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Livermore
Livermore
ZHEN

Equitec Proprietary Markets, LLC

SEC CIK
0001143261
Latest filing
Jul 20, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Jul 12, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
72
−45 vs. Q1 2023
Portfolio value
$141.3M
+$35.6M (+33.7%) vs. Q1 2023
Filed
Jul 12, 2023
SEC
Holdings of Equitec Proprietary Markets, LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
RILYBRC Group Holdings, Inc.COM1,114,985$51.3M36.3%−131,755−10.6%ReducedHistory
FRGFranchise Group, Inc.COM1,123,168$32.2M22.8%+230,301+25.8%AddedHistory
ATVIActivision Blizzard, Inc.COM109,349$9.22M6.5%+249+0.2%AddedHistory
Occidental Pete Corp WT Exp 080327674599162Stock219,800$8.20M5.8%+53,700+32.3%Added–
DNAGinkgo Bioworks Holdings, Inc.CL A SHS3,200,588$5.95M4.2%−445,062−12.2%ReducedHistory
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT210,039$2.48M1.8%00.0%UnchangedHistory
GLDSPDR Gold TrustETF13,300$2.37M1.7%+13,300NewHistory
CPCanadian Pacific Kansas City LtdCOM28,800$2.33M1.6%00.0%UnchangedHistory
NATINational Instruments CorpCOM40,100$2.30M1.6%+40,100NewHistory
APLDApplied Digital Corp.COM NEW241,914$2.26M1.6%−441,355−64.6%ReducedHistory
AMDAdvanced Micro Devices IncStock18,896$2.15M1.5%+18,800+19,583.3%AddedHistory
SSYSStratasys Ltd.SHS113,100$2.01M1.4%+113,100NewHistory
SIMOSilicon Motion Technology CORPSPONSORED ADR27,891$2.00M1.4%+19,991+253.1%AddedHistory
BWBabcock & Wilcox Enterprises, Inc.COM257,492$1.52M1.1%−15,995−5.8%ReducedHistory
GOOGLAlphabet Inc.Stock11,700$1.40M1.0%+11,700NewHistory
SGENSeagen Inc.COM6,720$1.29M0.9%+6,220+1,244.0%AddedHistory
DDIDoubleDown Interactive Co., Ltd.ADS131,127$1.25M0.9%00.0%UnchangedHistory
FLYYSpirit Aviation Holdings, Inc.COM70,500$1.21M0.9%00.0%UnchangedHistory
SNCRSynchronoss Technologies IncCOM1,288,514$1.20M0.8%+768,534+147.8%AddedHistory
BHVNBiohaven Ltd.COM43,250$1.03M0.7%+7,200+20.0%AddedHistory
AOMRAngel Oak Mortgage REIT, Inc.COM117,376$967.2K0.7%−7,453−6.0%ReducedHistory
Lilium N VN52586109CLASS A ORD SHS539,240$949.1K0.7%−1,258,663−70.0%Reduced–
OECOrion S.A.COM36,793$780.7K0.6%−100−0.3%ReducedHistory
KDNYChinook Therapeutics, Inc.COM20,100$772.2K0.5%+20,100NewHistory
HZNPHorizon Therapeutics Public Ltd CoSHS6,550$673.7K0.5%+6,550NewHistory
TSEMTower Semiconductor LtdSHS NEW16,700$626.6K0.4%+300+1.8%AddedHistory
FORGForgeRock, Inc.CL A29,400$603.9K0.4%00.0%UnchangedHistory
PAAIParadium.AI, Inc.COM104,257$477.5K0.3%+5,594+5.7%AddedHistory
CIRCircor International IncCOM5,800$327.4K0.2%+5,800NewHistory
PRTKParatek Pharmaceuticals, Inc.COM95,600$211.3K0.1%+95,600NewHistory
TGNATegna IncCOM12,400$201.4K0.1%−40,400−76.5%ReducedHistory
PMCBPharmaCyte Biotech, Inc.COM NEW61,415$175.6K0.1%−269,279−81.4%ReducedHistory
RIVNRivian Automotive, Inc.Stock10,500$174.9K0.1%00.0%UnchangedHistory
MARAMARA Holdings, Inc.COM10,100$140.0K0.1%+10,100NewHistory
ORGNOrigin Materials, Inc.COM28,128$119.8K0.1%00.0%UnchangedHistory
LCIDLucid Group, Inc.COM13,700$94.4K0.1%−17,100−55.5%ReducedHistory
SQNSSequans CommunicationsSPONSORED ADS37,897$84.5K0.1%+37,897NewHistory
GSMFerroglobe PLCSHS16,700$79.7K0.1%+16,700NewHistory
LiveWire Group, Inc.53838J113*W EXP 09/26/20294,300$58.0K<0.1%+64,300+214.3%Added–
Bigbear AI Hldgs Inc08975B117*W EXP 99/99/999247,369$54.4K<0.1%+204,709+479.9%Added–
Eve Holding, Inc.29970N112EQUITY WRT35,000$30.8K<0.1%−21,021−37.5%Reduced–
CXAIWCXApp Inc.*W EXP 03/14/20235,000$18.9K<0.1%+35,000NewHistory
GCM Grosvenor Inc.36831E116*W EXP 11/17/20265,000$18.9K<0.1%00.0%Unchanged–
SURFSurface Oncology, Inc.COM20,198$17.6K<0.1%+20,198NewHistory
DRTSWAlpha Tau Medical Ltd.*W EXP 03/07/20216,200$6.40K<0.1%−10,700−39.8%ReducedHistory
Bridgetown Holdings LtdG1355U121*W EXP 09/30/20220,000$4.96K<0.1%00.0%Unchanged–
JSPRWJasper Therapeutics, Inc.*W EXP 12/01/20233,586$4.13K<0.1%−11,270−25.1%ReducedHistory
Berkshire Grey I084656115EQUITY WRT10,000$3.35K<0.1%00.0%Unchanged–
IMBILegacy IMBDS, Inc.COM CL A24,175$3.19K<0.1%−38,737−61.6%ReducedHistory
ICUCWSeaStar Medical Holding CorpEQUITY WRT80,399$2.94K<0.1%−301−0.4%ReducedHistory
Oceantech Acquisitions I Cor675507115*W EXP 99/99/99963,700$2.55K<0.1%00.0%Unchanged–
Cepton, Inc.15673X119*W EXP 06/01/20255,800$2.35K<0.1%00.0%Unchanged–
Ace Global Business Acqu LtdG0083E110*W EXP 02/20/20250,000$2.19K<0.1%00.0%Unchanged–
Celularity Inc151190113*W EXP 05/24/20235,000$2.01K<0.1%−32,200−47.9%Reduced–
MSP Recovery, Inc.553745126*W EXP 05/20/202500,000$2.00K<0.1%00.0%Unchanged–
GRRRWGorilla Technology Group Inc.*W EXP 07/13/20215,000$1.95K<0.1%00.0%UnchangedHistory
Adit Edtech Acquisition Corp007024110*W EXP 99/99/99922,045$1.76K<0.1%00.0%Unchanged–
Multimetaverse Holdings LtdG6360J136*W EXP 01/04/20229,887$1.76K<0.1%−2,427−7.5%Reduced–
AGILWAgileThought, Inc.*W EXP 99/99/99940,000$1.50K<0.1%00.0%UnchangedHistory
Brooge Energy LtdG1611B115*W EXP 12/20/20273,633$1.45K<0.1%00.0%Unchanged–
Osiris Acquisition Corp.68829A111*W EXP 05/01/20211,900$1.28K<0.1%00.0%Unchanged–
Innovative Intl Acqusitin CoG4809M125*W EXP 07/01/20223,169$1.26K<0.1%+18,125+359.3%Added–
Global Blue Group Holding AGH33700115*W EXP 08/28/20210,000$1.13K<0.1%−16,803−62.7%Reduced–
Fat Projects Acquisition CorG3400W110*W EXP 08/31/20220,843$938<0.1%00.0%Unchanged–
BRLSWBorealis Foods Inc.*W EXP 99/99/99915,000$861<0.1%00.0%UnchangedHistory
Tempo Automation Holdings IN88024M116*W EXP 09/30/20229,332$848<0.1%−2,668−8.3%Reduced–
Dune Acquisition Corp265334110*W EXP 10/29/20210,000$423<0.1%00.0%Unchanged–
REVBWRevelation Biosciences, Inc.EQUITY WRT20,000$356<0.1%00.0%UnchangedHistory
View, Inc.92671V114*W EXP 03/08/20230,000$345<0.1%−8,226−21.5%Reduced–
Monterey Bio Acquisition Cor61240F116*W EXP 10/05/20210,000$269<0.1%00.0%Unchanged–
Moneylion Inc.60938K114*W EXP 09/22/20210,000$220<0.1%00.0%Unchanged–
Minority Equality Opportunit60436Q118*W EXP 08/26/20220,000$00.0%00.0%Unchanged–

Options (24)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Equitec Proprietary Markets, LLC in Q2 2023
SecurityClassPutsCalls
ISEEIVERIC bio, Inc.COM$20.5M$16.9M
ATVIActivision Blizzard, Inc.COM$18.4M$11.6M
HZNPHorizon Therapeutics Public Ltd CoSHS$13.7M$14.3M
TSLATesla, Inc.Stock$4.66M$19.8M
NVDANVIDIA CorpStock–$22.6M
VMWVmware LLCCL A COM$6.42M$5.99M
SIMOSilicon Motion Technology CORPSPONSORED ADR$5.20M$1.72M
SGENSeagen Inc.COM$3.60M$3.06M
BHVNBiohaven Ltd.COM$3.69M–
SSYSStratasys Ltd.SHS$3.05M–
NATINational Instruments CorpCOM$2.66M–
CPCanadian Pacific Kansas City LtdCOM$807.7K$1.16M
TRTNTriton International LtdCL A$1.67M–
AMCAMC Entertainment Holdings, Inc.CL A COM$1.25M$306.2K
FLYYSpirit Aviation Holdings, Inc.COM$1.21M–
FORGForgeRock, Inc.CL A$1.11M–
KDNYChinook Therapeutics, Inc.COM$1.09M–
AJRDAerojet Rocketdyne Holdings, Inc.COM$274.4K$548.7K
AMDAdvanced Micro Devices IncStock$740.4K–
TSEMTower Semiconductor LtdSHS NEW$667.9K–
CIRCircor International IncCOM$660.5K–
TGNATegna IncCOM$430.4K–
PRTKParatek Pharmaceuticals, Inc.COM$215.9K–
SURFSurface Oncology, Inc.COM$17.4K–

Sold out since Q1 2023 (58)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Equitec Proprietary Markets, LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
Amryt Pharma PLC03217L106SPONSORED ADS124,806$1.82M1.7%–
TATravelCenters of America Inc.COM NEW15,100$1.31M1.2%History
FHNFirst Horizon CorpCOM69,200$1.23M1.2%History
PLUGPlug Power IncStock25,900$303.5K0.3%History
GOOGAlphabet Inc.Stock2,500$260.0K0.2%History
GMEGameStop Corp.Stock9,000$207.2K0.2%History
BHMBluerock Homes Trust, Inc.COM CL A5,172$102.5K0.1%History
GPREGreen Plains Inc.COM3,300$102.3K0.1%History
DBAInvesco DB Agriculture FundAGRICULTURE FD3,500$71.5K0.1%History
DISWalt Disney CoStock500$50.1K<0.1%History
CVTCvent Holding Corp.COMMON STOCK4,600$38.5K<0.1%History
MAXRMaxar Technologies Inc.COM700$35.7K<0.1%History
MSFTMicrosoft CorpStock100$28.8K<0.1%History
BRCCBRC Inc.COM CL A5,388$27.7K<0.1%History
MGIMoneygram International IncCOM NEW2,400$25.0K<0.1%History
iShares Tips Bond ETF464287176ETF200$22.1K<0.1%–
TH International LtdG8656L114*W EXP 12/15/20235,100$17.2K<0.1%–
UVXYProShares Trust IIULTRA VIX SHORT3,000$13.9K<0.1%History
SMMTSummit Therapeutics Inc.COM7,200$12.6K<0.1%History
TMCTMC the metals Co Inc.COM12,300$10.2K<0.1%History
ARK Innovation ETF00214Q104ETF200$8.07K<0.1%–
WEATTeucrium Commodity TrustWHEAT FD1,000$7.06K<0.1%History
AMCAMC Entertainment Holdings, Inc.CL A COM1,250$6.26K<0.1%History
Inpixon45790J867COM NEW 202210,000$4.30K<0.1%–
SABRSabre CorpCOM1,000$4.29K<0.1%History
BHILBenson Hill, Inc.COMMON STOCK3,571$4.11K<0.1%History
MLMoneylion Inc.CL A7,000$3.98K<0.1%History
Advent Technologies Holdng I00788A113*W EXP 02/03/20230,000$3.89K<0.1%–
NIOBWNiocorp Developments Ltd*W EXP 03/17/2025,000$3.50K<0.1%History
BFIIWBurgerFi International, Inc.*W EXP 12/16/20250,000$3.25K<0.1%History
SICPSilvergate Capital CorpCL A1,675$2.71K<0.1%History
ASSTStrive, Inc.CLASS B COM2,000$2.60K<0.1%History
CXAICXApp Inc.COM CL A975$1.76K<0.1%History
SABSWSAB Biotherapeutics, Inc.*W EXP 10/22/20245,000$1.62K<0.1%History
SOUNWSoundhound AI, Inc.*W EXP 04/26/2024,223$1.42K<0.1%History
Wag! Group Co.93042P117*W EXP 07/30/20210,109$1.07K<0.1%–
DNMRDanimer Scientific, Inc.COM CL A300$1.03K<0.1%History
Evo Acquisition Corp30052G116*W EXP 01/04/2025,396$863<0.1%–
SPYSPDR S&P 500 ETF TrustETF2$819<0.1%History
Tastemaker Acquisition Corp876545112*W EXP 01/07/2024,800$744<0.1%–
TCRTAlaunos Therapeutics, Inc.COM1,023$644<0.1%History
BBBY20230930-DK-Butterfly-1, Inc.COM1,500$641<0.1%History
Pontem CorporationG71707122*W EXP 01/05/2023,700$635<0.1%–
Digital Media Solutions, Inc.25401G114*W EXP 07/15/20220,000$602<0.1%–
Bluescape Opportunities AcquG1195N113*W EXP 10/28/2024,000$520<0.1%–
7GC & Co Holdings Inc81786A115*W EXP 12/23/2025,000$500<0.1%–
Progress Acquisition Corp.74327P113*W EXP 11/11/20210,000$410<0.1%–
D-Wave Quantum Inc.26740W117*W EXP 08/05/2025,300$382<0.1%–
Hippo Hldgs Inc433539111*W EXP 99/99/9995,800$324<0.1%–
BZFDBuzzFeed, Inc.CLASS A COM263$297<0.1%History
CF Acquisition Corp. IV12520T110*W EXP 12/31/2022,500$250<0.1%–
AdTheorent Holding Company, Inc.00739D117*W EXP 99/99/9992,000$240<0.1%–
Sonder Holdings Inc.83542D110CALL EXP31JAN222,600$187<0.1%–
PIIIWP3 Health Partners Inc.*W EXP 99/99/9992,000$160<0.1%History
ANGHWAnghami Inc*W EXP 02/03/2022,500$125<0.1%History
Benson Hill, Inc.082490111*W EXP 99/99/999892$78<0.1%–
Presto Automation Inc.74113T113*W EXP 09/21/2021,600$69<0.1%–
26 Capital Acquisition Corp.90138P118*W EXP 12/31/2021,000$28<0.1%–