Rational Advisors LLC
- SEC CIK
- 0001143565
- Latest filing
- Jul 24, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 265
- +22 vs. Q4 2022
- Portfolio value
- $1.22B
- +$18.0M (+1.5%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MAMastercard Inc | Stock | 4,693 | $1.71M | 0.1% | −1,500−24.2% | Reduced | History |
| BKNGBooking Holdings Inc. | Stock | 652 | $1.73M | 0.1% | +652 | New | History |
| VVisa Inc. | Stock | 7,714 | $1.74M | 0.1% | −3,441−30.8% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 2,862 | $1.84M | 0.1% | +2,862 | New | History |
| ANETArista Networks, Inc. | COM | 11,143 | $1.87M | 0.2% | +11,143 | New | History |
| TMOThermo Fisher Scientific Inc. | Stock | 3,270 | $1.88M | 0.2% | −750−18.7% | Reduced | History |
| ELEstee Lauder Companies Inc | CL A | 7,800 | $1.92M | 0.2% | +1,500+23.8% | Added | History |
| LLYEli Lilly & Co | Stock | 5,600 | $1.92M | 0.2% | +3,515+168.6% | Added | History |
| AMDAdvanced Micro Devices Inc | Stock | 19,701 | $1.93M | 0.2% | +19,701 | New | History |
| DECKDeckers Outdoor Corp | COM | 4,300 | $1.93M | 0.2% | +2,550+145.7% | Added | History |
| COSTCostco Wholesale Corp | Stock | 3,894 | $1.93M | 0.2% | −2,897−42.7% | Reduced | History |
| NVDANVIDIA Corp | Stock | 7,072 | $1.96M | 0.2% | +7,072 | New | History |
| PXDPioneer Natural Resources Co | COM | 9,800 | $2.00M | 0.2% | −1,200−10.9% | Reduced | History |
| TSLATesla, Inc. | Stock | 10,039 | $2.08M | 0.2% | +7,943+379.0% | Added | History |
| NKENIKE, Inc. | Stock | 17,439 | $2.14M | 0.2% | +1,000+6.1% | Added | History |
| Boston Scientific Corp101137206 | 5.50% CNV PFD A | 18,935 | $2.28M | 0.2% | −23,200−55.1% | Reduced | – |
| UNHUnitedHealth Group Inc | Stock | 5,662 | $2.68M | 0.2% | +1,893+50.2% | Added | History |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | 2,370,000 | $2.69M | 0.2% | +2,370,000 | New | – |
| PROS Holdings, Inc.74346YAH6 | NOTE 1.000% 5/1 | 2,970,000 | $2.80M | 0.2% | +2,970,000 | New | – |
| CRMSalesforce, Inc. | Stock | 14,195 | $2.84M | 0.2% | +14,083+12,574.1% | Added | History |
| Booking Holdings Inc.09857LAN8 | NOTE 0.750% 5/0 | 1,920,000 | $2.88M | 0.2% | +1,920,000 | New | – |
| Insulet Corp45784PAK7 | NOTE 0.375% 9/0 | 1,990,000 | $2.97M | 0.2% | +1,990,000 | New | – |
| GOOGLAlphabet Inc. | Stock | 28,695 | $2.98M | 0.2% | −3,141−9.9% | Reduced | History |
| Okta, Inc.679295AF2 | NOTE 0.375% 6/1 | 3,499,000 | $2.98M | 0.2% | +3,499,000 | New | – |
| AMZNAmazon Com Inc | Stock | 29,787 | $3.08M | 0.3% | −95−0.3% | Reduced | History |
| DocuSign, Inc.256163AD8 | NOTE 1/1 | 3,350,000 | $3.20M | 0.3% | +3,350,000 | New | – |
| American Elec PWR Co Inc02557T307 | UNIT 08/15/2025 | 64,100 | $3.23M | 0.3% | +64,100 | New | – |
| Etsy Inc29786AAN6 | NOTE 0.250% 6/1 | 3,930,000 | $3.24M | 0.3% | +3,930,000 | New | – |
| Cyberark Software Ltd23248VAB1 | NOTE 11/1 | 2,905,000 | $3.25M | 0.3% | +2,905,000 | New | – |
| Alteryx, Inc.02156BAF0 | NOTE 1.000% 8/0 | 4,260,000 | $3.59M | 0.3% | +4,260,000 | New | – |
| Ares Capital Corp04010LAW3 | NOTE 4.625% 3/0 | 3,700,000 | $3.73M | 0.3% | +3,700,000 | New | – |
| Nisource Inc.65473P121 | UNIT 12/01/2023 | 35,800 | $3.73M | 0.3% | −13,500−27.4% | Reduced | – |
| Nextera Energy Inc65339F739 | UNIT 99/99/9999 | 76,800 | $3.75M | 0.3% | −8,200−9.6% | Reduced | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 38,400 | $3.81M | 0.3% | −74,729−66.1% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 13,209 | $3.81M | 0.3% | −3,905−22.8% | Reduced | History |
| AAPLApple Inc. | Stock | 25,582 | $4.22M | 0.3% | +2,893+12.8% | Added | History |
| Expedia Group, Inc.30212PBE4 | NOTE 2/1 | 4,995,000 | $4.47M | 0.4% | +4,995,000 | New | – |
| Euronet Worldwide, Inc.298736AL3 | NOTE 0.750% 3/1 | 4,800,928 | $4.62M | 0.4% | +4,800,928 | New | – |
| KKRKKR & Co. Inc. | COM | 88,800 | $4.66M | 0.4% | −1,200−1.3% | Reduced | History |
| BDX 6 06/01/23 Pfd075887406 | CONVERTIBLE PREFERRED STOCK | 95,200 | $4.73M | 0.4% | +5,200+5.8% | Added | – |
| Splunk Inc848637AF1 | NOTE 1.125% 6/1 | 5,600,000 | $4.79M | 0.4% | +5,600,000 | New | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | 5,183,080 | $5.00M | 0.4% | +5,183,080 | New | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | 4,990,000 | $5.35M | 0.4% | +4,990,000 | New | – |
| BXBlackstone Inc. | COM | 67,600 | $5.94M | 0.5% | −4,000−5.6% | Reduced | History |
| iShares Tr464288588 | MBS ETF | 65,330 | $6.19M | 0.5% | +65,330 | New | – |
| Invesco Exch Traded FD Tr II46138G805 | TAXABLE MUN BD | 468,199 | $12.6M | 1.0% | −818,715−63.6% | Reduced | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 184,000 | $15.1M | 1.2% | −64,253−25.9% | Reduced | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 237,365 | $19.0M | 1.6% | +152,938+181.1% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 65,330 | $24.6M | 2.0% | −3,125−4.6% | Reduced | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 511,751 | $24.8M | 2.0% | −31,307−5.8% | Reduced | – |
| Dimensional ETF Trust25434V872 | CORE FIXE IN ETF | 592,328 | $25.2M | 2.1% | +592,328 | New | – |
| iShares Core S&P 500 ETF464287200 | ETF | 62,719 | $25.8M | 2.1% | −12,457−16.6% | Reduced | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 443,360 | $29.6M | 2.4% | +193,281+77.3% | Added | – |
| iShares Tr46435U853 | BROAD USD HIGH | 881,953 | $31.4M | 2.6% | +316,075+55.9% | Added | – |
| WisdomTree Tr97717Y790 | US EFFIC CORE FD | 1,108,429 | $38.9M | 3.2% | −634,830−36.4% | Reduced | – |
| Global X FDS37954Y657 | US PFD ETF | 2,064,428 | $41.0M | 3.3% | +99,832+5.1% | Added | – |
| Schwab U.S. REIT ETF808524847 | ETF | 2,471,651 | $48.2M | 3.9% | +176,205+7.7% | Added | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 1,032,214 | $56.4M | 4.6% | +87,565+9.3% | Added | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 405,046 | $62.4M | 5.1% | −17,079−4.0% | Reduced | – |
| Fidelity MSCI Utilities Index ETF316092865 | ETF | 1,602,764 | $70.2M | 5.7% | +1,602,764 | New | – |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 1,903,282 | $73.6M | 6.0% | −106,944−5.3% | Reduced | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 250,827 | $80.5M | 6.6% | −16,140−6.0% | Reduced | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 2,447,696 | $114.8M | 9.4% | +2,447,696 | New | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 1,557,031 | $115.0M | 9.4% | −120,064−7.2% | Reduced | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 1,154,162 | $115.0M | 9.4% | −87,117−7.0% | Reduced | – |
Sold out since Q4 2022 (43)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 4,796,257 | $120.5M | 10.0% | – |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 1,031,357 | $72.7M | 6.0% | – |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 588,698 | $26.5M | 2.2% | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 289,782 | $13.2M | 1.1% | – |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 4,183 | $4.96M | 0.4% | History |
| Danaher Corp235851409 | 5% CONV PFD B | 3,645 | $4.95M | 0.4% | – |
| KBRKBR, Inc. | COM | 62,803 | $3.32M | 0.3% | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 41,814 | $2.76M | 0.2% | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 17,423 | $2.64M | 0.2% | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 66,810 | $2.60M | 0.2% | – |
| iShares S&P 500 Value ETF464287408 | ETF | 17,395 | $2.52M | 0.2% | – |
| MRKMerck & Co., Inc. | Stock | 17,518 | $1.94M | 0.2% | History |
| JNJJohnson & Johnson | Stock | 9,542 | $1.69M | 0.1% | History |
| RHRH | COM | 5,050 | $1.35M | 0.1% | History |
| HDHome Depot, Inc. | Stock | 4,245 | $1.34M | 0.1% | History |
| OHIOmega Healthcare Investors Inc | COM | 46,934 | $1.31M | 0.1% | History |
| Nextera Energy Inc65339F770 | UNIT 99/99/9999 | 25,118 | $1.27M | 0.1% | – |
| METMetlife Inc | Stock | 17,089 | $1.24M | 0.1% | History |
| BGBunge Global SA | COM | 12,182 | $1.22M | 0.1% | History |
| NDAQNasdaq, Inc. | COM | 19,737 | $1.21M | 0.1% | History |
| CBChubb Ltd | Stock | 5,368 | $1.18M | 0.1% | History |
| MCKMcKesson Corp | Stock | 2,877 | $1.08M | 0.1% | History |
| IRMIron Mountain Inc | COM | 20,675 | $1.03M | 0.1% | History |
| WMTWalmart Inc. | Stock | 7,011 | $994.1K | 0.1% | History |
| CATCaterpillar Inc | Stock | 3,963 | $949.4K | 0.1% | History |
| CORCencora, Inc. | Stock | 5,409 | $896.3K | 0.1% | History |
| RACEFerrari N.V. | COM | 3,600 | $771.2K | 0.1% | History |
| WMWaste Management Inc | Stock | 4,835 | $758.5K | 0.1% | History |
| PGProcter & Gamble Co | Stock | 4,759 | $721.3K | 0.1% | History |
| NOCNorthrop Grumman Corp | Stock | 1,310 | $714.7K | 0.1% | History |
| SPOTSpotify Technology S.A. | Stock | 9,000 | $710.5K | 0.1% | History |
| GDGeneral Dynamics Corp | Stock | 2,834 | $703.1K | 0.1% | History |
| SRESempra | Stock | 4,545 | $702.4K | 0.1% | History |
| DPZDominos Pizza Inc | COM | 2,000 | $692.8K | 0.1% | History |
| AGRAvangrid, Inc. | COM | 14,826 | $637.2K | 0.1% | History |
| RSGRepublic Services, Inc. | COM | 4,930 | $635.9K | 0.1% | History |
| FASTFastenal Co | Stock | 12,783 | $604.9K | 0.1% | History |
| NRGNRG Energy, Inc. | Stock | 17,933 | $570.6K | <0.1% | History |
| BUDAnheuser-Busch InBev SA/NV | ADR | 8,001 | $480.4K | <0.1% | History |
| MROMarathon Oil Corp | COM | 14,752 | $399.3K | <0.1% | History |
| CTVACorteva, Inc. | Stock | 6,364 | $374.1K | <0.1% | History |
| FWONKLiberty Media Corp | COM SER C FRMLA | 6,024 | $360.1K | <0.1% | History |
| GSGiShares S&P GSCI Commodity-Indexed Trust | UNIT BEN INT | 3,223 | $68.4K | <0.1% | History |