
| GOOGLAlphabet Inc. | Stock | 3,813,893 | $456.5M | 0.9% | +150,070+4.1% | Added | History |
| TMOThermo Fisher Scientific Inc. | Stock | 773,676 | $403.7M | 0.8% | −122,867−13.7% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 1,386,907 | $398.0M | 0.8% | +646,282+87.3% | Added | History |
| GOOGAlphabet Inc. | Stock | 3,251,058 | $393.3M | 0.8% | +969,124+42.5% | Added | History |
| iShares Tr464287184 | CHINA LG-CAP ETF | 14,141,585 | $384.5M | 0.8% | +3,297,210+30.4% | Added | – |
| PFEPfizer Inc | Stock | 9,749,299 | $357.6M | 0.7% | +5,547,555+132.0% | Added | History |
| AMDAdvanced Micro Devices Inc | Stock | 3,028,542 | $345.0M | 0.7% | +45,451+1.5% | Added | History |
| COTYCoty Inc. | COM CL A | 26,788,911 | $329.2M | 0.7% | +7,719,530+40.5% | Added | History |
| INTCIntel Corp | Stock | 9,534,896 | $318.8M | 0.6% | +1,059,422+12.5% | Added | History |
| TXNTexas Instruments Inc | Stock | 1,696,101 | $305.3M | 0.6% | +445,256+35.6% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 2,009,370 | $292.2M | 0.6% | +533,362+36.1% | Added | History |
| ADBEAdobe Inc. | Stock | 569,865 | $278.7M | 0.6% | −126,103−18.1% | Reduced | History |
| CMCSAComcast Corp | Stock | 6,601,620 | $274.3M | 0.5% | +1,585,216+31.6% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 557,759 | $268.1M | 0.5% | −205,122−26.9% | Reduced | History |
| DALDelta Air Lines, Inc. | COM NEW | 5,621,352 | $267.2M | 0.5% | −199,926−3.4% | Reduced | History |
| PEPPepsiCo Inc | Stock | 1,429,874 | $264.8M | 0.5% | +193,933+15.7% | Added | History |
| COSTCostco Wholesale Corp | Stock | 479,185 | $258.0M | 0.5% | +260,332+119.0% | Added | History |
| PYPLPayPal Holdings, Inc. | Stock | 3,691,459 | $246.3M | 0.5% | −434,587−10.5% | Reduced | History |
| ORLYO Reilly Automotive Inc | Stock | 255,485 | $244.1M | 0.5% | +86,492+51.2% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 4,700,162 | $243.2M | 0.5% | −480,935−9.3% | Reduced | History |
| LULUlululemon athletica inc. | Stock | 617,879 | $233.9M | 0.5% | +156,287+33.9% | Added | History |
| JNJJohnson & Johnson | Stock | 1,367,844 | $226.4M | 0.4% | −697,318−33.8% | Reduced | History |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | 2,715,135 | $225.9M | 0.4% | +1,641,600+152.9% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 657,994 | $224.4M | 0.4% | −157,789−19.3% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 1,660,688 | $223.7M | 0.4% | −520,494−23.9% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 599,593 | $221.5M | 0.4% | −1,908,623−76.1% | Reduced | – |
| iShares Tr464288257 | MSCI ACWI ETF | 2,308,242 | $221.5M | 0.4% | +545,815+31.0% | Added | – |
| UBERUber Technologies, Inc | Stock | 5,052,714 | $218.1M | 0.4% | +339,148+7.2% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 1,158,758 | $217.0M | 0.4% | −1,372,366−54.2% | Reduced | – |
| FFord Motor Co | Stock | 14,157,467 | $214.2M | 0.4% | +11,751,235+488.4% | Added | History |
| MCDMcDonalds Corp | Stock | 677,993 | $202.3M | 0.4% | +317,684+88.2% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 1,838,111 | $197.1M | 0.4% | +3,863+0.2% | Added | History |
| HONHoneywell International Inc | COM | 946,929 | $196.5M | 0.4% | −68,249−6.7% | Reduced | History |
| ACNAccenture plc | Stock | 622,498 | $192.1M | 0.4% | −270,360−30.3% | Reduced | History |
| NFLXNetflix Inc | Stock | 431,345 | $190.0M | 0.4% | −427,956−49.8% | Reduced | History |
| iShares Tr464287556 | ISHARES BIOTECH | 1,477,051 | $187.5M | 0.4% | +132,705+9.9% | Added | – |
| iShares Inc46434G822 | MSCI JAPAN ETF | 3,017,456 | $186.8M | 0.4% | −366,659−10.8% | Reduced | – |
| PANWPalo Alto Networks Inc | Stock | 726,807 | $185.7M | 0.4% | +59,307+8.9% | Added | History |
| MELIMercadolibre Inc | COM | 149,324 | $176.9M | 0.3% | +39,770+36.3% | Added | History |
| QCOMQualcomm Inc | Stock | 1,460,718 | $173.9M | 0.3% | −38,917−2.6% | Reduced | History |
| CRMSalesforce, Inc. | Stock | 817,915 | $172.8M | 0.3% | −162,468−16.6% | Reduced | History |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 8,054,186 | $169.5M | 0.3% | −1,073,998−11.8% | Reduced | – |
| iShares Tr464287739 | U.S. REAL ES ETF | 1,948,517 | $168.6M | 0.3% | +594,665+43.9% | Added | – |
| MUMicron Technology Inc | Stock | 2,661,914 | $168.0M | 0.3% | +23,926+0.9% | Added | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 2,226,282 | $167.1M | 0.3% | −1,382,804−38.3% | Reduced | – |
| WMTWalmart Inc. | Stock | 1,041,669 | $163.7M | 0.3% | +448,741+75.7% | Added | History |
| iShares MSCI Eafe ETF464287465 | ETF | 2,246,125 | $162.8M | 0.3% | −833,778−27.1% | Reduced | – |
| BMYBristol Myers Squibb Co | Stock | 2,535,105 | $162.1M | 0.3% | −2,537,252−50.0% | Reduced | History |
| INTUIntuit Inc. | Stock | 351,205 | $160.9M | 0.3% | +33,276+10.5% | Added | History |
| MRKMerck & Co., Inc. | Stock | 1,390,668 | $160.5M | 0.3% | −366,129−20.8% | Reduced | History |
| DISWalt Disney Co | Stock | 1,757,816 | $156.9M | 0.3% | +558,903+46.6% | Added | History |
| ABTAbbott Laboratories | Stock | 1,422,259 | $155.1M | 0.3% | −464,188−24.6% | Reduced | History |
| DHRDanaher Corp | Stock | 645,670 | $155.0M | 0.3% | +19,198+3.1% | Added | History |
| KLACKLA Corp | COM NEW | 314,288 | $152.4M | 0.3% | +111,361+54.9% | Added | History |
| CVSCVS Health Corp | Stock | 2,203,235 | $152.3M | 0.3% | −350,361−13.7% | Reduced | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 1,146,526 | $152.2M | 0.3% | −575,102−33.4% | Reduced | – |
| VZVerizon Communications Inc | Stock | 4,091,239 | $152.2M | 0.3% | −22,574−0.5% | Reduced | History |
| PDDPDD Holdings Inc. | SPONSORED ADS | 2,200,216 | $152.1M | 0.3% | −1,283,668−36.8% | Reduced | History |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 317,173 | $151.9M | 0.3% | +109,628+52.8% | Added | History |
| AMATApplied Materials Inc | Stock | 1,041,306 | $150.5M | 0.3% | −36,737−3.4% | Reduced | History |
| LLYEli Lilly & Co | Stock | 317,946 | $149.1M | 0.3% | −211,990−40.0% | Reduced | History |
| LRCXLam Research Corp | COM | 230,193 | $148.0M | 0.3% | +52,430+29.5% | Added | History |
| ISRGIntuitive Surgical Inc | COM NEW | 430,828 | $147.3M | 0.3% | +123,208+40.1% | Added | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 1,408,752 | $145.0M | 0.3% | −441,041−23.8% | Reduced | – |
| HDHome Depot, Inc. | Stock | 465,377 | $144.6M | 0.3% | +129,307+38.5% | Added | History |
| ORCLOracle Corp | Stock | 1,194,654 | $142.3M | 0.3% | −207,389−14.8% | Reduced | History |
| ONOn Semiconductor Corp | Stock | 1,495,590 | $141.5M | 0.3% | +102,528+7.4% | Added | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 1,303,721 | $141.0M | 0.3% | −2,243,667−63.2% | Reduced | – |
| MAMastercard Inc | Stock | 341,803 | $134.4M | 0.3% | +26,233+8.3% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 737,990 | $132.3M | 0.3% | +277,191+60.2% | Added | History |
| SPDR Series Trust78464A714 | ST STR SP RETAIL | 2,072,862 | $132.1M | 0.3% | +1,168,961+129.3% | Added | – |
| VanEck Semiconductor ETF92189F676 | ETF | 867,316 | $132.0M | 0.3% | −980,494−53.1% | ReducedConverted for a 2-for-1 split | – |
| BKNGBooking Holdings Inc. | Stock | 48,683 | $131.5M | 0.3% | +21,866+81.5% | Added | History |
| VRTXVertex Pharmaceuticals Inc | Stock | 368,471 | $129.7M | 0.3% | +89,387+32.0% | Added | History |
| TAT&T Inc. | Stock | 8,092,159 | $129.1M | 0.3% | +3,182,302+64.8% | Added | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 373,947 | $128.6M | 0.3% | +62,808+20.2% | Added | History |
| ASMLASML Holding NV | ADR | 171,687 | $124.4M | 0.2% | −24,389−12.4% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 601,251 | $123.0M | 0.2% | +22,988+4.0% | Added | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 9,420,338 | $119.6M | 0.2% | +1,023,606+12.2% | Added | History |
| iShares Semiconductor ETF464287523 | ETF | 235,719 | $119.6M | 0.2% | +211,699+881.3% | Added | – |
| MDTMedtronic plc | Stock | 1,325,681 | $116.8M | 0.2% | +586,593+79.4% | Added | History |
| ADIAnalog Devices Inc | Stock | 593,094 | $115.5M | 0.2% | −128,518−17.8% | Reduced | History |
| iShares Tr464287515 | EXPANDED TECH | 331,592 | $114.7M | 0.2% | −301,747−47.6% | Reduced | – |
| CVXChevron Corp | Stock | 723,295 | $113.8M | 0.2% | −266,671−26.9% | Reduced | History |
| MDLZMondelez International, Inc. | Stock | 1,536,803 | $112.1M | 0.2% | +405,372+35.8% | Added | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 584,361 | $109.9M | 0.2% | +18,059+3.2% | Added | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 151,203 | $108.6M | 0.2% | +41,165+37.4% | Added | History |
Options (380)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 380 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $5.82B | $632.3M |
| Invesco QQQ Trust Series I46090E103 | ETF | $2.15B | $1.01B |
| iShares Russell 2000 ETF464287655 | ETF | $898.4M | $750.0M |
| AAPLApple Inc. | Stock | $780.3M | $350.2M |
| TSLATesla, Inc. | Stock | $844.2M | $126.2M |
| AMZNAmazon Com Inc | Stock | $510.7M | $205.4M |
| VanEck Semiconductor ETF92189F676 | ETF | $627.5M | $42.1M |
| JPMJPMorgan Chase & Co | Stock | $413.0M | $229.1M |
| NVDANVIDIA Corp | Stock | $314.5M | $170.6M |
| iShares Tr464288513 | IBOXX HI YD ETF | $255.8M | $229.0M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $89.2M | $388.3M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $262.4M | $195.2M |
| MSFTMicrosoft Corp | Stock | $327.3M | $115.8M |
| AMDAdvanced Micro Devices Inc | Stock | $274.1M | $145.4M |
| AVGOBroadcom Inc. | Stock | $224.8M | $142.1M |
| METAMeta Platforms, Inc. | Stock | $191.0M | $112.8M |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | – | $295.7M |
| CCitigroup Inc | Stock | $166.1M | $91.5M |
| NFLXNetflix Inc | Stock | $179.9M | $63.3M |
| BACBank of America Corp | Stock | $135.3M | $95.8M |
| MUMicron Technology Inc | Stock | $154.6M | $62.6M |
| GSGoldman Sachs Group Inc | Stock | $133.3M | $70.7M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $174.7M | $22.9M |
| PANWPalo Alto Networks Inc | Stock | $174.3M | $17.1M |
| AMATApplied Materials Inc | Stock | $136.4M | $51.6M |
| GLDSPDR Gold Trust | ETF | $29.3M | $157.2M |
| CMGChipotle Mexican Grill Inc | COM | $116.1M | $66.5M |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | – | $177.9M |
| MSMorgan Stanley | Stock | $117.7M | $59.4M |
| GOOGLAlphabet Inc. | Stock | $104.9M | $66.2M |
| IBMInternational Business Machines Corp | Stock | $64.2M | $98.7M |
| UNHUnitedHealth Group Inc | Stock | $101.7M | $38.3M |
| iShares MSCI Eafe ETF464287465 | ETF | $33.8M | $103.8M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $122.9M | $13.4M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $134.3M |
| ABBVAbbVie Inc. | Stock | $94.2M | $39.9M |
| FDXFedEx Corp | Stock | $92.8M | $40.6M |
| FCXFreeport-McMoran Inc | Stock | $76.9M | $41.1M |
| BABoeing Co | Stock | $88.2M | $29.7M |
| RCLRoyal Caribbean Cruises Ltd | COM | $116.0M | – |
| TMUST-Mobile US, Inc. | Stock | $68.7M | $41.3M |
| CRMSalesforce, Inc. | Stock | $89.2M | $19.4M |
| CSCOCisco Systems, Inc. | Stock | $78.3M | $27.1M |
| BRK.BBerkshire Hathaway Inc | Stock | $62.8M | $41.3M |
| LRCXLam Research Corp | COM | $74.4M | $28.5M |
| WFCWells Fargo & Company | Stock | $83.1M | $16.7M |
| ADBEAdobe Inc. | Stock | $47.6M | $51.6M |
| AXPAmerican Express Co | Stock | $83.6M | $12.8M |
| QCOMQualcomm Inc | Stock | $39.9M | $48.8M |
| CATCaterpillar Inc | Stock | $57.3M | $29.0M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $22.2M | $63.8M |
| MCHPMicrochip Technology Inc | Stock | $45.7M | $40.2M |
| HONHoneywell International Inc | COM | $48.9M | $33.7M |
| XOMExxonMobil Holdings Corp | COM | $32.8M | $49.3M |
| WMTWalmart Inc. | Stock | $63.7M | $18.0M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $73.7M | $4.16M |
| GOOGAlphabet Inc. | Stock | $53.0M | $24.1M |
| INTCIntel Corp | Stock | $41.9M | $35.1M |
| BKNGBooking Holdings Inc. | Stock | $50.5M | $25.7M |
| iShares Tr464287432 | 20 YR TR BD ETF | $21.3M | $53.8M |
| CVXChevron Corp | Stock | $35.6M | $39.4M |
| ADIAnalog Devices Inc | Stock | $50.1M | $22.3M |
| MCDMcDonalds Corp | Stock | $44.6M | $27.1M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $56.9M | $14.4M |
| MELIMercadolibre Inc | COM | $25.4M | $42.6M |
| SLViShares Silver Trust | ETF | $1.04M | $63.7M |
| METMetlife Inc | Stock | $38.6M | $20.9M |
| DALDelta Air Lines, Inc. | COM NEW | $57.0M | $1.90M |
| ORCLOracle Corp | Stock | $36.0M | $22.5M |
| PRUPrudential Financial Inc | Stock | $36.4M | $21.5M |
| PFEPfizer Inc | Stock | $46.0M | $11.6M |
| KOCoca Cola Co | Stock | $31.1M | $25.5M |
| PEPPepsiCo Inc | Stock | $45.6M | $10.6M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $25.6M | $30.1M |
| VVisa Inc. | Stock | $42.7M | $12.2M |
| AMGNAmgen Inc | Stock | $19.3M | $35.4M |
| EAElectronic Arts Inc. | COM | $43.2M | $9.38M |
| NKENIKE, Inc. | Stock | $45.7M | $6.79M |
| ABTAbbott Laboratories | Stock | $36.2M | $16.2M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $23.7M | $27.9M |
| DISWalt Disney Co | Stock | $24.6M | $25.3M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $17.7M | $31.7M |
| GMGeneral Motors Co | COM | $34.8M | $14.2M |
| TGTTarget Corp | Stock | $31.0M | $15.4M |
| CVSCVS Health Corp | Stock | $33.5M | $10.7M |
| ETNEaton Corp plc | Stock | $31.8M | $12.1M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $22.7M | $21.2M |
| iShares Inc46434G822 | MSCI JAPAN ETF | – | $43.6M |
| MRKMerck & Co., Inc. | Stock | $36.9M | $6.46M |
| TTWOTake Two Interactive Software Inc | COM | $36.4M | $6.90M |
| DGDollar General Corp | COM | $34.4M | $8.71M |
| JNJJohnson & Johnson | Stock | $31.6M | $11.0M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $14.4M | $27.8M |
| ADSKAutodesk, Inc. | COM | $28.9M | $13.1M |
| NOCNorthrop Grumman Corp | Stock | $6.29M | $34.7M |
| SBUXStarbucks Corp | Stock | $36.1M | $3.20M |
| LNGCheniere Energy, Inc. | COM NEW | $31.1M | $7.25M |
| TSNTyson Foods, Inc. | Stock | $28.5M | $8.77M |
| BABAAlibaba Group Holding Ltd | ADR | $20.9M | $16.2M |
| DOWDow Inc. | Stock | $26.0M | $10.6M |
Sold out since Q1 2023 (113)
Positions held at the end of Q1 2023 that are gone from this filing.
The largest 100 of 113 by value last quarter.
| Security | Class | Shares in Q1 2023 | Value in Q1 2023 | % of portfolio in Q1 2023 | History |
|---|---|---|---|---|---|
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 392,815 | $35.8M | 0.1% | – |
| Pra Group Inc69354NAB2 | NOTE 3.500% 6/0 | – | $35.4M | 0.1% | – |
| Burlington Stores, Inc.122017AB2 | NOTE 2.250% 4/1 | – | $28.7M | 0.1% | – |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | – | $15.9M | <0.1% | – |
| Redwood Tr Inc758075AC9 | NOTE 4.750% 8/1 | – | $13.2M | <0.1% | – |
| First Tr Exchange Traded FD33738R811 | NASDQ SEMCNDTR | 200,000 | $13.0M | <0.1% | – |
| Royal Caribbean Group780153BB7 | NOTE 4.250% 6/1 | – | $12.5M | <0.1% | – |
| Neogenomics Inc64049MAA8 | NOTE 1.250% 5/0 | – | $10.4M | <0.1% | – |
| Enphase Energy, Inc.29355AAK3 | NOTE 3/0 | – | $10.3M | <0.1% | – |
| Wayfair Inc.94419LAM3 | NOTE 0.625%10/0 | – | $9.46M | <0.1% | – |
| DCPDCP Midstream, LP | COM UT LTD PTN | 226,125 | $9.43M | <0.1% | History |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | – | $9.14M | <0.1% | – |
| Ionis Pharmaceuticals Inc462222AD2 | NOTE 4/0 | – | $8.58M | <0.1% | – |
| IEPIcahn Enterprises L.P. | DEPOSITARY UNIT | 158,279 | $8.18M | <0.1% | History |
| BridgeBio Pharma, Inc.10806XAD4 | NOTE 2.250% 2/0 | – | $6.71M | <0.1% | – |
| Okta, Inc.679295AF2 | NOTE 0.375% 6/1 | – | $6.48M | <0.1% | – |
| KKR Real Estate Fin Tr Inc48251KAB6 | NOTE 6.125% 5/1 | – | $5.86M | <0.1% | – |
| AQUAEvoqua Water Technologies Corp. | COM | 113,538 | $5.65M | <0.1% | History |
| NICE Ltd.653656AB4 | NOTE 9/1 | – | $5.42M | <0.1% | – |
| CNX Res Corp12653CAG3 | NOTE 2.250% 5/0 | – | $5.12M | <0.1% | – |
| MAXRMaxar Technologies Inc. | COM | 99,826 | $5.10M | <0.1% | History |
| Biomarin Pharmaceutical Inc09061GAH4 | NOTE 0.599% 8/0 | – | $4.10M | <0.1% | – |
| RBARB Global Inc. | COM | 68,626 | $3.86M | <0.1% | History |
| CPCanadian Pacific Kansas City Ltd | COM | 48,003 | $3.69M | <0.1% | History |
| Jazz Investments I Ltd472145AD3 | NOTE 1.500% 8/1 | – | $3.68M | <0.1% | – |
| Ares Capital Corp04010LAW3 | NOTE 4.625% 3/0 | – | $3.55M | <0.1% | – |
| Alteryx, Inc.02156BAD5 | NOTE 0.500% 8/0 | – | $3.20M | <0.1% | – |
| First Rep BK San Francisco C33616C100 | COM | 209,990 | $2.94M | <0.1% | – |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | – | $2.84M | <0.1% | – |
| Bentley Sys Inc08265TAB5 | NOTE 0.125% 1/1 | – | $2.35M | <0.1% | – |
| CTICCti Biopharma Corp | COM | 465,302 | $1.95M | <0.1% | History |
| Viavi Solutions Inc.925550AE5 | NOTE 1.750% 6/0 | – | $1.74M | <0.1% | – |
| Granite Constr Inc387328AB3 | NOTE 2.750%11/0 | – | $1.58M | <0.1% | – |
| AGQProShares Trust II | ULTRA SILVER NEW | 30,031 | $937.9K | <0.1% | History |
| SIRESisecam Resources LP | COM UNIT LTD | 34,536 | $867.5K | <0.1% | History |
| Chegg, Inc163092AF6 | NOTE 9/0 | – | $808.7K | <0.1% | – |
| Bill.com Holdings090043AD2 | CONV BOND | – | $749.8K | <0.1% | – |
| Yamana Gold Inc98462Y100 | COM | 112,421 | $657.7K | <0.1% | – |
| PRVBProvention Bio, Inc. | COM | 27,269 | $657.2K | <0.1% | History |
| SBGISinclair, Inc. | CL A | 35,952 | $616.9K | <0.1% | History |
| Coinbase Global, Inc.19260QAB3 | NOTE 0.500% 6/0 | – | $599.5K | <0.1% | – |
| Omnicell Com68213NAD1 | NOTE 0.250% 9/1 | – | $593.7K | <0.1% | – |
| MGIMoneygram International Inc | COM NEW | 55,327 | $576.5K | <0.1% | History |
| Nuvasive Inc670704AL9 | NOTE 1.000% 6/0 | – | $565.6K | <0.1% | – |
| TRIThomson Reuters Corp | COM NEW | 4,140 | $538.7K | <0.1% | History |
| Unity Software Inc.91332UAB7 | NOTE 11/1 | – | $525.9K | <0.1% | – |
| Credit Suisse Group225401108 | SPONSORED ADR | 571,895 | $508.9K | <0.1% | – |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | – | $496.3K | <0.1% | – |
| State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375 | ETF | 15,000 | $487.4K | <0.1% | – |
| ABBNYABB Ltd | SPONSORED ADR | 13,305 | $456.4K | <0.1% | History |
| ROCCBaytex Energy USA, Inc. | COM | 11,033 | $450.6K | <0.1% | History |
| Splunk Inc848637AC8 | NOTE 0.500% 9/1 | – | $448.8K | <0.1% | – |
| Wix.com Ltd.92940WAD1 | NOTE 8/1 | – | $387.5K | <0.1% | – |
| CSIICardiovascular Systems Inc | COM | 18,951 | $376.4K | <0.1% | History |
| RUTHRuths Hospitality Group, Inc. | COM | 21,176 | $347.7K | <0.1% | History |
| TDToronto Dominion Bank | Stock | 5,400 | $323.5K | <0.1% | History |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | – | $321.7K | <0.1% | – |
| KBALKimball International Inc | CL B | 24,554 | $304.5K | <0.1% | History |
| Silvercrest Metals Inc828363101 | COM | 42,220 | $301.5K | <0.1% | – |
| HSKAHeska Corp | COM RESTRC NEW | 3,051 | $297.8K | <0.1% | History |
| Silicon Laboratories Inc.826919AD4 | NOTE 0.625% 6/1 | – | $230.0K | <0.1% | – |
| Wayfair Inc.94419LAD3 | NOTE 1.125%11/0 | – | $208.9K | <0.1% | – |
| CGCCanopy Growth Corp | COM | 100,000 | $175.0K | <0.1% | History |
| ENICEnel Chile S.A. | SPONSORED ADR | 62,900 | $169.8K | <0.1% | History |
| JNCEJounce Therapeutics, Inc. | COM | 91,516 | $169.3K | <0.1% | History |
| NESRNational Energy Services Reunited Corp. | SHS | 26,215 | $137.9K | <0.1% | History |
| PDIPIMCO Dynamic Income Fund | SHS | 7,209 | $129.9K | <0.1% | History |
| METCRamaco Resources, Inc. | COM | 13,669 | $120.4K | <0.1% | History |
| FTSFortis Inc. | COM | 2,500 | $106.3K | <0.1% | History |
| Direxion Shs ETF Tr25459W540 | 20YR TRES BULL | 9,954 | $88.4K | <0.1% | – |
| HBMHudbay Minerals Inc. | COM | 12,519 | $65.7K | <0.1% | History |
| PBTPermian Basin Royalty Trust | UNIT BEN INT | 2,625 | $64.0K | <0.1% | History |
| DBDDiebold Nixdorf, Inc | COM | 46,717 | $56.1K | <0.1% | History |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 97,112 | $41.5K | <0.1% | History |
| Jaws Hurricane Acquisitn Cor47201B111 | *W EXP 03/26/202 | 250,000 | $41.3K | <0.1% | – |
| PHIPLDT Inc. | SPONSORED ADR | 1,539 | $38.9K | <0.1% | History |
| CIIG Capital Partners II, Inc.12561U117 | *W EXP 02/28/202 | 300,000 | $37.5K | <0.1% | – |
| iShares Tr464287549 | EXPND TEC SC ETF | 108 | $36.6K | <0.1% | – |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 1,052 | $35.9K | <0.1% | – |
| Jaws Juggernaut Acquisitn CoG50735110 | *W EXP 06/17/202 | 175,000 | $29.7K | <0.1% | – |
| CLBCore Laboratories Inc. | COM | 1,131 | $24.9K | <0.1% | History |
| GDS Hldgs Ltd36165LAB4 | NOTE 2.000% 6/0 | – | $24.7K | <0.1% | – |
| Supernus Pharmaceuticals, Inc.868459AD0 | NOTE 0.625% 4/0 | 16,000 | $16.0K | <0.1% | – |
| Banco Santander Mexico SA05969B103 | SPONSORED ADS B | 2,350 | $15.9K | <0.1% | – |
| iShares Tr464288885 | EAFE GRWTH ETF | 161 | $15.1K | <0.1% | – |
| VTGNVistagen Therapeutics, Inc. | COM NEW | 96,200 | $12.0K | <0.1% | History |
| Valor Latitude Acquisitn CorG9460N122 | *W EXP 04/02/202 | 250,000 | $10.0K | <0.1% | – |
| STIMNeuronetics, Inc. | COM | 3,299 | $9.60K | <0.1% | History |
| APTOAptose Biosciences Inc. | COM NEW | 11,700 | $7.49K | <0.1% | History |
| ISTRInvestar Holding Corp | COM | 452 | $6.31K | <0.1% | History |
| EOCNGalmed Pharmaceuticals Ltd. | SHS | 13,716 | $5.85K | <0.1% | History |
| XNETXunlei Ltd | SPONSORED ADS | 1,869 | $3.42K | <0.1% | History |
| MARPSMarine Petroleum Trust | UNIT BEN INT | 456 | $3.42K | <0.1% | History |
| iShares Tr464287861 | EUROPE ETF | 63 | $3.15K | <0.1% | – |
| AGFSAgroFresh Solutions, Inc. | COM | 813 | $2.44K | <0.1% | History |
| LITSLite Strategy, Inc. | COM NEW | 9,243 | $2.12K | <0.1% | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 3 | $633 | <0.1% | – |
| EVLOEvelo Biosciences, Inc. | COM | 1,668 | $301 | <0.1% | History |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 4 | $286 | <0.1% | – |
| iShares Russell Top 200 Growth ETF464289438 | ETF | 2 | $278 | <0.1% | – |