Equitec Proprietary Markets, LLC
- SEC CIK
- 0001143261
- Latest filing
- Jul 20, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Oct 17, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 89
- +17 vs. Q2 2023
- Portfolio value
- $99.5M
- −$41.8M (−29.6%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| RILYBRC Group Holdings, Inc. | COM | 1,074,005 | $44.0M | 44.2% | −40,980−3.7% | Reduced | History |
| Occidental Pete Corp WT Exp 080327674599162 | Stock | 217,200 | $9.39M | 9.4% | −2,600−1.2% | Reduced | – |
| ATVIActivision Blizzard, Inc. | COM | 64,469 | $6.04M | 6.1% | −44,880−41.0% | Reduced | History |
| APLDApplied Digital Corp. | COM NEW | 808,812 | $5.05M | 5.1% | +566,898+234.3% | Added | History |
| DNAGinkgo Bioworks Holdings, Inc. | CL A SHS | 2,528,088 | $4.58M | 4.6% | −672,500−21.0% | Reduced | History |
| GLDSPDR Gold Trust | ETF | 23,500 | $4.03M | 4.0% | +10,200+76.7% | Added | History |
| FINSAngel Oak Financial Strategies Income Term Trust | COM BEN INT | 210,039 | $2.53M | 2.5% | 00.0% | Unchanged | History |
| NATINational Instruments Corp | COM | 38,600 | $2.30M | 2.3% | −1,500−3.7% | Reduced | History |
| CPCanadian Pacific Kansas City Ltd | COM | 28,800 | $2.14M | 2.2% | 00.0% | Unchanged | History |
| SNCRSynchronoss Technologies Inc | COM | 1,913,141 | $1.84M | 1.8% | +624,627+48.5% | Added | History |
| SIMOSilicon Motion Technology CORP | SPONSORED ADR | 33,891 | $1.74M | 1.7% | +6,000+21.5% | Added | History |
| Lilium N VN52586109 | CLASS A ORD SHS | 2,322,608 | $1.66M | 1.7% | +1,783,368+330.7% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 9,700 | $1.41M | 1.4% | +9,700 | New | History |
| AMEDAmedisys Inc | COM | 14,300 | $1.34M | 1.3% | +14,300 | New | History |
| BHVNBiohaven Ltd. | COM | 49,250 | $1.28M | 1.3% | +6,000+13.9% | Added | History |
| VMWVmware LLC | CL A COM | 7,200 | $1.20M | 1.2% | +7,200 | New | History |
| FLYYSpirit Aviation Holdings, Inc. | COM | 71,500 | $1.18M | 1.2% | +1,000+1.4% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 2,702 | $1.16M | 1.2% | +2,702 | New | History |
| DDIDoubleDown Interactive Co., Ltd. | ADS | 131,127 | $1.11M | 1.1% | 00.0% | Unchanged | History |
| BWBabcock & Wilcox Enterprises, Inc. | COM | 257,492 | $1.08M | 1.1% | 00.0% | Unchanged | History |
| CDZICadiz Inc | COM NEW | 244,800 | $810.3K | 0.8% | +244,800 | New | History |
| OECOrion S.A. | COM | 34,093 | $725.5K | 0.7% | −2,700−7.3% | Reduced | History |
| AOMRAngel Oak Mortgage REIT, Inc. | COM | 53,791 | $458.8K | 0.5% | −63,585−54.2% | Reduced | History |
| AMCAMC Entertainment Holdings, Inc. | CL A NEW | 56,487 | $451.3K | 0.5% | +56,487 | New | History |
| TGNATegna Inc | COM | 26,500 | $386.1K | 0.4% | +14,100+113.7% | Added | History |
| PAAIParadium.AI, Inc. | COM | 87,921 | $376.3K | 0.4% | −16,336−15.7% | Reduced | History |
| CIRCircor International Inc | COM | 3,300 | $184.0K | 0.2% | −2,500−43.1% | Reduced | History |
| PMCBPharmaCyte Biotech, Inc. | COM NEW | 82,727 | $173.7K | 0.2% | +21,312+34.7% | Added | History |
| MARAMARA Holdings, Inc. | COM | 16,100 | $136.8K | 0.1% | +6,000+59.4% | Added | History |
| ORCLOracle Corp | Stock | 1,000 | $105.9K | 0.1% | +1,000 | New | History |
| GPREGreen Plains Inc. | COM | 2,700 | $81.3K | 0.1% | +2,700 | New | History |
| Bigbear AI Hldgs Inc08975B117 | *W EXP 99/99/999 | 179,869 | $80.9K | 0.1% | −67,500−27.3% | Reduced | – |
| GMEGameStop Corp. | Stock | 4,700 | $77.4K | 0.1% | +4,700 | New | History |
| SSYSStratasys Ltd. | SHS | 4,600 | $62.6K | 0.1% | −108,500−95.9% | Reduced | History |
| LCIDLucid Group, Inc. | COM | 7,900 | $44.2K | <0.1% | −5,800−42.3% | Reduced | History |
| CVNACarvana Co. | CL A | 1,000 | $42.0K | <0.1% | +1,000 | New | History |
| ORGNOrigin Materials, Inc. | COM | 28,128 | $36.0K | <0.1% | 00.0% | Unchanged | History |
| CHRSCoherus Oncology, Inc. | COM | 7,944 | $29.7K | <0.1% | +7,944 | New | History |
| LiveWire Group, Inc.53838J113 | *W EXP 09/26/202 | 54,750 | $19.2K | <0.1% | −39,550−41.9% | Reduced | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 200 | $17.7K | <0.1% | +200 | New | – |
| GCM Grosvenor Inc.36831E116 | *W EXP 11/17/202 | 64,800 | $16.9K | <0.1% | −200−0.3% | Reduced | – |
| Eve Holding, Inc.29970N112 | EQUITY WRT | 19,996 | $14.2K | <0.1% | −15,004−42.9% | Reduced | – |
| AMDAdvanced Micro Devices Inc | Stock | 100 | $10.3K | <0.1% | −18,796−99.5% | Reduced | History |
| TSEMTower Semiconductor Ltd | SHS NEW | 400 | $9.82K | <0.1% | −16,300−97.6% | Reduced | History |
| FHNFirst Horizon Corp | COM | 800 | $8.82K | <0.1% | +800 | New | History |
| UVXYProShares Trust II | ULTRA VIX SHORT | 500 | $8.11K | <0.1% | +500 | New | History |
| EYENational Vision Holdings, Inc. | COM | 500 | $8.09K | <0.1% | +500 | New | History |
| ARK Innovation ETF00214Q104 | ETF | 200 | $7.93K | <0.1% | +200 | New | – |
| ProShares Tr74347G739 | ULTSHRT QQQ | 500 | $7.00K | <0.1% | +500 | New | – |
| Bridgetown Holdings LtdG1355U121 | *W EXP 09/30/202 | 18,982 | $6.45K | <0.1% | −1,018−5.1% | Reduced | – |
| WEATTeucrium Commodity Trust | WHEAT FD | 1,000 | $5.57K | <0.1% | +1,000 | New | History |
| SABRSabre Corp | COM | 1,000 | $4.49K | <0.1% | +1,000 | New | History |
| IEPIcahn Enterprises L.P. | DEPOSITARY UNIT | 209 | $4.13K | <0.1% | +209 | New | History |
| TMCTMC the metals Co Inc. | COM | 4,000 | $3.96K | <0.1% | +4,000 | New | History |
| MSP Recovery, Inc.553745126 | *W EXP 05/20/202 | 500,000 | $3.95K | <0.1% | 00.0% | Unchanged | – |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | 1,000 | $3.65K | <0.1% | +1,000 | New | – |
| DRTSWAlpha Tau Medical Ltd. | *W EXP 03/07/202 | 11,576 | $2.92K | <0.1% | −4,624−28.5% | Reduced | History |
| NIOBWNiocorp Developments Ltd | *W EXP 03/17/202 | 5,000 | $2.92K | <0.1% | +5,000 | New | History |
| BRLSWBorealis Foods Inc. | *W EXP 99/99/999 | 15,000 | $1.88K | <0.1% | 00.0% | Unchanged | History |
| Oceantech Acquisitions I Cor675507115 | *W EXP 99/99/999 | 63,700 | $1.75K | <0.1% | 00.0% | Unchanged | – |
| Ace Global Business Acqu LtdG0083E110 | *W EXP 02/20/202 | 50,000 | $1.48K | <0.1% | 00.0% | Unchanged | – |
| Cepton, Inc.15673X119 | *W EXP 06/01/202 | 52,800 | $1.44K | <0.1% | −3,000−5.4% | Reduced | – |
| Adit Edtech Acquisition Corp007024110 | *W EXP 99/99/999 | 22,045 | $1.32K | <0.1% | 00.0% | Unchanged | – |
| HEHawaiian Electric Industries Inc | COM | 100 | $1.23K | <0.1% | +100 | New | History |
| ICUCWSeaStar Medical Holding Corp | EQUITY WRT | 80,399 | $1.13K | <0.1% | 00.0% | Unchanged | History |
| GRRRWGorilla Technology Group Inc. | *W EXP 07/13/202 | 15,000 | $881 | <0.1% | 00.0% | Unchanged | History |
| Brooge Energy LtdG1611B115 | *W EXP 12/20/202 | 56,885 | $859 | <0.1% | −16,748−22.7% | Reduced | – |
| Inpixon45790J867 | COM NEW 2022 | 7,500 | $839 | <0.1% | +7,500 | New | – |
| Dune Acquisition Corp265334110 | *W EXP 10/29/202 | 10,000 | $700 | <0.1% | 00.0% | Unchanged | – |
| Fat Projects Acquisition CorG3400W110 | *W EXP 08/31/202 | 20,843 | $677 | <0.1% | 00.0% | Unchanged | – |
| Multimetaverse Holdings LtdG6360J136 | *W EXP 01/04/202 | 22,138 | $664 | <0.1% | −7,749−25.9% | Reduced | – |
| D-Wave Quantum Inc.26740W117 | *W EXP 08/05/202 | 5,300 | $604 | <0.1% | +5,300 | New | – |
| 7GC & Co Holdings Inc81786A115 | *W EXP 12/23/202 | 5,000 | $429 | <0.1% | +5,000 | New | – |
| ASSTStrive, Inc. | CLASS B COM | 800 | $396 | <0.1% | +800 | New | History |
| Osiris Acquisition Corp.68829A111 | *W EXP 05/01/202 | 11,900 | $359 | <0.1% | 00.0% | Unchanged | – |
| AGILWAgileThought, Inc. | *W EXP 99/99/999 | 34,696 | $343 | <0.1% | −5,304−13.3% | Reduced | History |
| REVBWRevelation Biosciences, Inc. | EQUITY WRT | 20,000 | $338 | <0.1% | 00.0% | Unchanged | History |
| View, Inc.92671V114 | *W EXP 03/08/202 | 30,000 | $300 | <0.1% | 00.0% | Unchanged | – |
| Monterey Bio Acquisition Cor61240F116 | *W EXP 10/05/202 | 10,000 | $287 | <0.1% | 00.0% | Unchanged | – |
| Tempo Automation Holdings IN88024M116 | *W EXP 09/30/202 | 29,332 | $264 | <0.1% | 00.0% | Unchanged | – |
| Tastemaker Acquisition Corp876545112 | *W EXP 01/07/202 | 4,800 | $250 | <0.1% | +4,800 | New | – |
| Electriq Power Holdings, Inc.285046116 | Warrant | 7,000 | $199 | <0.1% | +7,000 | New | – |
| Celularity Inc151190113 | *W EXP 05/24/202 | 10,600 | $161 | <0.1% | −24,400−69.7% | Reduced | – |
| CF Acquisition Corp. IV12520T110 | *W EXP 12/31/202 | 2,500 | $125 | <0.1% | +2,500 | New | – |
| Hippo Hldgs Inc433539111 | *W EXP 99/99/999 | 5,800 | $110 | <0.1% | +5,800 | New | – |
| Presto Automation Inc.74113T113 | *W EXP 09/21/202 | 1,600 | $80 | <0.1% | +1,600 | New | – |
| ANGHWAnghami Inc | *W EXP 02/03/202 | 2,500 | $74 | <0.1% | +2,500 | New | History |
| Sonder Holdings Inc.83542D110 | CALL EXP31JAN22 | 2,600 | $42 | <0.1% | +2,600 | New | – |
| Bluescape Opportunities AcquG1195N113 | *W EXP 10/28/202 | 4,000 | $35 | <0.1% | +4,000 | New | – |
Options (24)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| HZNPHorizon Therapeutics Public Ltd Co | SHS | $35.3M | $74.4M |
| SGENSeagen Inc. | COM | $28.2M | $32.1M |
| VMWVmware LLC | CL A COM | $29.1M | $18.9M |
| ATVIActivision Blizzard, Inc. | COM | $24.4M | $19.2M |
| BIPCBrookfield Infrastructure Corp | COM SB VTG SHS A | $9.85M | $7.37M |
| CPRICapri Holdings Ltd | SHS | $562.9K | $3.89M |
| BHVNBiohaven Ltd. | COM | $4.01M | – |
| SIMOSilicon Motion Technology CORP | SPONSORED ADR | $2.27M | $589.4K |
| NATINational Instruments Corp | COM | $2.76M | – |
| AMCAMC Entertainment Holdings, Inc. | CL A NEW | $131.0K | $2.37M |
| AMEDAmedisys Inc | COM | $2.05M | $9.34K |
| CPCanadian Pacific Kansas City Ltd | COM | $744.1K | $1.07M |
| GLDSPDR Gold Trust | ETF | – | $1.73M |
| FLYYSpirit Aviation Holdings, Inc. | COM | $1.18M | $82.5K |
| SSYSStratasys Ltd. | SHS | $842.5K | $254.5K |
| AMDAdvanced Micro Devices Inc | Stock | $668.3K | – |
| CIRCircor International Inc | COM | $652.3K | – |
| TGNATegna Inc | COM | $386.1K | $16.0K |
| CHRSCoherus Oncology, Inc. | COM | $151.5K | – |
| FHNFirst Horizon Corp | COM | $23.1K | $88.2K |
| iShares Tr464287432 | 20 YR TR BD ETF | $44.3K | $44.3K |
| CVNACarvana Co. | CL A | $25.2K | – |
| TSEMTower Semiconductor Ltd | SHS NEW | $22.1K | – |
| GMEGameStop Corp. | Stock | – | $11.5K |
Sold out since Q2 2023 (19)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| FRGFranchise Group, Inc. | COM | 1,123,168 | $32.2M | 22.8% | History |
| GOOGLAlphabet Inc. | Stock | 11,700 | $1.40M | 1.0% | History |
| SGENSeagen Inc. | COM | 6,720 | $1.29M | 0.9% | History |
| KDNYChinook Therapeutics, Inc. | COM | 20,100 | $772.2K | 0.5% | History |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 6,550 | $673.7K | 0.5% | History |
| FORGForgeRock, Inc. | CL A | 29,400 | $603.9K | 0.4% | History |
| PRTKParatek Pharmaceuticals, Inc. | COM | 95,600 | $211.3K | 0.1% | History |
| RIVNRivian Automotive, Inc. | Stock | 10,500 | $174.9K | 0.1% | History |
| SQNSSequans Communications | SPONSORED ADS | 37,897 | $84.5K | 0.1% | History |
| GSMFerroglobe PLC | SHS | 16,700 | $79.7K | 0.1% | History |
| CXAIWCXApp Inc. | *W EXP 03/14/202 | 35,000 | $18.9K | <0.1% | History |
| SURFSurface Oncology, Inc. | COM | 20,198 | $17.6K | <0.1% | History |
| Jasper Therapeutics, Inc.471871111 | *W EXP 12/01/202 | 33,586 | $4.13K | <0.1% | – |
| Berkshire Grey I084656115 | EQUITY WRT | 10,000 | $3.35K | <0.1% | – |
| IMBILegacy IMBDS, Inc. | COM CL A | 24,175 | $3.19K | <0.1% | History |
| Innovative Intl Acqusitin CoG4809M125 | *W EXP 07/01/202 | 23,169 | $1.26K | <0.1% | – |
| Global Blue Group Holding AGH33700115 | *W EXP 08/28/202 | 10,000 | $1.13K | <0.1% | – |
| Moneylion Inc.60938K114 | *W EXP 09/22/202 | 10,000 | $220 | <0.1% | – |
| Minority Equality Opportunit60436Q118 | *W EXP 08/26/202 | 20,000 | $0 | 0.0% | – |