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Livermore
Livermore
ZHEN

Rational Advisors LLC

SEC CIK
0001143565
Latest filing
Jul 24, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 9, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
275
+8 vs. Q2 2023
Portfolio value
$1.10B
−$103.3M (−8.6%) vs. Q2 2023
Filed
Nov 9, 2023
SEC
Holdings of Rational Advisors LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
CATCaterpillar IncStock155$42.3K<0.1%+155NewHistory
PAGPPlains GP Holdings LPLTD PARTNR INT A2,643$42.6K<0.1%+2,643NewHistory
TRGPTarga Resources Corp.COM499$42.8K<0.1%+499NewHistory
MPLXMPLX LPCOM UNIT REP LTD1,204$42.8K<0.1%+1,204NewHistory
Atlantica Sustainable Infr PG0751N103SHS2,186$42.9K<0.1%+1,926+740.8%Added–
WELLWelltower Inc.REIT524$42.9K<0.1%+524NewHistory
EPDEnterprise Products Partners L.P.Stock1,584$43.4K<0.1%+1,584NewHistory
BKRBaker Hughes CoCL A1,250$44.1K<0.1%+382+44.0%AddedHistory
CPCanadian Pacific Kansas City LtdCOM594$44.2K<0.1%−16−2.6%ReducedHistory
EOGEOG Resources IncStock349$44.2K<0.1%−169−32.6%ReducedHistory
KMIKinder Morgan, Inc.Stock2,725$45.2K<0.1%−73−2.6%ReducedHistory
FCXFreeport-McMoran IncStock1,216$45.3K<0.1%−31−2.5%ReducedHistory
ETEnergy Transfer LPCOM UT LTD PTN3,238$45.4K<0.1%+3,238NewHistory
AWKAmerican Water Works Company, Inc.Stock360$45.6K<0.1%+308+592.3%AddedHistory
EQIXEquinix IncCOM64$46.5K<0.1%−2−3.0%ReducedHistory
LINLinde PLCStock125$46.5K<0.1%−534−81.0%ReducedHistory
OKEONEOK IncCOM773$49.0K<0.1%−20−2.5%ReducedHistory
APDAir Products & Chemicals, Inc.Stock181$51.3K<0.1%−4−2.2%ReducedHistory
OXYOccidental Petroleum CorpStock825$53.5K<0.1%+825NewHistory
ECLEcolab Inc.Stock313$54.3K<0.1%−7−2.2%ReducedHistory
COPConocoPhillipsStock456$54.6K<0.1%−174−27.6%ReducedHistory
PSXPhillips 66Stock461$55.4K<0.1%+461NewHistory
WMBWilliams Companies, Inc.COM1,648$55.5K<0.1%−38−2.3%ReducedHistory
STLDSteel Dynamics IncCOM519$55.6K<0.1%−12−2.3%ReducedHistory
NUENucor CorpCOM366$57.2K<0.1%−67−15.5%ReducedHistory
RSReliance, Inc.COM220$57.7K<0.1%−4−1.8%ReducedHistory
CEGConstellation Energy CorpStock533$58.1K<0.1%+187+54.0%AddedHistory
LNGCheniere Energy, Inc.COM NEW353$58.6K<0.1%+353NewHistory
PBAPembina Pipeline CorpCOM1,950$58.6K<0.1%+1,950NewHistory
CVXChevron CorpStock380$64.1K<0.1%−8−2.1%ReducedHistory
XUnited States Steel CorpCOM1,994$64.8K<0.1%−51−2.5%ReducedHistory
DOWDow Inc.Stock1,269$65.4K<0.1%+1,269NewHistory
DDDuPont de Nemours, Inc.COM913$68.1K<0.1%+913NewHistory
XOMExxonMobil Holdings CorpCOM590$69.4K<0.1%−12−2.0%ReducedHistory
NOCNorthrop Grumman CorpStock163$71.8K<0.1%+163NewHistory
AEPAmerican Electric Power Co IncStock1,455$109.4K<0.1%+952+189.3%AddedHistory
RIVNRivian Automotive, Inc.Stock5,000$121.4K<0.1%+5,000NewHistory
CSXCSX CorpStock4,098$126.0K<0.1%+1,306+46.8%AddedHistory
WBAWalgreens Boots Alliance, Inc.COM5,981$133.0K<0.1%+3,212+116.0%AddedHistory
BDXBecton Dickinson & CoStock559$144.5K<0.1%−301−35.0%ReducedHistory
MCDMcDonalds CorpStock552$145.4K<0.1%−7,744−93.3%ReducedHistory
CMECME Group Inc.COM727$145.6K<0.1%+727NewHistory
AMDAdvanced Micro Devices IncStock1,446$148.7K<0.1%+1,446NewHistory
ZTSZoetis Inc.Stock876$152.4K<0.1%+876NewHistory
KOCoca Cola CoStock2,735$153.1K<0.1%−2,013−42.4%ReducedHistory
TAT&T Inc.Stock10,232$153.7K<0.1%−4,179−29.0%ReducedHistory
KHCKraft Heinz CoStock4,627$155.7K<0.1%+2,166+88.0%AddedHistory
ETNEaton Corp plcStock748$159.5K<0.1%+748NewHistory
ABTAbbott LaboratoriesStock1,676$162.3K<0.1%−1,014−37.7%ReducedHistory
CCitigroup IncStock3,985$163.9K<0.1%−1,699−29.9%ReducedHistory
ORLYO Reilly Automotive IncStock189$171.8K<0.1%+75+65.8%AddedHistory
CVSCVS Health CorpStock2,554$178.3K<0.1%−1,408−35.5%ReducedHistory
SYKStryker CorpStock653$178.4K<0.1%−293−31.0%ReducedHistory
SOSouthern CoStock2,795$180.9K<0.1%−435−13.5%ReducedHistory
PCARPaccar IncCOM2,150$182.8K<0.1%+861+66.8%AddedHistory
ACNAccenture plcStock612$188.0K<0.1%−188−23.5%ReducedHistory
BLKBlackRock, Inc.COM291$188.1K<0.1%−54−15.7%ReducedHistory
VZVerizon Communications IncStock6,022$195.2K<0.1%−3,257−35.1%ReducedHistory
MDTMedtronic plcStock2,638$206.7K<0.1%−1,343−33.7%ReducedHistory
BABoeing CoStock1,108$212.4K<0.1%−725−39.6%ReducedHistory
MSMorgan StanleyStock2,622$214.1K<0.1%−598−18.6%ReducedHistory
GSGoldman Sachs Group IncStock664$214.8K<0.1%−163−19.7%ReducedHistory
TMUST-Mobile US, Inc.Stock1,559$218.3K<0.1%−3,399−68.6%ReducedHistory
VRTXVertex Pharmaceuticals IncStock641$222.9K<0.1%+259+67.8%AddedHistory
GEGeneral Electric CoStock2,112$233.5K<0.1%−944−30.9%ReducedHistory
ADBEAdobe Inc.Stock458$233.5K<0.1%−185−28.8%ReducedHistory
SPGIS&P Global Inc.Stock642$234.6K<0.1%−131−16.9%ReducedHistory
PLDPrologis, Inc.REIT2,103$236.0K<0.1%−753−26.4%ReducedHistory
GILDGilead Sciences, Inc.Stock3,257$244.6K<0.1%+1,277+64.5%AddedHistory
IBMInternational Business Machines CorpStock1,747$245.1K<0.1%+1,747NewHistory
KLACKLA CorpCOM NEW537$246.3K<0.1%+215+66.8%AddedHistory
ADPAutomatic Data Processing IncStock1,079$259.6K<0.1%+360+50.1%AddedHistory
SBUXStarbucks CorpStock2,859$260.9K<0.1%+752+35.7%AddedHistory
UPSUnited Parcel Service IncStock1,681$262.0K<0.1%−606−26.5%ReducedHistory
INTCIntel CorpStock7,883$280.2K<0.1%+7,883NewHistory
HONHoneywell International IncCOM1,543$285.1K<0.1%−583−27.4%ReducedHistory
HDHome Depot, Inc.Stock944$285.2K<0.1%−413−30.4%ReducedHistory
AMGNAmgen IncStock1,098$289.9K<0.1%+327+42.4%AddedHistory
NEENextera Energy IncStock5,004$291.7K<0.1%−1,024−17.0%ReducedHistory
DISWalt Disney CoStock3,728$302.2K<0.1%−2,458−39.7%ReducedHistory
PGProcter & Gamble CoStock2,097$305.9K<0.1%−1,096−34.3%ReducedHistory
WFCWells Fargo & CompanyStock7,647$312.5K<0.1%−3,197−29.5%ReducedHistory
PEPPepsiCo IncStock1,920$325.3K<0.1%−3,777−66.3%ReducedHistory
JNJJohnson & JohnsonStock2,091$325.7K<0.1%−830−28.4%ReducedHistory
TXNTexas Instruments IncStock2,055$326.8K<0.1%+920+81.1%AddedHistory
NFLXNetflix IncStock904$346.4K<0.1%−191−17.4%ReducedHistory
BACBank of America CorpStock13,993$383.1K<0.1%−4,012−22.3%ReducedHistory
SPOTSpotify Technology S.A.Stock2,600$402.1K<0.1%+2,600NewHistory
CRMSalesforce, Inc.Stock1,983$403.1K<0.1%−5,274−72.7%ReducedHistory
WMTWalmart Inc.Stock2,720$435.0K<0.1%+1,381+103.1%AddedHistory
GOOGAlphabet Inc.Stock4,272$561.1K0.1%+1,490+53.6%AddedHistory
CMCSAComcast CorpStock12,671$561.8K0.1%+604+5.0%AddedHistory
ATIAti IncStock14,400$592.6K0.1%−23,200−61.7%ReducedHistory
PetIQ, Inc.71639TAB2NOTE 4.000% 6/0635,000$614.8K0.1%−590,000−48.2%Reduced–
AVGOBroadcom Inc.Stock824$684.4K0.1%−434−34.5%ReducedHistory
Splunk Inc848637AD6NOTE 1.125% 9/1690,000$741.4K0.1%+690,000New–
CSCOCisco Systems, Inc.Stock15,199$816.3K0.1%−114−0.7%ReducedHistory
JPMJPMorgan Chase & CoStock5,882$853.0K0.1%−1,636−21.8%ReducedHistory
TWTradeweb Markets Inc.Stock11,500$922.3K0.1%+11,500NewHistory
NTNXNutanix, Inc.Stock27,200$948.7K0.1%+27,200NewHistory

Sold out since Q2 2023 (40)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Rational Advisors LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Nextera Energy Inc65339F739UNIT 99/99/999987,400$4.29M0.4%–
American Elec PWR Co Inc02557T307UNIT 08/15/202576,300$3.79M0.3%–
Nisource Inc.65473P121UNIT 12/01/202335,800$3.66M0.3%–
PROS Holdings, Inc.74346YAH6NOTE 1.000% 5/12,440,000$2.31M0.2%–
PANWPalo Alto Networks IncStock8,400$2.15M0.2%History
TMOThermo Fisher Scientific Inc.Stock3,570$1.86M0.2%History
ONOn Semiconductor CorpStock19,200$1.82M0.2%History
DECKDeckers Outdoor CorpCOM3,350$1.77M0.1%History
BRK.ABerkshire Hathaway IncCL A3$1.55M0.1%History
HSYHershey CoCOM6,025$1.50M0.1%History
Insulet Corp45784PAK7NOTE 0.375% 9/01,070,000$1.47M0.1%–
Booking Holdings Inc.09857LAN8NOTE 0.750% 5/0550,000$824.3K0.1%–
PYPLPayPal Holdings, Inc.Stock3,884$259.2K<0.1%History
DBCInvesco DB Commodity Index Tracking FundUNIT2,983$67.7K<0.1%History
ENLCEnLink Midstream, LLCCOM UNIT REP LTD6,370$67.5K<0.1%History
Kraneshares Trust500767678GLOBAL CARB STRA1,767$67.0K<0.1%–
Abrdn ETFs003261104BBRG ALL COMD K13,206$64.6K<0.1%–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD4,746$64.6K<0.1%–
Direxion Shs ETF Tr25460E307AUSPCE CMD STG2,178$64.1K<0.1%–
AMAntero Midstream CorpStock4,741$55.0K<0.1%History
PGRProgressive CorpStock398$52.7K<0.1%History
MKLMarkel Group Inc.COM37$51.2K<0.1%History
Graniteshares ETF Tr38747R108BBG COMMD K 12,426$50.1K<0.1%–
WPMWheaton Precious Metals Corp.COM1,154$49.9K<0.1%History
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF1,884$48.9K<0.1%–
FNVFranco Nevada CorpStock342$48.8K<0.1%History
TRVTravelers Companies, Inc.Stock275$47.8K<0.1%History
AEMAgnico Eagle Mines LtdStock884$44.2K<0.1%History
HLHecla Mining CoCOM8,491$43.7K<0.1%History
BVNBuenaventura Mining Co IncSPONSORED ADR5,633$41.4K<0.1%History
Barrick Gold Corp067901108COM2,403$40.7K<0.1%–
ALLAllstate CorpStock362$39.5K<0.1%History
SSRMSSR Mining Inc.Stock2,719$38.6K<0.1%History
CLFCleveland-Cliffs Inc.COM2,299$38.5K<0.1%History
NEMNEWMONT CorpStock789$33.7K<0.1%History
PAASPan American Silver CorpStock1,950$28.4K<0.1%History
ABBVAbbVie Inc.Stock188$25.3K<0.1%History
Paramount Global92556H206CL B1,435$22.8K<0.1%–
AGFirst Majestic Silver CorpCOM4,040$22.8K<0.1%History
AMTXAemetis, IncCOM NEW278$2.04K<0.1%History