BNP Paribas Arbitrage, SA
- SEC CIK
- 0001166588
- Latest filing
- Aug 13, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 3,212
- −150 vs. Q4 2022
- Portfolio value
- $46.3B
- +$6.48B (+16.3%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | 2,389,831 | $978.4M | 2.1% | +1,613,708+207.9% | Added | History |
| AMZNAmazon Com Inc | Stock | 8,912,680 | $920.6M | 2.0% | +523,927+6.2% | Added | History |
| MSFTMicrosoft Corp | Stock | 3,168,462 | $913.5M | 2.0% | −5,152−0.2% | Reduced | History |
| AAPLApple Inc. | Stock | 5,245,044 | $864.9M | 1.9% | −1,253,554−19.3% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 2,508,216 | $805.0M | 1.7% | +1,575,435+168.9% | Added | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 6,968,859 | $705.1M | 1.5% | +4,980,965+250.6% | Added | – |
| TSLATesla, Inc. | Stock | 3,241,536 | $672.5M | 1.5% | −442,652−12.0% | Reduced | History |
| DDDuPont de Nemours, Inc. | COM | 8,257,217 | $592.6M | 1.3% | +4,880,411+144.5% | Added | History |
| TMOThermo Fisher Scientific Inc. | Stock | 896,543 | $516.7M | 1.1% | +175,052+24.3% | Added | History |
| NVDANVIDIA Corp | Stock | 1,834,799 | $509.7M | 1.1% | −405,778−18.1% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 709,153 | $455.0M | 1.0% | +187,497+35.9% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 2,531,124 | $451.6M | 1.0% | +1,864,782+279.9% | Added | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 3,547,388 | $388.8M | 0.8% | +1,150,424+48.0% | Added | – |
| GOOGLAlphabet Inc. | Stock | 3,663,823 | $380.0M | 0.8% | −1,778,532−32.7% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 762,881 | $360.5M | 0.8% | +308,182+67.8% | Added | History |
| BMYBristol Myers Squibb Co | Stock | 5,072,357 | $351.6M | 0.8% | +1,368,201+36.9% | Added | History |
| ABBVAbbVie Inc. | Stock | 2,181,182 | $347.6M | 0.8% | +1,016,849+87.3% | Added | History |
| BACBank of America Corp | Stock | 11,770,525 | $336.6M | 0.7% | +3,150,963+36.6% | Added | History |
| iShares Tr464287184 | CHINA LG-CAP ETF | 10,844,375 | $320.2M | 0.7% | +9,306,830+605.3% | Added | – |
| JNJJohnson & Johnson | Stock | 2,065,162 | $320.1M | 0.7% | +820,190+65.9% | Added | History |
| PYPLPayPal Holdings, Inc. | Stock | 4,126,046 | $313.3M | 0.7% | +1,316,998+46.9% | Added | History |
| NFLXNetflix Inc | Stock | 859,301 | $296.9M | 0.6% | +307,641+55.8% | Added | History |
| AMDAdvanced Micro Devices Inc | Stock | 2,983,091 | $292.4M | 0.6% | −591,513−16.5% | Reduced | History |
| INTCIntel Corp | Stock | 8,475,474 | $276.9M | 0.6% | +2,721,806+47.3% | Added | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 3,609,086 | $272.7M | 0.6% | −1,677,716−31.7% | Reduced | – |
| CSCOCisco Systems, Inc. | Stock | 5,181,097 | $270.8M | 0.6% | +1,323,110+34.3% | Added | History |
| ADBEAdobe Inc. | Stock | 695,968 | $268.2M | 0.6% | −34,959−4.8% | Reduced | History |
| PDDPDD Holdings Inc. | SPONSORED ADS | 3,483,884 | $264.4M | 0.6% | +857,606+32.7% | Added | History |
| ACNAccenture plc | Stock | 892,858 | $255.2M | 0.6% | +425,371+91.0% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 815,783 | $251.9M | 0.5% | −126,423−13.4% | Reduced | History |
| VanEck Semiconductor ETF92189F676 | ETF | 923,905 | $243.2M | 0.5% | +295,255+47.0% | Added | – |
| GOOGAlphabet Inc. | Stock | 2,281,934 | $237.3M | 0.5% | −380,348−14.3% | Reduced | History |
| TXNTexas Instruments Inc | Stock | 1,250,845 | $232.7M | 0.5% | +374,097+42.7% | Added | History |
| COTYCoty Inc. | COM CL A | 19,069,381 | $230.0M | 0.5% | +13,469,758+240.5% | Added | History |
| VVisa Inc. | Stock | 1,003,567 | $226.3M | 0.5% | −1,223,974−54.9% | Reduced | History |
| PEPPepsiCo Inc | Stock | 1,235,941 | $225.3M | 0.5% | −228,303−15.6% | Reduced | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 1,721,628 | $222.9M | 0.5% | +1,144,250+198.2% | Added | – |
| iShares MSCI Eafe ETF464287465 | ETF | 3,079,903 | $220.3M | 0.5% | +2,044,163+197.4% | Added | – |
| ARK Innovation ETF00214Q104 | ETF | 5,219,141 | $210.5M | 0.5% | +4,955,948+1,883.0% | Added | – |
| DALDelta Air Lines, Inc. | COM NEW | 5,821,278 | $203.3M | 0.4% | +611,218+11.7% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 1,834,248 | $201.1M | 0.4% | +88,953+5.1% | Added | History |
| iShares Inc46434G822 | MSCI JAPAN ETF | 3,384,115 | $198.6M | 0.4% | +2,456,863+265.0% | Added | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 1,849,793 | $196.8M | 0.4% | +1,458,430+372.7% | Added | – |
| XYZBlock, Inc. | CL A | 2,854,022 | $195.9M | 0.4% | −435,711−13.2% | Reduced | History |
| CRMSalesforce, Inc. | Stock | 980,383 | $195.9M | 0.4% | −79,805−7.5% | Reduced | History |
| HONHoneywell International Inc | COM | 1,015,178 | $194.0M | 0.4% | +138,690+15.8% | Added | History |
| iShares Tr464287515 | EXPANDED TECH | 633,339 | $193.0M | 0.4% | +488,182+336.3% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 1,476,008 | $192.3M | 0.4% | −313,573−17.5% | Reduced | History |
| QCOMQualcomm Inc | Stock | 1,499,635 | $191.3M | 0.4% | +836,623+126.2% | Added | History |
| ABTAbbott Laboratories | Stock | 1,886,447 | $191.0M | 0.4% | +1,007,560+114.6% | Added | History |
| CMCSAComcast Corp | Stock | 5,016,404 | $190.2M | 0.4% | +527,745+11.8% | Added | History |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 9,128,184 | $189.9M | 0.4% | +3,912,291+75.0% | Added | – |
| CVSCVS Health Corp | Stock | 2,553,596 | $189.8M | 0.4% | +1,035,923+68.3% | Added | History |
| MRKMerck & Co., Inc. | Stock | 1,756,797 | $186.9M | 0.4% | +260,682+17.4% | Added | History |
| LLYEli Lilly & Co | Stock | 529,936 | $182.0M | 0.4% | +63,582+13.6% | Added | History |
| AMGNAmgen Inc | Stock | 736,760 | $178.1M | 0.4% | +8,983+1.2% | Added | History |
| iShares Tr464287556 | ISHARES BIOTECH | 1,344,346 | $173.6M | 0.4% | +1,073,140+395.7% | Added | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 2,318,197 | $173.2M | 0.4% | +1,236,791+114.4% | Added | – |
| PFEPfizer Inc | Stock | 4,201,744 | $171.4M | 0.4% | +660,528+18.7% | Added | History |
| LULUlululemon athletica inc. | Stock | 461,592 | $168.1M | 0.4% | +361,105+359.4% | Added | History |
| PGProcter & Gamble Co | Stock | 1,088,278 | $161.8M | 0.3% | −472,880−30.3% | Reduced | History |
| CVXChevron Corp | Stock | 989,966 | $161.5M | 0.3% | +46,457+4.9% | Added | History |
| iShares Tr464288257 | MSCI ACWI ETF | 1,762,427 | $160.7M | 0.3% | −1,159,554−39.7% | Reduced | – |
| VZVerizon Communications Inc | Stock | 4,113,813 | $160.0M | 0.3% | +913,982+28.6% | Added | History |
| MUMicron Technology Inc | Stock | 2,637,988 | $159.2M | 0.3% | +1,505,365+132.9% | Added | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 1,841,753 | $158.9M | 0.3% | +1,738,756+1,688.2% | Added | – |
| DHRDanaher Corp | Stock | 626,472 | $157.9M | 0.3% | +142,503+29.4% | Added | History |
| METAMeta Platforms, Inc. | Stock | 740,625 | $157.0M | 0.3% | −1,680,090−69.4% | Reduced | History |
| UBERUber Technologies, Inc | Stock | 4,713,566 | $149.4M | 0.3% | +3,732,574+380.5% | Added | History |
| MELIMercadolibre Inc | COM | 109,554 | $144.4M | 0.3% | +15,288+16.2% | Added | History |
| ORLYO Reilly Automotive Inc | Stock | 168,993 | $143.5M | 0.3% | +57,512+51.6% | Added | History |
| ADIAnalog Devices Inc | Stock | 721,612 | $142.3M | 0.3% | +205,012+39.7% | Added | History |
| INTUIntuit Inc. | Stock | 317,929 | $141.7M | 0.3% | +83,910+35.9% | Added | History |
| WFCWells Fargo & Company | Stock | 3,780,135 | $141.3M | 0.3% | +1,846,699+95.5% | Added | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 944,096 | $141.2M | 0.3% | +541,097+134.3% | Added | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 1,424,313 | $141.2M | 0.3% | +349,641+32.5% | Added | – |
| GLDSPDR Gold Trust | ETF | 735,874 | $134.8M | 0.3% | +451,456+158.7% | Added | History |
| ASMLASML Holding NV | ADR | 196,076 | $133.5M | 0.3% | +175,446+850.4% | Added | History |
| PANWPalo Alto Networks Inc | Stock | 667,500 | $133.3M | 0.3% | −17,118−2.5% | Reduced | History |
| AMATApplied Materials Inc | Stock | 1,078,043 | $132.4M | 0.3% | +131,265+13.9% | Added | History |
| ORCLOracle Corp | Stock | 1,402,043 | $130.3M | 0.3% | +229,257+19.5% | Added | History |
| CCitigroup Inc | Stock | 2,609,399 | $122.4M | 0.3% | −853,902−24.7% | Reduced | History |
| DISWalt Disney Co | Stock | 1,198,913 | $120.0M | 0.3% | −830,891−40.9% | Reduced | History |
| iShares Tr464287234 | MSCI EMG MKT ETF | 3,021,825 | $119.2M | 0.3% | +985,122+48.4% | Added | – |
| UNPUnion Pacific Corp | Stock | 578,263 | $116.4M | 0.3% | +50,850+9.6% | Added | History |
| iShares Tr464287739 | U.S. REAL ES ETF | 1,353,852 | $114.9M | 0.2% | +733,443+118.2% | Added | – |
| MAMastercard Inc | Stock | 315,570 | $114.7M | 0.2% | +67,412+27.2% | Added | History |
| ONOn Semiconductor Corp | Stock | 1,393,062 | $114.7M | 0.2% | +737,577+112.5% | Added | History |
| MPCMarathon Petroleum Corp | Stock | 845,299 | $114.0M | 0.2% | +147,956+21.2% | Added | History |
| COSTCostco Wholesale Corp | Stock | 218,853 | $108.7M | 0.2% | −111,701−33.8% | Reduced | History |
| ETEnergy Transfer LP | COM UT LTD PTN | 8,396,732 | $104.7M | 0.2% | −2,081,912−19.9% | Reduced | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 311,139 | $103.5M | 0.2% | +240,929+343.2% | Added | History |
| MCDMcDonalds Corp | Stock | 360,309 | $100.7M | 0.2% | −218,322−37.7% | Reduced | History |
| HDHome Depot, Inc. | Stock | 336,070 | $99.2M | 0.2% | −175,592−34.3% | Reduced | History |
| KOCoca Cola Co | Stock | 1,590,747 | $98.7M | 0.2% | −1,419,121−47.1% | Reduced | History |
| NXPINXP Semiconductors N.V. | COM | 526,437 | $98.2M | 0.2% | +340,059+182.5% | Added | History |
| BABAAlibaba Group Holding Ltd | ADR | 942,909 | $96.3M | 0.2% | +96,733+11.4% | Added | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 1,255,398 | $95.7M | 0.2% | +1,250,089+23,546.6% | Added | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 207,545 | $95.1M | 0.2% | −80,037−27.8% | Reduced | History |
| TAT&T Inc. | Stock | 4,909,857 | $94.5M | 0.2% | −705,723−12.6% | Reduced | History |
Options (386)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 386 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Invesco QQQ Trust Series I46090E103 | ETF | $1.99B | $1.14B |
| SPYSPDR S&P 500 ETF Trust | ETF | $669.8M | $1.23B |
| iShares Russell 2000 ETF464287655 | ETF | $730.8M | $645.7M |
| AAPLApple Inc. | Stock | $869.2M | $260.3M |
| iShares Tr464288513 | IBOXX HI YD ETF | $206.0M | $655.5M |
| TSLATesla, Inc. | Stock | $654.3M | $87.3M |
| AMZNAmazon Com Inc | Stock | $513.9M | $221.1M |
| MSFTMicrosoft Corp | Stock | $461.0M | $193.9M |
| JPMJPMorgan Chase & Co | Stock | $431.7M | $195.2M |
| AMDAdvanced Micro Devices Inc | Stock | $402.0M | $121.5M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $96.4M | $353.1M |
| AVGOBroadcom Inc. | Stock | $309.5M | $101.4M |
| NVDANVIDIA Corp | Stock | $260.9M | $128.6M |
| GOOGAlphabet Inc. | Stock | $80.6M | $248.5M |
| CCitigroup Inc | Stock | $219.3M | $89.4M |
| CSCOCisco Systems, Inc. | Stock | $187.9M | $118.0M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $282.6M |
| MUMicron Technology Inc | Stock | $194.7M | $71.6M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $178.0M | $86.7M |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | $432.4K | $253.2M |
| GSGoldman Sachs Group Inc | Stock | $163.4M | $89.7M |
| NFLXNetflix Inc | Stock | $217.0M | $30.8M |
| BACBank of America Corp | Stock | $168.4M | $76.4M |
| METAMeta Platforms, Inc. | Stock | $177.9M | $64.2M |
| CRMSalesforce, Inc. | Stock | $73.8M | $163.5M |
| iShares MSCI Eafe ETF464287465 | ETF | $73.1M | $161.8M |
| MSMorgan Stanley | Stock | $152.6M | $50.5M |
| AMATApplied Materials Inc | Stock | $140.0M | $41.9M |
| WMTWalmart Inc. | Stock | $145.5M | $33.8M |
| ADBEAdobe Inc. | Stock | $36.1M | $142.4M |
| TMUST-Mobile US, Inc. | Stock | $121.5M | $46.3M |
| GOOGLAlphabet Inc. | Stock | $119.3M | $48.4M |
| UNHUnitedHealth Group Inc | Stock | $102.9M | $52.0M |
| GLDSPDR Gold Trust | ETF | $9.18M | $142.6M |
| ABBVAbbVie Inc. | Stock | $116.0M | $29.8M |
| FDXFedEx Corp | Stock | $94.1M | $44.0M |
| PANWPalo Alto Networks Inc | Stock | $129.0M | $7.49M |
| BABoeing Co | Stock | $90.8M | $32.3M |
| iShares Tr464287432 | 20 YR TR BD ETF | $59.0M | $57.7M |
| ADIAnalog Devices Inc | Stock | $85.0M | $30.2M |
| HONHoneywell International Inc | COM | $65.6M | $47.7M |
| MCHPMicrochip Technology Inc | Stock | $64.7M | $48.2M |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | – | $112.3M |
| CMGChipotle Mexican Grill Inc | COM | $78.4M | $29.2M |
| MCDMcDonalds Corp | Stock | $68.4M | $35.6M |
| QCOMQualcomm Inc | Stock | $39.7M | $64.1M |
| BRK.BBerkshire Hathaway Inc | Stock | $60.5M | $40.2M |
| METMetlife Inc | Stock | $49.4M | $49.3M |
| CVXChevron Corp | Stock | $35.0M | $62.8M |
| ORCLOracle Corp | Stock | $44.9M | $48.0M |
| AMGNAmgen Inc | Stock | $44.5M | $46.9M |
| VVisa Inc. | Stock | $78.5M | $12.9M |
| PEPPepsiCo Inc | Stock | $71.2M | $19.4M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $34.9M | $53.6M |
| KOCoca Cola Co | Stock | $41.4M | $46.1M |
| CVSCVS Health Corp | Stock | $53.7M | $31.9M |
| State Street SPDR S&P Homebuilders ETF78464A888 | ETF | $677.6K | $84.7M |
| IBMInternational Business Machines Corp | Stock | $63.5M | $19.8M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $24.1M | $58.4M |
| LRCXLam Research Corp | COM | $60.5M | $20.5M |
| BKNGBooking Holdings Inc. | Stock | $49.6M | $30.5M |
| TAT&T Inc. | Stock | $54.9M | $21.4M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $17.3M | $58.2M |
| WFCWells Fargo & Company | Stock | $62.6M | $12.6M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $43.2M | $31.1M |
| SLViShares Silver Trust | ETF | $12.1M | $61.7M |
| RCLRoyal Caribbean Cruises Ltd | COM | $73.0M | – |
| TGTTarget Corp | Stock | $52.3M | $19.8M |
| XYZBlock, Inc. | CL A | $61.0M | $10.2M |
| MRKMerck & Co., Inc. | Stock | $55.5M | $11.8M |
| EAElectronic Arts Inc. | COM | $48.9M | $15.7M |
| FCXFreeport-McMoran Inc | Stock | $41.2M | $22.7M |
| TSNTyson Foods, Inc. | Stock | $49.4M | $13.5M |
| DISWalt Disney Co | Stock | $44.3M | $17.1M |
| PRUPrudential Financial Inc | Stock | $38.1M | $22.1M |
| INTCIntel Corp | Stock | $39.9M | $20.2M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $43.2M | $16.6M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $55.7M | $3.81M |
| BABAAlibaba Group Holding Ltd | ADR | $31.4M | $27.5M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | – | $54.8M |
| XOMExxonMobil Holdings Corp | COM | $36.9M | $17.3M |
| GILDGilead Sciences, Inc. | Stock | $30.2M | $23.7M |
| CMICummins Inc | Stock | $38.1M | $14.9M |
| AXPAmerican Express Co | Stock | $41.2M | $11.4M |
| DOWDow Inc. | Stock | $40.7M | $9.55M |
| CHTRCharter Communications, Inc. | CL A | $894.0K | $46.1M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $28.9M | $17.9M |
| iShares Tr464288281 | JPMORGAN USD EMG | – | $46.6M |
| JNJJohnson & Johnson | Stock | $33.4M | $13.2M |
| PFEPfizer Inc | Stock | $26.6M | $19.8M |
| NKENIKE, Inc. | Stock | $32.8M | $12.6M |
| HCAHCA Healthcare, Inc. | COM | $32.1M | $13.1M |
| ADSKAutodesk, Inc. | COM | $31.3M | $12.0M |
| MNSTMonster Beverage Corp | COM | $34.4M | $8.58M |
| UNPUnion Pacific Corp | Stock | $29.9M | $12.8M |
| HIGHartford Insurance Group, Inc. | Stock | $33.5M | $8.93M |
| ABTAbbott Laboratories | Stock | $26.1M | $15.8M |
| VZVerizon Communications Inc | Stock | $40.4M | $894.5K |
| DGDollar General Corp | COM | $29.0M | $10.8M |
| PYPLPayPal Holdings, Inc. | Stock | $17.0M | $22.6M |
Sold out since Q4 2022 (236)
Positions held at the end of Q4 2022 that are gone from this filing.
The largest 100 of 236 by value last quarter.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| LINLinde PLC | SHS | 1,039,608 | $339.1M | 0.9% | History |
| Coupa Software Inc22266LAC0 | NOTE 0.125% 6/1 | – | $53.1M | 0.1% | – |
| Tata MTRS Ltd876568502 | SPONSORED ADR | 2,264,887 | $52.3M | 0.1% | – |
| Enphase Energy, Inc.29355AAH0 | NOTE 3/0 | – | $43.1M | 0.1% | – |
| SHIFT4 PMTS Inc82452JAB5 | NOTE 12/1 | – | $40.7M | 0.1% | – |
| SIVBSVB Financial Group | COM | 124,484 | $28.6M | 0.1% | History |
| Guess Inc401617AD7 | NOTE 2.000% 4/1 | – | $22.5M | 0.1% | – |
| Encore Cap Europe Fin Ltd29260UAA5 | NOTE 4.500% 9/0 | – | $20.8M | 0.1% | – |
| LendingTree, Inc.52603BAD9 | NOTE 0.500% 7/1 | – | $19.3M | <0.1% | – |
| Shopify Inc.82509LAA5 | NOTE 0.125%11/0 | – | $18.8M | <0.1% | – |
| Palo Alto Networks Inc697435AD7 | NOTE 0.750% 7/0 | – | $18.3M | <0.1% | – |
| Digitalocean Hldgs Inc25402DAB8 | NOTE 12/0 | – | $17.2M | <0.1% | – |
| Atlas Air Worldwide Hldgs IN049164BJ4 | NOTE 1.875% 6/0 | 125,116 | $12.6M | <0.1% | – |
| Signature BK New York N Y82669G104 | COM | 91,264 | $10.5M | <0.1% | – |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | – | $10.0M | <0.1% | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | – | $9.38M | <0.1% | – |
| Oak STR Health Inc67181AAB3 | NOTE 3/1 | – | $8.04M | <0.1% | – |
| Live Nation Entertainment IN538034AQ2 | NOTE 2.500% 3/1 | – | $7.24M | <0.1% | – |
| Direxion Shs ETF Tr25460E521 | DAILY FTSE CHINA | 600,000 | $7.13M | <0.1% | – |
| Illumina, Inc.452327AK5 | NOTE 8/1 | – | $6.82M | <0.1% | – |
| Macom Tech Solutions Hldgs I55405YAB6 | NOTE 0.250% 3/1 | – | $6.61M | <0.1% | – |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $6.27M | <0.1% | – |
| Coupa Software Inc22266LAF3 | NOTE 0.375% 6/1 | – | $6.20M | <0.1% | – |
| DocuSign, Inc.256163AD8 | NOTE 1/1 | – | $6.08M | <0.1% | – |
| Square Inc852234AD5 | NOTE 0.500% 5/1 | – | $5.44M | <0.1% | – |
| Dexcom Inc252131AH0 | NOTE 0.750%12/0 | – | $5.21M | <0.1% | – |
| On Semiconductor Corp682189AP0 | NOTE 1.625%10/1 | – | $5.20M | <0.1% | – |
| Halozyme Therapeutics, Inc.40637HAD1 | NOTE 0.250% 3/0 | – | $4.58M | <0.1% | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | – | $4.23M | <0.1% | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 81,564 | $3.71M | <0.1% | – |
| EQT Corp26884LAK5 | NOTE 1.750% 5/0 | – | $3.39M | <0.1% | – |
| CNICanadian National Railway Co | Stock | 26,191 | $3.11M | <0.1% | History |
| KAMAN Corp483548AF0 | NOTE 3.250% 5/0 | – | $2.61M | <0.1% | – |
| NIO Inc.62914VAB2 | NOTE 4.500% 2/0 | – | $2.52M | <0.1% | – |
| DLOdLocal Ltd | CLASS A COM | 160,212 | $2.49M | <0.1% | History |
| Prospect Cap Corp74348TAT9 | NOTE 6.375% 3/0 | – | $2.45M | <0.1% | – |
| Air Transport Services Grp I00922RAB1 | NOTE 1.125%10/1 | – | $2.39M | <0.1% | – |
| STORStore Capital LLC | COM | 72,292 | $2.32M | <0.1% | History |
| SLFSun Life Financial Inc | COM | 39,724 | $1.84M | <0.1% | History |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $1.74M | <0.1% | – |
| HC2 Hldgs Inc404139AG2 | NOTE 7.500% 8/0 | – | $1.60M | <0.1% | – |
| Greenbrier Cos Inc393657AK7 | NOTE 2.875% 2/0 | – | $1.52M | <0.1% | – |
| Block, Inc.852234AJ2 | NOTE 5/0 | – | $1.46M | <0.1% | – |
| MYOVMyovant Sciences Ltd. | COM | 47,508 | $1.28M | <0.1% | History |
| SJISouth Jersey Industries Inc | COM | 34,659 | $1.23M | <0.1% | History |
| AIMCAltra Industrial Motion Corp. | COM | 20,013 | $1.20M | <0.1% | History |
| Apollo Coml Real Est Fin Inc03762UAC9 | NOTE 5.375%10/1 | – | $1.06M | <0.1% | – |
| UMPQUmpqua Holdings Corp | COM | 58,646 | $1.05M | <0.1% | History |
| LHCGLHC Group, Inc | COM | 6,318 | $1.02M | <0.1% | History |
| COUPCoupa Software Inc | COM | 12,496 | $989.3K | <0.1% | History |
| Chegg, Inc163092AD1 | NOTE 0.125% 3/1 | – | $947.5K | <0.1% | – |
| Sarepta Therapeutics, Inc.803607AC4 | DEBT 1.250% 9/1 | – | $922.0K | <0.1% | – |
| Wix.com Ltd.92940WAB5 | NOTE 7/0 | – | $854.7K | <0.1% | – |
| SBSWSibanye Stillwater Ltd | SPONSORED ADR | 72,350 | $771.3K | <0.1% | History |
| OTLYOatly Group AB | SPONSORED ADS | 431,876 | $751.5K | <0.1% | History |
| IAAIAA, Inc. | COM | 18,297 | $731.9K | <0.1% | History |
| SRNESorrento Therapeutics, Inc. | COM NEW | 812,820 | $720.2K | <0.1% | History |
| BCSFBain Capital Specialty Finance, Inc. | COM STK | 49,392 | $587.8K | <0.1% | History |
| SAFESafehold Inc. | COM | 18,469 | $528.6K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E784 | EMRNG MKT SVRG | 28,214 | $526.8K | <0.1% | – |
| First Tr Exch TRD Alphdx FD33737J232 | SWITZLND ALPHA | 7,956 | $436.6K | <0.1% | – |
| EVOPEVO Payments, Inc. | CL A COM | 12,841 | $434.5K | <0.1% | History |
| MV Oil Tr553859109 | TR UNITS | 24,337 | $397.4K | <0.1% | – |
| iShares Inc46434G764 | MSCI EMRG CHN | 8,300 | $394.0K | <0.1% | – |
| Adamas Trust, Inc.649604501 | COM PAR $.02 | 146,855 | $375.9K | <0.1% | – |
| Dick's Sporting Goods, Inc.253393AD4 | NOTE 3.250% 4/1 | – | $374.7K | <0.1% | – |
| Safehold Inc.45031U101 | COM | 47,749 | $364.3K | <0.1% | – |
| PDSBPDS Biotechnology Corp | COM | 26,592 | $351.0K | <0.1% | History |
| Crown PropTech AcquisitionsG25741102 | SHS CL A | 32,000 | $323.5K | <0.1% | – |
| CORNTeucrium Commodity Trust | CORN FD SHS | 11,707 | $315.3K | <0.1% | History |
| Rice Acquisition Corp IIG75529126 | *W EXP 99/99/999 | 250,000 | $312.5K | <0.1% | – |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 6,342 | $312.5K | <0.1% | – |
| AVYAAvaya Holdings Corp. | COM | 1,223,846 | $239.9K | <0.1% | History |
| COWNCowen Inc. | CL A NEW | 6,195 | $239.3K | <0.1% | History |
| CSWCCapital Southwest Corp | COM | 13,521 | $231.2K | <0.1% | History |
| Meridian Bioscience Inc589584101 | COM | 6,883 | $228.6K | <0.1% | – |
| Chindata Group Hldgs Ltd16955F107 | ADS | 27,103 | $216.0K | <0.1% | – |
| MSBMesabi Trust | CTF BEN INT | 10,421 | $187.8K | <0.1% | History |
| BBDCBarings BDC, Inc. | COM | 19,867 | $161.9K | <0.1% | History |
| MFICMidCap Financial Investment Corp | COM NEW | 14,128 | $161.1K | <0.1% | History |
| CRTCross Timbers Royalty Trust | TR UNIT | 6,280 | $159.8K | <0.1% | History |
| CVECenovus Energy Inc. | COM | 8,192 | $159.0K | <0.1% | History |
| Starwood Ppty Tr Inc85571BAH8 | NOTE 4.375% 4/0 | – | $134.7K | <0.1% | – |
| Inflection Point Acqustn CorG47874113 | *W EXP 09/21/202 | 477,630 | $133.3K | <0.1% | – |
| MTRXMatrix Service Co | COM | 21,154 | $131.6K | <0.1% | History |
| NGGNational Grid PLC | SPONSORED ADR NE | 2,100 | $126.7K | <0.1% | History |
| BELFBBel Fuse Inc | CL B | 3,800 | $125.1K | <0.1% | History |
| DBBInvesco DB Base Metals Fund | BASE METALS FD | 6,225 | $121.1K | <0.1% | History |
| NRTNorth European Oil Royalty Trust | SH BEN INT | 9,355 | $118.7K | <0.1% | History |
| Sunpower Corp867652AL3 | DBCV 4.000% 1/1 | – | $114.6K | <0.1% | – |
| Neogames S AL6673X107 | SHS | 7,753 | $94.5K | <0.1% | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 636 | $78.3K | <0.1% | – |
| GAINGladstone Investment Corporationde | CEF | 5,871 | $75.8K | <0.1% | History |
| ALBOAlbireo Pharma, Inc. | COM | 3,334 | $72.0K | <0.1% | History |
| SPNESeaSpine Holdings Corp | COM | 8,454 | $70.6K | <0.1% | History |
| RFPResolute Forest Products Inc. | COM | 3,122 | $67.4K | <0.1% | History |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 1,456 | $65.5K | <0.1% | – |
| Lyft, Inc.55087PAB0 | NOTE 1.500% 5/1 | – | $64.3K | <0.1% | – |
| VanEck Vectors ETF Tr92189F403 | RUSSIA ETF | 10,906 | $61.6K | <0.1% | – |
| BNFTBenefitfocus, Inc. | COM | 5,814 | $60.8K | <0.1% | History |