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Livermore
Livermore
ZHEN

Rational Advisors LLC

SEC CIK
0001143565
Latest filing
Jul 24, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 9, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
275
+8 vs. Q2 2023
Portfolio value
$1.10B
−$103.3M (−8.6%) vs. Q2 2023
Filed
Nov 9, 2023
SEC
Holdings of Rational Advisors LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
FUVArcimoto IncCOM NEW6$9<0.1%00.0%UnchangedHistory
GOEVCanoo Inc.COM CL A1,366$655<0.1%00.0%UnchangedHistory
WKHSWorkhorse Group Inc.COM NEW910$793<0.1%00.0%UnchangedHistory
GPGreenpower Motor Co Inc.COM NEW386$1.01K<0.1%00.0%UnchangedHistory
NKLANikola CorpCOM860$1.19K<0.1%00.0%UnchangedHistory
SUNWSunworks, Inc.COM NEW1,076$1.22K<0.1%00.0%UnchangedHistory
EVAEnviva, LLCCOM120$1.30K<0.1%00.0%UnchangedHistory
BYNDBeyond Meat, Inc.COM126$1.64K<0.1%00.0%UnchangedHistory
SOLEmeren Group LtdSPONSORED ADS478$1.81K<0.1%00.0%UnchangedHistory
BLNKBlink Charging Co.COM370$2.22K<0.1%00.0%UnchangedHistory
TPICQTpi Composites, IncCOM218$2.26K<0.1%00.0%UnchangedHistory
GWRSGlobal Water Resources, Inc.COM188$2.38K<0.1%00.0%UnchangedHistory
Aris Water Solutions, Inc.04041L106CLASS A COM254$2.62K<0.1%00.0%Unchanged–
BLDPBallard Power Systems Inc.COM748$3.26K<0.1%00.0%UnchangedHistory
FSRFisker Inc.CL A COM STK590$3.33K<0.1%00.0%UnchangedHistory
PLUGPlug Power IncStock348$3.62K<0.1%00.0%UnchangedHistory
FCELFuelcell Energy IncCOM1,696$3.66K<0.1%00.0%UnchangedHistory
HCCIHeritage-Crystal Clean, Inc.COM98$3.70K<0.1%00.0%UnchangedHistory
BEAMBeam Therapeutics Inc.COM126$4.02K<0.1%00.0%UnchangedHistory
Sunpower Corp867652406COM456$4.47K<0.1%00.0%Unchanged–
HASIHA Sustainable Infrastructure Capital, Inc.COM180$4.50K<0.1%00.0%UnchangedHistory
CHPTChargePoint Holdings, Inc.COM CL A518$4.55K<0.1%00.0%UnchangedHistory
BAXBaxter International IncStock102$4.65K<0.1%00.0%UnchangedHistory
MSCIMSCI Inc.Stock10$4.69K<0.1%00.0%UnchangedHistory
RUNSunrun Inc.COM276$4.93K<0.1%00.0%UnchangedHistory
AMRCAmeresco, Inc.CL A128$6.22K<0.1%00.0%UnchangedHistory
CBRECbre Group, Inc.CL A82$6.62K<0.1%00.0%UnchangedHistory
XIFRXPLR Infrastructure, LPCOM UNIT PART IN114$6.68K<0.1%00.0%UnchangedHistory
MNTKMontauk Renewables, Inc.COM902$6.71K<0.1%00.0%UnchangedHistory
CWTCalifornia Water Service GroupCOM130$6.71K<0.1%00.0%UnchangedHistory
Maxeon Solar Technologies LTY58473102SHS242$6.82K<0.1%00.0%Unchanged–
MANManpowerGroup Inc.COM86$6.83K<0.1%00.0%UnchangedHistory
NOVASunnova Energy International Inc.COM374$6.85K<0.1%00.0%UnchangedHistory
WATWaters CorpCOM26$6.93K<0.1%00.0%UnchangedHistory
SRCLStericycle IncCOM152$7.06K<0.1%00.0%UnchangedHistory
NTAPNetApp, Inc.Stock94$7.18K<0.1%00.0%UnchangedHistory
CWENClearway Energy, Inc.CL C262$7.48K<0.1%00.0%UnchangedHistory
BEBloom Energy CorpCOM CL A458$7.49K<0.1%00.0%UnchangedHistory
KEYSKeysight Technologies, Inc.Stock46$7.70K<0.1%00.0%UnchangedHistory
MKCMcCormick & Co IncStock90$7.85K<0.1%00.0%UnchangedHistory
BEPCBrookfield Renewable CorpCL A SUB VTG262$8.26K<0.1%00.0%UnchangedHistory
WSTWest Pharmaceutical Services IncCOM22$8.41K<0.1%00.0%UnchangedHistory
WTSWatts Water Technologies IncCL A46$8.45K<0.1%00.0%UnchangedHistory
FLNCFluence Energy, Inc.COM CL A318$8.47K<0.1%00.0%UnchangedHistory
Freyr BatteryL4135L100COM910$8.51K<0.1%00.0%Unchanged–
XYLXylem Inc.COM76$8.56K<0.1%00.0%UnchangedHistory
INGRIngredion IncCOM88$9.32K<0.1%00.0%UnchangedHistory
ORAOrmat Technologies, Inc.COM116$9.33K<0.1%00.0%UnchangedHistory
SEDGSolaredge Technologies, Inc.COM36$9.69K<0.1%00.0%UnchangedHistory
CWSTCasella Waste Systems IncCL A108$9.77K<0.1%00.0%UnchangedHistory
ENPHEnphase Energy, Inc.Stock60$10.0K<0.1%00.0%UnchangedHistory
SHLSShoals Technologies Group, Inc.CL A408$10.4K<0.1%00.0%UnchangedHistory
ITGartner IncCOM30$10.5K<0.1%00.0%UnchangedHistory
PCTPureCycle Technologies, Inc.COM1,016$10.9K<0.1%00.0%UnchangedHistory
CTASCintas CorpStock22$10.9K<0.1%00.0%UnchangedHistory
CSIQCanadian Solar Inc.COM296$11.5K<0.1%00.0%UnchangedHistory
iShares Tr4642874407-10 YR TRSY BD126$11.5K<0.1%−4,832−97.5%Reduced–
ENSEnerSysCOM112$12.2K<0.1%00.0%UnchangedHistory
ADSKAutodesk, Inc.COM64$13.1K<0.1%00.0%UnchangedHistory
EWEdwards Lifesciences CorpStock140$13.2K<0.1%00.0%UnchangedHistory
ARRYArray Technologies, Inc.COM SHS618$14.0K<0.1%00.0%UnchangedHistory
MRNAModerna, Inc.Stock118$14.3K<0.1%00.0%UnchangedHistory
JCIJohnson Controls International plcStock216$14.7K<0.1%00.0%UnchangedHistory
IQVIQVIA Holdings Inc.Stock66$14.8K<0.1%00.0%UnchangedHistory
PFEPfizer IncStock460$16.9K<0.1%00.0%UnchangedHistory
FSLRFirst Solar, Inc.Stock104$19.8K<0.1%00.0%UnchangedHistory
INTUIntuit Inc.Stock44$20.2K<0.1%00.0%UnchangedHistory
CICigna GroupStock72$20.2K<0.1%00.0%UnchangedHistory
CCICrown Castle Inc.REIT253$23.3K<0.1%−11−4.2%ReducedHistory
NOWServiceNow, Inc.Stock44$24.7K<0.1%−600−93.2%ReducedHistory
ULUnilever PLCSPON ADR NEW476$24.8K<0.1%00.0%UnchangedHistory
MAMastercard IncStock68$26.7K<0.1%−2,920−97.7%ReducedHistory
UNHUnitedHealth Group IncStock56$26.9K<0.1%00.0%UnchangedHistory
AMTAmerican Tower CorpREIT176$28.9K<0.1%−6−3.3%ReducedHistory
NSCNorfolk Southern CorpStock156$30.7K<0.1%−5−3.1%ReducedHistory
TRPTC Energy CorpCOM917$31.6K<0.1%−32−3.4%ReducedHistory
ORCLOracle CorpStock290$34.5K<0.1%00.0%UnchangedHistory
PSAPublic StorageCOM138$36.4K<0.1%−4−2.8%ReducedHistory
AREAlexandria Real Estate Equities, Inc.COM369$36.9K<0.1%+369NewHistory
SLBSLB LimitedStock636$37.1K<0.1%−772−54.8%ReducedHistory
ENBEnbridge IncStock1,132$37.6K<0.1%−34−2.9%ReducedHistory
RTXRTX CorpStock525$37.8K<0.1%−4,358−89.2%ReducedHistory
LMTLockheed Martin CorpStock93$38.0K<0.1%+93NewHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT1,335$39.2K<0.1%+1,335NewHistory
WYWeyerhaeuser CoCOM NEW1,295$39.7K<0.1%+1,295NewHistory
SRESempraStock595$40.5K<0.1%+595NewHistory
WMWaste Management IncStock266$40.5K<0.1%+266NewHistory
CNICanadian National Railway CoStock375$40.6K<0.1%+375NewHistory
DEDeere & CoStock108$40.8K<0.1%+108NewHistory
FTSFortis Inc.COM1,075$40.8K<0.1%+1,075NewHistory
RSGRepublic Services, Inc.COM287$40.9K<0.1%+287NewHistory
PNRPENTAIR plcSHS633$41.0K<0.1%+633NewHistory
WCNWaste Connections, Inc.COM306$41.1K<0.1%+306NewHistory
UNPUnion Pacific CorpStock202$41.1K<0.1%−6−2.9%ReducedHistory
DLRDigital Realty Trust, Inc.COM343$41.5K<0.1%+343NewHistory
GDGeneral Dynamics CorpStock188$41.5K<0.1%+188NewHistory
STAGSTAG Industrial, Inc.COM1,204$41.5K<0.1%+1,204NewHistory
DUKDuke Energy CORPStock472$41.7K<0.1%−1,903−80.1%ReducedHistory
SHWSherwin Williams CoCOM165$42.1K<0.1%−5−2.9%ReducedHistory
EMREmerson Electric CoStock438$42.3K<0.1%+438NewHistory

Sold out since Q2 2023 (40)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Rational Advisors LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Nextera Energy Inc65339F739UNIT 99/99/999987,400$4.29M0.4%–
American Elec PWR Co Inc02557T307UNIT 08/15/202576,300$3.79M0.3%–
Nisource Inc.65473P121UNIT 12/01/202335,800$3.66M0.3%–
PROS Holdings, Inc.74346YAH6NOTE 1.000% 5/12,440,000$2.31M0.2%–
PANWPalo Alto Networks IncStock8,400$2.15M0.2%History
TMOThermo Fisher Scientific Inc.Stock3,570$1.86M0.2%History
ONOn Semiconductor CorpStock19,200$1.82M0.2%History
DECKDeckers Outdoor CorpCOM3,350$1.77M0.1%History
BRK.ABerkshire Hathaway IncCL A3$1.55M0.1%History
HSYHershey CoCOM6,025$1.50M0.1%History
Insulet Corp45784PAK7NOTE 0.375% 9/01,070,000$1.47M0.1%–
Booking Holdings Inc.09857LAN8NOTE 0.750% 5/0550,000$824.3K0.1%–
PYPLPayPal Holdings, Inc.Stock3,884$259.2K<0.1%History
DBCInvesco DB Commodity Index Tracking FundUNIT2,983$67.7K<0.1%History
ENLCEnLink Midstream, LLCCOM UNIT REP LTD6,370$67.5K<0.1%History
Kraneshares Trust500767678GLOBAL CARB STRA1,767$67.0K<0.1%–
Abrdn ETFs003261104BBRG ALL COMD K13,206$64.6K<0.1%–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD4,746$64.6K<0.1%–
Direxion Shs ETF Tr25460E307AUSPCE CMD STG2,178$64.1K<0.1%–
AMAntero Midstream CorpStock4,741$55.0K<0.1%History
PGRProgressive CorpStock398$52.7K<0.1%History
MKLMarkel Group Inc.COM37$51.2K<0.1%History
Graniteshares ETF Tr38747R108BBG COMMD K 12,426$50.1K<0.1%–
WPMWheaton Precious Metals Corp.COM1,154$49.9K<0.1%History
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF1,884$48.9K<0.1%–
FNVFranco Nevada CorpStock342$48.8K<0.1%History
TRVTravelers Companies, Inc.Stock275$47.8K<0.1%History
AEMAgnico Eagle Mines LtdStock884$44.2K<0.1%History
HLHecla Mining CoCOM8,491$43.7K<0.1%History
BVNBuenaventura Mining Co IncSPONSORED ADR5,633$41.4K<0.1%History
Barrick Gold Corp067901108COM2,403$40.7K<0.1%–
ALLAllstate CorpStock362$39.5K<0.1%History
SSRMSSR Mining Inc.Stock2,719$38.6K<0.1%History
CLFCleveland-Cliffs Inc.COM2,299$38.5K<0.1%History
NEMNEWMONT CorpStock789$33.7K<0.1%History
PAASPan American Silver CorpStock1,950$28.4K<0.1%History
ABBVAbbVie Inc.Stock188$25.3K<0.1%History
Paramount Global92556H206CL B1,435$22.8K<0.1%–
AGFirst Majestic Silver CorpCOM4,040$22.8K<0.1%History
AMTXAemetis, IncCOM NEW278$2.04K<0.1%History