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Livermore
Livermore
ZHEN

Rational Advisors LLC

SEC CIK
0001143565
Latest filing
Jul 24, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 9, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
275
+8 vs. Q2 2023
Portfolio value
$1.10B
−$103.3M (−8.6%) vs. Q2 2023
Filed
Nov 9, 2023
SEC
Holdings of Rational Advisors LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
INTCIntel CorpStock7,883$280.2K<0.1%+7,883NewHistory
UPSUnited Parcel Service IncStock1,681$262.0K<0.1%−606−26.5%ReducedHistory
SBUXStarbucks CorpStock2,859$260.9K<0.1%+752+35.7%AddedHistory
ADPAutomatic Data Processing IncStock1,079$259.6K<0.1%+360+50.1%AddedHistory
KLACKLA CorpCOM NEW537$246.3K<0.1%+215+66.8%AddedHistory
IBMInternational Business Machines CorpStock1,747$245.1K<0.1%+1,747NewHistory
GILDGilead Sciences, Inc.Stock3,257$244.6K<0.1%+1,277+64.5%AddedHistory
PLDPrologis, Inc.REIT2,103$236.0K<0.1%−753−26.4%ReducedHistory
SPGIS&P Global Inc.Stock642$234.6K<0.1%−131−16.9%ReducedHistory
ADBEAdobe Inc.Stock458$233.5K<0.1%−185−28.8%ReducedHistory
GEGeneral Electric CoStock2,112$233.5K<0.1%−944−30.9%ReducedHistory
VRTXVertex Pharmaceuticals IncStock641$222.9K<0.1%+259+67.8%AddedHistory
TMUST-Mobile US, Inc.Stock1,559$218.3K<0.1%−3,399−68.6%ReducedHistory
GSGoldman Sachs Group IncStock664$214.8K<0.1%−163−19.7%ReducedHistory
MSMorgan StanleyStock2,622$214.1K<0.1%−598−18.6%ReducedHistory
BABoeing CoStock1,108$212.4K<0.1%−725−39.6%ReducedHistory
MDTMedtronic plcStock2,638$206.7K<0.1%−1,343−33.7%ReducedHistory
VZVerizon Communications IncStock6,022$195.2K<0.1%−3,257−35.1%ReducedHistory
BLKBlackRock, Inc.COM291$188.1K<0.1%−54−15.7%ReducedHistory
ACNAccenture plcStock612$188.0K<0.1%−188−23.5%ReducedHistory
PCARPaccar IncCOM2,150$182.8K<0.1%+861+66.8%AddedHistory
SOSouthern CoStock2,795$180.9K<0.1%−435−13.5%ReducedHistory
SYKStryker CorpStock653$178.4K<0.1%−293−31.0%ReducedHistory
CVSCVS Health CorpStock2,554$178.3K<0.1%−1,408−35.5%ReducedHistory
ORLYO Reilly Automotive IncStock189$171.8K<0.1%+75+65.8%AddedHistory
CCitigroup IncStock3,985$163.9K<0.1%−1,699−29.9%ReducedHistory
ABTAbbott LaboratoriesStock1,676$162.3K<0.1%−1,014−37.7%ReducedHistory
ETNEaton Corp plcStock748$159.5K<0.1%+748NewHistory
KHCKraft Heinz CoStock4,627$155.7K<0.1%+2,166+88.0%AddedHistory
TAT&T Inc.Stock10,232$153.7K<0.1%−4,179−29.0%ReducedHistory
KOCoca Cola CoStock2,735$153.1K<0.1%−2,013−42.4%ReducedHistory
ZTSZoetis Inc.Stock876$152.4K<0.1%+876NewHistory
AMDAdvanced Micro Devices IncStock1,446$148.7K<0.1%+1,446NewHistory
CMECME Group Inc.COM727$145.6K<0.1%+727NewHistory
MCDMcDonalds CorpStock552$145.4K<0.1%−7,744−93.3%ReducedHistory
BDXBecton Dickinson & CoStock559$144.5K<0.1%−301−35.0%ReducedHistory
WBAWalgreens Boots Alliance, Inc.COM5,981$133.0K<0.1%+3,212+116.0%AddedHistory
CSXCSX CorpStock4,098$126.0K<0.1%+1,306+46.8%AddedHistory
RIVNRivian Automotive, Inc.Stock5,000$121.4K<0.1%+5,000NewHistory
AEPAmerican Electric Power Co IncStock1,455$109.4K<0.1%+952+189.3%AddedHistory
NOCNorthrop Grumman CorpStock163$71.8K<0.1%+163NewHistory
XOMExxonMobil Holdings CorpCOM590$69.4K<0.1%−12−2.0%ReducedHistory
DDDuPont de Nemours, Inc.COM913$68.1K<0.1%+913NewHistory
DOWDow Inc.Stock1,269$65.4K<0.1%+1,269NewHistory
XUnited States Steel CorpCOM1,994$64.8K<0.1%−51−2.5%ReducedHistory
CVXChevron CorpStock380$64.1K<0.1%−8−2.1%ReducedHistory
PBAPembina Pipeline CorpCOM1,950$58.6K<0.1%+1,950NewHistory
LNGCheniere Energy, Inc.COM NEW353$58.6K<0.1%+353NewHistory
CEGConstellation Energy CorpStock533$58.1K<0.1%+187+54.0%AddedHistory
RSReliance, Inc.COM220$57.7K<0.1%−4−1.8%ReducedHistory
NUENucor CorpCOM366$57.2K<0.1%−67−15.5%ReducedHistory
STLDSteel Dynamics IncCOM519$55.6K<0.1%−12−2.3%ReducedHistory
WMBWilliams Companies, Inc.COM1,648$55.5K<0.1%−38−2.3%ReducedHistory
PSXPhillips 66Stock461$55.4K<0.1%+461NewHistory
COPConocoPhillipsStock456$54.6K<0.1%−174−27.6%ReducedHistory
ECLEcolab Inc.Stock313$54.3K<0.1%−7−2.2%ReducedHistory
OXYOccidental Petroleum CorpStock825$53.5K<0.1%+825NewHistory
APDAir Products & Chemicals, Inc.Stock181$51.3K<0.1%−4−2.2%ReducedHistory
OKEONEOK IncCOM773$49.0K<0.1%−20−2.5%ReducedHistory
LINLinde PLCStock125$46.5K<0.1%−534−81.0%ReducedHistory
EQIXEquinix IncCOM64$46.5K<0.1%−2−3.0%ReducedHistory
AWKAmerican Water Works Company, Inc.Stock360$45.6K<0.1%+308+592.3%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN3,238$45.4K<0.1%+3,238NewHistory
FCXFreeport-McMoran IncStock1,216$45.3K<0.1%−31−2.5%ReducedHistory
KMIKinder Morgan, Inc.Stock2,725$45.2K<0.1%−73−2.6%ReducedHistory
EOGEOG Resources IncStock349$44.2K<0.1%−169−32.6%ReducedHistory
CPCanadian Pacific Kansas City LtdCOM594$44.2K<0.1%−16−2.6%ReducedHistory
BKRBaker Hughes CoCL A1,250$44.1K<0.1%+382+44.0%AddedHistory
EPDEnterprise Products Partners L.P.Stock1,584$43.4K<0.1%+1,584NewHistory
WELLWelltower Inc.REIT524$42.9K<0.1%+524NewHistory
Atlantica Sustainable Infr PG0751N103SHS2,186$42.9K<0.1%+1,926+740.8%Added–
MPLXMPLX LPCOM UNIT REP LTD1,204$42.8K<0.1%+1,204NewHistory
TRGPTarga Resources Corp.COM499$42.8K<0.1%+499NewHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A2,643$42.6K<0.1%+2,643NewHistory
CATCaterpillar IncStock155$42.3K<0.1%+155NewHistory
EMREmerson Electric CoStock438$42.3K<0.1%+438NewHistory
SHWSherwin Williams CoCOM165$42.1K<0.1%−5−2.9%ReducedHistory
DUKDuke Energy CORPStock472$41.7K<0.1%−1,903−80.1%ReducedHistory
STAGSTAG Industrial, Inc.COM1,204$41.5K<0.1%+1,204NewHistory
GDGeneral Dynamics CorpStock188$41.5K<0.1%+188NewHistory
DLRDigital Realty Trust, Inc.COM343$41.5K<0.1%+343NewHistory
UNPUnion Pacific CorpStock202$41.1K<0.1%−6−2.9%ReducedHistory
WCNWaste Connections, Inc.COM306$41.1K<0.1%+306NewHistory
PNRPENTAIR plcSHS633$41.0K<0.1%+633NewHistory
RSGRepublic Services, Inc.COM287$40.9K<0.1%+287NewHistory
FTSFortis Inc.COM1,075$40.8K<0.1%+1,075NewHistory
DEDeere & CoStock108$40.8K<0.1%+108NewHistory
CNICanadian National Railway CoStock375$40.6K<0.1%+375NewHistory
WMWaste Management IncStock266$40.5K<0.1%+266NewHistory
SRESempraStock595$40.5K<0.1%+595NewHistory
WYWeyerhaeuser CoCOM NEW1,295$39.7K<0.1%+1,295NewHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT1,335$39.2K<0.1%+1,335NewHistory
LMTLockheed Martin CorpStock93$38.0K<0.1%+93NewHistory
RTXRTX CorpStock525$37.8K<0.1%−4,358−89.2%ReducedHistory
ENBEnbridge IncStock1,132$37.6K<0.1%−34−2.9%ReducedHistory
SLBSLB LimitedStock636$37.1K<0.1%−772−54.8%ReducedHistory
AREAlexandria Real Estate Equities, Inc.COM369$36.9K<0.1%+369NewHistory
PSAPublic StorageCOM138$36.4K<0.1%−4−2.8%ReducedHistory
ORCLOracle CorpStock290$34.5K<0.1%00.0%UnchangedHistory
TRPTC Energy CorpCOM917$31.6K<0.1%−32−3.4%ReducedHistory

Sold out since Q2 2023 (40)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Rational Advisors LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Nextera Energy Inc65339F739UNIT 99/99/999987,400$4.29M0.4%–
American Elec PWR Co Inc02557T307UNIT 08/15/202576,300$3.79M0.3%–
Nisource Inc.65473P121UNIT 12/01/202335,800$3.66M0.3%–
PROS Holdings, Inc.74346YAH6NOTE 1.000% 5/12,440,000$2.31M0.2%–
PANWPalo Alto Networks IncStock8,400$2.15M0.2%History
TMOThermo Fisher Scientific Inc.Stock3,570$1.86M0.2%History
ONOn Semiconductor CorpStock19,200$1.82M0.2%History
DECKDeckers Outdoor CorpCOM3,350$1.77M0.1%History
BRK.ABerkshire Hathaway IncCL A3$1.55M0.1%History
HSYHershey CoCOM6,025$1.50M0.1%History
Insulet Corp45784PAK7NOTE 0.375% 9/01,070,000$1.47M0.1%–
Booking Holdings Inc.09857LAN8NOTE 0.750% 5/0550,000$824.3K0.1%–
PYPLPayPal Holdings, Inc.Stock3,884$259.2K<0.1%History
DBCInvesco DB Commodity Index Tracking FundUNIT2,983$67.7K<0.1%History
ENLCEnLink Midstream, LLCCOM UNIT REP LTD6,370$67.5K<0.1%History
Kraneshares Trust500767678GLOBAL CARB STRA1,767$67.0K<0.1%–
Abrdn ETFs003261104BBRG ALL COMD K13,206$64.6K<0.1%–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD4,746$64.6K<0.1%–
Direxion Shs ETF Tr25460E307AUSPCE CMD STG2,178$64.1K<0.1%–
AMAntero Midstream CorpStock4,741$55.0K<0.1%History
PGRProgressive CorpStock398$52.7K<0.1%History
MKLMarkel Group Inc.COM37$51.2K<0.1%History
Graniteshares ETF Tr38747R108BBG COMMD K 12,426$50.1K<0.1%–
WPMWheaton Precious Metals Corp.COM1,154$49.9K<0.1%History
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF1,884$48.9K<0.1%–
FNVFranco Nevada CorpStock342$48.8K<0.1%History
TRVTravelers Companies, Inc.Stock275$47.8K<0.1%History
AEMAgnico Eagle Mines LtdStock884$44.2K<0.1%History
HLHecla Mining CoCOM8,491$43.7K<0.1%History
BVNBuenaventura Mining Co IncSPONSORED ADR5,633$41.4K<0.1%History
Barrick Gold Corp067901108COM2,403$40.7K<0.1%–
ALLAllstate CorpStock362$39.5K<0.1%History
SSRMSSR Mining Inc.Stock2,719$38.6K<0.1%History
CLFCleveland-Cliffs Inc.COM2,299$38.5K<0.1%History
NEMNEWMONT CorpStock789$33.7K<0.1%History
PAASPan American Silver CorpStock1,950$28.4K<0.1%History
ABBVAbbVie Inc.Stock188$25.3K<0.1%History
Paramount Global92556H206CL B1,435$22.8K<0.1%–
AGFirst Majestic Silver CorpCOM4,040$22.8K<0.1%History
AMTXAemetis, IncCOM NEW278$2.04K<0.1%History