Equitec Proprietary Markets, LLC
- SEC CIK
- 0001143261
- Latest filing
- Jul 20, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Jan 29, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 76
- −13 vs. Q3 2023
- Portfolio value
- $92.5M
- −$7.05M (−7.1%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| APLDApplied Digital Corp. | COM NEW | 4,168,657 | $28.1M | 30.4% | +3,359,845+415.4% | Added | History |
| RILYBRC Group Holdings, Inc. | COM | 1,005,800 | $21.1M | 22.8% | −68,205−6.4% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 17,637 | $8.38M | 9.1% | +14,935+552.7% | Added | History |
| Occidental Pete Corp WT Exp 080327674599162 | Stock | 151,435 | $5.90M | 6.4% | −65,765−30.3% | Reduced | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 10,500 | $4.30M | 4.7% | +10,500 | New | – |
| DNAGinkgo Bioworks Holdings, Inc. | CL A SHS | 2,432,588 | $4.11M | 4.4% | −95,500−3.8% | Reduced | History |
| Lilium N VN52586109 | CLASS A ORD SHS | 2,264,092 | $2.67M | 2.9% | −58,516−2.5% | Reduced | – |
| MARAMARA Holdings, Inc. | COM | 100,800 | $2.37M | 2.6% | +84,700+526.1% | Added | History |
| CPCanadian Pacific Kansas City Ltd | COM | 28,800 | $2.28M | 2.5% | 00.0% | Unchanged | History |
| MRTXMirati Therapeutics, Inc. | COM | 35,100 | $2.06M | 2.2% | +35,100 | New | History |
| FINSAngel Oak Financial Strategies Income Term Trust | COM BEN INT | 145,559 | $1.73M | 1.9% | −64,480−30.7% | Reduced | History |
| AMEDAmedisys Inc | COM | 15,100 | $1.44M | 1.6% | +800+5.6% | Added | History |
| DCBODocebo Inc. | COM | 28,300 | $1.37M | 1.5% | +28,300 | New | History |
| DDIDoubleDown Interactive Co., Ltd. | ADS | 131,127 | $963.7K | 1.0% | 00.0% | Unchanged | History |
| SNCRSynchronoss Technologies Inc | COM NEW | 146,804 | $911.7K | 1.0% | −65,767−30.9% | ReducedConverted for a 1-for-9 split | History |
| OECOrion S.A. | COM | 31,893 | $884.4K | 1.0% | −2,200−6.5% | Reduced | History |
| CDZICadiz Inc | COM NEW | 242,700 | $679.6K | 0.7% | −2,100−0.9% | Reduced | History |
| TSLATesla, Inc. | Stock | 2,323 | $577.2K | 0.6% | +2,323 | New | History |
| ICVXIcosavax, Inc. | COM | 36,000 | $567.4K | 0.6% | +36,000 | New | History |
| BIPCBrookfield Infrastructure Corp | COM SB VTG SHS A | 12,514 | $441.5K | 0.5% | +12,514 | New | History |
| BWBabcock & Wilcox Enterprises, Inc. | COM | 257,492 | $375.9K | 0.4% | 00.0% | Unchanged | History |
| PMCBPharmaCyte Biotech, Inc. | COM NEW | 82,727 | $178.7K | 0.2% | 00.0% | Unchanged | History |
| IRBTiRobot Corp | COM | 4,404 | $170.4K | 0.2% | +4,404 | New | History |
| PAAIParadium.AI, Inc. | COM | 66,518 | $158.3K | 0.2% | −21,403−24.3% | Reduced | History |
| SSYSStratasys Ltd. | SHS | 7,900 | $112.8K | 0.1% | +3,300+71.7% | Added | History |
| Gracell Biotechnologies Inc38406L103 | SPONSORED ADS | 7,400 | $74.3K | 0.1% | +7,400 | New | – |
| GMEGameStop Corp. | Stock | 4,100 | $71.9K | 0.1% | −600−12.8% | Reduced | History |
| Bigbear AI Hldgs Inc08975B117 | *W EXP 99/99/999 | 176,369 | $59.6K | 0.1% | −3,500−1.9% | Reduced | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 600 | $59.3K | 0.1% | +400+200.0% | Added | – |
| GORVLazydays Holdings, Inc. | COM | 7,400 | $52.2K | 0.1% | +7,400 | New | History |
| LiveWire Group, Inc.53838J113 | *W EXP 09/26/202 | 113,295 | $46.0K | <0.1% | +58,545+106.9% | Added | – |
| AMCAMC Entertainment Holdings, Inc. | CL A NEW | 6,187 | $37.9K | <0.1% | −50,300−89.0% | Reduced | History |
| LCIDLucid Group, Inc. | COM | 7,900 | $33.3K | <0.1% | 00.0% | Unchanged | History |
| GOOGAlphabet Inc. | Stock | 200 | $28.2K | <0.1% | +200 | New | History |
| ORGNOrigin Materials, Inc. | COM | 28,128 | $23.5K | <0.1% | 00.0% | Unchanged | History |
| MMacy's, Inc. | COM | 1,000 | $20.1K | <0.1% | +1,000 | New | History |
| CONNConns Inc | COM | 4,500 | $20.0K | <0.1% | +4,500 | New | History |
| GCM Grosvenor Inc.36831E116 | *W EXP 11/17/202 | 50,000 | $18.0K | <0.1% | −14,800−22.8% | Reduced | – |
| TSEMTower Semiconductor Ltd | SHS NEW | 400 | $12.2K | <0.1% | 00.0% | Unchanged | History |
| ARK Innovation ETF00214Q104 | ETF | 200 | $10.5K | <0.1% | 00.0% | Unchanged | – |
| WEATTeucrium Commodity Trust | WHEAT FD | 1,000 | $5.97K | <0.1% | 00.0% | Unchanged | History |
| JDJD.com, Inc. | SPON ADS CL A | 200 | $5.78K | <0.1% | +200 | New | History |
| Eve Holding, Inc.29970N112 | EQUITY WRT | 5,000 | $4.90K | <0.1% | −14,996−75.0% | Reduced | – |
| SABRSabre Corp | COM | 1,000 | $4.40K | <0.1% | 00.0% | Unchanged | History |
| TMCTMC the metals Co Inc. | COM | 4,000 | $4.40K | <0.1% | 00.0% | Unchanged | History |
| UVXYProShares Trust II | ULTRA VIX SHORT | 500 | $4.22K | <0.1% | 00.0% | Unchanged | History |
| IEPIcahn Enterprises L.P. | DEPOSITARY UNIT | 221 | $3.80K | <0.1% | +12+5.7% | Added | History |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | 1,000 | $3.23K | <0.1% | 00.0% | Unchanged | – |
| NIOBWNiocorp Developments Ltd | *W EXP 03/17/202 | 5,000 | $2.65K | <0.1% | 00.0% | Unchanged | History |
| ICUCWSeaStar Medical Holding Corp | EQUITY WRT | 80,399 | $2.44K | <0.1% | 00.0% | Unchanged | History |
| MSP Recovery, Inc.553745126 | *W EXP 05/20/202 | 500,000 | $2.35K | <0.1% | 00.0% | Unchanged | – |
| Adit Edtech Acquisition Corp007024110 | *W EXP 99/99/999 | 22,045 | $1.85K | <0.1% | 00.0% | Unchanged | – |
| Oceantech Acquisitions I Cor675507115 | *W EXP 99/99/999 | 63,700 | $1.50K | <0.1% | 00.0% | Unchanged | – |
| HEHawaiian Electric Industries Inc | COM | 100 | $1.42K | <0.1% | 00.0% | Unchanged | History |
| Ace Global Business Acqu LtdG0083E110 | *W EXP 02/20/202 | 50,000 | $860 | <0.1% | 00.0% | Unchanged | – |
| Brooge Energy LtdG1611B115 | *W EXP 12/20/202 | 56,885 | $842 | <0.1% | 00.0% | Unchanged | – |
| BRLSWBorealis Foods Inc. | *W EXP 99/99/999 | 15,000 | $750 | <0.1% | 00.0% | Unchanged | History |
| Multimetaverse Holdings LtdG6360J136 | *W EXP 01/04/202 | 22,138 | $706 | <0.1% | 00.0% | Unchanged | – |
| MNYWWMoneyHero Ltd | *W EXP 09/13/202 | 10,000 | $701 | <0.1% | +10,000 | New | History |
| ASSTStrive, Inc. | CLASS B COM | 800 | $511 | <0.1% | 00.0% | Unchanged | History |
| D-Wave Quantum Inc.26740W117 | *W EXP 08/05/202 | 5,300 | $481 | <0.1% | 00.0% | Unchanged | – |
| GRRRWGorilla Technology Group Inc. | *W EXP 07/13/202 | 15,000 | $450 | <0.1% | 00.0% | Unchanged | History |
| Cepton, Inc.15673X119 | *W EXP 06/01/202 | 52,800 | $444 | <0.1% | 00.0% | Unchanged | – |
| Celularity Inc151190113 | *W EXP 05/24/202 | 10,600 | $424 | <0.1% | 00.0% | Unchanged | – |
| Inpixon45790J867 | COM NEW 2022 | 7,500 | $422 | <0.1% | 00.0% | Unchanged | – |
| DRTSWAlpha Tau Medical Ltd. | *W EXP 03/07/202 | 1,900 | $366 | <0.1% | −9,676−83.6% | Reduced | History |
| Osiris Acquisition Corp.68829A111 | *W EXP 05/01/202 | 11,900 | $357 | <0.1% | 00.0% | Unchanged | – |
| HGASWGlobal Gas Corp | *W EXP 12/21/202 | 10,000 | $320 | <0.1% | +10,000 | New | History |
| PARAWBanzai International, Inc. | *W EXP 12/14/202 | 5,000 | $230 | <0.1% | +5,000 | New | History |
| REVBWRevelation Biosciences, Inc. | EQUITY WRT | 20,000 | $212 | <0.1% | 00.0% | Unchanged | History |
| ANGHWAnghami Inc | *W EXP 02/03/202 | 2,500 | $200 | <0.1% | 00.0% | Unchanged | History |
| View, Inc.92671V114 | *W EXP 03/08/202 | 30,000 | $126 | <0.1% | 00.0% | Unchanged | – |
| Hippo Hldgs Inc433539111 | *W EXP 99/99/999 | 5,800 | $116 | <0.1% | 00.0% | Unchanged | – |
| Tastemaker Acquisition Corp876545112 | *W EXP 01/07/202 | 4,800 | $84 | <0.1% | 00.0% | Unchanged | – |
| Sonder Holdings Inc.83542D110 | CALL EXP31JAN22 | 2,600 | $52 | <0.1% | 00.0% | Unchanged | – |
| Presto Automation Inc.74113T113 | *W EXP 09/21/202 | 1,600 | $29 | <0.1% | 00.0% | Unchanged | – |
Options (17)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| BIPCBrookfield Infrastructure Corp | COM SB VTG SHS A | $3.86M | $8.08M |
| CPRICapri Holdings Ltd | SHS | $5.04M | $5.22M |
| TSLATesla, Inc. | Stock | – | $3.75M |
| XUnited States Steel Corp | COM | $1.95M | $982.7K |
| DCBODocebo Inc. | COM | $1.91M | $483.8K |
| AMCAMC Entertainment Holdings, Inc. | CL A NEW | $344.6K | $1.96M |
| MRTXMirati Therapeutics, Inc. | COM | $2.05M | – |
| CPCanadian Pacific Kansas City Ltd | COM | $790.6K | $1.14M |
| AMEDAmedisys Inc | COM | $1.90M | – |
| IRBTiRobot Corp | COM | $356.0K | $1.28M |
| ICVXIcosavax, Inc. | COM | $947.2K | $6.30K |
| SSYSStratasys Ltd. | SHS | $112.8K | $151.4K |
| Gracell Biotechnologies Inc38406L103 | SPONSORED ADS | $237.9K | $11.0K |
| GORVLazydays Holdings, Inc. | COM | $111.4K | – |
| TSEMTower Semiconductor Ltd | SHS NEW | $27.5K | – |
| MMacy's, Inc. | COM | $20.1K | – |
| GMEGameStop Corp. | Stock | – | $12.3K |
Sold out since Q3 2023 (29)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| ATVIActivision Blizzard, Inc. | COM | 64,469 | $6.04M | 6.1% | History |
| GLDSPDR Gold Trust | ETF | 23,500 | $4.03M | 4.0% | History |
| NATINational Instruments Corp | COM | 38,600 | $2.30M | 2.3% | History |
| SIMOSilicon Motion Technology CORP | SPONSORED ADR | 33,891 | $1.74M | 1.7% | History |
| JPMJPMorgan Chase & Co | Stock | 9,700 | $1.41M | 1.4% | History |
| BHVNBiohaven Ltd. | COM | 49,250 | $1.28M | 1.3% | History |
| VMWVmware LLC | CL A COM | 7,200 | $1.20M | 1.2% | History |
| FLYYSpirit Aviation Holdings, Inc. | COM | 71,500 | $1.18M | 1.2% | History |
| AOMRAngel Oak Mortgage REIT, Inc. | COM | 53,791 | $458.8K | 0.5% | History |
| TGNATegna Inc | COM | 26,500 | $386.1K | 0.4% | History |
| CIRCircor International Inc | COM | 3,300 | $184.0K | 0.2% | History |
| ORCLOracle Corp | Stock | 1,000 | $105.9K | 0.1% | History |
| GPREGreen Plains Inc. | COM | 2,700 | $81.3K | 0.1% | History |
| CVNACarvana Co. | CL A | 1,000 | $42.0K | <0.1% | History |
| CHRSCoherus Oncology, Inc. | COM | 7,944 | $29.7K | <0.1% | History |
| AMDAdvanced Micro Devices Inc | Stock | 100 | $10.3K | <0.1% | History |
| FHNFirst Horizon Corp | COM | 800 | $8.82K | <0.1% | History |
| EYENational Vision Holdings, Inc. | COM | 500 | $8.09K | <0.1% | History |
| ProShares Tr74347G739 | ULTSHRT QQQ | 500 | $7.00K | <0.1% | – |
| Bridgetown Holdings LtdG1355U121 | *W EXP 09/30/202 | 18,982 | $6.45K | <0.1% | – |
| Dune Acquisition Corp265334110 | *W EXP 10/29/202 | 10,000 | $700 | <0.1% | – |
| Fat Projects Acquisition CorG3400W110 | *W EXP 08/31/202 | 20,843 | $677 | <0.1% | – |
| 7GC & Co Holdings Inc81786A115 | *W EXP 12/23/202 | 5,000 | $429 | <0.1% | – |
| AGILWAgileThought, Inc. | *W EXP 99/99/999 | 34,696 | $343 | <0.1% | History |
| Monterey Bio Acquisition Cor61240F116 | *W EXP 10/05/202 | 10,000 | $287 | <0.1% | – |
| Tempo Automation Holdings IN88024M116 | *W EXP 09/30/202 | 29,332 | $264 | <0.1% | – |
| Electriq Power Holdings, Inc.285046116 | Warrant | 7,000 | $199 | <0.1% | – |
| CF Acquisition Corp. IV12520T110 | *W EXP 12/31/202 | 2,500 | $125 | <0.1% | – |
| Bluescape Opportunities AcquG1195N113 | *W EXP 10/28/202 | 4,000 | $35 | <0.1% | – |