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Livermore
Livermore
ZHEN

Rational Advisors LLC

SEC CIK
0001143565
Latest filing
Jul 24, 2026

Holdings in Q4 2024

Holdings as of Dec 31, 2024, filed Jan 31, 2025. Long positions only; changes compare share counts with Q3 2024.

Institution overview
Positions
104
−66 vs. Q3 2024
Portfolio value
$1.02B
−$16.2M (−1.6%) vs. Q3 2024
Filed
Jan 31, 2025
SEC
Holdings of Rational Advisors LLC in Q4 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr4642874407-10 YR TRSY BD676$62.5K<0.1%−17,924−96.4%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF2,132$149.8K<0.1%−46,818−95.6%Reduced–
NRGNRG Energy, Inc.Stock2,660$240.0K<0.1%+2,660NewHistory
GLWCorning IncCOM5,063$240.6K<0.1%+1,506+42.3%AddedHistory
VSTVistra Corp.Stock1,874$258.4K<0.1%+1,874NewHistory
SLBSLB LimitedStock8,546$327.7K<0.1%+8,092+1,782.4%AddedHistory
iShares Tr46435U135CYBERSECURITY7,718$376.6K<0.1%−294−3.7%Reduced–
QCOMQualcomm IncStock2,663$409.1K<0.1%−87−3.2%ReducedHistory
PANWPalo Alto Networks IncStock2,422$440.7K<0.1%−24−1.0%ReducedConverted for a 2-for-1 splitHistory
JPMJPMorgan Chase & CoStock1,955$468.6K<0.1%−5,897−75.1%ReducedHistory
LLYEli Lilly & CoStock708$546.6K0.1%−2,892−80.3%ReducedHistory
iShares Tr464288760US AER DEF ETF3,771$548.1K0.1%−5,765−60.5%Reduced–
State Street Industrial Select Sector SPDR ETF81369Y704ETF4,179$550.6K0.1%+4,179New–
ABBVAbbVie Inc.Stock3,165$562.4K0.1%+3,165NewHistory
State Street Real Estate Select Sector SPDR ETF81369Y860ETF14,150$575.5K0.1%+14,150New–
PLDPrologis, Inc.REIT5,494$580.7K0.1%+5,240+2,063.0%AddedHistory
iShares Tr4642874571 3 YR TREAS BD7,384$605.3K0.1%+4,734+178.6%Added–
CATCaterpillar IncStock1,675$607.6K0.1%+1,545+1,188.5%AddedHistory
NEENextera Energy IncStock8,522$610.9K0.1%+8,010+1,564.5%AddedHistory
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF2,811$630.6K0.1%+2,811New–
PYPLPayPal Holdings, Inc.Stock7,896$673.9K0.1%+7,896NewHistory
AVGOBroadcom Inc.Stock3,349$776.4K0.1%+506+17.8%AddedHistory
State Street Communication Services Select Sector SPDR ETF81369Y852ETF8,120$786.1K0.1%+8,120New–
TSMTaiwan Semiconductor Manufacturing Co LtdADR4,000$790.0K0.1%+2,629+191.8%AddedHistory
PLTRPalantir Technologies Inc.Stock10,838$819.7K0.1%−614−5.4%ReducedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF16,986$820.9K0.1%+16,237+2,167.8%Added–
State Street Health Care Select Sector SPDR ETF81369Y209ETF6,312$868.3K0.1%−202−3.1%Reduced–
UNHUnitedHealth Group IncStock1,744$882.2K0.1%+1,744NewHistory
Vanguard Information Technology ETF92204A702ETF1,425$886.1K0.1%−1,304−47.8%Reduced–
XOMExxonMobil Holdings CorpCOM8,398$903.4K0.1%−3,885−31.6%ReducedHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF11,627$914.0K0.1%+11,627New–
VVisa Inc.Stock2,981$942.1K0.1%+2,981NewHistory
IBMInternational Business Machines CorpStock4,353$956.9K0.1%−1,998−31.5%ReducedHistory
HDHome Depot, Inc.Stock2,467$959.6K0.1%−3,033−55.1%ReducedHistory
TSLATesla, Inc.Stock2,475$999.5K0.1%−588−19.2%ReducedHistory
MOG.AMoog Inc.CL A5,235$1.03M0.1%−6,000−53.4%ReducedHistory
BRK.ABerkshire Hathaway IncCL A2$1.36M0.1%00.0%UnchangedHistory
BRK.BBerkshire Hathaway IncStock3,504$1.59M0.2%−135−3.7%ReducedHistory
Expedia Group, Inc.30212PBE4NOTE 2/11,605,000$1.59M0.2%00.0%Unchanged–
NVDANVIDIA CorpStock12,690$1.70M0.2%+3,497+38.0%AddedHistory
Wix.com Ltd.92940WAD1NOTE 8/11,790,000$1.73M0.2%00.0%Unchanged–
NOWServiceNow, Inc.Stock1,900$2.01M0.2%+1,900NewHistory
Euronet Worldwide, Inc.298736AL3NOTE 0.750% 3/12,040,928$2.02M0.2%00.0%Unchanged–
PROS Holdings, Inc.74346YAG8NOTE 2.250% 9/12,211,000$2.09M0.2%00.0%Unchanged–
ITTItt Inc.COM16,100$2.30M0.2%−1,100−6.4%ReducedHistory
DISWalt Disney CoStock24,500$2.73M0.3%+10,300+72.5%AddedHistory
SPYSPDR S&P 500 ETF TrustETF4,800$2.81M0.3%+3,762+362.4%AddedHistory
Nextera Energy Inc65339F713UNIT 09/01/202570,500$2.88M0.3%00.0%Unchanged–
MELIMercadolibre IncCOM1,750$2.98M0.3%−1,323−43.1%ReducedHistory
CMGChipotle Mexican Grill IncCOM50,350$3.04M0.3%00.0%UnchangedHistory
WIXWix.com Ltd.SHS14,180$3.04M0.3%+14,180NewHistory
LYVLive Nation Entertainment, Inc.COM24,350$3.15M0.3%−5,500−18.4%ReducedHistory
NFLXNetflix IncStock3,700$3.30M0.3%−1,000−21.3%ReducedHistory
COSTCostco Wholesale CorpStock3,669$3.36M0.3%−30−0.8%ReducedHistory
PGRProgressive CorpStock14,150$3.39M0.3%+14,150NewHistory
Cyberark Software LtdM2682V108SHS10,300$3.43M0.3%−2,500−19.5%Reduced–
BXBlackstone Inc.COM20,400$3.52M0.3%−1,600−7.3%ReducedHistory
Southwest Airls Co844741BG2NOTE 1.250% 5/03,480,000$3.57M0.3%+2,010,000+136.7%Added–
APOApollo Global Management, Inc.COM21,900$3.62M0.4%−15,300−41.1%ReducedHistory
CRMSalesforce, Inc.Stock11,000$3.68M0.4%+11,000NewHistory
KKRKKR & Co. Inc.COM25,050$3.71M0.4%−2,850−10.2%ReducedHistory
Ford MTR Co Del345370CZ1NOTE 3/13,990,000$3.86M0.4%−760,000−16.0%Reduced–
METAMeta Platforms, Inc.Stock6,991$4.09M0.4%−2,374−25.3%ReducedHistory
MSFTMicrosoft CorpStock10,513$4.43M0.4%−748−6.6%ReducedHistory
iShares Tr464288588MBS ETF50,114$4.59M0.4%−1,161−2.3%Reduced–
AAPLApple Inc.Stock19,521$4.89M0.5%−3,792−16.3%ReducedHistory
WMTWalmart Inc.Stock59,898$5.41M0.5%+1,943+3.4%AddedHistory
American WTR Cap Corp03040WBE4NOTE 3.625% 6/15,560,000$5.49M0.5%+2,080,000+59.8%Added–
Etsy Inc29786AAN6NOTE 0.250% 6/16,850,000$5.60M0.5%+3,240,000+89.8%Added–
Okta, Inc.679295AF2NOTE 0.375% 6/16,342,000$5.88M0.6%+2,463,000+63.5%Added–
Ventas Rlty Ltd Partnership92277GAZ0NOTE 3.750% 6/05,580,000$6.34M0.6%+2,380,000+74.4%Added–
GOOGLAlphabet Inc.Stock34,196$6.47M0.6%+5,614+19.6%AddedHistory
Uber Technologies, Inc90353TAM2NOTE 0.875%12/05,889,000$6.48M0.6%+5,889,000New–
Shopify Inc.82509LAA5NOTE 0.125%11/06,612,000$6.73M0.7%+4,270,000+182.3%Added–
Alliant Energy Corp018802AC2NOTE 3.875% 3/17,080,000$7.26M0.7%+2,110,000+42.5%Added–
HPE.PCHewlett Packard Enterprise Co7.625 MAND CONV117,100$7.34M0.7%+40,000+51.9%AddedHistory
DraftKings Inc.26142RAB0NOTE 3/18,650,000$7.36M0.7%+5,300,000+158.2%Added–
Tyler Tex Indpt SCH Dist902252AB1NOTE 0.250% 3/16,740,000$8.13M0.8%+2,300,000+51.8%Added–
SHIFT4 PMTS Inc82452JAD1NOTE 0.500% 8/07,796,000$8.38M0.8%+2,640,000+51.2%Added–
BKNGBooking Holdings Inc.Stock1,700$8.45M0.8%+600+54.5%AddedHistory
PPL Cap FDG Inc69352PAS2NOTE 2.875% 3/18,310,000$8.67M0.8%+2,190,000+35.8%Added–
Apollo Global Mgmt Inc03769M304SER A MAND CNV99,900$8.68M0.8%+8,000+8.7%Added–
Dexcom Inc252131AK3NOTE 0.250%11/19,150,000$8.81M0.9%+2,960,000+47.8%Added–
Bank of Amer Corp0605056827.25%CNV PFD L7,248$8.84M0.9%+2,000+38.1%Added–
WFC.PLWells Fargo & CompanyPERP PFD CNV A7,400$8.84M0.9%+2,000+37.0%AddedHistory
Schwab Strategic Tr8085246985 10YR CORP BD421,790$9.31M0.9%−225,740−34.9%ReducedConverted for a 2-for-1 split–
AMZNAmazon Com IncStock54,175$11.9M1.2%−5,068−8.6%ReducedHistory
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD528,974$13.8M1.4%+170,049+47.4%Added–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF261,700$18.0M1.8%−26,905−9.3%Reduced–
Dimensional ETF Trust25434V872CORE FIXE IN ETF451,024$18.6M1.8%−10,451−2.3%Reduced–
Vanguard S&P 500 ETF922908363ETF41,108$22.1M2.2%+3,295+8.7%Added–
Global X FDS37954Y657US PFD ETF1,163,762$22.7M2.2%−50,723−4.2%Reduced–
DBX ETF Tr233051432XTRACK USD HIGH779,544$28.1M2.7%−165,381−17.5%Reduced–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM548,449$31.6M3.1%−121,056−18.1%Reduced–
Schwab U.S. REIT ETF808524847ETF1,650,624$34.8M3.4%−312,476−15.9%Reduced–
State Street Utilities Select Sector SPDR ETF81369Y886ETF525,534$39.8M3.9%+138,774+35.9%Added–
Vanguard Dividend Appreciation ETF921908844ETF232,465$45.5M4.5%−18,050−7.2%Reduced–
WisdomTree Tr97717Y790US EFFIC CORE FD1,080,170$50.4M4.9%−97,690−8.3%Reduced–
Alps ETF Tr00162Q452ALERIAN MLP1,116,290$53.8M5.3%−131,890−10.6%Reduced–
Invesco Nasdaq 100 ETF46138G649ETF265,873$56.0M5.5%−27,127−9.3%Reduced–

Sold out since Q3 2024 (82)

Positions held at the end of Q3 2024 that are gone from this filing.

Positions of Rational Advisors LLC sold out since Q3 2024
SecurityClassShares in Q3 2024Value in Q3 2024% of portfolio in Q3 2024History
COHRCoherent Corp.COM35,430$3.15M0.3%History
ORCLOracle CorpStock15,500$2.64M0.3%History
TDGTransDigm Group INCCOM1,700$2.43M0.2%History
KBRKBR, Inc.COM37,200$2.42M0.2%History
DKNGDraftKings Inc.Stock53,000$2.08M0.2%History
UBERUber Technologies, IncStock27,100$2.04M0.2%History
State Street Technology Select Sector SPDR ETF81369Y803ETF6,841$1.54M0.1%–
FRPTFreshpet, Inc.Stock10,600$1.45M0.1%History
iShares S&P 500 Value ETF464287408ETF6,290$1.24M0.1%–
BSXBoston Scientific CorpStock14,200$1.19M0.1%History
FOURShift4 Payments, Inc.CL A12,900$1.14M0.1%History
TGTTarget CorpStock5,250$818.3K0.1%History
Chegg, Inc163092AF6NOTE 9/01,067,000$808.3K0.1%–
INTUIntuit Inc.Stock1,000$621.0K0.1%History
ADBEAdobe Inc.Stock1,000$517.8K<0.1%History
JNJJohnson & JohnsonStock2,022$327.7K<0.1%History
MRKMerck & Co., Inc.Stock2,865$325.3K<0.1%History
ASMLASML Holding NVADR382$318.3K<0.1%History
AMDAdvanced Micro Devices IncStock1,515$248.6K<0.1%History
INTCIntel CorpStock10,466$245.5K<0.1%History
MUMicron Technology IncStock1,089$112.9K<0.1%History
WMBWilliams Companies, Inc.COM1,447$66.1K<0.1%History
TRGPTarga Resources Corp.COM434$64.2K<0.1%History
OKEONEOK IncCOM673$61.3K<0.1%History
WELLWelltower Inc.REIT442$56.6K<0.1%History
LNGCheniere Energy, Inc.COM NEW305$54.9K<0.1%History
DDDuPont de Nemours, Inc.COM609$54.3K<0.1%History
RTXRTX CorpStock446$54.0K<0.1%History
SHWSherwin Williams CoCOM139$53.1K<0.1%History
ECLEcolab Inc.Stock203$51.8K<0.1%History
FCXFreeport-McMoran IncStock1,037$51.8K<0.1%History
PNRPENTAIR plcSHS528$51.6K<0.1%History
KMIKinder Morgan, Inc.Stock2,300$50.8K<0.1%History
LINLinde PLCStock105$50.1K<0.1%History
NOCNorthrop Grumman CorpStock93$49.1K<0.1%History
RSGRepublic Services, Inc.COM244$49.0K<0.1%History
EQIXEquinix IncCOM54$47.9K<0.1%History
GDGeneral Dynamics CorpStock158$47.7K<0.1%History
SOSouthern CoStock518$46.7K<0.1%History
WMWaste Management IncStock225$46.7K<0.1%History
DLRDigital Realty Trust, Inc.COM286$46.3K<0.1%History
PBAPembina Pipeline CorpCOM1,122$46.3K<0.1%History
WCNWaste Connections, Inc.COM257$46.0K<0.1%History
AEPAmerican Electric Power Co IncStock445$45.7K<0.1%History
DOWDow Inc.Stock833$45.5K<0.1%History
DUKDuke Energy CORPStock391$45.1K<0.1%History
MPLXMPLX LPCOM UNIT REP LTD1,002$44.5K<0.1%History
LMTLockheed Martin CorpStock76$44.4K<0.1%History
APDAir Products & Chemicals, Inc.Stock148$44.1K<0.1%History
ETEnergy Transfer LPCOM UT LTD PTN2,712$43.5K<0.1%History
CPCanadian Pacific Kansas City LtdCOM490$41.9K<0.1%History
UNPUnion Pacific CorpStock166$40.9K<0.1%History
PAGPPlains GP Holdings LPLTD PARTNR INT A2,196$40.6K<0.1%History
SRESempraStock484$40.5K<0.1%History
COPConocoPhillipsStock383$40.3K<0.1%History
PSAPublic StorageCOM109$39.7K<0.1%History
EMREmerson Electric CoStock360$39.4K<0.1%History
FTSFortis Inc.COM866$39.4K<0.1%History
STLDSteel Dynamics IncCOM310$39.1K<0.1%History
PSXPhillips 66Stock295$38.8K<0.1%History
STAGSTAG Industrial, Inc.COM976$38.2K<0.1%History
HONHoneywell International IncCOM184$38.0K<0.1%History
RSReliance, Inc.COM131$37.9K<0.1%History
EPDEnterprise Products Partners L.P.Stock1,292$37.6K<0.1%History
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT1,051$36.8K<0.1%History
ENBEnbridge IncStock902$36.6K<0.1%History
DEDeere & CoStock86$35.9K<0.1%History
AWKAmerican Water Works Company, Inc.Stock244$35.7K<0.1%History
CNICanadian National Railway CoStock304$35.6K<0.1%History
OXYOccidental Petroleum CorpStock687$35.4K<0.1%History
AREAlexandria Real Estate Equities, Inc.COM298$35.4K<0.1%History
NUENucor CorpCOM235$35.3K<0.1%History
EOGEOG Resources IncStock284$34.9K<0.1%History
WYWeyerhaeuser CoCOM NEW1,013$34.3K<0.1%History
CSXCSX CorpStock983$33.9K<0.1%History
Atlantica Sustainable Infr PG0751N103SHS1,528$33.6K<0.1%–
TRPTC Energy CorpCOM703$33.4K<0.1%History
AMTAmerican Tower CorpREIT134$31.2K<0.1%History
NSCNorfolk Southern CorpStock120$29.8K<0.1%History
CVXChevron CorpStock197$29.0K<0.1%History
UPSUnited Parcel Service IncStock177$24.1K<0.1%History
CCICrown Castle Inc.REIT170$20.2K<0.1%History