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Livermore
Livermore
ZHEN

Equitec Proprietary Markets, LLC

SEC CIK
0001143261
Latest filing
Jul 20, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed Apr 26, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
68
−8 vs. Q4 2023
Portfolio value
$56.5M
−$36.0M (−38.9%) vs. Q4 2023
Filed
Apr 26, 2024
AmendedSEC
Holdings of Equitec Proprietary Markets, LLC in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
APLDApplied Digital Corp.COM NEW4,228,125$18.1M32.0%+59,468+1.4%AddedHistory
RILYBRC Group Holdings, Inc.COM743,254$15.7M27.9%−262,546−26.1%ReducedHistory
MSTRStrategy IncStock5,000$8.52M15.1%+5,000NewHistory
NVDANVIDIA CorpStock2,300$2.08M3.7%+2,300NewHistory
AMEDAmedisys IncCOM15,600$1.44M2.5%+500+3.3%AddedHistory
FINSAngel Oak Financial Strategies Income Term TrustCOM BEN INT111,001$1.39M2.5%−34,558−23.7%ReducedHistory
DDIDoubleDown Interactive Co., Ltd.ADS96,503$1.05M1.9%−34,624−26.4%ReducedHistory
DJTTrump Media & Technology Group Corp.Stock14,800$917.0K1.6%+14,800NewHistory
GLDSPDR Gold TrustETF4,400$905.2K1.6%+4,400NewHistory
CPRICapri Holdings LtdSHS19,970$904.6K1.6%+19,970NewHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS672,488$780.1K1.4%−1,760,100−72.4%ReducedHistory
Lilium N VN52586109CLASS A ORD SHS764,092$733.5K1.3%−1,500,000−66.3%Reduced–
CDZICadiz IncCOM NEW205,274$595.3K1.1%−37,426−15.4%ReducedHistory
CNNECannae Holdings, Inc.COM25,000$556.0K1.0%+25,000NewHistory
SNCRSynchronoss Technologies IncCOM NEW54,842$457.9K0.8%−91,962−62.6%ReducedHistory
AELAmerican National Group Inc.COM8,000$449.8K0.8%+8,000NewHistory
KNTEKinnate Biopharma Inc.COM103,000$274.0K0.5%+103,000NewHistory
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A7,234$260.7K0.5%−5,280−42.2%ReducedHistory
BWBabcock & Wilcox Enterprises, Inc.COM222,752$251.7K0.4%−34,740−13.5%ReducedHistory
PMCBPharmaCyte Biotech, Inc.COM NEW82,727$196.1K0.3%00.0%UnchangedHistory
Liberty Media Corp531229789Stock4,147$123.2K0.2%+4,147New–
VZIOVizio Holding Corp.CL A COM10,200$111.6K0.2%+10,200NewHistory
SMCISuper Micro Computer, Inc.COM100$101.0K0.2%+100NewHistory
SOUNSoundhound AI, Inc.CLASS A COM13,800$81.3K0.1%+13,800NewHistory
SIRISirius XM Holdings Inc.COM15,000$58.2K0.1%+15,000NewHistory
iShares Tr46428743220 YR TR BD ETF600$56.8K0.1%00.0%Unchanged–
GMEGameStop Corp.Stock4,100$51.3K0.1%00.0%UnchangedHistory
Bigbear AI Hldgs Inc08975B117*W EXP 99/99/999145,269$48.7K0.1%−31,100−17.6%Reduced–
CONNConns IncCOM12,642$42.4K0.1%+8,142+180.9%AddedHistory
GOOGAlphabet Inc.Stock200$30.5K0.1%00.0%UnchangedHistory
LiveWire Group, Inc.53838J113*W EXP 09/26/202110,540$27.5K<0.1%−2,755−2.4%Reduced–
LCIDLucid Group, Inc.COM7,900$22.5K<0.1%00.0%UnchangedHistory
MMacy's, Inc.COM1,000$20.0K<0.1%00.0%UnchangedHistory
GCM Grosvenor Inc.36831E116*W EXP 11/17/20235,276$16.9K<0.1%−14,724−29.4%Reduced–
ORGNOrigin Materials, Inc.COM28,128$14.3K<0.1%00.0%UnchangedHistory
ICUCWSeaStar Medical Holding CorpEQUITY WRT80,399$11.7K<0.1%00.0%UnchangedHistory
ARK Innovation ETF00214Q104ETF200$10.0K<0.1%00.0%Unchanged–
TMCTMC the metals Co Inc.COM4,000$5.72K<0.1%00.0%UnchangedHistory
JDJD.com, Inc.SPON ADS CL A200$5.48K<0.1%00.0%UnchangedHistory
WEATTeucrium Commodity TrustWHEAT FD1,000$5.41K<0.1%00.0%UnchangedHistory
Amplify ETF Tr032108631AMPLIFY ALTERNAT1,000$4.18K<0.1%+1,000New–
AMCAMC Entertainment Holdings, Inc.CL A NEW1,087$4.04K<0.1%−5,100−82.4%ReducedHistory
UVXYProShares Trust IIULTRA VIX SHORT500$3.16K<0.1%00.0%UnchangedHistory
SABRSabre CorpCOM1,000$2.42K<0.1%00.0%UnchangedHistory
BRLSWBorealis Foods Inc.EQUITY WRT15,000$2.10K<0.1%00.0%UnchangedHistory
NIOBWNiocorp Developments Ltd*W EXP 03/17/2025,000$1.95K<0.1%00.0%UnchangedHistory
MSP Recovery, Inc.553745126*W EXP 05/20/202500,000$1.80K<0.1%00.0%Unchanged–
D-Wave Quantum Inc.26740W117*W EXP 08/05/2025,300$1.27K<0.1%00.0%Unchanged–
GRRRWGorilla Technology Group Inc.*W EXP 07/13/20215,000$1.18K<0.1%00.0%UnchangedHistory
HEHawaiian Electric Industries IncCOM100$1.13K<0.1%00.0%UnchangedHistory
Ace Global Business Acqu LtdG0083E110*W EXP 02/20/20250,000$1.10K<0.1%00.0%Unchanged–
SPYSPDR S&P 500 ETF TrustETF2$1.05K<0.1%−17,635−100.0%ReducedHistory
GRIID Infrastructure Inc.398501114*W EXP 12/29/20217,045$1.01K<0.1%+17,045New–
ASSTStrive, Inc.CLASS B COM800$570<0.1%00.0%UnchangedHistory
REVBWRevelation Biosciences, Inc.EQUITY WRT20,000$530<0.1%00.0%UnchangedHistory
Cepton, Inc.15673X119*W EXP 06/01/20252,800$517<0.1%00.0%Unchanged–
DRTSWAlpha Tau Medical Ltd.*W EXP 03/07/2021,900$475<0.1%00.0%UnchangedHistory
HGASWGlobal Gas Corp*W EXP 12/21/20210,000$407<0.1%00.0%UnchangedHistory
Multimetaverse Holdings LtdG6360J136*W EXP 01/04/20222,138$334<0.1%00.0%Unchanged–
Brooge Energy LtdG1611B115*W EXP 12/20/20250,000$300<0.1%−6,885−12.1%Reduced–
Osiris Acquisition Corp.68829A111*W EXP 05/01/20211,900$298<0.1%00.0%Unchanged–
Tastemaker Acquisition Corp876545112*W EXP 01/07/2024,800$197<0.1%00.0%Unchanged–
PARAWBanzai International, Inc.*W EXP 12/14/2025,000$183<0.1%00.0%UnchangedHistory
ANGHWAnghami Inc*W EXP 02/03/2022,500$170<0.1%00.0%UnchangedHistory
Hippo Hldgs Inc433539111*W EXP 99/99/9995,800$99<0.1%00.0%Unchanged–
Presto Automation Inc.74113T113*W EXP 09/21/2021,600$27<0.1%00.0%Unchanged–
GORVLazydays Holdings, Inc.COM6$24<0.1%−7,394−99.9%ReducedHistory
Sonder Holdings Inc.83542D110CALL EXP31JAN222,600$18<0.1%00.0%Unchanged–

Options (17)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Equitec Proprietary Markets, LLC in Q1 2024
SecurityClassPutsCalls
XUnited States Steel CorpCOM$15.2M$21.2M
SMCISuper Micro Computer, Inc.COM–$25.0M
NVDANVIDIA CorpStock–$14.3M
CPRICapri Holdings LtdSHS$5.50M$6.99M
FUSNFusion Pharmaceuticals Inc.COM$3.36M$1.78M
MSTRStrategy IncStock–$3.75M
VZIOVizio Holding Corp.CL A COM$1.95M$1.07M
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A$2.96M–
AMEDAmedisys IncCOM$1.95M–
INBXInhibrx Biosciences, Inc.COM$559.4K–
AELAmerican National Group Inc.COM$556.6K–
CNNECannae Holdings, Inc.COM$556.0K–
SIRISirius XM Holdings Inc.COM$310.8K–
IRBTiRobot CorpCOM$184.0K$85.0K
KNTEKinnate Biopharma Inc.COM$262.0K–
MMacy's, Inc.COM$20.0K–
RILYBRC Group Holdings, Inc.COM$4.23K–

Sold out since Q4 2023 (23)

Positions held at the end of Q4 2023 that are gone from this filing.

Positions of Equitec Proprietary Markets, LLC sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
Occidental Pete Corp WT Exp 080327674599162Stock151,435$5.90M6.4%–
Invesco QQQ Trust Series I46090E103ETF10,500$4.30M4.7%–
MARAMARA Holdings, Inc.COM100,800$2.37M2.6%History
CPCanadian Pacific Kansas City LtdCOM28,800$2.28M2.5%History
MRTXMirati Therapeutics, Inc.COM35,100$2.06M2.2%History
DCBODocebo Inc.COM28,300$1.37M1.5%History
OECOrion S.A.COM31,893$884.4K1.0%History
TSLATesla, Inc.Stock2,323$577.2K0.6%History
ICVXIcosavax, Inc.COM36,000$567.4K0.6%History
IRBTiRobot CorpCOM4,404$170.4K0.2%History
PAAIParadium.AI, Inc.COM66,518$158.3K0.2%History
SSYSStratasys Ltd.SHS7,900$112.8K0.1%History
Gracell Biotechnologies Inc38406L103SPONSORED ADS7,400$74.3K0.1%–
TSEMTower Semiconductor LtdSHS NEW400$12.2K<0.1%History
Eve Holding, Inc.29970N112EQUITY WRT5,000$4.90K<0.1%–
IEPIcahn Enterprises L.P.DEPOSITARY UNIT221$3.80K<0.1%History
ETF Managers Tr26924G508ETFMG ALTR HRVST1,000$3.23K<0.1%–
Adit Edtech Acquisition Corp007024110*W EXP 99/99/99922,045$1.85K<0.1%–
Oceantech Acquisitions I Cor675507115*W EXP 99/99/99963,700$1.50K<0.1%–
MNYWWMoneyHero Ltd*W EXP 09/13/20210,000$701<0.1%History
Celularity Inc151190113*W EXP 05/24/20210,600$424<0.1%–
Inpixon45790J867COM NEW 20227,500$422<0.1%–
View, Inc.92671V114*W EXP 03/08/20230,000$126<0.1%–